13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 293,014 | $4,759,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 81,818 | $4,758,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 373,326 | $4,756,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,024,900 | $4,745,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 463,660 | $4,742,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 27,404 | $4,739,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 469,623 | $4,733,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 240,023 | $4,732,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 208,886 | $4,731,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 101,549 | $4,730,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 296,827 | $4,728,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 82,117 | $4,726,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 389,378 | $4,723,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 554,603 | $4,719,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 71,190 | $4,716,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 111,376 | $4,714,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 339,415 | $4,708,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 91,562 | $4,700,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 155,156 | $4,691,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 168,199 | $4,683,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 177,343 | $4,677,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 95,214 | $4,673,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 119,829 | $4,669,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 58,724 | $4,668,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 186,458 | $4,662,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 430,285 | $4,660,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 277,370 | $4,640,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,033,767 | $4,632,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 132,719 | $4,624,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 189,241 | $4,620,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 59,014 | $4,617,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,728,000 | $4,611,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 445,967 | $4,603,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 145,612 | $4,594,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 322,865 | $4,592,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 52,083 | $4,585,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 202,149 | $4,583,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 280,225 | $4,579,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 131,754 | $4,579,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 214,097 | $4,574,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 222,401 | $4,573,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 247,654 | $4,571,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 532,523 | $4,563,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 232,874 | $4,553,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 526,428 | $4,553,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 240,407 | $4,551,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 93,792 | $4,548,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 301,534 | $4,547,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 71,936 | $4,532,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 141,230 | $4,530,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 107,871 | $4,529,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 126,162 | $4,528,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 480,076 | $4,523,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 448,428 | $4,512,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 314,599 | $4,502,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 311,353 | $4,499,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 161,697 | $4,498,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,599,502 | $4,497,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 822,784 | $4,492,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 163,563 | $4,489,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 199,279 | $4,470,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 102,861 | $4,469,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 200,432 | $4,457,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 982,075 | $4,449,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 352,250 | $4,446,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 310,895 | $4,440,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 310,449 | $4,433,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 110,277 | $4,432,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 333,802 | $4,424,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 187,199 | $4,407,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 365,744 | $4,407,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 92,025 | $4,405,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 245,167 | $4,403,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 116,608 | $4,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 103,777 | $4,402,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 203,760 | $4,401,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 9,167,000 | $4,394,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 489,503 | $4,391,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 65,114 | $4,386,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 419,000 | $4,384,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 225,552 | $4,381,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 103,115 | $4,380,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 158,691 | $4,377,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 214,294 | $4,373,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 142,036 | $4,370,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 82,346 | $4,363,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 96,827 | $4,356,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 60,374 | $4,344,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 713,353 | $4,344,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 314,680 | $4,343,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 147,451 | $4,334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 119,906 | $4,328,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 392,444 | $4,321,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 589,535 | $4,315,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 358,287 | $4,314,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 395,417 | $4,314,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 61,313 | $4,310,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 191,865 | $4,309,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 138,459 | $4,309,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 54,434 | $4,298,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 121,601 | $4,298,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 613,321 | $4,293,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 137,606 | $4,287,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 291,104 | $4,287,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 659,488 | $4,280,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 79,223 | $4,278,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 458,410 | $4,277,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 626,096 | $4,276,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 119,466 | $4,274,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 227,045 | $4,261,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 111,871 | $4,260,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 226,049 | $4,259,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 122,421 | $4,255,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 54,500 | $4,252,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 147,564 | $4,247,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 880,454 | $4,244,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 204,057 | $4,244,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 154,743 | $4,242,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 85,848 | $4,241,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 248,478 | $4,239,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 113,597 | $4,237,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 102,028 | $4,231,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 111,798 | $4,224,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 58,531 | $4,219,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 64,656 | $4,214,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,791,625 | $4,210,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 236,717 | $4,205,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 60,838 | $4,204,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 199,949 | $4,199,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 78,920 | $4,198,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 145,872 | $4,188,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 120,732 | $4,175,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 272,859 | $4,172,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 75,845 | $4,172,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 196,260 | $4,170,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 125,897 | $4,165,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 179,869 | $4,161,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 233,784 | $4,161,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 447,268 | $4,160,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 306,323 | $4,160,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 148,166 | $4,157,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 256,246 | $4,152,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 156,213 | $4,152,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 250,194 | $4,148,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 149,628 | $4,146,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 143,536 | $4,143,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 335,187 | $4,133,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 586,927 | $4,126,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 378,881 | $4,122,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 277,460 | $4,117,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 21,345 | $4,116,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 207,382 | $4,106,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 86,770 | $4,105,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 189,954 | $4,097,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 112,746 | $4,097,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 740,429 | $4,095,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 54,850 | $4,094,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 405,022 | $4,090,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 325,327 | $4,089,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 353,978 | $4,088,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 290,128 | $4,088,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 213,458 | $4,086,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 85,583 | $4,085,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 195,838 | $4,078,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,641,000 | $4,072,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 1,781,000 | $4,069,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 101,599 | $4,065,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 219,901 | $4,064,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 230,164 | $4,053,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 133,812 | $4,048,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 177,573 | $4,045,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 67,418 | $4,044,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 264,090 | $4,037,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 129,270 | $4,033,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 91,193 | $4,033,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 81,032 | $4,032,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 978,000 | $4,032,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108102 | CMN | 57,339 | $4,029,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 653,630 | $4,025,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 281,271 | $4,022,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 531,510 | $4,018,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 230,654 | $4,015,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 602,934 | $4,015,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 123,119 | $4,012,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 337,567 | $4,006,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 66,920 | $4,001,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 50,461 | $4,000,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 117,012 | $3,999,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 223,424 | $3,987,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 112,976 | $3,981,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 350,674 | $3,973,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 228,721 | $3,964,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 101,497 | $3,962,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 214,378 | $3,955,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 137,768 | $3,954,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 86,138 | $3,952,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 80,112 | $3,949,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 314,110 | $3,936,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 880,431 | $3,935,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 267,008 | $3,928,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 113,121 | $3,925,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 266,803 | $3,925,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 236,045 | $3,921,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 359,980 | $3,920,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 58,303 | $3,918,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 214,990 | $3,915,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 157,846 | $3,911,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 138,660 | $3,909,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 302,275 | $3,908,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 153,812 | $3,907,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,034,900 | $3,906,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 329,185 | $3,905,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 432,810 | $3,895,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 163,199 | $3,893,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 149,745 | $3,889,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 119,196 | $3,888,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 543,099 | $3,888,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 439,006 | $3,885,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 180,069 | $3,874,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 75,254 | $3,872,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 732,790 | $3,869,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 32,706 | $3,869,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 106,606 | $3,868,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 116,935 | $3,865,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 75,276 | $3,863,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 100,869 | $3,856,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 118,714 | $3,845,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 62,358 | $3,842,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 94,812 | $3,842,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 238,862 | $3,841,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 306,757 | $3,838,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 520,435 | $3,836,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 70,460 | $3,836,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,893,000 | $3,830,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 153,188 | $3,821,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 87,782 | $3,817,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 313,177 | $3,811,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 326,858 | $3,811,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 71,067 | $3,807,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 125,832 | $3,793,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 285,308 | $3,786,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 752,583 | $3,785,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 39,122 | $3,785,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 602,493 | $3,784,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 84,938 | $3,776,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 206,201 | $3,761,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 273,324 | $3,760,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,565,302 | $3,758,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 40,707 | $3,754,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 145,869 | $3,742,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 226,629 | $3,740,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 953,600 | $3,737,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 82,134 | $3,737,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 136,490 | $3,733,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 503,479 | $3,730,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 67,971 | $3,724,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 133,114 | $3,718,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 239,270 | $3,711,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 77,408 | $3,709,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,033,423 | $3,699,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 523,042 | $3,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 35,187 | $3,691,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,479,425 | $3,684,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 63,950 | $3,676,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 219,169 | $3,662,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 78,088 | $3,657,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 331,000 | $3,652,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 273,928 | $3,640,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 373,788 | $3,633,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 130,000 | $3,633,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 118,382 | $3,619,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,676 | $3,616,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 80,322 | $3,614,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 269,639 | $3,613,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 384,926 | $3,603,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 23,929 | $3,600,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 98,733 | $3,595,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 187,079 | $3,594,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 291,467 | $3,590,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 186,371 | $3,590,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 96,721 | $3,589,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 266,611 | $3,583,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 122,422 | $3,581,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 442,137 | $3,573,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 69,770 | $3,562,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 4,500,000 | $3,555,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 51,373 | $3,554,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 135,157 | $3,551,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,356 | $3,548,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 282,996 | $3,543,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 120,080 | $3,543,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 236,541 | $3,542,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 61,306 | $3,529,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 202,287 | $3,526,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 130,427 | $3,522,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 163,811 | $3,522,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 100,773 | $3,513,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 91,505 | $3,512,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 352,481 | $3,511,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 79,606 | $3,503,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 57,248 | $3,502,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 124,621 | $3,501,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 99,933 | $3,494,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 52,746 | $3,480,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 85,091 | $3,476,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 43,917 | $3,465,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 46,196 | $3,464,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 92,760 | $3,463,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 118,769 | $3,456,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 51,407 | $3,453,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 330,114 | $3,450,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 193,663 | $3,449,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,509,000 | $3,448,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 236,919 | $3,447,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 152,306 | $3,446,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 473,285 | $3,436,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 200,291 | $3,433,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 180,794 | $3,425,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 113,496 | $3,422,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 83,603 | $3,419,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 306,132 | $3,413,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 420,462 | $3,406,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 240,007 | $3,399,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 440,640 | $3,397,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 301,940 | $3,394,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 115,339 | $3,394,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 81,460 | $3,393,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 192,907 | $3,381,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 73,556 | $3,368,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,970,000 | $3,364,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 363,676 | $3,360,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 258,500 | $3,352,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 113,155 | $3,346,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 32,647 | $3,346,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 73,500 | $3,335,000 | thousands by filing date | put |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 215,312 | $3,333,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 64,430 | $3,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 120,782 | $3,331,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 96,649 | $3,327,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 324,507 | $3,326,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 697,458 | $3,319,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,351,000 | $3,318,000 | thousands by filing date | principal |
| GROUPON INC | 399473206 | COM NEW | 182,851 | $3,314,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 156,533 | $3,311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 77,536 | $3,306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 116,434 | $3,305,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 57,717 | $3,303,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 207,376 | $3,288,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 95,530 | $3,287,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 183,706 | $3,287,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 355,567 | $3,278,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 412,714 | $3,277,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 59,839 | $3,274,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 249,073 | $3,273,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 117,463 | $3,269,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 155,700 | $3,265,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 157,755 | $3,261,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 162,504 | $3,257,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 365,966 | $3,257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 82,732 | $3,253,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 184,793 | $3,251,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 261,201 | $3,249,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 79,652 | $3,248,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 315,723 | $3,246,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 313,199 | $3,245,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,791,708 | $3,244,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 140,574 | $3,239,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 265,668 | $3,238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 237,971 | $3,235,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 336,413 | $3,233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 96,326 | $3,231,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 566,665 | $3,225,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,164 | $3,225,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 55,309 | $3,215,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 81,918 | $3,206,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 100,060 | $3,198,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 133,324 | $3,198,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 250,510 | $3,193,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 4,000,000 | $3,184,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 111,922 | $3,182,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 358,995 | $3,180,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 151,834 | $3,173,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 111,601 | $3,169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 26,391 | $3,164,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 308,272 | $3,163,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 189,475 | $3,157,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 114,372 | $3,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 42,626 | $3,143,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 106,085 | $3,137,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,352,855 | $3,126,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 916,589 | $3,126,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 419,940 | $3,124,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 312,672 | $3,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 148,875 | $3,116,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 226,357 | $3,115,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,255,000 | $3,114,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 132,084 | $3,113,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 69,609 | $3,110,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 215,219 | $3,107,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 235,886 | $3,107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 53,282 | $3,105,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 441,424 | $3,104,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 258,200 | $3,101,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 239,482 | $3,099,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 115,609 | $3,098,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 145,963 | $3,096,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 110,595 | $3,092,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 55,565 | $3,082,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 115,272 | $3,082,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,232,480 | $3,080,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 75,925 | $3,080,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 200,082 | $3,080,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 61,100 | $3,077,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 111,598 | $3,073,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 431,290 | $3,071,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 33,475 | $3,065,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 128,651 | $3,055,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 62,506 | $3,054,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 91,021 | $3,053,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 13,314 | $3,052,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 95,659 | $3,052,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 158,294 | $3,049,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 890,100 | $3,048,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 65,098 | $3,042,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 430,840 | $3,028,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 80,861 | $3,026,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 92,265 | $3,022,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 319,002 | $3,021,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,262,342 | $3,017,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 674,858 | $3,017,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 42,820 | $3,014,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 108,233 | $3,014,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 110,425 | $3,013,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 222,736 | $3,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 169,454 | $3,008,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 228,714 | $3,007,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 48,583 | $3,004,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 260,037 | $3,000,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 64,761 | $2,999,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 93,148 | $2,994,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 268,724 | $2,993,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 122,979 | $2,993,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 669,348 | $2,992,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,601,000 | $2,990,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 121,088 | $2,981,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,264,300 | $2,980,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 241,937 | $2,978,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 178,543 | $2,975,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 87,814 | $2,974,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 62,114 | $2,966,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 145,302 | $2,964,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 46,707 | $2,963,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 792,066 | $2,962,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 253,587 | $2,961,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 408,387 | $2,953,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 45,389 | $2,951,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,016,000 | $2,951,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 562,919 | $2,950,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 308,594 | $2,950,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 125,981 | $2,947,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 420,864 | $2,946,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,840,000 | $2,944,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 96,599 | $2,942,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 85,255 | $2,937,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 55,394 | $2,934,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 79,931 | $2,933,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 665,933 | $2,930,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 224,422 | $2,924,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 156,652 | $2,921,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 122,557 | $2,906,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 322,331 | $2,899,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 164,419 | $2,894,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 561,993 | $2,889,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 59,210 | $2,888,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 19,786 | $2,887,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 92,497 | $2,874,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 97,800 | $2,871,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 176,467 | $2,868,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 49,861 | $2,866,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 231,898 | $2,865,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 271,574 | $2,862,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 199,712 | $2,861,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 249,569 | $2,860,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 122,266 | $2,859,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 117,910 | $2,859,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 31,925 | $2,854,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 55,017 | $2,848,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 165,847 | $2,846,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 399,129 | $2,846,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 277,668 | $2,841,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 81,980 | $2,832,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 622,544 | $2,827,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,197,000 | $2,822,000 | thousands by filing date | principal |
| CACTUS INC | 127203107 | CL A | 136,455 | $2,816,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 208,283 | $2,814,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 27,903 | $2,812,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,955 | $2,794,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 134,581 | $2,793,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 235,470 | $2,792,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 125,661 | $2,789,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |