13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 132,832 | $8,385,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 512,253 | $8,370,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 136,057 | $8,365,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 816,753 | $8,363,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 986,800 | $8,355,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 395,219 | $8,347,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 74,599 | $8,343,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 69,044 | $8,329,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 459,786 | $8,327,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 200,522 | $8,307,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 65,193 | $8,280,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 710,785 | $8,266,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 603,321 | $8,254,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 165,694 | $8,247,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 58,743 | $8,236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 281,390 | $8,211,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,714,000 | $8,208,000 | thousands by filing date | principal |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 198,704 | $8,169,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 595,652 | $8,137,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 523,304 | $8,134,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 2,450,000 | $8,126,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 131,986 | $8,122,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 686,344 | $8,119,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 121,459 | $8,110,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 709,943 | $8,107,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 594,070 | $8,085,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 67,615 | $8,077,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 852,735 | $8,075,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 732,646 | $8,074,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 318,127 | $8,059,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 593,869 | $8,053,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 130,736 | $8,035,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 455,756 | $8,027,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 454,975 | $8,026,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 7,999,000 | $8,026,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 42,372 | $8,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 583,909 | $7,993,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 392,116 | $7,987,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 399,324 | $7,986,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 337,548 | $7,970,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 109,861 | $7,967,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 112,367 | $7,966,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 166,835 | $7,957,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 137,952 | $7,938,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 848,826 | $7,936,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 125,519 | $7,897,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 310,929 | $7,891,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 450,315 | $7,890,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 808,114 | $7,888,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 496,828 | $7,857,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 105,343 | $7,855,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 219,924 | $7,854,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 81,531 | $7,839,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 551,553 | $7,837,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,245,710 | $7,835,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 998,523 | $7,829,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 277,473 | $7,823,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 733,165 | $7,816,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 183,389 | $7,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 176,374 | $7,808,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 485,884 | $7,798,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 225,061 | $7,786,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 557,276 | $7,786,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 509,468 | $7,775,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 416,235 | $7,742,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 602,002 | $7,730,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 946,404 | $7,704,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 922,758 | $7,669,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 549,907 | $7,660,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 102,395 | $7,649,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 277,274 | $7,642,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 173,933 | $7,641,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 46,946 | $7,635,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 237,544 | $7,635,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 120,931 | $7,628,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 108,077 | $7,626,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 296,040 | $7,625,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 3,045,000 | $7,603,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 252,533 | $7,589,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 777,245 | $7,570,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 152,138 | $7,566,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 150,864 | $7,560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 121,354 | $7,560,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 110,059 | $7,559,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,822,000 | $7,530,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 130,831 | $7,510,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 198,889 | $7,505,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 667,683 | $7,505,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 123,522 | $7,500,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 695,916 | $7,488,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 122,692 | $7,481,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 166,347 | $7,478,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 293,889 | $7,476,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 87,135 | $7,472,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 124,922 | $7,472,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 240,142 | $7,459,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 250,986 | $7,459,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,153,982 | $7,455,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 280,405 | $7,454,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 424,177 | $7,435,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 110,787 | $7,432,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 136,195 | $7,425,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 221,962 | $7,424,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 759,735 | $7,407,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 120,673 | $7,394,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 87,983 | $7,390,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 202,972 | $7,368,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 55,638 | $7,365,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 181,854 | $7,340,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 84,277 | $7,335,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 441,369 | $7,331,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 141,006 | $7,325,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 137,793 | $7,310,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 534,322 | $7,310,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 88,890 | $7,308,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 307,272 | $7,305,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 155,593 | $7,302,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 814,391 | $7,297,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 263,723 | $7,284,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 71,807 | $7,266,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 295,159 | $7,263,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 292,952 | $7,262,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,531,907 | $7,262,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 223,457 | $7,256,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,510,000 | $7,240,000 | thousands by filing date | principal |
| LTC PPTYS INC COM | 502175102 | REIT | 191,921 | $7,230,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 168,886 | $7,221,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 355,240 | $7,215,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 63,725 | $7,190,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 307,076 | $7,189,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 258,392 | $7,188,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 463,423 | $7,187,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 125,831 | $7,175,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 454,416 | $7,163,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 388,488 | $7,157,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 80,260 | $7,107,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 170,312 | $7,104,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 163,197 | $7,097,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 124,832 | $7,073,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,280,300 | $7,067,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 459,337 | $7,064,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 179,435 | $7,063,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 131,302 | $7,062,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 303,735 | $7,057,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 310,157 | $7,052,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,531,479 | $7,045,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 126,908 | $7,030,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 392,543 | $7,011,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 142,604 | $7,005,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 500,036 | $6,995,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 167,199 | $6,988,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 176,130 | $6,981,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 184,976 | $6,962,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 304,514 | $6,952,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 310,580 | $6,944,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 216,118 | $6,934,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 78,988 | $6,928,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 250,000 | $6,924,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 587,682 | $6,923,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 649,322 | $6,909,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 85,671 | $6,904,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 37,177 | $6,902,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 290,669 | $6,889,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 387,259 | $6,877,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 258,503 | $6,869,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 234,674 | $6,868,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 408,320 | $6,868,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 154,694 | $6,853,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 276,606 | $6,835,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 869,759 | $6,827,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 247,014 | $6,820,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 288,562 | $6,793,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 339,108 | $6,792,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 764,251 | $6,787,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 501,093 | $6,785,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 629,032 | $6,782,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 227,960 | $6,773,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 589,069 | $6,769,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 516,677 | $6,759,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 74,164 | $6,750,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 499,047 | $6,738,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 705,141 | $6,734,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 359,114 | $6,733,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 911,100 | $6,716,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 544,321 | $6,711,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 155,798 | $6,710,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,222,092 | $6,709,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 202,401 | $6,706,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 58,699 | $6,702,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 279,181 | $6,700,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 160,055 | $6,695,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 78,427 | $6,693,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 275,573 | $6,691,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,093 | $6,687,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,000 | $6,687,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 94,417 | $6,674,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 343,043 | $6,672,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 438,310 | $6,671,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 64,340 | $6,657,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 460,967 | $6,656,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 703,737 | $6,643,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 964,734 | $6,638,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 190,367 | $6,638,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 240,796 | $6,636,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 666,682 | $6,634,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 92,187 | $6,633,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 705,698 | $6,620,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 67,935 | $6,619,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 452,140 | $6,614,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 913,987 | $6,599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 209,013 | $6,593,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 74,121 | $6,558,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 55,811 | $6,558,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 80,890 | $6,552,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 164,655 | $6,546,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 196,695 | $6,544,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 300,089 | $6,536,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 177,636 | $6,522,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 283,899 | $6,518,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 426,760 | $6,516,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 74,019 | $6,515,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 159,759 | $6,510,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 228,036 | $6,503,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 304,318 | $6,491,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 222,254 | $6,481,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 39,781 | $6,473,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 265,704 | $6,470,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 219,914 | $6,470,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 772,073 | $6,447,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 36,932 | $6,446,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,590,100 | $6,434,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 352,100 | $6,426,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 804,602 | $6,397,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 134,340 | $6,380,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 663,886 | $6,380,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 41,626 | $6,372,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 233,892 | $6,370,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 276,259 | $6,368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 195,400 | $6,366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 267,034 | $6,361,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 322,053 | $6,351,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 89,466 | $6,349,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 292,435 | $6,340,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 156,334 | $6,337,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 243,227 | $6,327,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 118,245 | $6,325,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 490,919 | $6,324,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 485,600 | $6,323,000 | thousands by filing date | put |
| TTEC HLDGS INC | 89854H102 | COM | 135,775 | $6,322,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 471,901 | $6,310,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 55,080 | $6,308,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 72,231 | $6,307,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,367,870 | $6,292,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 243,343 | $6,291,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 58,528 | $6,277,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 242,066 | $6,270,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 311,387 | $6,262,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 127,300 | $6,261,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 768,005 | $6,259,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 272,600 | $6,257,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 882,216 | $6,255,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 6,510,000 | $6,250,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 620,278 | $6,239,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 549,861 | $6,236,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 139,794 | $6,234,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 452,854 | $6,231,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 385,844 | $6,227,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 163,280 | $6,221,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 5,635,000 | $6,188,000 | thousands by filing date | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 48,474 | $6,183,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 615,497 | $6,180,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 128,554 | $6,174,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 176,935 | $6,162,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 54,216 | $6,159,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 220,812 | $6,150,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 693,193 | $6,148,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 64,549 | $6,129,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,384,926 | $6,127,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 101,840 | $6,123,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 502,212 | $6,122,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 232,692 | $6,120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 54,740 | $6,115,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 261,940 | $6,090,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 88,716 | $6,078,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 262,392 | $6,077,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 76,194 | $6,067,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 115,538 | $6,066,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 434,752 | $6,064,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 735,578 | $6,054,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 465,961 | $6,053,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 93,216 | $6,043,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 837,287 | $6,029,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 472,155 | $6,021,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 39,979 | $6,015,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,835,173 | $6,001,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 509,956 | $5,997,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 597,715 | $5,989,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 167,777 | $5,989,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 241,601 | $5,988,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,230,000 | $5,985,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 259,481 | $5,984,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 500,469 | $5,970,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 763,484 | $5,970,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 255,796 | $5,967,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 208,433 | $5,966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 26,832 | $5,963,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 182,798 | $5,947,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 111,952 | $5,935,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 105,289 | $5,934,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 47,354 | $5,930,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 499,848 | $5,928,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 457,731 | $5,918,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 154,015 | $5,916,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,100,000 | $5,913,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 86,457 | $5,912,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 281,099 | $5,901,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 693,395 | $5,894,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 80,208 | $5,890,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,007,351 | $5,883,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 213,950 | $5,883,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 634,044 | $5,877,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 655,250 | $5,871,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 38,173 | $5,865,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 216,486 | $5,859,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 464,029 | $5,856,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 294,374 | $5,853,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 136,662 | $5,850,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,945,000 | $5,835,000 | thousands by filing date | principal |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 203,665 | $5,831,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 280,034 | $5,805,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 74,994 | $5,800,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 94,982 | $5,788,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 469,748 | $5,787,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 255,313 | $5,785,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 517,693 | $5,767,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 217,878 | $5,767,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 232,658 | $5,749,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 204,114 | $5,744,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 185,736 | $5,741,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 59,046 | $5,737,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 115,847 | $5,735,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 197,384 | $5,729,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 99,424 | $5,727,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 725,692 | $5,726,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 177,191 | $5,718,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 115,992 | $5,717,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 133,888 | $5,716,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,315,000 | $5,699,000 | thousands by filing date | principal |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 912,481 | $5,693,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 185,582 | $5,690,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 59,646 | $5,682,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 221,807 | $5,670,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,196,116 | $5,670,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 133,265 | $5,665,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 552,657 | $5,660,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 39,835 | $5,654,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 90,842 | $5,643,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 382,211 | $5,642,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 399,251 | $5,641,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 90,365 | $5,640,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 379,770 | $5,640,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 66,595 | $5,629,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 266,667 | $5,629,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 211,557 | $5,609,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 181,670 | $5,607,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,457,706 | $5,601,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,704,930 | $5,597,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 825,486 | $5,589,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 293,702 | $5,583,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 622,144 | $5,565,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 105,048 | $5,545,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 328,817 | $5,537,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 355,877 | $5,534,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 99,043 | $5,522,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 835,523 | $5,522,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 91,778 | $5,515,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 199,770 | $5,514,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 662,666 | $5,513,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 200,490 | $5,506,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 264,707 | $5,498,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 75,448 | $5,493,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 34,228 | $5,489,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 537,974 | $5,487,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 246,020 | $5,479,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 667,734 | $5,470,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 402,661 | $5,460,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 145,161 | $5,459,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 140,551 | $5,452,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 302,380 | $5,446,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,123,000 | $5,444,000 | thousands by filing date | principal |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 8,373,094 | $5,442,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 180,064 | $5,433,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 421,976 | $5,418,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 375,412 | $5,417,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 24,023 | $5,411,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 388,371 | $5,391,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 300,000 | $5,388,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 129,476 | $5,384,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 556,943 | $5,379,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 138,969 | $5,358,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 274,104 | $5,356,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 245,696 | $5,351,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 135,093 | $5,344,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 621,772 | $5,322,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 119,512 | $5,316,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 467,907 | $5,302,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 50,944 | $5,301,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 440,718 | $5,297,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 705,017 | $5,288,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 101,695 | $5,283,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,419,800 | $5,278,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 355,617 | $5,266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 128,920 | $5,263,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 378,309 | $5,254,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 233,710 | $5,249,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 306,677 | $5,248,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,434,000 | $5,245,000 | thousands by filing date | principal |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 420,771 | $5,242,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 123,004 | $5,238,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 541,437 | $5,235,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 71,591 | $5,225,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 193,264 | $5,216,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 297,758 | $5,214,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 482,771 | $5,195,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 269,168 | $5,192,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 171,262 | $5,192,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,152,953 | $5,188,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 227,882 | $5,184,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 378,239 | $5,182,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 60,622 | $5,168,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 101,301 | $5,158,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,157,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 426,777 | $5,155,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 513,247 | $5,153,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 67,504 | $5,148,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 104,747 | $5,145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 85,387 | $5,136,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 559,277 | $5,134,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 403,015 | $5,127,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 503,681 | $5,127,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 185,355 | $5,127,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 177,652 | $5,123,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 248,792 | $5,112,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 243,865 | $5,099,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 113,734 | $5,098,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 4,555,000 | $5,098,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 206,382 | $5,094,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,414,000 | $5,090,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 203,875 | $5,088,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,987,646 | $5,088,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 462,710 | $5,081,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 153,065 | $5,072,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,909 | $5,071,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 75,567 | $5,064,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 139,679 | $5,048,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 405,707 | $5,043,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 122,332 | $5,041,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 354,035 | $5,034,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 445,555 | $5,030,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 509,300 | $5,019,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 113,784 | $5,013,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 71,067 | $5,011,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 647,558 | $4,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 122,229 | $4,960,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 554,862 | $4,939,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 400,081 | $4,925,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 150,369 | $4,918,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 450,936 | $4,916,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 4,730,000 | $4,914,000 | thousands by filing date | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 352,708 | $4,913,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 236,800 | $4,908,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 367,531 | $4,907,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 165,136 | $4,902,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 596,726 | $4,899,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 268,477 | $4,889,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 388,785 | $4,887,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 42,166 | $4,886,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 327,474 | $4,882,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 326,804 | $4,879,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 111,406 | $4,875,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 358,571 | $4,866,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 325,186 | $4,862,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 90,131 | $4,861,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 195,391 | $4,860,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 461,295 | $4,857,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 33,512 | $4,856,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 152,589 | $4,855,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 125,486 | $4,851,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 141,362 | $4,845,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 238,343 | $4,843,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 5,000,000 | $4,839,000 | thousands by filing date | principal |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 84,228 | $4,836,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,228,871 | $4,829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 138,987 | $4,823,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 150,306 | $4,812,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 103,045 | $4,806,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 456,784 | $4,806,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 133,426 | $4,771,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 270,640 | $4,768,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 92,921 | $4,761,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |