13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,611 | $512,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 71,093 | $512,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 125,105 | $512,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,056 | $511,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 175,619 | $511,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 35,875 | $510,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 600,000 | $509,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 78,696 | $508,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 42,071 | $508,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 17,500 | $507,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34,704 | $507,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 53,012 | $505,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 52,504 | $504,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 50,000 | $504,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 33,315 | $502,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 8,479 | $502,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 169,768 | $501,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 23,309 | $500,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 25,011 | $500,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 152,222 | $499,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 49,285 | $499,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 50,460 | $499,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 8,030 | $497,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 27,204 | $497,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 37,994 | $496,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 91,940 | $495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,393 | $495,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 21,535 | $494,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 23,706 | $493,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 75,014 | $493,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 8,109 | $492,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,300 | $491,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 45,747 | $490,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 16,327 | $490,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 15,285 | $490,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 18,815 | $490,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 86,510 | $489,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 19,595 | $487,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 31,251 | $487,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 154,721 | $486,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 48,409 | $485,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 420,200 | $484,000 | thousands by filing date | call |
| FIRST CHOICE BANCORP | 31948P104 | COM | 26,184 | $484,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 14,719 | $483,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 34,807 | $483,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 19,826 | $483,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 152,260 | $483,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 196,000 | $481,000 | thousands by filing date | principal |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,695 | $480,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 22,873 | $480,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 48,740 | $479,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 15,938 | $479,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 44,198 | $478,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 25,881 | $477,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 200,610 | $477,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100,000 | $476,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 63,200 | $476,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 71,676 | $476,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 12,393 | $476,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 195,178 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,468 | $473,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 46,700 | $473,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 77,956 | $472,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 113,861 | $472,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 16,712 | $471,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 14,814 | $470,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 220,700 | $468,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 162,923 | $468,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 102,670 | $465,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 385,000 | $465,000 | thousands by filing date | principal |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 20,610 | $464,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 185,479 | $464,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,505 | $463,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 36,846 | $463,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 25,093 | $461,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 15,607 | $460,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 30,995 | $460,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 64,147 | $460,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,317 | $459,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 56,756 | $458,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 220,000 | $458,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,549,400 | $457,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,243 | $457,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 18,233 | $455,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 41,415 | $452,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 34,118 | $452,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 31,749 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 32,143 | $450,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,121,000 | $449,000 | thousands by filing date | put |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 18,777 | $449,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 233,739 | $449,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 27,705 | $449,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,997 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,501 | $448,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 9,010 | $448,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 31,748 | $447,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,738 | $447,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 37,726 | $447,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 54,970 | $446,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 87,876 | $446,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,385 | $444,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 385,000 | $443,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 85,374 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 10,741 | $441,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 73,191 | $440,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 11,689 | $440,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,158 | $440,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 22,869 | $439,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 67,243 | $438,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,450 | $438,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 32,866 | $438,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 70,995 | $437,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,800 | $436,000 | thousands by filing date | put |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 7,083 | $436,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 33,272 | $436,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 92,915 | $435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 11,883 | $435,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,619 | $435,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 47,306 | $435,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 158,597 | $435,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 23,482 | $434,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 17,084 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 28,603 | $432,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,721 | $432,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 11,418 | $432,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 51,634 | $432,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,686 | $431,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 28,395 | $431,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 52,787 | $431,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 48,446 | $430,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 18,930 | $429,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 29,186 | $428,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 81,923 | $427,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 39,895 | $426,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 24,319 | $426,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 635,600 | $422,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,846 | $422,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 310,502 | $422,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 16,116 | $421,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 37,062 | $421,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 94,917 | $420,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 50,834 | $419,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 13,978 | $419,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 58,226 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 11,742 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,874 | $418,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 21,085 | $418,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 88,598 | $417,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 42,531 | $417,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 33,289 | $417,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 37,553 | $416,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 36,947 | $416,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 65,983 | $416,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 40,551 | $415,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,749 | $413,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 43,037 | $413,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,159 | $410,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 21,956 | $410,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 35,795 | $410,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 58,723 | $410,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 55,000 | $409,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 54,968 | $409,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 37,520 | $409,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 425,700 | $407,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 60,457 | $407,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 477,500 | $406,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 23,486 | $406,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 20,965 | $406,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 51,056 | $406,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 24,204 | $405,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 129,310 | $405,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 86,559 | $404,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 69,199 | $402,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 161,343 | $402,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 10,459 | $402,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 31,411 | $401,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 614,000 | $401,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 26,769 | $400,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 42,889 | $400,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 5,641 | $399,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 100,000 | $399,000 | thousands by filing date | call |
| DZS INC | 268211109 | COMMON STOCK | 25,791 | $399,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 29,453 | $399,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 65,009 | $399,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 126,736 | $399,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 387,000 | $398,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 105,814 | $398,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 151,666 | $397,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 30,890 | $397,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 40,078 | $397,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 29,790 | $397,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 129,441 | $396,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,176 | $396,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 25,848 | $395,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,034 | $395,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 23,777 | $393,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 143,067 | $393,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,254 | $393,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 25,859 | $393,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,258 | $393,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 316,632 | $393,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 53,981 | $393,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 23,091 | $393,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 12,682 | $392,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 8,000 | $391,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 105,990 | $391,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 516,100 | $390,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 41,602 | $390,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18,599 | $390,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 19,681 | $390,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24,269 | $389,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 181,782 | $389,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,300,000 | $388,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 8,025 | $388,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 60,667 | $388,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 10,880 | $388,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 101,199 | $387,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 34,952 | $387,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 22,850 | $387,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 62,509 | $386,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,339 | $386,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 159,974 | $385,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 26,533 | $384,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 365,000 | $384,000 | thousands by filing date | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 154,920 | $383,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 29,191 | $382,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 26,211 | $379,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 11,681 | $378,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,879 | $378,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 13,401 | $377,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,496 | $376,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 50,896 | $375,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 11,289 | $375,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 309,000 | $375,000 | thousands by filing date | principal |
| Etfmg Prime Mobile | 26924G409 | COM | 5,631 | $375,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 31,709 | $375,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 31,130 | $374,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,083 | $373,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,436 | $372,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 15,135 | $371,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 129,860 | $370,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 53,330 | $369,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 21,719 | $369,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 167,841 | $369,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 29,929 | $369,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 19,348 | $368,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 172,160 | $368,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 92,700 | $367,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 24,934 | $366,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 111,801 | $366,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 137,431 | $364,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 482,600 | $363,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 133,900 | $363,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 24,381 | $363,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,222 | $363,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 18,879 | $363,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 354,000 | $363,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,000 | $362,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 77,348 | $362,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,464 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,068 | $361,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 28,303 | $361,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 13,620 | $361,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 23,762 | $358,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 10,243 | $358,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 15,702 | $357,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 22,481 | $357,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 162,500 | $356,000 | thousands by filing date | call |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 6,802 | $356,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 26,852 | $356,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 27,547 | $355,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,078 | $355,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 23,063 | $355,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 34,611 | $354,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 32,319 | $353,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 34,032 | $353,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,206 | $353,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21,847 | $352,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 38,560 | $352,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 179,413 | $351,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,400 | $350,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 29,913 | $350,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 115,574 | $350,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 15,939 | $349,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 17,331 | $348,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 4,949 | $348,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 13,852 | $347,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 9,318 | $347,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 158,425 | $347,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 38,333 | $346,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 29,717 | $345,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 56,489 | $345,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,806 | $344,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 29,452 | $344,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 65,419 | $343,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,067 | $342,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 63,232 | $342,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,171 | $340,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 214,335 | $340,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 9,399 | $339,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,262 | $339,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 89,774 | $339,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 45,630 | $338,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 22,535 | $338,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 21,866 | $337,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 33,276 | $335,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 88,343 | $335,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 18,971 | $334,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 44,819 | $333,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 19,038 | $332,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,992 | $332,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 61,641 | $330,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 12,441 | $330,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 14,447 | $330,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 25,871 | $330,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 321,000 | $329,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100,000 | $328,000 | thousands by filing date | put |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 9,618 | $328,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 37,402 | $328,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 23,193 | $327,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 18,187 | $327,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,945 | $327,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 29,686 | $327,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,720 | $326,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26,585 | $326,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 13,915 | $326,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 28,805 | $325,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 9,428 | $324,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 32,915 | $324,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 19,417 | $323,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,266,100 | $322,000 | thousands by filing date | put |
| MISSION PRODUCE INC | 60510V108 | COM | 21,429 | $322,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,092 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 18,314 | $322,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 49,856 | $322,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,495 | $321,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 7,042 | $320,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 31,366 | $320,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 31,575 | $320,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 34,579 | $318,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 49,671 | $318,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 322,000 | $318,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 71,000 | $317,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,000 | $317,000 | thousands by filing date | call |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 13,110 | $317,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 23,223 | $317,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,562 | $316,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 14,473 | $316,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,738 | $316,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 41,923 | $316,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 5,723 | $315,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,832 | $315,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,728 | $314,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 11,586 | $314,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 298,020 | $314,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 15,989 | $313,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 133,698 | $313,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 130,951 | $313,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 304,000 | $311,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,754 | $310,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 164,000 | $310,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 79,619 | $310,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 33,592 | $306,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 13,095 | $306,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 69,343 | $306,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 112,242 | $305,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 35,189 | $305,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 298,000 | $305,000 | thousands by filing date | principal |
| MMA Capital Management LLC | 55315D105 | COM | 12,328 | $304,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 130,200 | $303,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 24,158 | $303,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,808 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,017 | $302,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 17,329 | $301,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,994 | $301,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 17,753 | $300,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 130,448 | $300,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 38,057 | $300,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 28,207 | $298,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 12,059 | $297,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 63,736 | $295,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 11,727 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,833 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,765 | $294,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 22,914 | $294,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,639 | $293,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 116,150 | $293,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 24,002 | $293,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,547 | $292,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 44,241 | $290,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,966 | $289,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 150,000 | $289,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 289,100 | $288,000 | thousands by filing date | put |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 7,868 | $287,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 68,828 | $286,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,988 | $285,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,741 | $285,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,700 | $284,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,270 | $283,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 375,300 | $282,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 300,000 | $282,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 53,568 | $282,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 11,083 | $282,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 50,081 | $282,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 275,000 | $282,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,846 | $280,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 36,171 | $278,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 207,102 | $278,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 10,241 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 7,058 | $277,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 157,468 | $277,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 18,872 | $276,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 6,800 | $275,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 91,500 | $275,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,957 | $274,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 55,981 | $272,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,708 | $271,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 24,459 | $271,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 28,600 | $271,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,050,000 | $270,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,171 | $270,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 21,296 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 18,775 | $269,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 27,151 | $268,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 9,094 | $267,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 35,918 | $266,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 28,903 | $265,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $265,000 | thousands by filing date | principal |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 19,370 | $265,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 68,846 | $264,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 26,463 | $264,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 19,714 | $264,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 23,098 | $264,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 7,811 | $264,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 6,582 | $264,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 47,800 | $263,000 | thousands by filing date | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 15,281 | $263,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 45,940 | $263,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 8,946 | $263,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 165,148 | $263,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,416 | $262,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 143,242 | $260,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 58,686 | $260,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 193,241 | $260,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10,161 | $259,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,460 | $259,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 25,000 | $259,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 54,185 | $258,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 15,580 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,573 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,489 | $257,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,898 | $257,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,201 | $256,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 114,600 | $255,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 50,947 | $255,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 26,994 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,098 | $254,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 15,488 | $254,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 77,249 | $253,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 100,055 | $253,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 113,585 | $252,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 16,187 | $252,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 486,700 | $251,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 74,500 | $251,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,311 | $251,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 29,173 | $251,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 55,266 | $251,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 15,678 | $250,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 8,140 | $250,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,518 | $249,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10,348 | $248,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 9,724 | $248,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 23,838 | $247,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57,665 | $247,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 13,855 | $246,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,703 | $245,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 37,308 | $245,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 12,960 | $244,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 73,410 | $243,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 100,000 | $242,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 52,596 | $242,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 17,440 | $242,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 67,885 | $242,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 200,000 | $242,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 21,271 | $242,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 26,775 | $239,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 16,750 | $238,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,822 | $238,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 31,397 | $238,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 7,417 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,642 | $237,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,001 | $236,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 227,000 | $236,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 35,862 | $236,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 16,195 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,569 | $235,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,863 | $235,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,792 | $235,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 16,317 | $234,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 304,500 | $234,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |