13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 179,091 | $5,865,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 225,742 | $5,861,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 218,759 | $5,852,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 42,792 | $5,844,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 236,609 | $5,823,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 211,774 | $5,822,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 6,136,000 | $5,821,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 462,259 | $5,819,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 344,954 | $5,810,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 897,297 | $5,797,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 196,006 | $5,773,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 134,906 | $5,769,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,558,000 | $5,768,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 296,179 | $5,761,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 124,566 | $5,757,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 41,061 | $5,754,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 363,289 | $5,751,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 729,487 | $5,740,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 177,630 | $5,734,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 233,557 | $5,724,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 205,531 | $5,704,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 99,914 | $5,695,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 283,778 | $5,681,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 193,508 | $5,679,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 90,305 | $5,675,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 195,516 | $5,666,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 605,162 | $5,665,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 171,723 | $5,664,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 72,136 | $5,652,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 154,694 | $5,646,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 395,843 | $5,641,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 76,018 | $5,638,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 47,492 | $5,599,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 231,243 | $5,598,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 67,275 | $5,596,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 192,601 | $5,595,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 306,268 | $5,589,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 261,596 | $5,585,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 588,694 | $5,575,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 70,865 | $5,573,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 111,807 | $5,572,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,375,740 | $5,537,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 351,284 | $5,532,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 224,734 | $5,528,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 191,263 | $5,526,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 641,144 | $5,526,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 94,580 | $5,526,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 557,337 | $5,501,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,440,400 | $5,496,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 89,759 | $5,494,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 138,563 | $5,488,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 139,489 | $5,482,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 136,270 | $5,472,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 154,213 | $5,460,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 144,782 | $5,456,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 186,088 | $5,448,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 255,042 | $5,446,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 135,430 | $5,445,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 71,484 | $5,445,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 892,301 | $5,434,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 207,252 | $5,424,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 46,132 | $5,423,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 129,850 | $5,422,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 503,417 | $5,417,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 234,082 | $5,415,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 190,228 | $5,414,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 264,264 | $5,406,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 165,818 | $5,390,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,279,000 | $5,385,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 398,253 | $5,357,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 100,882 | $5,353,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 198,437 | $5,340,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 854,544 | $5,332,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 92,690 | $5,312,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 542,402 | $5,310,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 192,358 | $5,309,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 172,989 | $5,294,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 45,875 | $5,266,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 261,251 | $5,264,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 171,558 | $5,254,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 241,466 | $5,253,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 243,820 | $5,250,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 196,262 | $5,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 151,133 | $5,244,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 103,472 | $5,236,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 322,913 | $5,232,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 385,404 | $5,229,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 377,672 | $5,227,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 273,972 | $5,217,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 668,603 | $5,208,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 305,878 | $5,201,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 266,121 | $5,189,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 165,673 | $5,161,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 506,678 | $5,154,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 362,945 | $5,153,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 64,753 | $5,151,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 151,124 | $5,151,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 175,700 | $5,148,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 141,980 | $5,144,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 100,479 | $5,132,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 214,953 | $5,131,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 367,205 | $5,126,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 199,075 | $5,126,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 83,262 | $5,108,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 169,733 | $5,105,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 71,317 | $5,103,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 131,269 | $5,088,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 93,064 | $5,055,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,668,000 | $5,049,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 118,435 | $5,038,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 53,889 | $5,036,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,417,000 | $5,028,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 647,062 | $5,021,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 136,468 | $5,018,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 394,380 | $5,009,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 443,210 | $5,008,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 189,454 | $4,994,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 369,978 | $4,990,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,813,701 | $4,988,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 93,471 | $4,987,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 179,506 | $4,972,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 422,459 | $4,955,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,837,800 | $4,949,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 260,508 | $4,949,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 78,634 | $4,938,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 59,090 | $4,934,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 102,114 | $4,932,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 472,254 | $4,931,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 226,594 | $4,929,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 454,304 | $4,929,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 200,194 | $4,926,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 152,446 | $4,926,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 232,530 | $4,919,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,204,000 | $4,919,000 | thousands by filing date | principal |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 182,337 | $4,912,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 41,143 | $4,912,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 545,946 | $4,908,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 558,124 | $4,901,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 128,883 | $4,898,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 110,531 | $4,896,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8,117 | $4,888,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 176,458 | $4,888,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 219,961 | $4,879,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 224,922 | $4,878,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 60,326 | $4,876,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 101,091 | $4,864,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118,230 | $4,862,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,279,347 | $4,861,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 502,551 | $4,859,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 194,479 | $4,858,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 493,506 | $4,846,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 264,999 | $4,837,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200,615 | $4,835,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 119,066 | $4,833,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 295,449 | $4,831,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 200,994 | $4,830,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 53,512 | $4,811,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 93,841 | $4,809,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 32,926 | $4,806,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 302,164 | $4,805,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 415,454 | $4,803,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 69,905 | $4,793,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 511,633 | $4,789,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 318,046 | $4,786,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 251,896 | $4,786,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 152,781 | $4,783,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 119,642 | $4,783,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 150,399 | $4,783,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 197,504 | $4,782,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 349,467 | $4,770,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 128,045 | $4,770,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 62,505 | $4,767,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 102,900 | $4,759,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,291,000 | $4,758,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 57,225 | $4,753,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 96,603 | $4,748,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 550,984 | $4,738,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 414,430 | $4,737,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 106,066 | $4,736,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 76,382 | $4,723,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 333,742 | $4,717,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 201,989 | $4,703,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 76,550 | $4,697,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 270,410 | $4,689,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 102,904 | $4,689,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 79,325 | $4,683,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 291,485 | $4,678,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 65,367 | $4,676,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 315,987 | $4,667,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 401,138 | $4,661,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 250,716 | $4,648,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 401,312 | $4,644,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,071,600 | $4,640,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 144,495 | $4,631,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 158,550 | $4,623,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 94,483 | $4,611,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 117,250 | $4,609,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 165,196 | $4,605,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 127,064 | $4,602,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 272,790 | $4,591,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 386,730 | $4,570,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 560,026 | $4,570,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 724,400 | $4,570,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 79,184 | $4,565,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 355,463 | $4,561,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 202,994 | $4,558,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 103,966 | $4,555,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 299,112 | $4,552,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 172,944 | $4,549,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,128,300 | $4,547,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 49,303 | $4,530,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 76,050 | $4,530,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 186,667 | $4,527,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 367,610 | $4,517,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 49,442 | $4,512,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 73,311 | $4,510,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 612,069 | $4,486,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,526,000 | $4,482,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 57,430 | $4,463,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 3,911,000 | $4,457,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,863,591 | $4,454,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 64,225 | $4,454,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 155,389 | $4,452,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 95,886 | $4,449,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 163,320 | $4,448,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 64,321 | $4,446,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 155,500 | $4,442,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 272,691 | $4,440,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 187,221 | $4,440,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 76,606 | $4,434,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 110,869 | $4,432,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 815,960 | $4,431,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 62,184 | $4,419,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 328,830 | $4,403,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 347,328 | $4,401,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 188,851 | $4,400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 157,841 | $4,393,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 44,560 | $4,387,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 260,441 | $4,387,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 66,396 | $4,386,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 206,408 | $4,375,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 242,556 | $4,373,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 523,665 | $4,373,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 61,919 | $4,370,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,032,200 | $4,369,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 59,894 | $4,359,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 94,957 | $4,342,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,000 | $4,336,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 167,289 | $4,332,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 137,084 | $4,327,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 58,634 | $4,322,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 231,771 | $4,322,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 138,901 | $4,314,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 237,483 | $4,311,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 80,268 | $4,295,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 85,952 | $4,293,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 372,788 | $4,288,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,671,000 | $4,288,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 33,417 | $4,287,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 154,593 | $4,284,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 91,396 | $4,276,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 185,278 | $4,274,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 229,125 | $4,259,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 125,737 | $4,255,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 21,162 | $4,255,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 168,813 | $4,254,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,933,469 | $4,253,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 334,543 | $4,249,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 347,112 | $4,241,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 320,144 | $4,227,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 418,267 | $4,224,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 254,760 | $4,219,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 33,313 | $4,218,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 675,226 | $4,213,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,156,696 | $4,209,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 61,233 | $4,208,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 149,804 | $4,206,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,228,000 | $4,206,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 699,779 | $4,198,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 354,163 | $4,197,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 251,119 | $4,186,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 388,014 | $4,183,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 268,873 | $4,181,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 334,594 | $4,172,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 74,061 | $4,170,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 427,795 | $4,158,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 369,367 | $4,157,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 32,582 | $4,153,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 348,900 | $4,148,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 184,464 | $4,145,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 469,914 | $4,145,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 795,256 | $4,143,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 158,675 | $4,136,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 349,162 | $4,136,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 322,614 | $4,130,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 77,401 | $4,128,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 159,308 | $4,117,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 179,434 | $4,108,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,763,000 | $4,106,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 143,510 | $4,105,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 236,998 | $4,100,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 73,389 | $4,072,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 323,204 | $4,070,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 79,395 | $4,067,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 247,050 | $4,060,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 236,365 | $4,060,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 86,549 | $4,059,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 179,930 | $4,048,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 317,950 | $4,045,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 126,281 | $4,039,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,172,000 | $4,021,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 101,044 | $4,011,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 335,659 | $4,011,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 66,056 | $4,006,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 109,309 | $4,001,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 98,694 | $3,999,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 306,485 | $3,996,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 49,773 | $3,990,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 81,407 | $3,982,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 209,000 | $3,979,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 41,699 | $3,975,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 952,725 | $3,973,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 434,277 | $3,961,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 93,019 | $3,961,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 229,531 | $3,960,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 646,807 | $3,959,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 34,343 | $3,948,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 318,858 | $3,939,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 146,232 | $3,938,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 334,980 | $3,936,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 594,266 | $3,917,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 429,754 | $3,910,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 104,495 | $3,908,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 78,518 | $3,905,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 346,639 | $3,900,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 32,947 | $3,899,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 285,031 | $3,893,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 87,403 | $3,888,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 35,699 | $3,883,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 26,308 | $3,881,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 191,842 | $3,877,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 83,861 | $3,876,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 256,836 | $3,873,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,005,400 | $3,872,000 | thousands by filing date | put |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 200,786 | $3,859,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 692,513 | $3,857,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 42,749 | $3,852,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,345,031 | $3,846,000 | thousands by filing date | put |
| FTS INTERNATIONAL INC | 30283W104 | COM | 209,156 | $3,846,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 420,170 | $3,844,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 204,002 | $3,841,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 3,897,000 | $3,832,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 38,906 | $3,828,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 146,978 | $3,821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 76,272 | $3,819,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 84,372 | $3,818,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 51,107 | $3,807,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 32,483 | $3,800,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 148,333 | $3,798,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 133,826 | $3,791,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 36,294 | $3,777,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 55,767 | $3,776,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 211,250 | $3,762,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 130,056 | $3,756,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 208,722 | $3,752,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 79,662 | $3,744,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 103,505 | $3,726,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 74,324 | $3,723,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 391,803 | $3,722,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 132,692 | $3,720,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 78,166 | $3,711,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 84,035 | $3,705,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,200,056 | $3,697,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 108,003 | $3,697,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 173,709 | $3,693,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,701,568 | $3,658,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,303,000 | $3,654,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 74,126 | $3,648,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 108,426 | $3,643,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,377 | $3,643,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 177,442 | $3,641,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 328,607 | $3,637,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 386,869 | $3,633,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 84,634 | $3,632,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,329,388 | $3,629,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,012 | $3,625,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 287,067 | $3,623,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 204,929 | $3,617,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 58,161 | $3,614,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 308,031 | $3,610,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 337,726 | $3,609,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 158,113 | $3,607,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 192,369 | $3,606,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 30,084 | $3,597,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 160,383 | $3,594,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 817,949 | $3,590,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 103,271 | $3,587,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 3,445,000 | $3,585,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 241,759 | $3,585,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 30,470 | $3,584,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 55,733 | $3,577,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 59,816 | $3,573,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 888,558 | $3,572,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 199,279 | $3,567,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 142,049 | $3,566,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 289,655 | $3,554,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 64,584 | $3,552,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 151,652 | $3,546,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 401,781 | $3,536,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 885,867 | $3,534,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 33,915 | $3,533,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 71,631 | $3,528,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 164,119 | $3,526,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 71,359 | $3,521,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 154,287 | $3,519,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 55,810 | $3,504,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 213,405 | $3,501,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 71,428 | $3,499,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,377,000 | $3,488,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 578,370 | $3,476,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 84,917 | $3,466,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 174,354 | $3,466,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 265,510 | $3,465,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 135,064 | $3,457,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 99,321 | $3,456,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 306,702 | $3,450,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 146,091 | $3,449,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 60,374 | $3,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 48,484 | $3,443,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,837,000 | $3,440,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 70,456 | $3,438,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R403 | GUGGENHEIM 2025 | 142,424 | $3,438,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 63,425 | $3,436,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 756,634 | $3,427,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 203,479 | $3,426,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 162,947 | $3,420,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 29,474 | $3,408,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 106,872 | $3,398,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 174,916 | $3,398,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 220,113 | $3,397,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 56,216 | $3,395,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 77,999 | $3,393,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 123,149 | $3,393,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 63,620 | $3,391,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 55,183 | $3,390,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 178,190 | $3,387,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 182,466 | $3,383,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 40,770 | $3,379,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 183,139 | $3,361,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 225,343 | $3,356,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 190,860 | $3,321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 177,366 | $3,318,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,322,000 | $3,314,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 136,562 | $3,312,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 419,637 | $3,311,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 342,732 | $3,307,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 52,183 | $3,305,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 217,525 | $3,302,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 129,308 | $3,300,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 221,952 | $3,291,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 29,172 | $3,288,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,883,000 | $3,282,000 | thousands by filing date | principal |
| NUVECTRA CORP | 67075N108 | COM | 251,629 | $3,276,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 68,216 | $3,268,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 47,637 | $3,266,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,679,000 | $3,266,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 93,320 | $3,259,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 177,116 | $3,258,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 205,048 | $3,255,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,500,000 | $3,255,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 298,643 | $3,252,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 213,695 | $3,252,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 134,516 | $3,251,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 80,787 | $3,247,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 26,255 | $3,245,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 136,842 | $3,244,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,430 | $3,234,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 182,182 | $3,234,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 241,268 | $3,233,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 235,821 | $3,230,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 150,076 | $3,227,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 256,791 | $3,225,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 159,853 | $3,220,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 217,514 | $3,219,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 226,839 | $3,219,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 73,213 | $3,217,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 114,784 | $3,214,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 108,570 | $3,214,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 142,166 | $3,199,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 90,940 | $3,197,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 20,668 | $3,197,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 45,053 | $3,185,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 678,495 | $3,182,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 104,434 | $3,182,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 390,144 | $3,180,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 231,904 | $3,175,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 90,278 | $3,169,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 215,597 | $3,167,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 45,281 | $3,167,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 199,217 | $3,167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |