13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 60,534 | $4,660,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 66,517 | $4,659,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 60,474 | $4,652,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 120,113 | $4,639,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 71,182 | $4,629,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 286,803 | $4,627,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 854,533 | $4,624,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 226,401 | $4,617,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 298,018 | $4,613,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 287,931 | $4,610,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 321,032 | $4,606,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 179,146 | $4,604,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 419,109 | $4,594,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 164,091 | $4,582,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 415,871 | $4,578,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 335,306 | $4,574,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 136,883 | $4,572,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 85,641 | $4,569,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 539,229 | $4,568,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 125,821 | $4,567,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 318,350 | $4,566,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 343,822 | $4,565,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 72,639 | $4,561,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 522,299 | $4,560,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,366 | $4,556,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 177,703 | $4,555,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 47,984 | $4,553,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 741,268 | $4,544,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 345,312 | $4,541,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 159,207 | $4,535,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 465,968 | $4,534,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 844,900 | $4,531,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 63,678 | $4,531,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 204,187 | $4,527,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,571,300 | $4,524,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 368,743 | $4,517,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 249,997 | $4,517,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,935,000 | $4,510,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 231,233 | $4,474,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 855,643 | $4,474,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 250,102 | $4,472,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 56,049 | $4,470,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 134,672 | $4,469,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 328,255 | $4,459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 115,024 | $4,458,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 397,549 | $4,444,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 224,398 | $4,444,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 131,634 | $4,440,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 262,369 | $4,437,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 326,515 | $4,417,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 156,916 | $4,416,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 107,683 | $4,410,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 165,167 | $4,405,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 131,468 | $4,405,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 188,340 | $4,404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 222,880 | $4,402,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 108,320 | $4,400,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 273,904 | $4,399,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 149,920 | $4,389,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 859,086 | $4,382,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 369,323 | $4,373,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 401,299 | $4,370,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 163,294 | $4,364,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 43,901 | $4,359,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 338,423 | $4,355,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 114,620 | $4,352,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 26,114 | $4,347,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 254,950 | $4,344,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 5,764,000 | $4,344,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 154,477 | $4,343,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 87,970 | $4,341,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,372,000 | $4,338,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 313,264 | $4,330,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 928,722 | $4,328,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 34,619 | $4,327,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 184,818 | $4,323,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 471,806 | $4,322,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 59,272 | $4,321,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 221,252 | $4,319,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 70,860 | $4,312,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 616,615 | $4,310,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 207,059 | $4,300,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 209,739 | $4,300,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 106,994 | $4,300,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 274,233 | $4,300,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 4,613,000 | $4,300,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 537,815 | $4,292,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 144,472 | $4,291,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,033,836 | $4,291,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 125,966 | $4,286,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,387,000 | $4,286,000 | thousands by filing date | principal |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 170,521 | $4,282,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 134,461 | $4,272,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 368,398 | $4,270,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 267,282 | $4,250,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 150,075 | $4,228,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 304,039 | $4,220,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 95,927 | $4,212,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 257,459 | $4,207,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 385,854 | $4,202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 137,909 | $4,199,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 104,091 | $4,197,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 61,706 | $4,193,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 115,185 | $4,192,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 111,267 | $4,188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 73,643 | $4,188,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 163,391 | $4,182,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 204,722 | $4,181,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 259,482 | $4,178,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 97,755 | $4,172,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 114,740 | $4,171,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 155,857 | $4,166,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 383,192 | $4,158,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 125,220 | $4,156,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 94,384 | $4,151,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 145,093 | $4,146,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 600,475 | $4,144,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 77,954 | $4,139,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 244,063 | $4,136,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 145,424 | $4,136,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 33,816 | $4,132,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35,479 | $4,132,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 208,437 | $4,129,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 256,694 | $4,125,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 246,437 | $4,123,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 61,327 | $4,120,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 331,724 | $4,120,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 268,300 | $4,119,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 145,200 | $4,110,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 147,371 | $4,110,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 909,171 | $4,109,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,736 | $4,099,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 277,983 | $4,098,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 110,403 | $4,097,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 150,372 | $4,093,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 110,506 | $4,093,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 219,654 | $4,090,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 721,100 | $4,084,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 162,070 | $4,082,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,712,000 | $4,077,000 | thousands by filing date | principal |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 289,665 | $4,072,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 117,554 | $4,067,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 81,028 | $4,066,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 217,178 | $4,044,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 333,827 | $4,036,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 310,151 | $4,035,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 68,665 | $4,034,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 45,416 | $4,031,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 58,556 | $4,026,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 70,698 | $4,022,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 152,636 | $4,021,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 223,220 | $4,020,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 318,481 | $4,018,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 42,600 | $4,016,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 264,641 | $4,015,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 114,644 | $3,997,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 517,019 | $3,996,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 167,661 | $3,992,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 112,431 | $3,991,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 79,574 | $3,990,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 78,379 | $3,985,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 216,832 | $3,979,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 35,468 | $3,977,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 372,295 | $3,977,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 75,663 | $3,972,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 364,230 | $3,970,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 278,325 | $3,961,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 164,014 | $3,958,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 124,615 | $3,954,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,960,000 | $3,948,000 | thousands by filing date | principal |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 472,650 | $3,947,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 296,464 | $3,946,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,375,000 | $3,941,000 | thousands by filing date | principal |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 213,993 | $3,929,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 560,198 | $3,927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 69,930 | $3,922,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 165,507 | $3,919,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 46,209 | $3,919,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 754,235 | $3,915,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 37,842 | $3,908,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 100,470 | $3,908,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 309,431 | $3,905,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 106,654 | $3,905,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 149,105 | $3,889,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 60,575 | $3,888,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 140,126 | $3,885,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 313,155 | $3,884,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 127,123 | $3,874,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 201,718 | $3,874,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 190,177 | $3,874,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 159,774 | $3,855,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 153,045 | $3,854,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 244,210 | $3,846,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 99,767 | $3,846,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 246,218 | $3,846,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 408,935 | $3,840,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 159,052 | $3,838,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 99,166 | $3,836,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 552,509 | $3,835,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,520,900 | $3,833,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 202,673 | $3,830,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,158 | $3,823,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 331,180 | $3,822,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 62,286 | $3,821,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 111,031 | $3,820,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 300,771 | $3,814,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 110,531 | $3,811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 137,044 | $3,806,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 146,309 | $3,803,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 361,252 | $3,803,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 58,774 | $3,803,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 184,291 | $3,802,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 102,198 | $3,788,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 126,028 | $3,786,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 117,042 | $3,784,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 115,980 | $3,781,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 351,404 | $3,778,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 400,859 | $3,768,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 204,997 | $3,768,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 117,610 | $3,766,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,782,000 | $3,761,000 | thousands by filing date | principal |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 201,719 | $3,755,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,438,006 | $3,754,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 364,084 | $3,740,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 76,473 | $3,736,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 54,854 | $3,736,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 208,215 | $3,734,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 82,536 | $3,726,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 191,974 | $3,722,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 163,587 | $3,722,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 166,522 | $3,721,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 341,115 | $3,714,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 522,180 | $3,707,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 113,910 | $3,704,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 280,435 | $3,699,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 26,370 | $3,699,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 667,433 | $3,692,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 68,106 | $3,688,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 115,473 | $3,685,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 87,809 | $3,685,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 83,813 | $3,676,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 120,554 | $3,661,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 203,925 | $3,661,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 73,426 | $3,658,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 115,621 | $3,656,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 137,949 | $3,656,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 439,114 | $3,654,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 135,215 | $3,649,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 186,247 | $3,649,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 486,839 | $3,646,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 130,930 | $3,644,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 163,256 | $3,644,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 69,220 | $3,634,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 43,766 | $3,632,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100,209 | $3,618,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 297,942 | $3,617,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 237,852 | $3,615,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 64,421 | $3,613,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 234,566 | $3,612,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 313,753 | $3,609,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 142,913 | $3,609,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 81,403 | $3,603,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 60,440 | $3,599,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 216,437 | $3,599,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 682,547 | $3,597,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 237,932 | $3,595,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 163,668 | $3,589,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 149,547 | $3,582,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 56,614 | $3,576,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 199,784 | $3,574,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 95,286 | $3,574,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 237,111 | $3,573,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 105,945 | $3,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 57,859 | $3,547,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 268,432 | $3,543,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,129,000 | $3,543,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 87,075 | $3,533,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 310,954 | $3,529,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 156,927 | $3,522,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 365,265 | $3,514,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 210,625 | $3,505,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 385,972 | $3,504,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100,102 | $3,502,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 182,535 | $3,498,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 75,360 | $3,488,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 267,348 | $3,487,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 446,233 | $3,486,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,399,000 | $3,483,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 175,257 | $3,481,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 159,579 | $3,481,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 24,378 | $3,479,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 56,644 | $3,477,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 215,970 | $3,476,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 66,287 | $3,466,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 82,916 | $3,462,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 344,387 | $3,461,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 122,712 | $3,458,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 96,856 | $3,457,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 229,267 | $3,455,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 86,009 | $3,454,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,715,000 | $3,449,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 161,062 | $3,447,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 53,395 | $3,446,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 650,083 | $3,439,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 142,982 | $3,439,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 91,977 | $3,436,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 83,397 | $3,434,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,917,103 | $3,432,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,612,000 | $3,429,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 275,274 | $3,427,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 80,420 | $3,425,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 53,508 | $3,416,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,499,212 | $3,407,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 71,789 | $3,405,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 111,381 | $3,404,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,227 | $3,397,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 332,823 | $3,395,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 198,263 | $3,394,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 204,096 | $3,392,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 88,563 | $3,392,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 69,119 | $3,374,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 264,113 | $3,373,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 293,764 | $3,373,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 233,019 | $3,370,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 65,376 | $3,365,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 459,160 | $3,365,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 715,956 | $3,365,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 105,526 | $3,363,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 131,462 | $3,363,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 259,948 | $3,358,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 792,295 | $3,352,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,442,000 | $3,352,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 152,656 | $3,348,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 77,707 | $3,347,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 302,061 | $3,344,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 451,002 | $3,333,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 269,456 | $3,325,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 71,044 | $3,324,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 256,515 | $3,322,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 136,192 | $3,317,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 3,554,000 | $3,313,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 339,432 | $3,312,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 316,891 | $3,308,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 282,252 | $3,308,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 46,515 | $3,305,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 76,639 | $3,297,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 104,260 | $3,291,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 168,224 | $3,291,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 180,622 | $3,287,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 86,972 | $3,286,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 135,988 | $3,282,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 117,630 | $3,276,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 673,545 | $3,273,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 938,010 | $3,264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 75,356 | $3,246,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 58,347 | $3,243,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 82,175 | $3,236,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 82,413 | $3,231,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 47,752 | $3,227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 185,717 | $3,224,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 92,809 | $3,224,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 225,364 | $3,223,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 101,925 | $3,219,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,619,900 | $3,218,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 158,646 | $3,218,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 249,636 | $3,210,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 3,138,254 | $3,201,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,760,900 | $3,199,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3,255,000 | $3,198,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 167,276 | $3,193,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,614,000 | $3,193,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 124,122 | $3,190,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 268,970 | $3,185,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 239,201 | $3,185,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 75,013 | $3,181,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 128,969 | $3,177,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 241,010 | $3,175,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 61,429 | $3,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 79,070 | $3,172,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 55,577 | $3,171,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 72,232 | $3,169,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 312,465 | $3,165,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 58,380 | $3,165,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,155 | $3,160,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 322,300 | $3,159,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 195,269 | $3,158,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 358,286 | $3,157,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 56,689 | $3,157,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 94,731 | $3,150,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 79,339 | $3,144,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 350,501 | $3,141,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 410,312 | $3,136,000 | thousands by filing date | put |
| APPTIO INC | 03835C108 | CL A | 82,501 | $3,132,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 61,272 | $3,130,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 184,209 | $3,128,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 158,935 | $3,126,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,005,000 | $3,122,000 | thousands by filing date | principal |
| ARCOSA INC COM | 039653100 | Stock | 112,706 | $3,121,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 48,124 | $3,118,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 250,790 | $3,115,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 210,218 | $3,114,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,274,000 | $3,107,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 97,046 | $3,104,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 180,619 | $3,096,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 343,059 | $3,091,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 413,869 | $3,088,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 130,404 | $3,083,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,307 | $3,082,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81,405 | $3,069,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,729,000 | $3,066,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 115,624 | $3,064,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 87,932 | $3,062,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 130,326 | $3,059,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,079,225 | $3,055,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 45,748 | $3,050,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 269,505 | $3,048,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 50,269 | $3,047,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 53,091 | $3,046,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 526,589 | $3,044,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 71,565 | $3,040,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 88,196 | $3,034,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 53,071 | $3,029,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 224,571 | $3,028,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,444,000 | $3,028,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 44,506 | $3,027,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,132,000 | $3,027,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 87,999 | $3,020,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 117,262 | $3,020,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 307,263 | $3,012,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 730,821 | $3,011,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 262,274 | $3,011,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 67,797 | $3,008,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 246,997 | $3,008,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 288,047 | $3,005,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 125,801 | $2,999,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 707,204 | $2,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 60,559 | $2,988,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 158,481 | $2,988,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 298,809 | $2,982,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,070,000 | $2,982,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 56,571 | $2,980,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 97,124 | $2,979,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,488,535 | $2,977,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 96,726 | $2,976,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 66,103 | $2,975,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 524,803 | $2,950,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52,990 | $2,950,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 89,331 | $2,940,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,035,000 | $2,936,000 | thousands by filing date | principal |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 97,350 | $2,934,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 98,972 | $2,924,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 46,834 | $2,920,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 124,145 | $2,920,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 89,273 | $2,916,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 65,151 | $2,916,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 137,244 | $2,914,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 64,793 | $2,911,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 150,873 | $2,909,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 136,130 | $2,905,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 458,191 | $2,900,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 114,395 | $2,895,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 129,826 | $2,894,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 41,623 | $2,893,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 166,260 | $2,892,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 129,003 | $2,891,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 116,499 | $2,891,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 360,436 | $2,890,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 46,548 | $2,890,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 135,550 | $2,890,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 43,734 | $2,884,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 411,575 | $2,881,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 175,396 | $2,879,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43,870 | $2,876,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 278,452 | $2,876,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 72,017 | $2,867,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,364,775 | $2,867,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 354,478 | $2,861,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 228,298 | $2,859,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 248,575 | $2,849,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 111,364 | $2,845,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 140,382 | $2,839,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 77,628 | $2,837,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 310,224 | $2,835,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,826,000 | $2,833,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 138,470 | $2,827,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 99,792 | $2,822,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 67,260 | $2,821,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 50,585 | $2,815,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 133,500 | $2,813,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,917,000 | $2,812,000 | thousands by filing date | principal |
| ACUSHNET HLDGS CORP | 005098108 | COM | 133,430 | $2,811,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 511,817 | $2,805,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 121,428 | $2,804,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 113,555 | $2,799,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 63,040 | $2,792,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 206,941 | $2,787,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 113,111 | $2,777,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 104,307 | $2,776,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,765,000 | $2,776,000 | thousands by filing date | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 273,514 | $2,774,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |