13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUEBLUE INC | 89785X101 | COM | 68,973 | $1,534,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 815,680 | $1,534,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,563,000 | $1,530,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 59,941 | $1,526,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 171,395 | $1,525,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 34,500 | $1,524,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 134,636 | $1,524,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 76,974 | $1,521,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 582,200 | $1,520,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 17,435 | $1,519,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 291,516 | $1,519,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 85,790 | $1,518,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 55,692 | $1,516,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 124,679 | $1,511,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 100,241 | $1,509,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 76,097 | $1,509,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 264,599 | $1,508,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 60,234 | $1,508,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,566,000 | $1,508,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 122,248 | $1,506,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,518,000 | $1,506,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 92,271 | $1,504,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 113,542 | $1,502,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 87,020 | $1,501,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 59,939 | $1,500,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 246,546 | $1,497,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 101,426 | $1,497,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 235,812 | $1,491,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 91,417 | $1,489,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 152,068 | $1,484,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 39,974 | $1,479,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 60,250 | $1,477,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 221,626 | $1,477,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 115,404 | $1,471,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 212,012 | $1,470,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 33,735 | $1,469,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 35,492 | $1,464,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 47,421 | $1,463,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 117,003 | $1,460,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 140,281 | $1,458,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 120,975 | $1,458,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 104,936 | $1,458,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 51,564 | $1,455,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 30,720 | $1,453,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 51,683 | $1,452,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 82,686 | $1,450,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 111,362 | $1,448,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 87,829 | $1,446,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 77,752 | $1,446,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 141,490 | $1,445,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 106,144 | $1,444,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,650,000 | $1,439,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,684 | $1,438,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,344,000 | $1,438,000 | thousands by filing date | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 168,778 | $1,436,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 100,557 | $1,436,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 44,025 | $1,435,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 45,260 | $1,435,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 142,410 | $1,434,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,435 | $1,434,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 173,455 | $1,433,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 92,374 | $1,430,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 57,493 | $1,428,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 492,000 | $1,428,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 177,400 | $1,425,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 84,928 | $1,424,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 51,490 | $1,420,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 30,033 | $1,420,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 70,633 | $1,419,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 57,264 | $1,417,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 38,841 | $1,416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 53,519 | $1,412,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 128,203 | $1,411,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 45,882 | $1,409,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 57,520 | $1,407,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 108,879 | $1,406,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 92,638 | $1,404,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 94,951 | $1,402,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 106,897 | $1,398,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 162,218 | $1,398,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 52,935 | $1,398,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 116,509 | $1,396,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 57,209 | $1,396,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 58,698 | $1,394,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 106,581 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 30,253 | $1,391,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 40,282 | $1,390,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 91,490 | $1,390,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 87,717 | $1,389,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,495,257 | $1,387,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 186,400 | $1,385,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 782,000 | $1,383,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 29,274 | $1,383,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 131,613 | $1,379,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 80,270 | $1,377,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 75,097 | $1,375,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 38,093 | $1,375,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 690,000 | $1,374,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 120,898 | $1,371,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,274 | $1,368,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 67,078 | $1,367,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 146,200 | $1,363,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 140,600 | $1,360,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 37,370 | $1,357,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 164,500 | $1,354,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 122,584 | $1,353,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350,000 | $1,351,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 79,676 | $1,350,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 396,908 | $1,349,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 62,523 | $1,349,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,443 | $1,348,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 92,481 | $1,348,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 29,887 | $1,345,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 91,498 | $1,345,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 41,462 | $1,344,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 69,395 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 23,361 | $1,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 18,991 | $1,330,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,347,000 | $1,328,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 110,897 | $1,327,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 42,368 | $1,325,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 56,154 | $1,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 27,682 | $1,323,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 63,628 | $1,322,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 79,974 | $1,322,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 52,407 | $1,319,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 74,528 | $1,318,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 484,400 | $1,317,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100,000 | $1,317,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 97,858 | $1,317,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 49,167 | $1,315,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 79,610 | $1,313,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 222,588 | $1,313,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21,748 | $1,312,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 113,924 | $1,312,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,188,300 | $1,309,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 18,284 | $1,308,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 116,359 | $1,306,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 93,447 | $1,305,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,275,000 | $1,304,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 12,570 | $1,300,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 64,300 | $1,296,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 81,264 | $1,295,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 45,251 | $1,292,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 77,597 | $1,291,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 96,216 | $1,290,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 70,512 | $1,289,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,963 | $1,286,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 118,449 | $1,285,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 52,751 | $1,284,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 32,396 | $1,283,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 122,470 | $1,279,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 85,909 | $1,279,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 81,816 | $1,278,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 24,021 | $1,277,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 82,278 | $1,277,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 191,946 | $1,276,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 148,324 | $1,276,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 12,737 | $1,275,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 104,475 | $1,273,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 13,191 | $1,272,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 691,000 | $1,267,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 212,920 | $1,266,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 39,468 | $1,266,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 183,300 | $1,258,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 52,045 | $1,257,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 132,460 | $1,255,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 24,181 | $1,249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 37,837 | $1,246,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 66,073 | $1,244,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 93,707 | $1,240,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 57,598 | $1,240,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 48,986 | $1,238,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,309,000 | $1,236,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 108,021 | $1,235,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 76,197 | $1,233,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 65,465 | $1,233,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,462 | $1,233,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 60,656 | $1,233,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 201,311 | $1,228,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 92,947 | $1,228,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 85,656 | $1,227,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,812 | $1,222,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 147,825 | $1,222,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 354,000 | $1,221,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 90,021 | $1,220,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 125,757 | $1,218,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 79,417 | $1,217,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 75,755 | $1,217,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 402,705 | $1,216,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 65,000 | $1,214,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 208,353 | $1,214,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 108,120 | $1,212,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 22,893 | $1,212,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 62,151 | $1,212,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 77,760 | $1,211,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 90,725 | $1,210,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,336 | $1,209,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 186,625 | $1,209,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 121,946 | $1,202,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 48,631 | $1,201,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 40,309 | $1,200,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 43,163 | $1,198,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 28,164 | $1,196,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 32,256 | $1,194,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 25,054 | $1,189,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 19,658 | $1,180,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 66,998 | $1,179,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 79,243 | $1,177,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 48,257 | $1,176,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 38,982 | $1,176,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 15,365 | $1,173,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,109,000 | $1,172,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 44,654 | $1,170,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 13,589 | $1,170,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 49,908 | $1,168,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 63,156 | $1,167,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 113,763 | $1,166,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 135,707 | $1,163,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 16,090 | $1,163,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,126 | $1,162,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 298,894 | $1,162,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 262,463 | $1,158,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 24,347 | $1,157,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,164,000 | $1,157,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 88,037 | $1,152,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 90,581 | $1,151,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,773 | $1,150,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 103,055 | $1,148,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 45,244 | $1,146,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 76,192 | $1,146,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 596,415 | $1,146,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 113,987 | $1,145,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 105,680 | $1,143,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200,000 | $1,142,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 122,274 | $1,142,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 93,600 | $1,141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 47,958 | $1,141,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 93,074 | $1,140,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 56,147 | $1,140,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 157,759 | $1,140,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 151,007 | $1,139,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 98,369 | $1,139,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 158,437 | $1,139,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 237,152 | $1,138,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,785 | $1,138,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 26,883 | $1,136,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 32,177 | $1,132,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 160,119 | $1,131,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 107,759 | $1,131,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 617,500 | $1,128,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 110,777 | $1,127,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,881 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 24,423 | $1,124,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 47,787 | $1,123,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,985 | $1,123,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 89,083 | $1,120,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 30,171 | $1,116,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 141,856 | $1,116,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 30,904 | $1,113,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 114,276 | $1,113,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 119,005 | $1,113,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 83,242 | $1,108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 468,412 | $1,106,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 65,196 | $1,106,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 305,255 | $1,105,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,162,000 | $1,103,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 295,800 | $1,102,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 35,056 | $1,102,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 68,048 | $1,102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 57,314 | $1,101,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 27,085 | $1,100,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 495,564 | $1,100,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 87,331 | $1,096,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 18,980 | $1,095,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 60,335 | $1,094,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 27,491 | $1,093,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 63,601 | $1,093,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 175,190 | $1,091,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 61,135 | $1,089,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 582,400 | $1,085,000 | thousands by filing date | put |
| INTRICON CORP | 46121H109 | COM | 40,953 | $1,081,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,780,400 | $1,080,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 35,460 | $1,080,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 51,100 | $1,080,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 93,550 | $1,079,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 51,880 | $1,077,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 22,254 | $1,076,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 89,362 | $1,075,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 71,625 | $1,073,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 155,943 | $1,072,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,569 | $1,070,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 207,612 | $1,070,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,160,000 | $1,069,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 18,543 | $1,069,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 338,324 | $1,068,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 94,676 | $1,066,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 13,372 | $1,062,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 95,809 | $1,062,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 84,489 | $1,061,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 42,738 | $1,061,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 60,221 | $1,060,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 94,905 | $1,056,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 58,572 | $1,056,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 17,561 | $1,054,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 66,372 | $1,052,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 183,594 | $1,052,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 105,228 | $1,051,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 79,308 | $1,049,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 60,687 | $1,048,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 45,629 | $1,047,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 19,766 | $1,046,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 30,333 | $1,046,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 105,876 | $1,045,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 61,867 | $1,045,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 36,210 | $1,044,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,000,000 | $1,044,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 52,223 | $1,042,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 97,542 | $1,042,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 115,559 | $1,041,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 70,505 | $1,039,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,856 | $1,039,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 46,962 | $1,038,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 78,022 | $1,037,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 45,874 | $1,034,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 42,117 | $1,033,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 81,947 | $1,031,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 58,302 | $1,031,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 35,112 | $1,028,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 71,212 | $1,028,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 369,850 | $1,028,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 49,670 | $1,026,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 58,834 | $1,025,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 182,255 | $1,024,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 53,584 | $1,022,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 66,104 | $1,020,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 17,623 | $1,017,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 128,571 | $1,016,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 81,755 | $1,013,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 138,884 | $1,012,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 26,114 | $1,011,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 16,797 | $1,011,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44,510 | $1,011,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 83,757 | $1,008,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 307,600 | $1,005,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 26,572 | $1,005,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 66,100 | $1,004,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 23,155 | $1,003,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 345,586 | $1,002,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 93,274 | $1,002,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,552 | $1,000,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 800,000 | $995,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,086,000 | $995,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 67,497 | $994,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 161,396 | $994,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,076 | $992,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 47,136 | $991,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 62,379 | $991,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 27,395 | $990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 26,610 | $988,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 115,938 | $988,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 96,251 | $987,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,120,000 | $987,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 251,946 | $985,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 99,055 | $984,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 86,658 | $984,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 41,487 | $983,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 50,882 | $978,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,565 | $975,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,028,000 | $974,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 42,163 | $973,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 58,435 | $971,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 136,553 | $970,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 34,041 | $970,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 44,586 | $965,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 30,000 | $960,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 500,000 | $960,000 | thousands by filing date | call |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 126,496 | $959,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 70,004 | $958,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 32,582 | $958,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 47,781 | $957,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 25,200 | $956,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 86,257 | $955,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 36,029 | $951,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 44,360 | $948,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,331,764 | $945,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 83,413 | $945,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 34,877 | $939,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 138,303 | $938,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 203,977 | $936,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 35,367 | $932,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 38,703 | $930,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 50,427 | $925,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 60,762 | $924,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 112,176 | $923,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 106,500 | $922,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 73,529 | $921,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 22,865 | $920,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 684,000 | $919,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 405,100 | $917,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 28,334 | $917,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 232,766 | $915,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 36,679 | $914,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 30,029 | $914,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 133,342 | $913,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 66,253 | $912,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 82,524 | $910,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 28,260 | $910,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 108,431 | $909,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 69,147 | $906,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 35,979 | $906,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 71,358 | $906,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 106,807 | $905,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 12,819 | $903,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 138,192 | $903,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 47,976 | $901,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 36,780 | $901,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 43,870 | $895,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 137,886 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,000 | $889,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 35,360 | $889,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 690,000 | $889,000 | thousands by filing date | principal |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 89,743 | $888,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 68,282 | $888,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 45,691 | $888,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,237 | $887,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 63,984 | $886,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 32,111 | $885,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 35,219 | $884,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 67,735 | $884,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 216,106 | $879,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 27,936 | $879,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 158,610 | $878,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 45,744 | $876,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 48,058 | $874,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40,174 | $874,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 54,504 | $873,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 21,606 | $872,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 45,693 | $872,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 246 | $870,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 27,044 | $869,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 91,547 | $869,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 109,779 | $868,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 19,703 | $868,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 34,994 | $868,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 31,343 | $868,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 93,376 | $868,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,796 | $867,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 48,190 | $865,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 99,143 | $865,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 62,468 | $864,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 24,520 | $864,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 58,502 | $863,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 24,555 | $862,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 121,125 | $862,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 83,496 | $862,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 34,723 | $861,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 128,390 | $860,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 256,533 | $860,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 44,789 | $857,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 37,085 | $856,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 281,100 | $853,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 41,231 | $853,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 63,600 | $849,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 39,640 | $846,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 436,000 | $845,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 49,515 | $844,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 101,740 | $844,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,604 | $843,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,686 | $842,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 34,275 | $842,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 17,263 | $840,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 37,171 | $840,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 59,496 | $837,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 45,980 | $837,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 48,725 | $833,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 39,097 | $833,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 25,913 | $832,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 58,637 | $832,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 48,433 | $830,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 34,143 | $829,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 59,099 | $829,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 60,188 | $829,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 34,768 | $828,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 113,961 | $826,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 54,637 | $825,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 9,914 | $825,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 65,340 | $825,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 56,603 | $824,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 16,696 | $823,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 45,499 | $819,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 51,830 | $818,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 35,152 | $816,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 18,908 | $816,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 325,113 | $816,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 28,581 | $814,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 105,031 | $814,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 53,900 | $812,000 | thousands by filing date | put |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 26,830 | $812,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 75,238 | $812,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |