13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLANTRONICS INC NEW | 727493108 | COM | 83,669 | $2,769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 87,502 | $2,759,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 180,901 | $2,756,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 73,359 | $2,752,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 344,964 | $2,750,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,922,000 | $2,748,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 29,735 | $2,747,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 78,758 | $2,744,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 296,460 | $2,742,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 280,603 | $2,741,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 278,860 | $2,741,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 252,365 | $2,740,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 121,101 | $2,739,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,227,318 | $2,736,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 249,924 | $2,732,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 60,475 | $2,730,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 64,459 | $2,730,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 110,030 | $2,729,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 117,987 | $2,727,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 75,209 | $2,722,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 157,672 | $2,718,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 164,520 | $2,718,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 43,170 | $2,714,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 414,229 | $2,713,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 153,016 | $2,712,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 191,942 | $2,705,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 112,145 | $2,703,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 99,153 | $2,697,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 894,895 | $2,693,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 183,810 | $2,693,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 99,189 | $2,693,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 12,894 | $2,687,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 121,289 | $2,679,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 377,964 | $2,679,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,537,000 | $2,678,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 117,100 | $2,673,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 141,395 | $2,666,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 102,853 | $2,663,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 116,560 | $2,659,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 62,547 | $2,652,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 52,502 | $2,640,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 271,155 | $2,638,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 80,531 | $2,635,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 118,668 | $2,634,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 50,428 | $2,621,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 298,920 | $2,616,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 252,384 | $2,615,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,012,626 | $2,613,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 65,167 | $2,611,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 42,129 | $2,610,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 46,842 | $2,609,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 222,868 | $2,602,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 94,902 | $2,590,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 431,652 | $2,590,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 71,947 | $2,588,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 89,055 | $2,579,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,110,780 | $2,577,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 82,098 | $2,574,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,331,000 | $2,570,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 390,080 | $2,555,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,046 | $2,554,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 127,256 | $2,552,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 85,929 | $2,552,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 30,027 | $2,551,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 206,900 | $2,551,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 338,065 | $2,549,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 52,622 | $2,548,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 144,421 | $2,545,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 43,113 | $2,544,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 45,306 | $2,542,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 675,000 | $2,537,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 73,653 | $2,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 106,681 | $2,537,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 310,033 | $2,535,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 75,468 | $2,534,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 173,894 | $2,528,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 373,321 | $2,520,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 3,124,000 | $2,519,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 236,346 | $2,517,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 49,052 | $2,516,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 92,112 | $2,504,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 226,625 | $2,498,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 51,979 | $2,486,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 135,977 | $2,485,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 94,255 | $2,481,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 109,054 | $2,475,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 77,537 | $2,475,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 70,512 | $2,471,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 139,852 | $2,464,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,655 | $2,463,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 67,206 | $2,459,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 64,824 | $2,453,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,146 | $2,453,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,877,629 | $2,452,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 75,278 | $2,450,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 44,948 | $2,449,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 32,857 | $2,440,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 105,100 | $2,439,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 1,000,000 | $2,439,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 126,994 | $2,437,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 172,395 | $2,433,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 268,416 | $2,430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 64,107 | $2,430,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 53,426 | $2,424,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,438,300 | $2,421,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 110,310 | $2,419,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 248,392 | $2,416,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 113,814 | $2,410,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 75,882 | $2,410,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 344,636 | $2,409,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 28,403 | $2,408,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 295,899 | $2,403,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 26,453 | $2,399,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 68,338 | $2,388,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 282,298 | $2,388,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20,954 | $2,387,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,069,254 | $2,384,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,573,000 | $2,383,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 119,459 | $2,378,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 210,249 | $2,378,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,487,000 | $2,378,000 | thousands by filing date | principal |
| PRIMO WTR CORP | 74165N105 | COM | 169,518 | $2,374,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 163,871 | $2,373,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 542,005 | $2,373,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 80,288 | $2,372,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,437,000 | $2,364,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 456,773 | $2,362,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 62,076 | $2,353,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 97,156 | $2,352,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 75,819 | $2,343,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 126,566 | $2,338,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 87,082 | $2,336,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 70,537 | $2,333,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 59,657 | $2,323,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 130,900 | $2,320,000 | thousands by filing date | put |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,206,000 | $2,315,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 67,517 | $2,313,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 319,501 | $2,310,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 203,800 | $2,308,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 269,951 | $2,308,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 83,276 | $2,308,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 53,327 | $2,297,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 516,063 | $2,296,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 135,300 | $2,294,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 251,860 | $2,292,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 88,000 | $2,290,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 30,459 | $2,285,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 181,185 | $2,284,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,845 | $2,279,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 237,863 | $2,279,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,276,000 | thousands by filing date | principal |
| XPERI CORP | 98421B100 | COM | 123,735 | $2,275,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 562,024 | $2,270,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,275,000 | $2,260,000 | thousands by filing date | principal |
| HUDSON LTD | G46408103 | COM CL A | 131,675 | $2,258,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 197,256 | $2,253,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 70,947 | $2,253,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,262,000 | $2,245,000 | thousands by filing date | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 40,558 | $2,242,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 92,905 | $2,241,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 191,961 | $2,236,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50,655 | $2,234,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 274,111 | $2,234,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 291,864 | $2,233,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 163,550 | $2,231,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 59,417 | $2,230,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 31,726 | $2,227,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,180,300 | $2,223,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 268,964 | $2,221,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 48,904 | $2,221,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 62,967 | $2,221,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 232,937 | $2,220,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 508,568 | $2,212,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 65,475 | $2,212,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 50,960 | $2,209,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 184,671 | $2,209,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,386,000 | $2,202,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 119,736 | $2,201,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 56,757 | $2,200,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 104,604 | $2,198,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 576,842 | $2,197,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 172,781 | $2,195,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 77,336 | $2,191,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,835 | $2,189,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 209,395 | $2,189,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 59,955 | $2,185,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 128,522 | $2,185,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 81,629 | $2,178,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 213,813 | $2,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 70,118 | $2,171,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 76,862 | $2,171,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,718 | $2,168,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 207,249 | $2,166,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 547,795 | $2,163,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 39,496 | $2,163,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 178,550 | $2,162,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 296,057 | $2,162,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 86,518 | $2,158,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 207,066 | $2,156,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 96,454 | $2,156,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 84,689 | $2,151,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,561 | $2,147,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 377,985 | $2,147,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,407 | $2,146,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,204,000 | $2,145,000 | thousands by filing date | principal |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 102,655 | $2,144,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 70,052 | $2,144,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 109,377 | $2,143,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 599,605 | $2,140,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 99,093 | $2,139,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 600,063 | $2,136,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 23,447 | $2,132,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 37,160 | $2,128,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 473,534 | $2,126,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 239,886 | $2,122,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 55,724 | $2,118,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 322,854 | $2,117,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 231,670 | $2,117,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,199,000 | $2,116,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 21,544 | $2,115,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 104,357 | $2,111,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 192,398 | $2,107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 32,281 | $2,105,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18,535 | $2,103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 72,251 | $2,102,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 133,650 | $2,102,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 330,350 | $2,098,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300,000 | $2,098,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 60,975 | $2,096,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 69,571 | $2,094,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 374,167 | $2,092,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 191,475 | $2,091,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 877,998 | $2,090,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 17,124 | $2,088,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 197,608 | $2,088,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 162,552 | $2,085,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 58,063 | $2,078,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 194,509 | $2,076,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 84,646 | $2,076,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 49,485 | $2,072,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 52,316 | $2,067,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 85,194 | $2,062,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 219,282 | $2,061,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 37,059 | $2,061,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 214,196 | $2,056,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 148,527 | $2,054,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,070,000 | $2,047,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 58,176 | $2,042,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 304,617 | $2,038,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 151,255 | $2,026,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 29,275 | $2,024,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 56,337 | $2,022,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 202,996 | $2,022,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 157,347 | $2,018,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 42,700 | $2,014,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,186,231 | $2,012,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 78,972 | $2,011,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 18,333 | $2,007,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 356,563 | $2,005,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 138,824 | $2,000,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 136,205 | $1,998,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 97,142 | $1,997,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 67,485 | $1,996,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 345,350 | $1,995,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 232,774 | $1,992,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 228,589 | $1,989,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,839 | $1,989,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 249,597 | $1,985,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 15,505 | $1,981,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 190,457 | $1,980,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 32,323 | $1,978,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 492,538 | $1,970,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 69,275 | $1,966,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 81,300 | $1,965,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 80,643 | $1,964,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 169,734 | $1,961,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 55,627 | $1,961,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 204,046 | $1,957,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,584 | $1,953,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 87,661 | $1,952,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 240,319 | $1,951,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 123,557 | $1,950,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 27,747 | $1,947,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 168,525 | $1,946,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 2,420,000 | $1,946,000 | thousands by filing date | principal |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 258,880 | $1,942,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 172,787 | $1,939,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,444 | $1,938,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 154,197 | $1,937,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 17,166 | $1,936,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 488,314 | $1,935,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 36,942 | $1,933,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 189,946 | $1,933,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20,024 | $1,927,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 133,555 | $1,925,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 136,418 | $1,924,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 103,318 | $1,920,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 19,018 | $1,919,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 139,093 | $1,919,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 59,872 | $1,916,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 37,266 | $1,913,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 156,146 | $1,913,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 267,249 | $1,911,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,944,000 | $1,910,000 | thousands by filing date | principal |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 163,914 | $1,908,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 226,256 | $1,907,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 275,340 | $1,905,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 108,562 | $1,905,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 58,523 | $1,905,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 134,018 | $1,903,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 181,957 | $1,901,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 129,460 | $1,894,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 53,662 | $1,894,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 198,524 | $1,892,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 155,911 | $1,892,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 275,669 | $1,891,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 41,257 | $1,889,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 34,433 | $1,887,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 47,489 | $1,887,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 35,790 | $1,886,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 150,049 | $1,883,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 121,478 | $1,883,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 321,145 | $1,882,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 115,839 | $1,882,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 182,494 | $1,879,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 157,251 | $1,879,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 53,827 | $1,877,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 102,413 | $1,875,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 177,498 | $1,874,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 87,533 | $1,872,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 106,114 | $1,871,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 831,398 | $1,871,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 62,600 | $1,863,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 119,323 | $1,856,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 86,622 | $1,852,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,295 | $1,852,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,911,000 | $1,850,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 200,467 | $1,847,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 139,588 | $1,847,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 57,229 | $1,845,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 67,858 | $1,844,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 36,424 | $1,838,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 139,960 | $1,838,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 132,597 | $1,837,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 103,915 | $1,833,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 78,830 | $1,833,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 319,631 | $1,824,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 182,033 | $1,824,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 45,215 | $1,820,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 233,830 | $1,820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 64,501 | $1,819,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 37,277 | $1,819,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 40,011 | $1,816,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 85,568 | $1,816,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 66,366 | $1,813,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 100,654 | $1,810,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 70,411 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 36,387 | $1,802,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 75,203 | $1,798,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 55,945 | $1,797,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 82,229 | $1,796,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 37,537 | $1,794,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 59,875 | $1,794,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 33,253 | $1,793,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 221,526 | $1,793,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 145,961 | $1,789,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 236,259 | $1,786,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,850,000 | $1,785,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,721,900 | $1,778,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 80,369 | $1,778,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 117,691 | $1,771,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,000,000 | $1,766,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 39,907 | $1,763,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 144,939 | $1,762,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 67,342 | $1,761,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 121,543 | $1,759,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 61,761 | $1,756,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 25,653 | $1,756,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,024,137 | $1,751,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 175,172 | $1,750,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 178,164 | $1,749,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 73,900 | $1,747,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 43,165 | $1,742,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 151,924 | $1,742,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 768,635 | $1,737,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 57,427 | $1,736,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 95,029 | $1,731,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 441,194 | $1,730,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 142,159 | $1,718,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 34,421 | $1,718,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 135,903 | $1,717,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 32,944 | $1,713,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 228,148 | $1,713,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 116,017 | $1,711,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 1,425,000 | $1,703,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,696,000 | $1,700,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 129,447 | $1,699,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 61,089 | $1,699,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,396,815 | $1,698,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 15,332 | $1,697,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 54,418 | $1,697,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 65,572 | $1,692,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 68,823 | $1,691,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 86,342 | $1,689,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 95,108 | $1,682,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,307 | $1,682,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 123,229 | $1,678,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,176 | $1,676,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000,000 | $1,674,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 55,972 | $1,673,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 192,300 | $1,672,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 53,234 | $1,672,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 453,294 | $1,672,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 283,515 | $1,671,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 112,838 | $1,671,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 238,328 | $1,669,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 217,262 | $1,668,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 423,306 | $1,667,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 133,408 | $1,665,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 135,636 | $1,665,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 294,025 | $1,664,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 22,113 | $1,663,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 310,000 | $1,662,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 65,393 | $1,659,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 21,138 | $1,659,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 31,530 | $1,659,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 62,972 | $1,658,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 72,813 | $1,657,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 149,597 | $1,655,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 56,130 | $1,651,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 54,563 | $1,650,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 111,749 | $1,648,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 115,055 | $1,647,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 34,086 | $1,646,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 73,757 | $1,645,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 115,108 | $1,645,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 101,052 | $1,642,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 394,754 | $1,638,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 131,656 | $1,638,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 57,454 | $1,637,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 115,763 | $1,637,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 142,532 | $1,635,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 108,225 | $1,634,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 83,539 | $1,630,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 407,441 | $1,630,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 97,436 | $1,630,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,679 | $1,627,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 239,166 | $1,624,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 31,130 | $1,622,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 124,651 | $1,622,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 64,719 | $1,619,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 220,086 | $1,619,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 142,433 | $1,617,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 108,588 | $1,614,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 226,806 | $1,613,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 90,000 | $1,611,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 100,675 | $1,604,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 30,226 | $1,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 39,297 | $1,595,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 123,502 | $1,590,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 139,198 | $1,589,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $1,589,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 35,526 | $1,588,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,813 | $1,585,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 464,467 | $1,584,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 67,563 | $1,582,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 43,882 | $1,580,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 369,000 | $1,578,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 118,582 | $1,578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 52,778 | $1,578,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 195,645 | $1,578,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 142,443 | $1,578,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,004,000 | $1,578,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 46,531 | $1,572,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 122,107 | $1,571,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 33,655 | $1,571,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 77,615 | $1,571,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 110,774 | $1,571,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 69,016 | $1,570,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 47,815 | $1,568,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 67,849 | $1,566,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 69,170 | $1,566,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 35,100 | $1,565,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 105,251 | $1,563,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 29,252 | $1,563,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 37,998 | $1,562,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,062,000 | $1,560,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,628,000 | $1,556,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 380,000 | $1,552,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 52,503 | $1,549,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,250,000 | $1,549,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 182,891 | $1,547,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 30,068 | $1,544,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 163,473 | $1,543,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 63,564 | $1,542,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 74,510 | $1,540,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 146,208 | $1,540,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 51,884 | $1,539,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 43,839 | $1,538,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 87,588 | $1,537,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |