13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BBX CAP CORP NEW | 05491N104 | CL A | 153,990 | $391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,393 | $390,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,802 | $390,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 62,129 | $390,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 141,982 | $389,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 35,648 | $388,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 75,860 | $385,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 119,709 | $385,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 16,583 | $384,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 23,852 | $382,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 22,620 | $382,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 105,700 | $381,000 | thousands by filing date | put |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 25,633 | $381,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 97,650 | $381,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 95,082 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 26,602 | $381,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 12,897 | $381,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 85,432 | $381,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 39,805 | $380,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 11,507 | $379,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 12,334 | $379,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,400 | $378,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,548 | $376,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 15,326 | $375,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 35,306 | $375,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 57,948 | $374,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,345,000 | $373,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 80,000 | $373,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 33,483 | $373,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 75,512 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,290 | $372,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 39,959 | $371,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 41,510 | $370,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 198,866 | $370,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 88,911 | $370,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 13,780 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,610 | $369,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 26,853 | $369,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19,976 | $368,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 26,358 | $368,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 32,803 | $368,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 13,397 | $366,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 7,177 | $365,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 62,806 | $365,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 28,882 | $365,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 60,761 | $365,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 22,155 | $364,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 26,151 | $361,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 356,300 | $359,000 | thousands by filing date | call |
| AMREP CORP | 032159105 | COM | 79,536 | $359,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 56,296 | $359,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 25,168 | $358,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 115,143 | $357,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 42,568 | $357,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 125,844 | $357,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 78,495 | $357,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 142,561 | $357,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 29,744 | $356,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 56,688 | $356,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 14,580 | $356,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 155,700 | $355,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 20,256 | $355,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 76,124 | $355,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 100,536 | $355,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 25,293 | $355,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 48,028 | $355,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 144,500 | $354,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,908 | $354,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 7,507 | $353,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 220,000 | $353,000 | thousands by filing date | principal |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 30,011 | $353,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 51,421 | $352,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,471 | $352,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 38,152 | $351,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 26,332 | $351,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 31,744 | $351,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 32,496 | $350,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 25,090 | $349,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 26,166 | $348,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 75,494 | $348,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 15,093 | $348,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 84,027 | $348,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 17,545 | $346,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 22,721 | $346,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 75,785 | $344,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 31,300 | $344,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 17,643 | $344,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 77,159 | $344,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 30,439 | $343,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 47,519 | $343,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 140,527 | $343,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,683 | $342,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 51,236 | $341,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 29,302 | $341,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 34,158 | $341,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 20,379 | $339,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 95,922 | $339,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 52,192 | $338,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 23,229 | $337,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 59,729 | $337,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 24,380 | $337,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 150,999 | $337,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 44,992 | $337,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 40,453 | $336,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 32,564 | $335,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 291,516 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $334,000 | thousands by filing date | put |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,254 | $334,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 40,806 | $333,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 28,694 | $332,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 33,237 | $332,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,510 | $331,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 50,582 | $331,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 169,813 | $331,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 30,688 | $330,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 23,717 | $329,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 25,782 | $329,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 40,054 | $329,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 24,329 | $329,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 19,705 | $329,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,460 | $328,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 105,600 | $327,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,702 | $327,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,132 | $326,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 1,763,900 | $326,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10,413 | $325,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,019 | $324,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 30,935 | $324,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 40,506 | $323,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 14,826 | $322,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 56,865 | $322,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,000,600 | $321,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 34,606 | $321,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 137,800 | $320,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 146,796 | $320,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 35,372 | $320,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 5,631 | $319,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,341 | $317,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 106,852 | $317,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 54,225 | $317,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 65,014 | $316,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 36,472 | $316,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 36,777 | $316,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,891 | $315,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,000 | $314,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 27,075 | $313,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,603 | $313,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 26,419 | $313,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 33,869 | $313,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 47,779 | $312,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 80,623 | $312,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 12,127 | $311,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 213,000 | $310,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 170,223 | $308,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,857 | $308,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 11,854 | $307,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 37,832 | $307,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 245,646 | $307,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,464 | $306,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 93,960 | $306,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 6,326 | $306,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 24,464 | $303,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 5,032 | $302,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 28,112 | $301,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 25,407 | $301,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 25,599 | $301,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 35,691 | $300,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 38,846 | $300,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,982 | $299,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,811 | $299,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 914,711 | $298,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 27,784 | $297,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 19,840 | $296,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 40,567 | $296,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 121,361 | $296,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 100,386 | $294,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 89,500 | $293,000 | thousands by filing date | call |
| FNCB BANCORP INC | 302578109 | COM | 50,631 | $292,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 675,000 | $291,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 7,569 | $291,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 25,031 | $291,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 332,000 | $291,000 | thousands by filing date | principal |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 23,413 | $290,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,842 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 5,976 | $289,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,875 | $288,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 29,743 | $288,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $288,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 17,553 | $287,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 23,414 | $287,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 65,376 | $286,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 126,963 | $286,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 253,146 | $286,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 31,144 | $285,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,721 | $285,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 235,331 | $285,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 260,000 | $285,000 | thousands by filing date | principal |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,678 | $283,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 34,475 | $282,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 42,164 | $282,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 14,054 | $281,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 256,454 | $281,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 17,383 | $280,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,700 | $279,000 | thousands by filing date | put |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 20,218 | $279,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 34,786 | $279,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 15,298 | $279,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 21,448 | $278,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 32,842 | $278,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 87,950 | $278,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 58,002 | $277,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 62,507 | $277,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 60,000 | $276,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 37,585 | $276,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 82,474 | $276,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 42,647 | $275,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 32,815 | $275,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 45,084 | $275,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 53,107 | $274,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 4,715 | $273,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 28,155 | $273,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 70,000 | $272,000 | thousands by filing date | call |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 18,309 | $272,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 49,912 | $272,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 50,021 | $271,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 87,428 | $271,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 982,172 | $271,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 15,517 | $271,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 30,233 | $270,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 17,803 | $270,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 20,447 | $270,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 171,015 | $270,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 113,733 | $269,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 25,843 | $268,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 120,471 | $268,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 40,597 | $267,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 76,551 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,104 | $266,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,445 | $265,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 14,969 | $265,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 23,935 | $265,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 4,646 | $265,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 23,189 | $265,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 47,259 | $264,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,026 | $264,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 20,567 | $264,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 125,878 | $264,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,441 | $264,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 171,447 | $264,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 76,319 | $263,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 12,327 | $263,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 197,815 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 121,700 | $262,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 39,165 | $262,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 29,296 | $262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 239,100 | $260,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 39,737 | $259,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,459 | $258,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,080 | $258,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 284,000 | $258,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 96,197 | $258,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,075 | $257,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 8,763 | $257,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 30,086 | $257,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 260,403 | $257,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 59,700 | $256,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,619 | $256,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 151,182 | $256,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 51,996 | $256,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 100,347 | $256,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,710 | $255,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 21,163 | $254,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 18,213 | $253,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 5,245 | $252,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $252,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,805 | $251,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 51,745 | $251,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 59,701 | $250,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,308 | $250,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 23,377 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 17,768 | $250,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 16,759 | $250,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 37,268 | $250,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,324 | $249,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 7,527 | $249,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 14,924 | $249,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 44,500 | $248,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 96,030 | $248,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 26,377 | $248,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 48,400 | $247,000 | thousands by filing date | call |
| GLOBALSCAPE INC | 37940G109 | COM | 25,376 | $247,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 31,664 | $246,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 15,407 | $246,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 10,271 | $245,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,082 | $245,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 43,323 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 15,416 | $244,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 15,253 | $244,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 20,617 | $243,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 99,900 | $242,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 20,402 | $242,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 9,584 | $242,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 46,128 | $241,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 52,044 | $240,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 85,997 | $240,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 12,351 | $239,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 57,494 | $238,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 30,675 | $238,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 44,816 | $237,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,303 | $237,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 29,037 | $236,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 15,333 | $236,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 43,145 | $236,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 59,919 | $235,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 30,000 | $235,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,669 | $235,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 6,910 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 21,626 | $234,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,463 | $234,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,846 | $234,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 184,242 | $234,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 49,851 | $233,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 15,207 | $233,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 87,592 | $231,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 200,000 | $231,000 | thousands by filing date | principal |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,328 | $230,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 13,200 | $229,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,960 | $229,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 70,640 | $228,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 61,420 | $227,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 15,160 | $227,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 158,151 | $226,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,199 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,765 | $225,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,396 | $225,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 7,807 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,434 | $224,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 64,090 | $224,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 52,571 | $224,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 113,441 | $224,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 29,174 | $223,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 76,591 | $223,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 19,976 | $223,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 75,000 | $222,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 107,420 | $222,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100,000 | $222,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 70,454 | $222,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 13,673 | $222,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 69,915 | $222,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 81,650 | $221,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 24,544 | $221,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 24,858 | $221,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 12,639 | $220,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 56,957 | $220,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 25,033 | $220,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 45,128 | $219,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 16,176 | $219,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 33,970 | $219,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 44,865 | $218,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 15,000 | $218,000 | thousands by filing date | put |
| PDL CMNTY BANCORP | 69290X101 | COM | 21,383 | $218,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 157,093 | $217,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 108,667 | $217,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,400 | $217,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 51,078 | $217,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 32,520 | $217,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 15,138 | $216,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,041 | $216,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 17,872 | $216,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50,000 | $215,000 | thousands by filing date | put |
| DERMTECH INC | 24984K105 | COM | 16,231 | $215,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 19,020 | $214,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 9,726 | $212,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,671 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 22,077 | $212,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,173 | $211,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 54,158 | $211,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 11,294 | $211,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,069 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,702 | $211,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 39,284 | $210,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 31,246 | $210,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 116,000 | $210,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,769 | $209,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 38,425 | $209,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 67,946 | $209,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 154,686 | $209,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 14,922 | $207,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,893 | $206,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 66,189 | $206,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,316 | $206,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 10,665 | $205,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 278,200 | $205,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 16,079 | $205,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,238 | $205,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,769 | $205,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,900 | $205,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 34,673 | $205,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 19,659 | $204,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 66,038 | $204,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 16,234 | $203,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,690 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 2,200 | $203,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 141,464 | $202,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 32,121 | $202,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 71,900 | $202,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 23,793 | $202,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 9,617 | $202,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 255,400 | $201,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 228,022 | $200,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 32,093 | $200,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 12,476 | $200,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 34,581 | $200,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 27,845 | $200,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 57,265 | $200,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 115,536 | $200,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 20,780 | $199,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 85,000 | $198,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 26,189 | $198,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 47,350 | $198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 8,044 | $197,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 12,811 | $197,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 13,608 | $197,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 153,200 | $196,000 | thousands by filing date | put |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 6,800 | $196,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 382,662 | $196,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,831 | $195,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 25,603 | $195,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 17,596 | $195,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,284 | $194,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 31,763 | $194,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 350 | $193,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 50,200 | $193,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 48,682 | $193,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,763 | $193,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,526 | $193,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 21,700 | $192,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 22,446 | $192,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,803 | $191,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,031 | $190,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 52,700 | $189,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $189,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 10,376 | $189,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 6,929 | $189,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 123,575 | $189,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 90,619 | $188,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 569,600 | $187,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 18,083 | $187,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 54,724 | $187,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 81,500 | $186,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,170 | $186,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,379 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,765 | $184,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 25,575 | $184,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,957 | $184,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 120,531 | $182,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,245 | $182,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 102,421 | $182,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 18,922 | $181,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,120 | $181,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,421 | $180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,874 | $180,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,212 | $180,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 36,673 | $180,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 29,473 | $180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,759 | $179,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 58,937 | $179,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 17,140 | $178,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 272,313 | $178,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 125,346 | $178,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 14,228 | $177,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,294 | $177,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 22,453 | $177,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 96,700 | $176,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 26,823 | $176,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 41,833 | $176,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 23,673 | $175,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 12,239 | $175,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 26,000 | $175,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 37,500 | $174,000 | thousands by filing date | call |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 5,696 | $174,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,818 | $174,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 225,000 | $174,000 | thousands by filing date | principal |
| CHIASMA INC | 16706W102 | COM | 32,384 | $174,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 194,000 | $173,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,653 | $172,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 19,028 | $172,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 26,737 | $172,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,174 | $172,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,194 | $172,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 10,561 | $171,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 11,921 | $170,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 18,984 | $170,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,006 | $169,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 12,096 | $169,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 8,832 | $168,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 146,696 | $168,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 193,000 | $168,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 9,000 | $167,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,041 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |