13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 454,980 | $16,479,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 415,954 | $16,474,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 11,170,000 | $16,470,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,226,428 | $16,458,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 501,512 | $16,385,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 262,877 | $16,307,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 271,806 | $16,300,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 653,999 | $16,273,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 49,586 | $16,269,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,085,920 | $16,267,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 145,244 | $16,247,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 170,667 | $16,232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 341,682 | $16,219,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 842,410 | $16,207,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 306,039 | $16,204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 218,751 | $16,165,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 518,366 | $16,162,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 194,787 | $16,148,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,368,016 | $16,143,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 645,172 | $16,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 686,886 | $16,087,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 297,224 | $16,062,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 38,959 | $16,055,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 676,778 | $16,046,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,186,527 | $16,042,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 619,046 | $16,033,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 355,750 | $15,999,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 709,384 | $15,990,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 462,004 | $15,967,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,998,873 | $15,911,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 277,490 | $15,905,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,268,630 | $15,896,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 127,793 | $15,868,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 140,907 | $15,820,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 667,874 | $15,802,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 654,282 | $15,783,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 17,405 | $15,752,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 843,533 | $15,740,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 793,527 | $15,712,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,012,154 | $15,688,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 264,790 | $15,654,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 116,594 | $15,649,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 312,873 | $15,615,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 419,522 | $15,611,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 16,533,000 | $15,602,000 | thousands by filing date | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 785,271 | $15,587,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 445,772 | $15,584,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 595,152 | $15,564,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,886,967 | $15,532,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 588,060 | $15,531,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 517,075 | $15,527,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,211,097 | $15,502,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 353,201 | $15,499,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 246,342 | $15,478,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 819,119 | $15,474,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 902,966 | $15,395,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 323,263 | $15,377,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 131,956 | $15,317,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 615,146 | $15,256,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 314,014 | $15,223,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 548,527 | $15,178,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 706,916 | $15,170,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 22,535,000 | $15,168,000 | thousands by filing date | principal |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 760,630 | $15,159,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,567,638 | $15,128,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 922,488 | $15,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 178,898 | $15,108,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 162,438 | $15,098,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 366,551 | $15,091,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 236,653 | $15,090,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,077,534 | $15,063,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 222,755 | $15,059,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,599,893 | $15,039,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 848,397 | $15,025,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 139,847 | $15,015,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 761,670 | $14,982,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 352,840 | $14,968,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 196,074 | $14,945,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 584,972 | $14,922,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 20,359,000 | $14,921,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 253,349 | $14,912,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 14,552,000 | $14,909,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 318,936 | $14,894,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 802,649 | $14,881,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 584,600 | $14,878,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,436,065 | $14,877,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 373,649 | $14,853,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 52,414 | $14,848,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 674,855 | $14,833,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 394,792 | $14,812,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 373,660 | $14,805,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 486,267 | $14,801,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 263,458 | $14,797,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 256,541 | $14,795,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 597,681 | $14,763,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,759,764 | $14,745,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 284,578 | $14,722,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 250,186 | $14,680,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 304,991 | $14,676,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 416,613 | $14,651,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 349,569 | $14,640,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 347,749 | $14,620,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 431,499 | $14,542,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 536,321 | $14,535,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 424,746 | $14,523,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 525,954 | $14,506,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 861,148 | $14,493,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 10,740,000 | $14,459,000 | thousands by filing date | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 549,055 | $14,441,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 161,565 | $14,400,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 109,164 | $14,300,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 510,968 | $14,277,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 272,803 | $14,267,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 806,946 | $14,259,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 605,220 | $14,229,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 679,050 | $14,212,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 630,114 | $14,153,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 237,166 | $14,097,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 813,005 | $14,089,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 314,020 | $14,078,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 105,121 | $14,035,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 430,114 | $13,982,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 198,973 | $13,978,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 281,681 | $13,930,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 230,372 | $13,928,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 125,624 | $13,922,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,117,982 | $13,920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 122,421 | $13,914,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 170,344 | $13,895,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 931,473 | $13,860,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 873,359 | $13,834,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 365,906 | $13,816,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 478,502 | $13,811,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 519,949 | $13,805,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 392,510 | $13,797,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 583,691 | $13,775,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 521,318 | $13,736,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 317,550 | $13,734,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 483,459 | $13,706,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 150,230 | $13,702,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 740,136 | $13,671,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 95,300 | $13,635,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 155,703 | $13,630,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,407,948 | $13,615,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 185,397 | $13,596,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 177,658 | $13,591,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 474,579 | $13,558,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 88,807 | $13,538,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 214,764 | $13,530,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 188,888 | $13,515,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 262,081 | $13,488,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,375,972 | $13,484,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 262,991 | $13,479,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 411,544 | $13,474,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 180,243 | $13,471,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 334,284 | $13,458,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 334,786 | $13,451,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 943,369 | $13,443,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 357,031 | $13,421,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 138,085 | $13,412,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 532,896 | $13,398,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 681,502 | $13,398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 581,927 | $13,364,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 77,710 | $13,344,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 938,794 | $13,340,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 968,670 | $13,329,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 633,271 | $13,324,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 219,211 | $13,288,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 167,789 | $13,269,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 271,491 | $13,265,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,048,301 | $13,251,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 562,054 | $13,180,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,234,950 | $13,079,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 855,324 | $12,983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 153,279 | $12,970,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,166,784 | $12,950,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 309,713 | $12,913,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 213,990 | $12,908,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,082,052 | $12,898,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 71,659 | $12,886,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,065,526 | $12,882,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,106,136 | $12,875,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 456,193 | $12,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 275,640 | $12,845,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,008,193 | $12,845,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 561,123 | $12,844,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,557,638 | $12,819,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 860,859 | $12,775,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 536,240 | $12,773,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,768,929 | $12,764,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,538,486 | $12,738,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 817,848 | $12,726,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,874,000 | $12,715,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 240,381 | $12,698,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,231,154 | $12,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 396,000 | $12,688,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 314,756 | $12,678,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 289,273 | $12,656,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 423,373 | $12,637,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 766,222 | $12,628,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 804,966 | $12,622,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 210,474 | $12,621,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,753,942 | $12,611,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 583,696 | $12,602,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 929,911 | $12,553,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 525,171 | $12,542,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 13,474,000 | $12,507,000 | thousands by filing date | principal |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 589,790 | $12,486,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,032,260 | $12,459,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 849,278 | $12,450,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 504,265 | $12,440,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 309,486 | $12,374,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 716,678 | $12,348,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,037,306 | $12,282,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 334,601 | $12,276,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 685,877 | $12,208,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 12,557,000 | $12,200,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 287,872 | $12,197,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 369,477 | $12,193,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 98,892 | $12,180,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 279,756 | $12,170,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 538,744 | $12,160,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10,900,000 | $12,152,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 988,644 | $12,150,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 616,552 | $12,146,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 134,224 | $12,082,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 503,834 | $12,072,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 522,790 | $12,066,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 159,553 | $12,052,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 348,853 | $12,046,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 431,432 | $12,041,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 158,388 | $12,020,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 755,331 | $12,011,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 208,434 | $12,006,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,100,397 | $12,006,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 509,880 | $11,997,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 12,993,000 | $11,969,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 64,391 | $11,966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 387,539 | $11,955,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 439,974 | $11,950,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,838,505 | $11,931,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 151,132 | $11,917,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 963,837 | $11,894,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 689,673 | $11,862,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 68,159 | $11,862,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 456,320 | $11,856,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 532,188 | $11,846,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 198,319 | $11,843,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 175,821 | $11,823,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 279,074 | $11,785,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 887,836 | $11,764,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 759,916 | $11,763,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 461,787 | $11,757,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,001,551 | $11,739,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 284,747 | $11,700,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,267,452 | $11,699,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 129,850 | $11,698,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 266,131 | $11,697,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 10,543,000 | $11,690,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 447,930 | $11,619,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 670,577 | $11,561,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,045,138 | $11,549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 176,540 | $11,496,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 250,962 | $11,490,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 362,466 | $11,469,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,010,667 | $11,441,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 191,241 | $11,416,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,701,924 | $11,403,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 10,135,000 | $11,360,000 | thousands by filing date | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,873,643 | $11,355,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 284,673 | $11,342,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,850,400 | $11,332,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 803,876 | $11,326,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 184,763 | $11,315,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 331,470 | $11,310,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20,787 | $11,259,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 765,852 | $11,251,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 283,699 | $11,241,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 946,960 | $11,231,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 906,519 | $11,223,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 550,945 | $11,141,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 11,095,000 | $11,132,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 7,961,000 | $11,111,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 1,648,964 | $11,064,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 342,146 | $11,061,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 683,095 | $11,059,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 328,551 | $11,059,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,098,000 | $11,033,000 | thousands by filing date | principal |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 241,467 | $10,999,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 401,800 | $10,960,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 438,426 | $10,952,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 106,962 | $10,948,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,475,831 | $10,906,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 182,615 | $10,903,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 677,069 | $10,888,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 164,331 | $10,874,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 330,356 | $10,859,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 153,844 | $10,848,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 439,011 | $10,843,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 163,152 | $10,830,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 288,684 | $10,811,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 137,077 | $10,803,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 281,891 | $10,791,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 74,851 | $10,780,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 210,734 | $10,766,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 447,227 | $10,759,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 159,481 | $10,752,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 697,011 | $10,748,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 260,561 | $10,746,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 545,926 | $10,733,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 549,441 | $10,731,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 177,707 | $10,713,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 223,060 | $10,691,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 226,326 | $10,687,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 368,420 | $10,681,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 209,861 | $10,680,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,709,000 | $10,654,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,199,814 | $10,642,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 858,851 | $10,633,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 256,555 | $10,600,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,816,426 | $10,571,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,356,103 | $10,556,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13,064,000 | $10,549,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 156,598 | $10,499,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 490,149 | $10,485,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 56,054 | $10,482,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 202,460 | $10,481,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,326,791 | $10,481,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 822,343 | $10,461,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 930,571 | $10,450,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 287,413 | $10,430,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 240,867 | $10,424,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,516,179 | $10,416,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 173,735 | $10,412,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 337,643 | $10,406,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 631,904 | $10,364,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 816,200 | $10,350,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 231,655 | $10,322,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 918,045 | $10,282,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 110,353 | $10,263,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 259,903 | $10,263,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 133,555 | $10,258,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 7,217,000 | $10,258,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 165,065 | $10,253,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 80,541 | $10,248,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 308,692 | $10,247,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 539,284 | $10,241,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,152,586 | $10,232,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9,724,000 | $10,221,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 608,310 | $10,207,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 229,116 | $10,206,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 890,928 | $10,183,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 968,875 | $10,125,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 829,524 | $10,120,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 556,373 | $10,109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 193,348 | $10,087,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,539,091 | $10,066,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 467,282 | $10,065,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 237,367 | $10,044,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 190,283 | $10,012,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 227,569 | $10,008,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 72,040 | $10,000,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 236,218 | $9,997,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 243,058 | $9,958,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 205,679 | $9,936,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 374,453 | $9,931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 217,227 | $9,919,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 139,132 | $9,904,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 316,176 | $9,881,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 218,313 | $9,848,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 416,774 | $9,819,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 608,898 | $9,815,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 141,144 | $9,793,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 505,709 | $9,790,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,013,684 | $9,772,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 387,808 | $9,761,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 198,086 | $9,755,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 152,887 | $9,738,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 325,803 | $9,725,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 304,578 | $9,713,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 307,766 | $9,695,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,354,080 | $9,681,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,026,992 | $9,664,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 242,590 | $9,662,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 244,254 | $9,659,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 308,538 | $9,614,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 497,039 | $9,612,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 586,872 | $9,601,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,082,890 | $9,595,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 677,504 | $9,574,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 9,536,000 | $9,560,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 321,143 | $9,535,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 122,999 | $9,531,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 254,901 | $9,521,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 201,090 | $9,511,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 151,812 | $9,478,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 193,826 | $9,469,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 38,789 | $9,463,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 129,616 | $9,457,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 204,417 | $9,445,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 146,578 | $9,441,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 195,857 | $9,431,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 683,624 | $9,414,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 473,752 | $9,399,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 515,195 | $9,397,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 693,071 | $9,383,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 557,824 | $9,366,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 751,246 | $9,315,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 206,376 | $9,308,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 493,295 | $9,288,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 93,536 | $9,278,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 230,332 | $9,246,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 300,601 | $9,201,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,033,164 | $9,195,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 214,091 | $9,192,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 464,266 | $9,173,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 360,803 | $9,168,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 331,524 | $9,157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 82,882 | $9,103,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 213,742 | $9,097,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 339,695 | $9,073,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 9,442,000 | $9,047,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 936,137 | $9,043,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 534,317 | $9,019,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 642,601 | $9,009,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 431,160 | $9,007,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 444,849 | $8,999,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 232,462 | $8,989,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 475,101 | $8,984,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 72,106 | $8,974,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 10,239,000 | $8,973,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 234,077 | $8,970,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 198,158 | $8,915,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 614,061 | $8,911,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 75,647 | $8,906,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 332,162 | $8,902,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 222,760 | $8,897,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 276,581 | $8,881,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 373,405 | $8,857,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 602,768 | $8,849,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 495,031 | $8,835,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 165,001 | $8,824,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 13,758 | $8,813,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 278,065 | $8,798,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 88,403 | $8,788,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 233,985 | $8,775,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 174,957 | $8,770,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 450,036 | $8,758,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 148,507 | $8,729,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 190,795 | $8,723,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 237,534 | $8,722,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 117,638 | $8,722,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,223,000 | $8,706,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 146,490 | $8,685,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 237,535 | $8,684,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 328,069 | $8,681,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 156,458 | $8,676,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 469,378 | $8,664,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 341,402 | $8,661,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 541,329 | $8,644,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 259,485 | $8,636,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 632,627 | $8,635,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 268,104 | $8,622,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 663,512 | $8,613,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 104,442 | $8,609,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 385,027 | $8,594,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 293,931 | $8,586,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 75,413 | $8,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 48,192 | $8,555,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 329,741 | $8,553,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 294,882 | $8,526,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 296,449 | $8,505,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 738,615 | $8,502,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 211,492 | $8,489,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 170,660 | $8,481,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,261,000 | $8,477,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 287,026 | $8,460,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 89,606 | $8,447,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 286,816 | $8,441,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 134,014 | $8,428,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 649,628 | $8,419,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 118,819 | $8,414,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 669,647 | $8,397,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 318,585 | $8,395,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 85,819 | $8,378,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 164,992 | $8,367,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 112,400 | $8,367,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 106,761 | $8,365,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 667,060 | $8,365,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 224,028 | $8,364,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 255,270 | $8,353,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,963,000 | $8,349,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 321,270 | $8,347,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 177,494 | $8,337,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 160,157 | $8,307,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 168,560 | $8,300,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 585,022 | $8,284,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 141,948 | $8,276,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 300,966 | $8,249,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 259,908 | $8,244,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |