13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 62,598 | $811,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,099 | $811,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 212,933 | $811,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 34,368 | $809,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 180,753 | $808,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 82,005 | $807,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 57,218 | $806,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 42,761 | $806,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,765 | $806,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 31,205 | $805,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 15,869 | $805,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 21,864 | $805,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 37,698 | $804,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 253,500 | $804,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 87,578 | $803,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 16,574 | $802,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 41,173 | $801,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 46,865 | $799,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 76,181 | $799,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,415 | $799,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 181,819 | $798,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 123,305 | $797,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 138,260 | $796,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 197,585 | $793,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10,328 | $791,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 204,156 | $790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 553,300 | $788,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 28,369 | $788,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 31,181 | $787,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 48,008 | $786,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 101,551 | $785,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 109,473 | $785,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 42,095 | $784,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 29,014 | $783,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 15,959 | $783,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 71,043 | $782,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 70,409 | $779,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 123,216 | $778,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 32,001 | $777,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 355,000 | $775,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,384 | $771,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 19,596 | $770,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 61,149 | $770,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 120,689 | $769,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 383,603 | $768,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 151,272 | $768,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 93,803 | $765,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 23,856 | $765,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 80,000 | $763,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 60,187 | $762,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 501,130 | $762,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 84,444 | $761,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 341,700 | $760,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 32,966 | $759,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 15,163 | $759,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 84,892 | $757,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 30,265 | $756,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 39,033 | $754,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,147,800 | $751,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 17,052 | $751,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 18,692 | $750,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 37,604 | $749,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,635 | $749,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 29,313 | $747,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,601,783 | $745,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 24,684 | $744,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,319 | $743,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 66,631 | $743,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 83,830 | $742,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 98,751 | $741,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 46,547 | $740,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 90,188 | $739,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 34,708 | $738,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 109,629 | $738,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 289,300 | $737,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 67,539 | $737,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 50,085 | $737,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 28,601 | $734,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,948 | $733,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 39,484 | $732,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 57,829 | $732,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 56,283 | $731,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 35,218 | $731,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 47,151 | $731,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,102 | $728,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 45,775 | $728,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 57,222 | $727,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 277,045 | $726,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 77,600 | $725,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 146,321 | $725,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 50,973 | $724,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 18,714 | $724,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 72,090 | $721,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 165,000 | $717,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 917,000 | $717,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 553,300 | $715,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 28,350 | $715,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 143,786 | $715,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 308,500 | $714,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 137,433 | $712,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,308 | $711,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 24,111 | $709,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 28,970 | $709,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 12,863 | $706,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 30,466 | $706,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 23,130 | $704,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 45,398 | $704,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 40,261 | $704,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 76,659 | $702,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 29,053 | $702,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 137,052 | $701,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 23,907 | $699,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 36,847 | $696,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 41,248 | $695,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 56,950 | $695,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 83,354 | $695,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 46,997 | $690,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 28,594 | $689,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 28,769 | $689,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 53,158 | $688,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 22,301 | $687,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 43,231 | $685,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 69,081 | $685,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,150 | $684,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 39,370 | $684,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 34,519 | $682,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 45,169 | $681,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 34,276 | $680,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 51,540 | $680,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 97,397 | $680,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 118,683 | $680,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 897,290 | $679,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 44,212 | $678,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 49,990 | $678,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 284,788 | $678,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 19,246 | $678,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 66,644 | $677,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 48,795 | $677,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 60,913 | $675,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 17,061 | $675,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 51,375 | $673,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 43,353 | $671,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 167,493 | $670,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 60,344 | $668,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 55,456 | $668,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,712,100 | $667,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 67,789 | $667,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 542,000 | $663,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 69,528 | $663,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 95,034 | $662,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 168,485 | $661,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 51,251 | $661,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 694,000 | $661,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 443,800 | $660,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 84,707 | $659,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 27,400 | $657,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 66,391 | $657,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 114,827 | $657,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 27,527 | $656,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 44,465 | $656,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 37,159 | $655,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 42,528 | $655,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 19,006 | $655,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 145,600 | $654,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 27,167 | $654,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 18,133 | $654,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 16,643 | $653,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 19,784 | $653,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 15,181 | $653,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 45,800 | $652,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 43,951 | $651,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 47,550 | $649,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 34,103 | $646,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 159,230 | $646,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 24,151 | $645,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,086 | $645,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 236,419 | $644,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 66,900 | $642,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 49,506 | $642,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 14,370 | $642,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 15,123 | $638,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 14,366 | $637,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 22,400 | $635,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 33,810 | $634,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 34,645 | $634,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 37,163 | $633,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 114,430 | $633,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,058 | $632,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,196 | $631,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 54,350 | $631,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 31,649 | $630,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 51,261 | $629,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 114,263 | $628,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 53,546 | $628,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 78,032 | $628,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 65,000 | $627,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,337 | $626,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 184,712 | $626,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 51,000 | $623,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,586 | $622,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,479 | $621,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 27,631 | $620,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 93,787 | $620,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 83,656 | $619,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 46,000 | $619,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 30,000 | $618,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 90,187 | $617,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 83,282 | $616,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 64,542 | $615,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 229,800 | $615,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 48,150 | $615,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 41,742 | $614,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 148,950 | $614,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 199,449 | $610,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 79,406 | $609,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 32,379 | $606,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 33,660 | $605,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 15,714 | $604,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 59,014 | $602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 16,425 | $600,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 24,193 | $599,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 342,500 | $597,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 20,718 | $595,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 95,267 | $595,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 11,395 | $595,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 119,549 | $594,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 128,144 | $594,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 24,803 | $592,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 35,483 | $591,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,697,900 | $589,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 25,562 | $589,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 82,310 | $587,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 35,948 | $586,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 41,010 | $586,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 163,646 | $586,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 29,220 | $585,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 229,600 | $584,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 52,123 | $581,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 144,900 | $581,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 17,431 | $578,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 342,800 | $576,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 25,237 | $576,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 40,524 | $575,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 552,323 | $575,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 16,488 | $574,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 18,394 | $573,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 206,336 | $572,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 118,532 | $570,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,331 | $570,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 9,081 | $569,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 44,186 | $568,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 261,596 | $567,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 63,006 | $566,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,501 | $566,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 32,529 | $565,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 47,384 | $564,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 23,412 | $563,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 13,232 | $563,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 34,490 | $563,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 44,093 | $562,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 43,141 | $560,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 20,019 | $559,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 18,615 | $557,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,509 | $557,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 15,714 | $556,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 53,026 | $555,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 12,055 | $555,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 108,000 | $553,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 28,280 | $552,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 22,076 | $550,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 45,166 | $548,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 93,069 | $548,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,454,200 | $547,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 10,947 | $545,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,932 | $545,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 38,099 | $544,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 50,325 | $542,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 53,691 | $542,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 15,299 | $542,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,270 | $542,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 150,800 | $542,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 80,945 | $541,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 32,335 | $539,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 15,944 | $537,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 29,253 | $536,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,726 | $536,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 165,123 | $536,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 32,947 | $536,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 83,400 | $535,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 32,660 | $535,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 91,663 | $535,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 22,571 | $534,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 318,000 | $533,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 19,507 | $532,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 65,995 | $532,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 32,987 | $531,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 29,058 | $531,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 34,800 | $529,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 22,224 | $528,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 55,762 | $528,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 39,155 | $526,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 48,405 | $526,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 22,822 | $526,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 50,919 | $525,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 19,818 | $524,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,952 | $524,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 189,135 | $524,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 16,212 | $522,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 34,869 | $521,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 18,777 | $520,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 30,218 | $520,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 18,711 | $517,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 41,679 | $516,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,568 | $515,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 29,513 | $515,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 21,998 | $515,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 25,736 | $514,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 26,334 | $514,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 34,558 | $512,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 73,916 | $512,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 35,777 | $512,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 92,524 | $511,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 59,472 | $511,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 31,803 | $511,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 63,500 | $510,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 33,372 | $510,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 59,937 | $510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 12,204 | $509,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 35,555 | $509,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 174,458 | $509,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 31,512 | $507,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34,944 | $507,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 69,139 | $507,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 76,258 | $507,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 19,951 | $505,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 11,992 | $505,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 454,300 | $504,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 50,161 | $504,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 8,870 | $504,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 28,388 | $504,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 62,860 | $503,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 61,449 | $503,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 52,560 | $502,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 84,081 | $502,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 43,680 | $502,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 31,290 | $499,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 134,500 | $497,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 125,534 | $497,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 72,676 | $496,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 17,116 | $494,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 18,557 | $493,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 67,000 | $490,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 42,820 | $488,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 95,838 | $487,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 38,159 | $487,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 541,600 | $485,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 34,521 | $485,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 31,748 | $484,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 26,588 | $483,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 27,991 | $482,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 122,367 | $481,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 229,764 | $481,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 114,295 | $481,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,884 | $480,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 18,476 | $479,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 25,504 | $479,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 73,641 | $478,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 53,456 | $477,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 17,755 | $477,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 44,609 | $476,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 70,635 | $475,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 45,060 | $475,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 483,000 | $474,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 531,168 | $473,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 100,000 | $473,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 257,108 | $473,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 45,963 | $472,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 48,199 | $470,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 49,033 | $469,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 39,175 | $465,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,862 | $465,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 231,673 | $463,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 33,852 | $462,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 45,561 | $461,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 537,500 | $460,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 261,820 | $460,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 32,271 | $460,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 29,444 | $458,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 8,185 | $456,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,034 | $456,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 36,830 | $455,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,267 | $454,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 23,047 | $454,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 49,796 | $454,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 55,942 | $452,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 46,470 | $451,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,199 | $451,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 12,407 | $451,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 39,739 | $451,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 43,455 | $450,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 33,992 | $447,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 142,379 | $447,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 22,256 | $446,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 50,000 | $444,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 15,544 | $442,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 10,530 | $442,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 98,513 | $442,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 62,666 | $441,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,765 | $441,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 24,296 | $440,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 39,350 | $440,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24,313 | $440,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 62,441 | $440,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 48,612 | $440,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 28,918 | $439,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 45,738 | $439,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 36,434 | $438,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 37,406 | $436,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 181,234 | $435,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 17,081 | $434,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 5,740 | $433,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 96,400 | $432,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 88,486 | $431,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,069 | $431,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 28,853 | $430,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 44,519 | $428,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 49,963 | $428,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 40,526 | $427,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,470 | $426,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 14,991 | $426,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 45,519 | $426,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,800 | $424,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 14,184 | $424,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 46,034 | $424,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 55,468 | $423,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 18,101 | $423,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 248,863 | $423,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 135,758 | $422,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 159,301 | $421,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 14,097 | $420,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 23,976 | $420,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 29,410 | $419,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 80,776 | $419,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,500 | $417,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 36,700 | $416,000 | thousands by filing date | put |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 7,203 | $416,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 177,806 | $416,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 26,871 | $416,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,949 | $415,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 12,597 | $415,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 38,196 | $415,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 15,973 | $415,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 31,221 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 31,953 | $414,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 111,623 | $413,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 28,628 | $412,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 46,344 | $412,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $411,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 569,000 | $411,000 | thousands by filing date | principal |
| CARBON BLACK INC | 14081R103 | COM | 30,601 | $411,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 28,587 | $410,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 7,482 | $410,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 132,800 | $409,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 16,852 | $408,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 15,402 | $405,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 23,023 | $405,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,557 | $405,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 58,166 | $404,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 252,415 | $404,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 172,971 | $403,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 21,282 | $402,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 326,300 | $401,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 52,849 | $400,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 16,616 | $400,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 13,276 | $400,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 192,031 | $399,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 96,968 | $398,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 78,197 | $397,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 45,708 | $396,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 167,050 | $396,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 43,893 | $396,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,844 | $395,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 84,393 | $393,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 91,876 | $393,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 31,955 | $392,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 26,361 | $391,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,159 | $390,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 81,100 | $390,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 275,000 | $389,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 104,640 | $388,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 207,521 | $387,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 107,445 | $387,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 19,676 | $386,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 75,306 | $386,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 26,490 | $385,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 255,300 | $384,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 272,900 | $384,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 600,552 | $384,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 36,323 | $383,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 13,670 | $383,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |