13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SmileDirectClub Inc | 83192H106 | COM | 352,900 | $2,788,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 113,298 | $2,786,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 325,733 | $2,781,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,750,000 | $2,781,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 192,462 | $2,780,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 167,176 | $2,774,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 67,634 | $2,771,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 118,288 | $2,769,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 73,817 | $2,764,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 60,335 | $2,761,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 42,530 | $2,760,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 255,751 | $2,759,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 189,587 | $2,758,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 167,540 | $2,751,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 665,692 | $2,749,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 155,675 | $2,745,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 196,573 | $2,744,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 279,186 | $2,744,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 375,294 | $2,743,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 179,127 | $2,736,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 88,211 | $2,723,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 79,244 | $2,720,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 103,027 | $2,720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 69,527 | $2,720,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 231,793 | $2,717,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 376,172 | $2,715,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 97,374 | $2,714,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 297,186 | $2,710,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 41,769 | $2,705,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 409,883 | $2,704,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,943 | $2,702,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 113,700 | $2,697,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 121,507 | $2,693,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 145,935 | $2,690,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 190,277 | $2,687,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 301,547 | $2,683,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 206,404 | $2,683,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 349,946 | $2,680,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 96,646 | $2,678,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 224,236 | $2,673,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 33,544 | $2,672,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 213,811 | $2,670,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 404,793 | $2,668,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 84,364 | $2,666,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,141,000 | $2,666,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,951,000 | $2,664,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 181,166 | $2,662,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 59,943 | $2,653,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 334,534 | $2,653,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 150,018 | $2,651,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 573,186 | $2,648,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 233,816 | $2,646,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 112,526 | $2,638,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 67,517 | $2,636,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 45,200 | $2,630,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 295,419 | $2,623,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 38,816 | $2,621,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 598,073 | $2,620,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 40,133 | $2,618,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,142,000 | $2,618,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,178,000 | $2,616,000 | thousands by filing date | principal |
| USD PARTNERS LP LP | 903318103 | STOK | 820,001 | $2,616,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 126,546 | $2,615,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 229,827 | $2,606,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 45,220 | $2,602,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 103,756 | $2,602,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 178,149 | $2,595,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 66,425 | $2,593,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 69,607 | $2,593,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 258,613 | $2,589,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 148,299 | $2,586,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 401,400 | $2,583,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 184,661 | $2,582,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 66,673 | $2,581,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 55,999 | $2,581,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,889,107 | $2,581,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 114,013 | $2,577,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 199,123 | $2,576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 141,855 | $2,574,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,590,000 | $2,568,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 241,085 | $2,560,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 522,700 | $2,553,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 315,159 | $2,553,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 104,929 | $2,553,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 429,865 | $2,549,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 20,989 | $2,546,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 62,324 | $2,544,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 219,183 | $2,543,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 204,983 | $2,540,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 241,631 | $2,530,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 45,891 | $2,529,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 79,063 | $2,529,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 62,883 | $2,528,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 93,026 | $2,526,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 299,526 | $2,525,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 473,623 | $2,524,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 620,160 | $2,524,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 887,915 | $2,523,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 70,864 | $2,520,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 128,762 | $2,508,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 515,292 | $2,505,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 201,341 | $2,505,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 164,300 | $2,498,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 112,892 | $2,498,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 384,300 | $2,491,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 281,119 | $2,491,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 66,300 | $2,490,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 174,030 | $2,480,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 83,084 | $2,470,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 167,039 | $2,466,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 31,198 | $2,461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 73,892 | $2,451,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 151,327 | $2,450,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 91,318 | $2,445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 56,797 | $2,441,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 72,099 | $2,438,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 89,059 | $2,438,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 888,200 | $2,433,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 184,345 | $2,432,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 101,009 | $2,432,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 79,063 | $2,427,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 49,636 | $2,424,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 154,557 | $2,423,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 264,914 | $2,421,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,411,000 | $2,410,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 129,713 | $2,410,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 290,761 | $2,408,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 28,340 | $2,402,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,400,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 109,743 | $2,399,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 47,169 | $2,397,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 102,510 | $2,396,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 233,884 | $2,390,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 119,801 | $2,389,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 60,394 | $2,388,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 77,711 | $2,382,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 226,387 | $2,380,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 690,523 | $2,375,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 80,905 | $2,375,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 137,744 | $2,374,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 161,569 | $2,373,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 181,158 | $2,371,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 76,045 | $2,365,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 49,297 | $2,364,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 89,650 | $2,351,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 647,913 | $2,345,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 87,392 | $2,342,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20,109 | $2,339,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 680,296 | $2,334,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 126,438 | $2,328,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 195,683 | $2,324,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 110,375 | $2,320,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 680,942 | $2,315,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 195,886 | $2,314,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 53,790 | $2,313,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 391,671 | $2,310,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 164,176 | $2,306,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 92,603 | $2,306,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 92,910 | $2,304,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 281,639 | $2,303,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100,684 | $2,299,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 108,112 | $2,298,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 48,054 | $2,295,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 315,287 | $2,292,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 155,523 | $2,292,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 182,564 | $2,289,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 480,122 | $2,287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 95,844 | $2,285,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,716,300 | $2,275,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 96,889 | $2,271,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 94,362 | $2,270,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 46,459 | $2,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 29,084 | $2,267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 31,068 | $2,262,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 147,126 | $2,259,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 143,189 | $2,258,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 166,044 | $2,254,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 106,267 | $2,253,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 52,497 | $2,252,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 305,859 | $2,250,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 211,208 | $2,247,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 81,355 | $2,245,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 143,370 | $2,244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 184,559 | $2,242,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 32,562 | $2,240,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 361,000 | $2,238,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 128,725 | $2,225,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 63,575 | $2,223,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 226,664 | $2,221,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 98,925 | $2,215,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 61,648 | $2,213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 39,730 | $2,210,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 50,990 | $2,209,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,158 | $2,208,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 315,838 | $2,207,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 50,902 | $2,203,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 176,285 | $2,197,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 179,213 | $2,193,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 109,163 | $2,191,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 97,895 | $2,189,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 22,829 | $2,188,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,457,593 | $2,186,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 68,542 | $2,185,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 88,155 | $2,180,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19,942 | $2,178,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 249,300 | $2,166,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 149,842 | $2,165,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 177,898 | $2,160,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 639,421 | $2,160,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $2,154,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 184,409 | $2,154,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 74,519 | $2,150,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 418,694 | $2,147,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 80,432 | $2,145,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 70,483 | $2,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 43,066 | $2,133,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 419,496 | $2,131,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 262,893 | $2,129,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 208,745 | $2,127,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 180,623 | $2,126,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,161,403 | $2,126,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 417,571 | $2,125,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,944,000 | $2,121,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 268,645 | $2,109,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 411,711 | $2,108,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 276,323 | $2,106,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 132,585 | $2,104,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 188,197 | $2,095,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 70,789 | $2,094,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 158,568 | $2,093,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 93,547 | $2,084,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 41,493 | $2,083,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 69,525 | $2,082,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 51,788 | $2,082,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 42,966 | $2,081,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 526,457 | $2,069,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 95,709 | $2,058,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 83,531 | $2,057,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,034,000 | $2,056,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 591,181 | $2,051,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,077,000 | $2,051,000 | thousands by filing date | principal |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 103,911 | $2,050,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 115,990 | $2,045,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 228,904 | $2,044,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 136,127 | $2,043,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 219,780 | $2,042,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 120,719 | $2,041,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 119,359 | $2,041,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 119,193 | $2,039,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 137,185 | $2,037,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 19,408 | $2,032,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 160,592 | $2,031,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,083 | $2,030,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,034,100 | $2,029,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 106,257 | $2,028,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 193,192 | $2,025,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 240,992 | $2,024,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 159,355 | $2,020,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 278,962 | $2,019,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 135,768 | $2,018,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 453,800 | $2,012,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 118,913 | $2,008,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 845,000 | $2,007,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 121,564 | $2,003,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 36,310 | $1,995,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 276,400 | $1,989,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 782,266 | $1,986,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 220,780 | $1,983,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 4,806,000 | $1,982,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 99,381 | $1,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 36,884 | $1,975,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 205,567 | $1,972,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 102,658 | $1,968,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 288,779 | $1,967,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 62,040 | $1,964,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 64,515 | $1,963,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 45,607 | $1,955,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,701 | $1,950,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 40,208 | $1,950,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 356,300 | $1,949,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 79,999 | $1,935,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 27,060 | $1,929,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 42,701 | $1,929,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 341,277 | $1,922,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 47,465 | $1,922,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 60,923 | $1,921,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 38,816 | $1,918,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 706,060 | $1,913,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 128,237 | $1,911,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 270,309 | $1,911,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 80,293 | $1,910,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 18,565 | $1,909,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 45,410 | $1,908,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 100,019 | $1,907,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 61,269 | $1,907,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 156,347 | $1,905,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 55,017 | $1,904,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 45,708 | $1,902,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 73,545 | $1,898,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 77,727 | $1,898,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 162,693 | $1,897,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,039,000 | $1,895,000 | thousands by filing date | principal |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 227,366 | $1,893,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 159,411 | $1,889,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,466 | $1,888,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 129,564 | $1,888,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 270,553 | $1,883,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 62,833 | $1,874,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 222,964 | $1,873,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 384,378 | $1,872,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 33,666 | $1,867,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 93,166 | $1,866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 35,314 | $1,866,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 248,647 | $1,866,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 44,846 | $1,865,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 107,539 | $1,864,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 225,335 | $1,863,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 19,992 | $1,863,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 92,575 | $1,862,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 38,845 | $1,861,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 634 | $1,859,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 34,669 | $1,859,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 177,756 | $1,859,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 115,185 | $1,857,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 123,851 | $1,855,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 273,896 | $1,855,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 112,202 | $1,850,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 108,471 | $1,849,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 256,140 | $1,847,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 128,851 | $1,845,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 172,564 | $1,844,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 379,900 | $1,843,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 90,252 | $1,842,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 127,956 | $1,830,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 105,570 | $1,830,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 143,129 | $1,828,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 42,426 | $1,826,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 170,693 | $1,818,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 56,845 | $1,814,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 421,938 | $1,814,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 254,219 | $1,810,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 95,958 | $1,808,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 192,498 | $1,807,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 29,779 | $1,804,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 138,681 | $1,795,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,828,000 | $1,795,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 100,770 | $1,789,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 281,521 | $1,783,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 285,259 | $1,780,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 231,100 | $1,778,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 135,910 | $1,770,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 73,409 | $1,768,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 47,994 | $1,768,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 126,490 | $1,762,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 154,067 | $1,761,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 231,940 | $1,756,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 182,318 | $1,754,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 39,533 | $1,753,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 15,723 | $1,753,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200,839 | $1,749,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 95,277 | $1,746,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 54,241 | $1,745,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 38,958 | $1,744,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 118,059 | $1,739,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 112,162 | $1,738,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 196,011 | $1,738,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 135,066 | $1,737,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 31,657 | $1,734,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 203,884 | $1,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 231,502 | $1,731,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 57,632 | $1,731,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 81,217 | $1,729,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 121,146 | $1,729,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 53,387 | $1,727,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 394,645 | $1,722,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 114,283 | $1,722,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 61,904 | $1,720,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 98,150 | $1,716,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 707,000 | $1,712,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 30,189 | $1,711,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 80,697 | $1,710,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 105,206 | $1,708,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 149,767 | $1,708,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 275,800 | $1,707,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 141,995 | $1,706,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 70,227 | $1,704,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 75,305 | $1,701,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 396,636 | $1,701,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 286,988 | $1,696,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 94,445 | $1,692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 26,124 | $1,691,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 48,116 | $1,690,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 190,932 | $1,687,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 74,598 | $1,680,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 42,462 | $1,677,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 31,524 | $1,675,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 89,077 | $1,672,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 97,200 | $1,668,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 10,837 | $1,667,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 355,134 | $1,666,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 124,994 | $1,666,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 130,054 | $1,658,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 14,868 | $1,657,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 73,650 | $1,657,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 44,235 | $1,655,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 83,792 | $1,654,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 58,170 | $1,653,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 160,637 | $1,651,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 125,131 | $1,651,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,900 | $1,647,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 107,818 | $1,646,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 46,348 | $1,645,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 177,843 | $1,644,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 149,693 | $1,644,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 114,600 | $1,639,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 290,600 | $1,639,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 144,262 | $1,638,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,803,000 | $1,635,000 | thousands by filing date | principal |
| KODIAK SCIENCES INC | 50015M109 | COM | 30,096 | $1,629,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 170,341 | $1,629,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 85,745 | $1,629,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 664,123 | $1,628,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 142,250 | $1,627,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 271,693 | $1,625,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 91,939 | $1,624,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 399,255 | $1,620,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,620,000 | thousands by filing date | principal |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 391,408 | $1,617,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 33,711 | $1,617,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 44,664 | $1,613,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 69,112 | $1,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 11,881 | $1,610,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 125,824 | $1,608,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 48,404 | $1,608,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 152,820 | $1,607,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 359,400 | $1,604,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,002 | $1,600,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 696,000 | $1,599,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 291,158 | $1,598,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 151,800 | $1,597,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 87,769 | $1,595,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 388,111 | $1,595,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 35,111 | $1,593,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 128,894 | $1,591,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 43,184 | $1,590,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 306,896 | $1,589,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 31,409 | $1,588,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 47,559 | $1,585,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 44,897 | $1,584,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 230,370 | $1,584,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 91,527 | $1,581,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 206,228 | $1,580,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 70,000 | $1,576,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 153,214 | $1,575,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 103,507 | $1,574,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 113,172 | $1,574,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 856,133 | $1,567,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 1,852,000 | $1,566,000 | thousands by filing date | principal |
| GORMAN RUPP CO COM | 383082104 | Stock | 50,319 | $1,564,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 89,190 | $1,561,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 80,369 | $1,559,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 6,467 | $1,558,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 142,949 | $1,555,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 68,938 | $1,555,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 37,592 | $1,551,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 47,374 | $1,545,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 114,062 | $1,544,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,065,200 | $1,542,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 140,403 | $1,542,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 128,915 | $1,541,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 51,278 | $1,540,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 166,232 | $1,540,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 110,941 | $1,539,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 133,192 | $1,536,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 115,187 | $1,535,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 48,583 | $1,527,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 118,300 | $1,522,000 | thousands by filing date | put |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 175,808 | $1,521,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 70,318 | $1,520,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 114,227 | $1,517,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 759,000 | $1,511,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 97,210 | $1,509,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 34,802 | $1,505,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 55,372 | $1,505,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 137,636 | $1,504,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 129,488 | $1,502,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 114,466 | $1,501,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 197,647 | $1,501,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 36,920 | $1,500,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 55,332 | $1,499,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 91,626 | $1,497,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 105,758 | $1,497,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 378,382 | $1,495,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 74,627 | $1,494,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 76,056 | $1,494,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 35,000 | $1,492,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 70,153 | $1,491,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 343,395 | $1,491,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 162,143 | $1,490,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 19,466 | $1,486,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |