13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 7,380 holding rows worth $415,681,634,000.
- Accession
- 0000072971-21-000047
- Filer
- CIK 72971
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21,418 entries on the cover page, a total value of $415,681,634,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,681,634,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 146,496 | $6,367,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 906,873 | $6,366,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 229,556 | $6,353,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 80,230 | $6,353,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 68,761 | $6,342,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 198,031 | $6,341,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 446,165 | $6,331,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 510,424 | $6,323,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 416,449 | $6,318,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 227,443 | $6,309,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 878,661 | $6,309,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 287,510 | $6,303,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 269,004 | $6,300,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 243,735 | $6,300,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 72,309 | $6,284,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,367,927 | $6,279,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 433,292 | $6,274,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 95,871 | $6,270,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 302,643 | $6,264,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 217,449 | $6,258,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 272,519 | $6,257,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 390,170 | $6,255,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 239,077 | $6,255,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 199,426 | $6,249,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 711,519 | $6,248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 80,141 | $6,242,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 88,378 | $6,241,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 336,761 | $6,237,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 152,986 | $6,235,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 192,056 | $6,229,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 520,007 | $6,214,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 192,535 | $6,198,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 75,977 | $6,193,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 48,027 | $6,191,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 198,068 | $6,184,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 134,677 | $6,179,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 417,095 | $6,177,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 359,904 | $6,173,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,384,772 | $6,168,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,559,598 | $6,160,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,142,105 | $6,158,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 381,434 | $6,157,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 164,629 | $6,148,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 592,170 | $6,147,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 120,031 | $6,147,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 141,372 | $6,133,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 952,800 | $6,132,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 5,470,000 | $6,124,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 742,207 | $6,123,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 461,404 | $6,122,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 322,777 | $6,120,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 254,620 | $6,116,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 191,244 | $6,106,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 63,653 | $6,104,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 703,758 | $6,074,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 116,451 | $6,044,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 410,260 | $6,043,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 58,531 | $6,041,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 295,943 | $6,026,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 472,765 | $6,022,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 421,375 | $6,021,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 413,829 | $6,012,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 156,159 | $6,003,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 252,747 | $6,000,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 742,206 | $5,997,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 86,146 | $5,981,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 457,572 | $5,976,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 115,183 | $5,971,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 57,904 | $5,962,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 98,059 | $5,939,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 82,753 | $5,933,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 135,524 | $5,930,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,029,115 | $5,917,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 38,511 | $5,907,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 448,470 | $5,906,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 215,230 | $5,901,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,896,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 355,743 | $5,891,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 201,924 | $5,891,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 56,041 | $5,886,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 159,680 | $5,885,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,523,000 | $5,884,000 | thousands by filing date | principal |
| PPD INC | 69355F102 | COM | 171,587 | $5,873,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 191,205 | $5,868,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 407,294 | $5,865,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 35,885 | $5,865,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 329,214 | $5,864,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,551,111 | $5,862,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 419,502 | $5,860,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 595,000 | $5,859,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 327,395 | $5,857,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 113,988 | $5,852,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 502,141 | $5,850,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 212,551 | $5,847,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 182,351 | $5,846,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,914,320 | $5,839,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 134,298 | $5,838,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 644,166 | $5,836,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 81,116 | $5,833,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 268,780 | $5,830,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 6,649,000 | $5,824,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 63,836 | $5,821,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,740,740 | $5,797,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 156,271 | $5,796,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 540,422 | $5,766,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 266,995 | $5,765,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 168,557 | $5,762,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 538,054 | $5,762,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 56,633 | $5,760,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 365,475 | $5,760,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 435,861 | $5,758,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 60,369 | $5,755,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 82,865 | $5,748,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 247,358 | $5,748,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 857,905 | $5,747,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,159,195 | $5,727,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 505,005 | $5,722,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,424,000 | $5,722,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 179,398 | $5,714,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 315,604 | $5,713,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 108,695 | $5,707,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 269,447 | $5,701,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 347,762 | $5,697,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 88,866 | $5,693,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 236,310 | $5,690,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 202,581 | $5,687,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 80,364 | $5,676,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 316,213 | $5,667,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 124,613 | $5,665,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 283,855 | $5,663,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,513,431 | $5,660,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 5,023,000 | $5,656,000 | thousands by filing date | principal |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 57,018 | $5,643,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 107,750 | $5,636,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 63,439 | $5,635,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 73,624 | $5,627,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 402,367 | $5,625,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 171,667 | $5,624,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 106,569 | $5,624,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 179,838 | $5,618,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 117,947 | $5,614,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 227,086 | $5,596,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 321,765 | $5,592,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 377,011 | $5,591,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 170,972 | $5,584,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 208,502 | $5,569,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 433,234 | $5,554,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 111,288 | $5,552,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,345,070 | $5,542,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 169,516 | $5,539,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 929,321 | $5,529,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 88,392 | $5,526,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 366,269 | $5,523,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 176,124 | $5,520,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 169,603 | $5,519,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 115,438 | $5,518,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,769,000 | $5,517,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 26,784 | $5,515,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 35,850 | $5,508,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 366,502 | $5,497,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 37,394 | $5,493,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 492,555 | $5,487,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 117,974 | $5,479,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 76,057 | $5,476,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 152,402 | $5,472,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 343,623 | $5,470,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 556,640 | $5,466,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 70,435 | $5,460,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 430,523 | $5,459,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 157,784 | $5,417,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 192,156 | $5,413,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 84,833 | $5,406,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 464,032 | $5,406,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 179,653 | $5,395,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 342,715 | $5,392,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 107,296 | $5,387,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 123,183 | $5,377,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 198,805 | $5,368,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 241,616 | $5,360,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 344,628 | $5,360,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 357,607 | $5,352,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 293,226 | $5,351,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 116,330 | $5,350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 347,885 | $5,340,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 71,778 | $5,331,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 418,574 | $5,325,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,267,708 | $5,324,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,000 | $5,319,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 126,078 | $5,318,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,185,000 | $5,309,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 120,670 | $5,304,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 83,921 | $5,297,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 214,972 | $5,290,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 556,362 | $5,285,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 215,092 | $5,278,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 99,912 | $5,276,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 123,772 | $5,273,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 305,651 | $5,272,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 168,714 | $5,263,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 553,500 | $5,261,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 51,520 | $5,252,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 335,585 | $5,252,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,544,000 | $5,252,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 247,329 | $5,246,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 96,122 | $5,244,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 709,510 | $5,243,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 185,164 | $5,231,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 193,427 | $5,230,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 110,580 | $5,230,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 609,989 | $5,223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 45,820 | $5,216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 40,060 | $5,216,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 108,456 | $5,203,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 453,122 | $5,202,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 123,049 | $5,195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 338,052 | $5,189,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 973,537 | $5,189,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 65,499 | $5,188,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 190,173 | $5,182,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 280,852 | $5,179,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 84,760 | $5,173,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 72,535 | $5,159,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 109,624 | $5,159,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 349,535 | $5,159,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 118,444 | $5,158,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 171,051 | $5,156,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,309,000 | $5,149,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 141,983 | $5,146,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 125,612 | $5,146,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 421,407 | $5,142,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 117,657 | $5,133,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 322,153 | $5,128,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 72,582 | $5,127,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 978,000 | $5,125,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 123,434 | $5,112,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 81,073 | $5,101,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 106,109 | $5,099,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 580,252 | $5,088,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 387,481 | $5,088,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 79,772 | $5,087,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 174,442 | $5,086,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 52,873 | $5,082,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 126,951 | $5,080,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 340,661 | $5,076,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 407,979 | $5,076,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 184,022 | $5,071,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 78,719 | $5,053,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 116,663 | $5,046,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 557,328 | $5,038,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 170,412 | $5,036,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 313,291 | $5,034,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 216,484 | $5,020,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 122,904 | $5,017,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,282,142 | $5,013,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 203,911 | $5,009,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 340,558 | $5,009,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,826,500 | $5,008,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 180,313 | $5,007,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 526,756 | $5,004,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 318,737 | $5,004,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 334,036 | $5,002,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 133,563 | $5,001,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 460,599 | $5,001,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 424,316 | $4,995,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 230,218 | $4,989,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 113,550 | $4,978,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 307,608 | $4,974,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 75,737 | $4,962,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 63,639 | $4,958,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 386,339 | $4,946,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 267,010 | $4,932,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 80,120 | $4,924,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 122,183 | $4,923,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 98,618 | $4,923,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 39,476 | $4,914,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 210,817 | $4,909,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 131,689 | $4,903,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 336,135 | $4,897,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 321,475 | $4,886,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 482,791 | $4,886,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 273,336 | $4,885,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 43,891 | $4,879,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 62,578 | $4,857,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 18,548 | $4,851,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 68,192 | $4,851,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 116,708 | $4,847,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 206,371 | $4,846,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 385,526 | $4,838,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 164,704 | $4,837,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 272,162 | $4,836,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 249,323 | $4,830,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 122,800 | $4,829,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 334,939 | $4,820,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 30,436 | $4,808,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 205,247 | $4,808,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 104,690 | $4,804,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,300,000 | $4,802,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 120,973 | $4,798,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 64,622 | $4,797,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 996,733 | $4,794,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 519,849 | $4,783,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 278,230 | $4,777,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 131,559 | $4,765,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 517,948 | $4,765,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 272,903 | $4,762,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 97,238 | $4,760,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 758,917 | $4,758,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 324,832 | $4,749,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 199,578 | $4,745,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 329,792 | $4,736,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 193,994 | $4,734,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 84,057 | $4,733,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 28,596 | $4,733,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,408,106 | $4,731,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 329,128 | $4,723,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 82,765 | $4,718,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 235,059 | $4,717,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 34,653 | $4,711,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 4,450,000 | $4,699,000 | thousands by filing date | principal |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 150,152 | $4,695,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 65,766 | $4,688,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 182,899 | $4,673,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 156,868 | $4,668,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 99,395 | $4,659,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 97,636 | $4,652,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 456,400 | $4,638,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 109,640 | $4,638,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 132,257 | $4,633,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 137,890 | $4,631,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 169,398 | $4,619,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,041,516 | $4,615,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 405,145 | $4,615,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 103,595 | $4,606,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 85,868 | $4,600,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 342,797 | $4,600,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 36,659 | $4,594,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 160,307 | $4,591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 131,773 | $4,584,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 115,146 | $4,583,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 36,404 | $4,583,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 197,309 | $4,561,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 61,940 | $4,551,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 81,978 | $4,550,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 128,907 | $4,550,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 110,737 | $4,546,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 112,214 | $4,528,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 602,101 | $4,510,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 250,772 | $4,506,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 107,059 | $4,496,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 78,184 | $4,490,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 249,866 | $4,488,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 318,833 | $4,486,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 110,545 | $4,473,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 42,585 | $4,471,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 138,766 | $4,467,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 36,422 | $4,463,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 58,351 | $4,441,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 209,801 | $4,440,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 419,199 | $4,427,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 160,633 | $4,424,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 105,033 | $4,421,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 123,777 | $4,417,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 104,070 | $4,412,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 253,875 | $4,408,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 143,308 | $4,401,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 416,332 | $4,392,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 113,199 | $4,386,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 138,354 | $4,383,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 75,573 | $4,380,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 180,660 | $4,363,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 60,391 | $4,360,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 108,398 | $4,355,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 99,910 | $4,347,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 73,040 | $4,346,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 63,998 | $4,342,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 306,800 | $4,335,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 113,359 | $4,329,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 134,489 | $4,329,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 389,624 | $4,328,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 132,537 | $4,328,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 776,745 | $4,326,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 27,787 | $4,322,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 141,454 | $4,321,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 345,639 | $4,320,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 251,424 | $4,319,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 530,545 | $4,318,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 138,528 | $4,315,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 222,182 | $4,315,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 232,193 | $4,312,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 253,515 | $4,310,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 749,127 | $4,307,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,706,800 | $4,304,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 636,700 | $4,301,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19,796 | $4,295,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 483,722 | $4,286,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 316,236 | $4,279,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 61,520 | $4,278,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 125,914 | $4,275,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,853 | $4,265,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 352,968 | $4,250,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 409,976 | $4,244,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 438,702 | $4,243,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 336,666 | $4,239,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 58,414 | $4,234,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 108,611 | $4,231,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 106,680 | $4,227,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 160,050 | $4,221,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 76,342 | $4,220,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 76,706 | $4,205,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 117,660 | $4,202,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 325,302 | $4,200,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 70,728 | $4,200,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,914,500 | $4,200,000 | thousands by filing date | principal |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 242,927 | $4,193,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 145,114 | $4,190,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 514,026 | $4,190,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 4,500,000 | $4,185,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 142,940 | $4,175,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,180,000 | $4,172,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 133,045 | $4,171,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 159,577 | $4,157,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 234,336 | $4,157,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 348,566 | $4,151,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 140,958 | $4,151,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 320,706 | $4,149,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 151,305 | $4,127,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 245,816 | $4,122,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,690 | $4,104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 99,671 | $4,103,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 71,673 | $4,095,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 41,803 | $4,095,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 233,838 | $4,085,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 136,145 | $4,081,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 186,932 | $4,070,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 239,602 | $4,059,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 236,683 | $4,055,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 228,214 | $4,055,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 371,471 | $4,052,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 189,971 | $4,050,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 261,596 | $4,047,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 87,279 | $4,046,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 438,587 | $4,026,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 738,399 | $4,024,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 148,486 | $4,021,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 39,642 | $4,004,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 274,899 | $4,002,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 191,175 | $3,996,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 55,391 | $3,994,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 297,354 | $3,988,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 335,540 | $3,979,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 284,272 | $3,974,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 68,500 | $3,966,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 421,395 | $3,961,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 91,760 | $3,959,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 132,877 | $3,954,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 113,117 | $3,953,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 90,297 | $3,953,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 114,610 | $3,950,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 116,138 | $3,949,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 273,772 | $3,945,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 304,105 | $3,942,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,609,714 | $3,940,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 492,387 | $3,934,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 310,470 | $3,930,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 4,619,000 | $3,923,000 | thousands by filing date | principal |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 291,645 | $3,920,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 125,968 | $3,912,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,004,703 | $3,908,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 260,638 | $3,900,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 273,074 | $3,900,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 122,536 | $3,896,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 198,242 | $3,892,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 406,539 | $3,886,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 89,085 | $3,877,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 248,830 | $3,872,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 260,782 | $3,872,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 60,486 | $3,863,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 63,815 | $3,861,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 163,221 | $3,860,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 73,833 | $3,856,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 287,148 | $3,854,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 411,630 | $3,853,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 86,666 | $3,839,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,500,000 | $3,827,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 173,283 | $3,816,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 21,183 | $3,801,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 188,790 | $3,787,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 217,065 | $3,783,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 651,426 | $3,778,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 252,856 | $3,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 162,428 | $3,774,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 403,029 | $3,757,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 210,476 | $3,752,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 35,134 | $3,750,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 728,600 | $3,746,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 96,001 | $3,736,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 109,589 | $3,735,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 133,013 | $3,724,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 612,887 | $3,720,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 115,858 | $3,719,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000047 | this filing | 2021-02-09 | acceptance time not in the bulk data set |