13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 92,683 | $1,486,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 111,050 | $1,486,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 136,242 | $1,486,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 45,321 | $1,486,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 78,363 | $1,485,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 123,891 | $1,483,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 145,828 | $1,482,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 94,424 | $1,481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 49,080 | $1,481,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 29,892 | $1,481,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,971,000 | $1,480,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 264,287 | $1,477,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 94,685 | $1,477,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 308,999 | $1,470,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 110,248 | $1,466,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 488,658 | $1,466,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 82,971 | $1,464,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 108,172 | $1,460,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 51,530 | $1,460,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 31,597 | $1,459,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 27,972 | $1,458,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 122,003 | $1,458,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 286,101 | $1,456,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 75,173 | $1,456,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 49,912 | $1,455,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,250,000 | $1,455,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 173,305 | $1,454,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 227,373 | $1,453,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 140,353 | $1,453,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 131,435 | $1,449,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 214,707 | $1,449,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 51,849 | $1,448,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 110,309 | $1,446,000 | thousands by filing date | put |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 224,435 | $1,446,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 90,975 | $1,441,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 94,281 | $1,439,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 105,539 | $1,438,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,541,200 | $1,437,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 56,213 | $1,437,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 58,122 | $1,437,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 43,666 | $1,431,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 106,059 | $1,430,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 73,003 | $1,428,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 94,091 | $1,427,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 79,825 | $1,427,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 78,771 | $1,418,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 34,441 | $1,417,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 66,712 | $1,413,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 119,983 | $1,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 44,246 | $1,413,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 94,658 | $1,412,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 70,879 | $1,411,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 49,128 | $1,411,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 67,203 | $1,408,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 285,593 | $1,408,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 125,629 | $1,401,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 114,649 | $1,399,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 89,789 | $1,388,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 91,820 | $1,385,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 40,655 | $1,385,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 160,813 | $1,382,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 252,771 | $1,380,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 248,027 | $1,379,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 52,379 | $1,379,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 85,147 | $1,371,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 210,887 | $1,370,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 93,371 | $1,370,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 304,500 | $1,369,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 55,765 | $1,367,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 53,196 | $1,366,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 15,533 | $1,365,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 105,735 | $1,365,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 297,700 | $1,361,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 116,700 | $1,360,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 120,241 | $1,359,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $1,353,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 111,310 | $1,352,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 177,713 | $1,350,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 161,655 | $1,350,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 422,935 | $1,349,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 9,637 | $1,348,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 115,593 | $1,346,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 198,294 | $1,342,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 45,813 | $1,341,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 268,233 | $1,338,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 499,461 | $1,334,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 74,271 | $1,333,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 49,693 | $1,333,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,452 | $1,328,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 40,600 | $1,326,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 295,281 | $1,326,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 24,113 | $1,323,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 132,894 | $1,323,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 98,250 | $1,321,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 121,665 | $1,319,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 142,459 | $1,318,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 51,926 | $1,318,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 228,169 | $1,315,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 82,860 | $1,314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 51,377 | $1,313,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 465,812 | $1,311,000 | thousands by filing date | put |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,174 | $1,311,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 87,984 | $1,309,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 90,149 | $1,309,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,196,000 | $1,304,000 | thousands by filing date | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 41,780 | $1,302,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 60,210 | $1,301,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,924 | $1,301,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 212,451 | $1,300,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 87,285 | $1,292,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 344,258 | $1,291,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 57,345 | $1,291,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 185,650 | $1,285,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 93,518 | $1,284,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 543,888 | $1,283,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 142,362 | $1,282,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 85,378 | $1,281,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 135,557 | $1,280,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 92,798 | $1,280,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 61,737 | $1,279,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 89,326 | $1,277,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 215,686 | $1,275,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,700 | $1,274,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 76,372 | $1,269,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,530,600 | $1,268,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 88,777 | $1,268,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 84,725 | $1,266,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 129,520 | $1,266,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 530,100 | $1,265,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,646 | $1,264,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 127,153 | $1,261,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 54,147 | $1,259,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 39,876 | $1,258,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 217,980 | $1,255,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 92,114 | $1,253,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 58,228 | $1,253,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 408,000 | $1,253,000 | thousands by filing date | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 71,424 | $1,251,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 62,384 | $1,248,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 90,670 | $1,247,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,072,000 | $1,247,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X849 | INDX FD | 80,641 | $1,246,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 133,321 | $1,244,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,952 | $1,240,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 42,395 | $1,230,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 988,000 | $1,227,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 891,200 | $1,226,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 117,702 | $1,226,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 444,496 | $1,226,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 77,923 | $1,225,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 140,595 | $1,220,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 308,854 | $1,220,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,061 | $1,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 90,492 | $1,216,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 102,384 | $1,216,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 55,160 | $1,213,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 180,142 | $1,212,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 162,155 | $1,212,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 94,198 | $1,211,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 236,969 | $1,211,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 146,700 | $1,210,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 32,429 | $1,209,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 20,363 | $1,208,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 82,737 | $1,207,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 56,252 | $1,206,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 115,000 | $1,205,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,449 | $1,205,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 260,851 | $1,205,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 133,508 | $1,204,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 461,943 | $1,201,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,621 | $1,201,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 166,993 | $1,199,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 17,400 | $1,199,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 243,335 | $1,193,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 110,979 | $1,191,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 23,039 | $1,190,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 119,535 | $1,189,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 88,324 | $1,187,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 142,124 | $1,186,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 14,223 | $1,186,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 51,721 | $1,186,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 71,396 | $1,185,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,539 | $1,183,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 341,641 | $1,182,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 43,157 | $1,182,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 157,999 | $1,182,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 46,907 | $1,179,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 76,503 | $1,179,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 81,037 | $1,176,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,554,200 | $1,173,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,064,000 | $1,173,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 522,049 | $1,170,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 189,337 | $1,170,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 785,000 | $1,169,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 46,079 | $1,165,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 35,723 | $1,164,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 71,788 | $1,164,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 120,250 | $1,163,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 39,259 | $1,162,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 55,859 | $1,160,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,353 | $1,160,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 30,020 | $1,160,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 133,339 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 76,681 | $1,155,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 900,000 | $1,154,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 102,400 | $1,153,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 480,000 | $1,152,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 89,512 | $1,147,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 102,479 | $1,146,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 103,006 | $1,144,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 31,074 | $1,142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 12,535 | $1,140,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 203,750 | $1,137,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,237 | $1,132,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 95,197 | $1,132,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 63,104 | $1,132,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 438,316 | $1,131,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 89,373 | $1,130,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,012,000 | $1,130,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 107,172 | $1,126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 17,217 | $1,119,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,530 | $1,118,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 100,390 | $1,117,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 28,264 | $1,115,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 378,439 | $1,113,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 53,138 | $1,113,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 234,136 | $1,112,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 136,169 | $1,111,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 63,596 | $1,110,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 28,972 | $1,109,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 123,577 | $1,106,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 620,000 | $1,105,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,750 | $1,104,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 98,717 | $1,104,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 132,050 | $1,103,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 57,673 | $1,100,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 139,275 | $1,094,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 82,437 | $1,094,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 30,713 | $1,093,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 314,500 | $1,093,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 546,679 | $1,093,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 397,423 | $1,093,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 48,640 | $1,092,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 38,991 | $1,091,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200,500 | $1,089,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 94,260 | $1,089,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 103,263 | $1,086,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 29,881 | $1,086,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 60,200 | $1,082,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 98,665 | $1,081,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 42,802 | $1,079,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 59,500 | $1,078,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 65,966 | $1,078,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 1,000,000 | $1,078,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 25,150 | $1,077,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 20,157 | $1,076,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,391 | $1,074,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 154,701 | $1,070,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 133,890 | $1,069,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 49,066 | $1,068,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 54,506 | $1,066,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 60,487 | $1,062,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 83,042 | $1,062,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 77,017 | $1,060,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 120,821 | $1,060,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 360,323 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 23,016 | $1,059,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 58,067 | $1,057,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 136,875 | $1,056,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 190,662 | $1,056,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 145,496 | $1,055,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 60,956 | $1,055,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 96,903 | $1,054,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 105,041 | $1,053,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 875,000 | $1,053,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 190,570 | $1,052,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 16,404 | $1,052,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 43,080 | $1,049,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 766,000 | $1,049,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 107,744 | $1,048,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 55,260 | $1,047,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 396,451 | $1,046,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 134,681 | $1,045,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 57,588 | $1,044,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 21,847 | $1,042,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 75,428 | $1,040,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,126,000 | $1,037,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 45,291 | $1,034,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 860,123 | $1,032,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 37,575 | $1,030,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 73,483 | $1,029,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 12,792 | $1,028,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 128,814 | $1,028,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 27,722 | $1,026,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 131,550 | $1,025,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 168,083 | $1,025,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,239 | $1,024,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 52,805 | $1,024,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 40,186 | $1,024,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91,800 | $1,023,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 99,507 | $1,022,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 97,587 | $1,021,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 75,246 | $1,021,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 17,227 | $1,020,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 48,860 | $1,020,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 37,697 | $1,018,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 63,673 | $1,011,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 1,000,000 | $1,010,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 29,603 | $1,009,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 70,127 | $1,009,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 651,100 | $1,008,000 | thousands by filing date | call |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 111,536 | $1,007,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 44,799 | $1,005,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 47,807 | $1,004,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 66,130 | $1,003,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 12,410 | $1,001,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 85,184 | $999,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,111,500 | $998,000 | thousands by filing date | call |
| ACM RESH INC COM CL A | 00108J109 | Stock | 16,005 | $998,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 62,066 | $997,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 25,166 | $995,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 126,172 | $995,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 200,000 | $994,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 44,358 | $993,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 45,769 | $992,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 35,090 | $989,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 156,868 | $988,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 45,013 | $986,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200,000 | $985,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,081,000 | $984,000 | thousands by filing date | principal |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,435 | $983,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 271,246 | $983,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 87,299 | $982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 67,985 | $978,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 189,535 | $978,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 104,882 | $976,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 11,960 | $975,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,973 | $974,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 27,937 | $974,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 141,107 | $974,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 51,738 | $969,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 43,000 | $967,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 48,930 | $965,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 100,122 | $964,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 1,000,000 | $961,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 1,771,100 | $958,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 56,741 | $956,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450,000 | $955,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 91,504 | $955,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 13,290 | $955,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 327,779 | $953,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 108,766 | $946,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 28,897 | $946,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 407,072 | $945,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 77,393 | $943,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 36,624 | $943,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,600,000 | $942,000 | thousands by filing date | call |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 84,468 | $941,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 49,297 | $940,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 58,588 | $939,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 272,020 | $937,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 142,945 | $937,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 154,561 | $937,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 63,073 | $936,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 56,335 | $936,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 257,421 | $934,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 126,457 | $931,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 57,912 | $927,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 93,622 | $926,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 24,208 | $924,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 41,468 | $924,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 35,510 | $923,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 160,362 | $922,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 10,250 | $922,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 140,000 | $921,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 105,216 | $920,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,684 | $919,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 926,000 | $918,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 396,905 | $917,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 219,683 | $916,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 15,573 | $916,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 126,394 | $912,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 92,810 | $910,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 441,000 | $909,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405105 | COM | 66,446 | $909,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 52,310 | $905,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 16,021 | $904,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 79,696 | $903,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 135,000 | $902,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 9,000 | $901,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 53,684 | $901,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 96,037 | $897,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 121,034 | $897,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 45,782 | $896,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 68,498 | $896,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 26,963 | $896,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,931 | $896,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 60,614 | $894,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 53,097 | $894,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 115,194 | $892,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 127,704 | $891,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 42,474 | $890,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 61,679 | $889,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 77,053 | $888,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 132,959 | $887,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 83,105 | $886,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 161,384 | $884,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 504,057 | $883,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 58,521 | $880,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 155,301 | $879,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 141,669 | $879,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 90,508 | $878,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 945,000 | $875,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,432 | $874,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 100,907 | $873,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 72,674 | $873,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 211,769 | $873,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 106,384 | $870,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 279,890 | $870,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 182,707 | $869,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 341,171 | $867,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 375,178 | $867,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 46,800 | $864,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48,836 | $863,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 24,482 | $859,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 118,919 | $859,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 32,880 | $859,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 18,531 | $859,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 52,613 | $858,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 185,000 | $857,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 63,322 | $857,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 32,342 | $857,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 72,155 | $856,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 27,247 | $856,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 185,325 | $855,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 64,286 | $853,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 54,635 | $853,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 53,015 | $851,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 17,949 | $851,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 39,650 | $849,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 71,024 | $849,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 61,943 | $849,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 114,166 | $847,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 54,135 | $847,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 64,149 | $846,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,544 | $845,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 38,811 | $840,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 255,855 | $839,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100,609 | $838,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 208,300 | $837,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 47,861 | $837,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 277,571 | $836,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 60,157 | $835,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 15,472 | $835,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 9,522 | $834,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 176,997 | $832,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 52,603 | $832,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 94,300 | $831,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 9,970 | $831,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 1,313,000 | $831,000 | thousands by filing date | principal |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 76,755 | $829,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 857,000 | $829,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 154,081 | $829,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 876,000 | $828,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 466,000 | $826,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 175,472 | $826,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 19,468 | $825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 15,975 | $823,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 69,366 | $821,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 55,361 | $821,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 12,050 | $820,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 58,224 | $819,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 48,258 | $819,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 171,054 | $814,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 91,566 | $813,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 15,344 | $813,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 59,664 | $812,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 750,000 | $812,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 61,910 | $811,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 115,473 | $810,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 167,701 | $807,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 632,000 | $807,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 80,107 | $806,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 10,545 | $805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 23,939 | $805,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 29,750 | $805,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 95,054 | $804,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 31,531 | $804,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 56,416 | $803,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 43,067 | $802,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 48,337 | $797,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,906 | $797,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,079 | $796,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 40,329 | $796,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 57,996 | $795,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 824,000 | $795,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 34,856 | $794,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,902 | $794,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 75,553 | $792,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 52,756 | $792,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |