13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 104,476 | $1,693,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 74,938 | $1,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 56,453 | $1,689,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 82,112 | $1,683,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 64,951 | $1,682,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 69,055 | $1,679,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 25,656 | $1,678,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 251,602 | $1,676,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 61,215 | $1,670,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 60,545 | $1,670,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 136,308 | $1,670,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,599,000 | $1,670,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 28,553 | $1,669,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 110,317 | $1,669,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 14,136 | $1,668,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 244,975 | $1,668,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 16,510 | $1,668,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 178,443 | $1,665,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 78,958 | $1,664,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 230,863 | $1,660,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 46,165 | $1,659,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 126,108 | $1,658,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 302,617 | $1,658,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 352,594 | $1,657,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 183,095 | $1,656,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 97,676 | $1,656,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 96,244 | $1,655,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 274,914 | $1,655,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 42,412 | $1,650,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 194,800 | $1,650,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,538,000 | $1,649,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 35,537 | $1,648,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 173,454 | $1,646,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 66,218 | $1,645,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 65,642 | $1,642,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 88,811 | $1,639,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 34,458 | $1,639,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 57,792 | $1,638,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 40,951 | $1,637,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 103,181 | $1,636,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 139,806 | $1,629,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 138,965 | $1,628,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 101,823 | $1,628,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 90,532 | $1,620,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 157,353 | $1,618,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 294,283 | $1,609,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 150,125 | $1,606,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 79,659 | $1,605,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 143,212 | $1,605,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 115,792 | $1,605,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 176,353 | $1,602,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 92,593 | $1,602,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46,535 | $1,601,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 177,714 | $1,598,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 123,919 | $1,598,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,133 | $1,596,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 27,791 | $1,593,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 172,680 | $1,592,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 179,225 | $1,588,000 | thousands by filing date | |
| RH | 74967X103 | COM | 16,644 | $1,586,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 42,230 | $1,585,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 40,643 | $1,578,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 74,128 | $1,577,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 68,506 | $1,570,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 62,961 | $1,570,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 29,535 | $1,568,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 92,056 | $1,565,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 805,500 | $1,561,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 88,865 | $1,559,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 86,835 | $1,555,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 14,232 | $1,554,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 364 | $1,552,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 80,968 | $1,550,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 17,699 | $1,546,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 22,846 | $1,544,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 141,096 | $1,544,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 369,764 | $1,543,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 794,977 | $1,542,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 207,741 | $1,542,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 59,559 | $1,542,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 126,947 | $1,539,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 29,761 | $1,534,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 109,941 | $1,534,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 125,034 | $1,534,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 384,565 | $1,530,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 47,701 | $1,530,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,440 | $1,529,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 55,685 | $1,529,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 1,018,731 | $1,529,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 43,371 | $1,523,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 79,691 | $1,522,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 56,410 | $1,521,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 10,985 | $1,520,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 36,337 | $1,514,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 41,047 | $1,508,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 108,671 | $1,507,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 80,657 | $1,507,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 119,133 | $1,506,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 344,257 | $1,504,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 76,728 | $1,504,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 85,863 | $1,503,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,276 | $1,502,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,242 | $1,500,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 113,578 | $1,499,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 193,200 | $1,496,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 107,977 | $1,496,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 110,879 | $1,493,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 72,499 | $1,488,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 212,548 | $1,486,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 102,552 | $1,484,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 70,125 | $1,484,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 128,532 | $1,478,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 187,424 | $1,473,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 36,176 | $1,471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 33,239 | $1,471,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 55,028 | $1,469,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 89,804 | $1,468,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 215,765 | $1,467,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 41,335 | $1,465,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 669,200 | $1,464,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 93,893 | $1,461,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 162,357 | $1,461,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 104,453 | $1,460,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 500,000 | $1,458,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 177,381 | $1,458,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 66,781 | $1,454,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 101,246 | $1,452,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 71,774 | $1,450,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 549,161 | $1,450,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 55,863 | $1,447,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 127,064 | $1,447,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 156,040 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 21,941 | $1,445,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 68,432 | $1,442,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 36,003 | $1,442,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 91,880 | $1,441,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 86,066 | $1,440,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 326,934 | $1,439,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 46,259 | $1,438,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 46,156 | $1,436,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 62,931 | $1,436,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 95,222 | $1,431,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 440,154 | $1,431,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 32,108 | $1,430,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 25,525 | $1,429,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 43,083 | $1,426,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 198,898 | $1,420,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 430,044 | $1,418,000 | thousands by filing date | put |
| BG STAFFING INC | 05544A109 | COM | 74,570 | $1,417,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 42,532 | $1,416,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 120,749 | $1,409,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 40,269 | $1,409,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 120,314 | $1,409,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,746 | $1,408,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 50,610 | $1,407,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 60,179 | $1,404,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 150,275 | $1,403,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 247,500 | $1,399,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 75,770 | $1,397,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 225,717 | $1,391,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 28,794 | $1,387,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 280,235 | $1,384,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 84,794 | $1,383,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 132,968 | $1,382,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 56,413 | $1,379,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 39,205 | $1,371,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 162,855 | $1,370,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,480 | $1,369,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 99,610 | $1,368,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 75,484 | $1,366,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 37,616 | $1,364,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,363,000 | $1,363,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 34,769 | $1,362,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 152,200 | $1,361,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 11,696 | $1,361,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 34,653 | $1,355,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 46,776 | $1,354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 53,801 | $1,349,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 180,757 | $1,349,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 40,332 | $1,348,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,605,645 | $1,348,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,790 | $1,345,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 65,334 | $1,338,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 320,535 | $1,337,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 43,732 | $1,337,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 129,617 | $1,334,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 40,067 | $1,333,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 38,438 | $1,332,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 62,714 | $1,327,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 80,014 | $1,326,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 73,612 | $1,325,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 78,886 | $1,325,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 67,085 | $1,325,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 72,087 | $1,321,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 26,859 | $1,321,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 83,707 | $1,319,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 225,500 | $1,317,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 31,739 | $1,316,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 58,400 | $1,315,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 33,265 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 25,256 | $1,301,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 39,897 | $1,296,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 66,437 | $1,293,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 84,986 | $1,291,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 76,712 | $1,289,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 37,852 | $1,287,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 15,815 | $1,286,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 267,634 | $1,282,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 40,183 | $1,280,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 16,714 | $1,280,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 50,708 | $1,279,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 97,769 | $1,279,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 117,203 | $1,279,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 43,684 | $1,278,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 137,190 | $1,278,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 95,870 | $1,275,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 18,437 | $1,275,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 49,213 | $1,274,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 252,999 | $1,273,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 108,947 | $1,271,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 695,000 | $1,270,000 | thousands by filing date | principal |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 25,804 | $1,267,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 162,308 | $1,266,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,080,000 | $1,265,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 27,596 | $1,264,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,307 | $1,261,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 34,342 | $1,260,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 64,595 | $1,258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 28,877 | $1,253,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 54,576 | $1,251,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 103,799 | $1,251,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 468,144 | $1,250,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32,126 | $1,249,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 90,893 | $1,248,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 67,425 | $1,247,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 27,972 | $1,247,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 52,452 | $1,243,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 11,672 | $1,242,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 79,064 | $1,242,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 209,153 | $1,240,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 38,674 | $1,239,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 49,589 | $1,239,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 88,090 | $1,238,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 79,068 | $1,235,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RXR7 | MTNF 0.250% 6/2 | 1,415,000 | $1,235,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 24,200 | $1,234,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 480 | $1,232,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 106,276 | $1,232,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 187,697 | $1,232,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 99,255 | $1,231,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 257,596 | $1,231,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 31,051 | $1,229,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 118,961 | $1,228,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 23,287 | $1,228,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 71,674 | $1,225,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 203,026 | $1,225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 88,762 | $1,223,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 94,054 | $1,222,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 54,383 | $1,222,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 36,386 | $1,218,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 96,719 | $1,216,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 33,932 | $1,216,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 65,810 | $1,215,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 148,640 | $1,215,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 47,586 | $1,214,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 40,580 | $1,213,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 26,778 | $1,211,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 103,594 | $1,211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,590 | $1,210,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 33,406 | $1,209,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 40,374 | $1,208,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 80,746 | $1,207,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 78,819 | $1,203,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 36,011 | $1,201,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 173,647 | $1,197,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 89,525 | $1,197,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 79,646 | $1,194,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,458 | $1,192,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 52,252 | $1,192,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 34,895 | $1,191,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,052,200 | $1,188,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 56,458 | $1,185,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 63,542 | $1,185,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 80,712 | $1,182,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 149,291 | $1,182,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 213,974 | $1,181,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 149,346 | $1,180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 48,267 | $1,177,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 93,632 | $1,176,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 44,054 | $1,175,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 22,299 | $1,173,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,137 | $1,172,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 60,420 | $1,171,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 46,314 | $1,171,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 121,222 | $1,169,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 56,307 | $1,169,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 411,507 | $1,164,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 53,724 | $1,160,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 26,964 | $1,160,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 44,107 | $1,158,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50,552 | $1,158,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 375,000 | $1,156,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 82,133 | $1,154,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,442,794 | $1,154,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 106,788 | $1,153,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 18,279 | $1,152,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 42,777 | $1,151,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 24,340 | $1,149,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 37,789 | $1,148,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,050,000 | $1,147,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 57,221 | $1,146,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 66,863 | $1,146,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 67,264 | $1,144,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 154,269 | $1,142,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,207,000 | $1,142,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 85,225 | $1,141,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 84,311 | $1,141,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,486,400 | $1,139,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 45,255 | $1,135,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 79,999 | $1,135,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 110,707 | $1,134,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 36,241 | $1,133,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 20,778 | $1,131,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 260,000 | $1,127,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 140,750 | $1,126,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 35,665 | $1,122,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 51,102 | $1,120,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9,027 | $1,118,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 170,784 | $1,118,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 59,448 | $1,115,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 38,733 | $1,115,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 501,393 | $1,113,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 97,511 | $1,109,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 38,235 | $1,105,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 29,773 | $1,105,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 54,404 | $1,104,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 15,999 | $1,103,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 57,004 | $1,101,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,609 | $1,101,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 36,314 | $1,098,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 55,647 | $1,096,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 42,486 | $1,094,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 53,668 | $1,093,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 123,348 | $1,091,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 18,279 | $1,090,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 114,178 | $1,088,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 34,883 | $1,086,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 21,839 | $1,081,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 137,100 | $1,080,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 66,001 | $1,080,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 80,459 | $1,079,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 174,696 | $1,079,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 47,145 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 55,026 | $1,074,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 39,601 | $1,073,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 63,830 | $1,072,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 66,189 | $1,069,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 62,071 | $1,068,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 507,975 | $1,066,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 44,548 | $1,065,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 310,000 | $1,063,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 17,859 | $1,063,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 41,377 | $1,063,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 398,800 | $1,062,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 76,273 | $1,061,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 67,813 | $1,061,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 41,184 | $1,060,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 36,154 | $1,058,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 103,073 | $1,057,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 35,498 | $1,057,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 59,234 | $1,056,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 71,225 | $1,055,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 44,138 | $1,055,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 492,730 | $1,055,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 32,212 | $1,053,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 308,500 | $1,052,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 223,000 | $1,050,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 82,767 | $1,050,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 84,697 | $1,049,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 73,024 | $1,047,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51,871 | $1,047,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 108,094 | $1,047,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 27,485 | $1,046,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 111,862 | $1,045,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 93,695 | $1,045,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 13,632 | $1,043,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 26,515 | $1,038,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,268 | $1,036,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 312,000 | $1,035,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 73,508 | $1,034,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 227,500 | $1,033,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 109,162 | $1,032,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 416,523 | $1,030,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 123,586 | $1,030,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 33,079 | $1,030,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 916,000 | $1,029,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,373 | $1,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 51,607 | $1,027,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 349,552 | $1,027,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 449,970 | $1,026,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 26,194 | $1,024,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,276,000 | $1,023,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 104,647 | $1,022,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 119,114 | $1,018,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,000,000 | $1,017,000 | thousands by filing date | principal |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 48,048 | $1,016,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 51,258 | $1,015,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 37,198 | $1,015,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 42,249 | $1,014,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 88,099 | $1,013,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 96,850 | $1,012,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 103,158 | $1,012,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 27,463 | $1,009,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 877,000 | $1,008,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 33,699 | $1,006,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 16,856 | $1,005,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 980,000 | $1,005,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,654 | $1,002,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,729 | $1,001,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 94,414 | $1,001,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 33,368 | $1,000,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 30,000 | $999,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 28,752 | $998,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 45,342 | $998,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,128 | $996,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 18,535 | $996,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 93,844 | $991,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 63,062 | $991,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 27,377 | $990,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,631 | $985,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 251,068 | $985,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 385,500 | $984,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 17,047 | $983,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 63,701 | $981,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 229,978 | $978,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 26,783 | $976,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 110,439 | $973,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 279,100 | $970,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 23,679 | $970,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 18,351 | $970,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 24,696 | $968,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 919,000 | $967,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 13,903 | $967,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 56,705 | $966,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 48,512 | $965,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 112,649 | $965,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 78,734 | $964,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 26,585 | $963,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 16,694 | $963,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 87,599 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 29,690 | $962,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 39,010 | $961,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 161,927 | $961,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 71,833 | $958,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 55,041 | $957,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 28,415 | $954,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 24,765 | $952,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 55,427 | $951,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 131,073 | $950,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 43,565 | $947,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 132,292 | $947,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 31,218 | $942,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 109,248 | $941,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 71,986 | $940,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,122 | $938,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 21,531 | $936,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 50,330 | $936,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 114,462 | $934,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 113,201 | $933,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 20,751 | $931,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 18,636 | $927,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,928 | $926,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 54,832 | $926,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 38,843 | $926,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 29,413 | $924,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 21,320 | $923,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 14,195 | $922,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,380 | $922,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 63,860 | $919,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 32,056 | $918,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 13,116 | $917,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,327 | $916,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 55,261 | $915,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 155,546 | $913,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 33,193 | $911,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 34,848 | $908,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,400,430 | $908,000 | thousands by filing date | principal |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 61,807 | $908,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 40,800 | $905,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,965,900 | $903,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 45,516 | $903,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 185,115 | $902,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 164,330 | $900,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 51,425 | $900,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 26,935 | $899,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 67,245 | $898,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,165 | $898,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 27,438 | $897,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 63,818 | $895,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 73,330 | $895,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |