13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W689 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 448 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255807 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sigma Additive Solutions, Inc. | 826598500 | common | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 1,043 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDOLPH BANCORP INC | 752378109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSAMERICA ETF TR | 89349P107 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646301 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBM BANCORP INC | 1248XT104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gadsden Dynamic Multi Asset ETF | 26922A354 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PECK CO HLDGS INC | 705163103 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,439 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W203 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPW HLDGS INC COM | 26140E600 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNT COS FIN TR INC | 44558T100 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W303 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C309 | COM | 462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G200 | AGFIQ US MKT VLU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON NATION INC | 28103E106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X104 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F302 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y301 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |