13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Merck & Co.,Inc. | 58933Y105 | COM | 70,100 | $382,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 34,509 | $381,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 35,000 | $380,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 48,356 | $379,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 387,000 | $379,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,153 | $378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,827 | $378,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,099 | $376,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 44,531 | $376,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 34,318 | $376,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 40,000 | $376,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 31,841 | $375,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 18,785 | $375,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 267,400 | $374,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 67,700 | $374,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 353,392 | $374,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,421 | $373,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 142,087 | $373,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 44,900 | $372,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,239 | $372,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 24,003 | $372,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 333,000 | $372,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 39,200 | $371,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 19,618 | $371,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 15,000 | $371,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 18,277 | $370,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 25,000 | $370,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 149,041 | $370,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 22,440 | $368,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 65,588 | $368,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,705 | $366,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 10,321 | $366,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,179 | $366,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 17,215 | $366,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 23,003 | $366,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 296,732 | $365,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,722 | $363,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 366,000 | $363,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W104 | COM | 50,949 | $363,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 16,064 | $363,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,575 | $361,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 41,290 | $361,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 27,588 | $361,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 102,920 | $360,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 14,337 | $359,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 40,438 | $359,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,402 | $359,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,070 | $359,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 328,954 | $358,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,753 | $358,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 12,360 | $358,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 35,677 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,930 | $356,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 21,872 | $356,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 44,744 | $354,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 53,830 | $354,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 11,058 | $354,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 52,524 | $354,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,249 | $353,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 33,899 | $353,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 26,464 | $352,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 32,960 | $352,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 16,164 | $352,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,378 | $351,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 62,658 | $351,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 203,924 | $351,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 82,582 | $350,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 29,576 | $350,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 349,000 | $349,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 92,000 | $348,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,604 | $348,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 20,592 | $348,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 121,300 | $347,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 47,866 | $347,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 38,433 | $347,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,181 | $346,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 78,589 | $345,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 46,800 | $345,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 14,095 | $345,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 380,000 | $345,000 | thousands by filing date | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 15,397 | $344,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,578 | $344,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,814 | $344,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 16,790 | $343,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,359 | $342,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,820 | $342,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 29,635 | $342,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,468 | $341,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 10,600 | $341,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 17,000 | $340,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 43,012 | $340,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 45,600 | $339,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 197,294 | $339,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 136,239 | $339,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 22,311 | $337,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 25,528 | $337,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 20,700 | $337,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 14,622 | $337,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 827,200 | $336,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 32,205 | $336,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 29,636 | $336,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 37,598 | $335,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 33,747 | $335,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,470 | $335,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 89,453 | $335,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,075 | $333,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 130,014 | $332,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,766 | $332,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 90,494 | $332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 80,600 | $331,000 | thousands by filing date | put |
| TECNOGLASS INC | G87264100 | ORD SHS | 41,060 | $331,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 132,639 | $330,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 17,091 | $330,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 38,125 | $330,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,056 | $329,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,723 | $329,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 5,777 | $328,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 333,200 | $326,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,541 | $326,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 181,525 | $325,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 180,000 | $324,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 55,000 | $322,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 73,557 | $322,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,329 | $322,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 28,668 | $321,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 95,516 | $321,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 36,678 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,626 | $320,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 18,638 | $320,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 26,512 | $320,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 221,887 | $320,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,673 | $318,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 49,700 | $317,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,068 | $317,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 322,000 | $317,000 | thousands by filing date | principal |
| UNION BANKSHARES INC | 905400107 | CMN | 6,620 | $316,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 11,455 | $316,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 14,300 | $315,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,713 | $315,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 76,300 | $313,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 50,000 | $313,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 14,023 | $313,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 138,343 | $313,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 12,651 | $311,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 43,492 | $310,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 14,925 | $310,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,656 | $309,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,094 | $309,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,418 | $309,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,447 | $308,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 32,200 | $307,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 13,331 | $307,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 44,419 | $307,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,024 | $307,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 36,944 | $307,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,426 | $305,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 23,229 | $305,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,937 | $305,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,505 | $304,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,582 | $304,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,748 | $304,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,710 | $304,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 34,582 | $304,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10,105 | $303,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,687 | $303,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 613,000 | $303,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,606 | $302,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $302,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 100,000 | $301,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 44,371 | $301,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 20,383 | $300,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 102,756 | $300,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 22,269 | $300,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 71,532 | $300,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 67,169 | $300,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16,332 | $299,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,025 | $299,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 48,306 | $298,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 115,000 | $298,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 48,600 | $297,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 32,107 | $297,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 15,745 | $296,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,338 | $295,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 30,103 | $294,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,707 | $293,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 39,067 | $293,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 23,219 | $293,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,191 | $292,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 11,647 | $292,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 26,710 | $292,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 9,000 | $291,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 55,772 | $291,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 45,826 | $290,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 15,136 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,144 | $289,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 18,869 | $289,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60,982 | $288,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,865 | $288,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 55,627 | $288,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,636 | $287,000 | thousands by filing date | put |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 10,470 | $287,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,362 | $286,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 66,961 | $285,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,429 | $285,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 12,200 | $283,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 39,179 | $283,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,637 | $283,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 66,323 | $282,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 12,756 | $282,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,994 | $282,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 127,906 | $282,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,454 | $281,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 23,955 | $280,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 44,773 | $280,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 98,700 | $279,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,418 | $279,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 39,129 | $279,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 15,491 | $278,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,613 | $277,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 15,202 | $277,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 275,000 | $277,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,311 | $275,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 293,000 | $275,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 290,000 | $275,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 30,500 | $273,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,352 | $273,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 19,026 | $273,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 9,741 | $273,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 48,809 | $273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,415 | $272,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 44,334 | $272,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 57,199 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 11,024 | $271,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,380 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 30,705 | $269,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 36,124 | $268,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 19,769 | $268,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 34,632 | $268,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,393 | $267,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 43,457 | $267,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 35,648 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 7,955 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 21,791 | $266,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 17,012 | $266,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 71,695 | $266,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,215 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 9,453 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 8,292 | $265,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 11,292 | $265,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30,700 | $264,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,762 | $264,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,267 | $264,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,864 | $263,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 42,693 | $263,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 11,392 | $262,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,889 | $262,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 50,000 | $261,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 74,285 | $261,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 17,996 | $261,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 16,385 | $261,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,406 | $261,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4,941 | $260,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,990 | $260,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,280 | $259,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 31,533 | $259,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 11,528 | $258,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 14,297 | $257,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,971 | $257,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 22,368 | $257,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 250,000 | $257,000 | thousands by filing date | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,278 | $256,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 18,953 | $256,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,250 | $256,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 63,680 | $256,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 90,000 | $255,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 16,025 | $255,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 20,000 | $254,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 95,237 | $254,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 48,896 | $254,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 63,345 | $254,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 59,100 | $252,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,847 | $252,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,587 | $252,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,828 | $252,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 476,279 | $252,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 43,105 | $252,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 73,614 | $252,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 82,200 | $251,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 34,288 | $251,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 120,978 | $251,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,079 | $251,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 32,069 | $251,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 27,827 | $250,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27,452 | $248,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 14,068 | $248,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 57,846 | $248,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,794 | $245,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 32,128 | $245,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 893,400 | $244,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 44,700 | $244,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 40,000 | $244,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 53,668 | $243,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 13,107 | $243,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 21,134 | $242,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,216 | $242,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,100 | $241,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 8,174 | $240,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 7,700 | $240,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 18,919 | $240,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 101,515 | $240,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 19,120 | $240,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 11,703 | $239,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,094 | $239,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,168 | $239,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 17,710 | $239,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 23,146 | $238,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 24,872 | $236,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 9,800 | $235,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 175,723 | $235,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 251,000 | $233,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 60,009 | $233,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 139,722 | $232,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 41,288 | $231,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,640 | $231,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 15,242 | $231,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 16,682 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,098 | $230,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,010 | $230,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,011 | $229,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 26,527 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,172 | $228,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 19,800 | $228,000 | thousands by filing date | put |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 10,339 | $228,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 22,686 | $228,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 57,763 | $226,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 97,955 | $226,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 13,672 | $226,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 17,778 | $225,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,898 | $225,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 46,278 | $224,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 66,240 | $223,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 226,000 | $223,000 | thousands by filing date | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,043 | $223,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 74,395 | $222,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 46,620 | $222,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,549 | $222,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 29,400 | $221,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 145,334 | $221,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 17,094 | $220,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,887 | $219,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 17,251 | $219,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 57,387 | $219,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 47,035 | $218,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,154 | $218,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 67,633 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 455,500 | $217,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,423 | $217,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 18,950 | $217,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,312 | $217,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 20,376 | $217,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,905 | $216,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 17,447 | $216,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 45,952 | $216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,835 | $215,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 13,285 | $215,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 210,400 | $214,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 71,273 | $214,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,080 | $214,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 92,268 | $212,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 168,487 | $211,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,975 | $211,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,302 | $209,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 210,000 | $209,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 67,500 | $208,000 | thousands by filing date | call |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 20,043 | $208,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 7,600 | $207,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 210,000 | $207,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $207,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 25,185 | $207,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 18,337 | $206,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 125,245 | $206,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 30,500 | $205,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 7,636 | $205,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 7,813 | $205,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,249 | $205,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 110,048 | $205,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,493 | $204,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 71,348 | $204,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 55,100 | $204,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 34,306 | $204,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 93,858 | $204,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 23,887 | $203,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 42,780 | $203,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,036 | $202,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 296,829 | $202,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 29,136 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 115,700 | $201,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 27,233 | $201,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 477,400 | $201,000 | thousands by filing date | put |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,358 | $201,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 28,798 | $201,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 50,900 | $201,000 | thousands by filing date | put |
| PDVWIRELESS INC | 69290R104 | COM | 5,377 | $201,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 49,229 | $200,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,953 | $200,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 19,806 | $200,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 119,000 | $199,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,329 | $199,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 23,326 | $199,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,245 | $198,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,635 | $198,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 72,581 | $198,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,474 | $197,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,075 | $197,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,924 | $197,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,032 | $197,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 94,470 | $197,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,996 | $196,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,609 | $196,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,942 | $196,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 46,991 | $195,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 21,845 | $194,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 45,116 | $194,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 19,390 | $194,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 21,672 | $194,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,642 | $194,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 17,381 | $194,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 782,100 | $193,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 249,800 | $193,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,582 | $193,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 68,210 | $193,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 20,531 | $193,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 60,589 | $193,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 62,268 | $193,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 42,989 | $192,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,862 | $192,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 11,368 | $191,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,136 | $191,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,430 | $191,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,094 | $191,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 22,060 | $191,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 27,166 | $191,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 55,175 | $190,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300,000 | $190,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 1,368 | $190,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 12,109 | $190,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 172,300 | $189,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 20,998 | $189,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 224,679 | $189,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,001 | $188,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 18,553 | $188,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 16,421 | $188,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 49,543 | $188,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 35,800 | $187,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 50,000 | $187,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,893 | $187,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 42,000 | $187,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,395 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,777 | $187,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 193,000 | $186,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 120,676 | $186,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,930 | $185,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,426 | $185,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,227 | $185,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 40,219 | $185,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 36,139 | $185,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 16,666 | $185,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 28,645 | $184,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 16,244 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,993 | $183,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,640 | $183,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 23,239 | $183,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 56,287 | $183,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $183,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 33,125 | $183,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,900 | $182,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 119,769 | $181,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 17,469 | $181,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 66,807 | $181,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 187,608 | $181,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 11,318 | $181,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,931 | $181,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 68,546 | $181,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,505 | $180,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 37,449 | $180,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 187,845 | $180,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,800 | $179,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 56,149 | $179,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 235,847 | $179,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 7,666 | $178,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,634 | $178,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,880 | $177,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 50,000 | $177,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 5,320 | $177,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,197 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 4,123 | $177,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 7,074 | $176,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 47,299 | $176,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,648 | $175,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 15,729 | $175,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |