13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 199,933 | $8,229,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 328,280 | $8,224,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 366,278 | $8,219,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 126,545 | $8,214,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 134,588 | $8,202,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 361,375 | $8,189,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 238,461 | $8,187,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 187,379 | $8,185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 196,935 | $8,167,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 350,522 | $8,163,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 248,840 | $8,139,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,891,000 | $8,132,000 | thousands by filing date | principal |
| CALAMOS DY COM NPV | 12811V105 | COM | 495,428 | $8,130,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 349,226 | $8,124,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33,718 | $8,120,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 432,869 | $8,107,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 91,465 | $8,100,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 92,050 | $8,095,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 454,689 | $8,084,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,023,858 | $8,075,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 713,091 | $8,072,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 556,923 | $8,064,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 143,933 | $8,064,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 602,493 | $8,049,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 289,279 | $8,045,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 152,847 | $8,042,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 401,915 | $8,019,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 278,034 | $8,018,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 368,033 | $8,013,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,337,916 | $7,972,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 666,944 | $7,956,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 245,006 | $7,953,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 297,414 | $7,923,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 422,661 | $7,904,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 148,047 | $7,880,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 367,277 | $7,879,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 69,452 | $7,868,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 496,079 | $7,864,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 658,513 | $7,862,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 674,385 | $7,843,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 337,749 | $7,839,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 511,768 | $7,830,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 241,079 | $7,789,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 39,984 | $7,773,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 184,935 | $7,764,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 930,100 | $7,758,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 270,229 | $7,755,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 260,581 | $7,745,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,291,247 | $7,721,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 831,125 | $7,713,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 202,856 | $7,712,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 571,103 | $7,693,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 589,998 | $7,687,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 324,649 | $7,675,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 223,360 | $7,666,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 108,566 | $7,664,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 201,478 | $7,640,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 687,565 | $7,639,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 256,615 | $7,638,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 362,985 | $7,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 133,805 | $7,616,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 102,766 | $7,604,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 196,748 | $7,589,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 701,755 | $7,586,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 354,527 | $7,584,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 380,020 | $7,581,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 366,677 | $7,579,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 311,317 | $7,578,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 59,060 | $7,556,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 296,942 | $7,556,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 756,107 | $7,553,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 166,868 | $7,544,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 154,748 | $7,540,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 656,405 | $7,536,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 556,424 | $7,534,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 92,604 | $7,529,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 375,486 | $7,510,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 77,926 | $7,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 170,832 | $7,501,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 97,617 | $7,481,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 208,673 | $7,475,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 162,670 | $7,458,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 172,388 | $7,457,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 105,068 | $7,456,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 372,278 | $7,453,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 253,176 | $7,431,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 71,319 | $7,428,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 388,361 | $7,418,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 93,248 | $7,415,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 184,525 | $7,412,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 622,647 | $7,409,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 137,467 | $7,408,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 346,095 | $7,382,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 454,729 | $7,371,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 98,629 | $7,368,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 189,494 | $7,350,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 260,207 | $7,342,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,250,000 | $7,336,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 838,446 | $7,336,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 213,833 | $7,327,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 78,455 | $7,324,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 50,555 | $7,316,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 62,993 | $7,311,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 133,216 | $7,307,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 74,638 | $7,282,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,086,700 | $7,259,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 857,596 | $7,255,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 6,893 | $7,253,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 196,437 | $7,250,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 789,433 | $7,247,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 539,264 | $7,237,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 284,704 | $7,227,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,112,100 | $7,212,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 440,501 | $7,197,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,923,300 | $7,189,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 968,549 | $7,186,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 143,161 | $7,184,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 149,257 | $7,165,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 171,342 | $7,141,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 441,372 | $7,137,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 969,402 | $7,106,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 308,503 | $7,105,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 54,483 | $7,103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 228,096 | $7,103,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 86,765 | $7,098,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 292,732 | $7,085,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 88,989 | $7,084,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 276,443 | $7,082,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 266,909 | $7,060,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 145,711 | $7,057,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,075,280 | $7,054,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 186,773 | $7,053,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 149,827 | $7,032,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 251,046 | $7,012,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 516,977 | $6,995,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 522,975 | $6,994,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 7,143,000 | $6,987,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 182,054 | $6,962,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 475,059 | $6,950,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 165,371 | $6,938,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 245,490 | $6,932,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 69,689 | $6,924,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 266,077 | $6,918,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 169,502 | $6,907,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,485,123 | $6,906,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 188,774 | $6,902,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 54,795 | $6,891,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 849,300 | $6,888,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 202,280 | $6,885,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 714,212 | $6,885,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 578,571 | $6,855,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 340,142 | $6,841,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 192,201 | $6,841,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 127,423 | $6,832,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 260,498 | $6,822,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 435,476 | $6,816,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 325,311 | $6,800,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 161,245 | $6,800,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 305,994 | $6,796,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 270,284 | $6,776,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 249,430 | $6,754,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 219,079 | $6,737,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 478,715 | $6,721,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 326,067 | $6,714,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 174,883 | $6,709,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 180,278 | $6,708,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 356,630 | $6,708,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 396,453 | $6,707,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 426,009 | $6,701,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 192,472 | $6,699,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 475,855 | $6,690,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 109,662 | $6,688,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 225,026 | $6,687,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 144,973 | $6,685,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 429,405 | $6,673,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 16,100 | $6,669,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 308,507 | $6,664,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 560,774 | $6,656,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 136,612 | $6,655,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 450,529 | $6,654,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 213,484 | $6,633,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 103,554 | $6,607,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,499,000 | $6,582,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 1,189,881 | $6,557,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 338,861 | $6,557,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 377,534 | $6,553,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 292,392 | $6,550,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 252,111 | $6,545,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 285,776 | $6,541,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 789,941 | $6,525,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 164,894 | $6,523,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 5,608,000 | $6,511,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 227,019 | $6,498,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 613,153 | $6,493,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,536 | $6,490,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 187,899 | $6,486,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 49,155 | $6,486,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 376,673 | $6,485,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 335,389 | $6,483,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 192,619 | $6,473,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 367,945 | $6,472,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 135,779 | $6,471,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 108,925 | $6,466,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 110,625 | $6,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 192,618 | $6,457,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 425,768 | $6,455,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 89,433 | $6,438,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 215,662 | $6,436,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 722,170 | $6,427,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 237,977 | $6,425,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 309,113 | $6,408,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 112,780 | $6,401,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 108,313 | $6,389,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 410,761 | $6,371,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,325,791 | $6,364,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 311,688 | $6,361,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 435,476 | $6,358,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 584,448 | $6,352,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 75,620 | $6,349,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 229,113 | $6,344,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 440,388 | $6,337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 172,973 | $6,335,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 311,772 | $6,333,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 409,031 | $6,327,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 62,719 | $6,321,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 659,848 | $6,315,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 166,258 | $6,305,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 299,359 | $6,293,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 374,628 | $6,271,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,729,931 | $6,266,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,335,552 | $6,263,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 939,137 | $6,254,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 268,332 | $6,247,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 49,633 | $6,241,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 351,032 | $6,241,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 141,912 | $6,241,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 160,930 | $6,236,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 146,186 | $6,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 288,177 | $6,230,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 264,819 | $6,228,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 150,409 | $6,227,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 9,977,430 | $6,219,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,719,000 | $6,216,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 549,845 | $6,208,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 143,797 | $6,191,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 114,831 | $6,171,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 142,980 | $6,171,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 85,880 | $6,167,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 124,168 | $6,165,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 356,243 | $6,163,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 273,075 | $6,148,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 311,904 | $6,145,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 222,577 | $6,137,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 3,750,000 | $6,129,000 | thousands by filing date | principal |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 617,027 | $6,127,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 56,573 | $6,121,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 358,570 | $6,110,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,390,704 | $6,106,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 203,311 | $6,102,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 209,255 | $6,083,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,447,000 | $6,063,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 92,253 | $6,056,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 224,705 | $6,055,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 184,569 | $6,046,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 451,823 | $6,041,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,021,882 | $6,040,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 772,380 | $6,025,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 67,233 | $6,014,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 607,759 | $6,005,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 336,385 | $5,998,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 674,626 | $5,991,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 480,654 | $5,989,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 136,788 | $5,980,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 378,421 | $5,979,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 162,762 | $5,979,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 700,562 | $5,975,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 138,858 | $5,963,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 299,557 | $5,961,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 422,014 | $5,943,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 522,034 | $5,924,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 294,562 | $5,921,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 267,141 | $5,920,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 105,100 | $5,917,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 97,428 | $5,916,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 51,569 | $5,904,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 354,605 | $5,904,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 116,381 | $5,893,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 103,911 | $5,887,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 362,056 | $5,876,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 670,617 | $5,868,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 99,459 | $5,863,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 230,514 | $5,855,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 221,993 | $5,847,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 355,092 | $5,845,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 580,359 | $5,833,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 180,038 | $5,831,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 324,690 | $5,829,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 138,550 | $5,821,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 118,494 | $5,815,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,406,361 | $5,808,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 165,340 | $5,790,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 102,169 | $5,788,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 214,513 | $5,786,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 64,793 | $5,785,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 222,233 | $5,783,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 282,038 | $5,777,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,377,000 | $5,774,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 201,290 | $5,764,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,156,259 | $5,758,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 696,089 | $5,757,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 232,886 | $5,750,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,574,332 | $5,746,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 263,996 | $5,745,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 34,819 | $5,745,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 110,938 | $5,728,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 64,288 | $5,720,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 560,270 | $5,715,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 741,207 | $5,715,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 61,203 | $5,712,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 309,162 | $5,704,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 253,950 | $5,686,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 170,363 | $5,683,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 40,480 | $5,670,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 94,275 | $5,665,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,687,800 | $5,661,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 206,601 | $5,660,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 241,193 | $5,645,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 336,098 | $5,640,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 94,152 | $5,636,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 213,447 | $5,636,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 599,850 | $5,627,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 197,826 | $5,626,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 132,203 | $5,621,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 157,783 | $5,619,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,606,000 | $5,617,000 | thousands by filing date | principal |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 66,739 | $5,612,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 156,271 | $5,601,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 89,636 | $5,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 89,275 | $5,588,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 216,566 | $5,581,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 209,702 | $5,574,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 88,112 | $5,550,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,536,709 | $5,532,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 320,310 | $5,525,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 67,493 | $5,522,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 130,813 | $5,519,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 125,892 | $5,519,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,707,300 | $5,513,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,888,079 | $5,513,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 82,923 | $5,508,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 255,259 | $5,501,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 408,947 | $5,500,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 241,469 | $5,488,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 108,395 | $5,481,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 90,217 | $5,474,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 121,986 | $5,471,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 107,213 | $5,462,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 259,706 | $5,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 192,325 | $5,457,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,704,000 | $5,457,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,327,200 | $5,432,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 128,596 | $5,415,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 980,000 | $5,408,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 1,144,936 | $5,404,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 50,685 | $5,395,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 391,901 | $5,384,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 151,455 | $5,375,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 261,489 | $5,373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 40,799 | $5,373,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 99,722 | $5,367,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 191,692 | $5,365,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 173,795 | $5,363,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 54,287 | $5,361,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 269,328 | $5,359,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 381,864 | $5,357,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 274,081 | $5,356,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,578,153 | $5,354,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 221,003 | $5,353,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,044,018 | $5,345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 113,486 | $5,342,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 218,330 | $5,314,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 449,850 | $5,308,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 178,653 | $5,301,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 7,300,000 | $5,288,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 89,341 | $5,267,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 293,441 | $5,258,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 493,786 | $5,253,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 139,391 | $5,252,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 370,311 | $5,251,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 211,632 | $5,251,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 300,005 | $5,241,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 4,994,000 | $5,241,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 379,554 | $5,238,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 424,970 | $5,236,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 308,352 | $5,224,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 248,515 | $5,216,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 178,703 | $5,215,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 254,618 | $5,212,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 681,643 | $5,201,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 73,951 | $5,200,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 159,764 | $5,200,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 324,445 | $5,198,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 78,935 | $5,198,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 240,792 | $5,194,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 82,555 | $5,192,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 183,755 | $5,187,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 381,802 | $5,181,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 363,522 | $5,180,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 672,694 | $5,174,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 55,617 | $5,172,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 468,742 | $5,165,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 556,609 | $5,160,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 81,156 | $5,156,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 131,676 | $5,149,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 86,457 | $5,147,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 169,938 | $5,140,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 88,188 | $5,134,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 209,009 | $5,130,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 197,226 | $5,128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 103,992 | $5,116,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 193,735 | $5,116,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,659,193 | $5,111,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 148,120 | $5,107,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 373,971 | $5,098,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,106,000 | $5,097,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 258,653 | $5,096,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 124,246 | $5,094,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 205,303 | $5,090,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 111,711 | $5,069,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 454,408 | $5,062,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 755,217 | $5,060,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 97,246 | $5,051,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 550,633 | $5,049,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 165,141 | $5,033,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 94,234 | $5,029,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,072,713 | $5,020,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 162,195 | $5,014,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 6,122,000 | $5,010,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 180,570 | $5,004,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 196,045 | $5,003,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 560,004 | $4,995,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 266,727 | $4,994,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 91,448 | $4,992,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 148,810 | $4,973,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 424,838 | $4,958,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 679,643 | $4,955,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 319,762 | $4,950,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 382,300 | $4,939,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 600,979 | $4,934,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 718,000 | $4,922,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 165,909 | $4,912,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 133,612 | $4,907,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 256,483 | $4,906,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 58,564 | $4,904,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 139,904 | $4,904,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 271,942 | $4,903,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 569,783 | $4,894,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 87,866 | $4,891,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 624,612 | $4,891,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 106,180 | $4,887,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 383,287 | $4,886,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 611,700 | $4,883,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 172,814 | $4,861,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 297,197 | $4,857,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 200,964 | $4,853,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 401,649 | $4,852,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 833,677 | $4,852,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 150,757 | $4,847,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 72,462 | $4,841,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 81,686 | $4,838,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,286,952 | $4,826,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 162,157 | $4,821,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 53,633 | $4,819,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 140,965 | $4,811,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 452,101 | $4,810,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,626 | $4,797,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 35,905 | $4,787,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 116,616 | $4,787,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 508,288 | $4,783,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 205,814 | $4,781,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,080,300 | $4,779,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 41,945 | $4,758,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 39,826 | $4,741,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 239,182 | $4,729,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 295,079 | $4,707,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 47,519 | $4,707,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 40,229 | $4,704,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 246,742 | $4,700,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 166,557 | $4,699,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 764,335 | $4,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 140,092 | $4,693,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 301,306 | $4,692,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 360,286 | $4,688,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 438,915 | $4,688,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 102,083 | $4,686,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 180,871 | $4,685,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 297,059 | $4,678,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 70,144 | $4,675,000 | thousands by filing date | |
| RH | 74967X103 | COM | 38,977 | $4,670,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 184,561 | $4,662,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |