13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEGNA INC COM | 87901J105 | Stock | 277,861 | $3,165,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 65,574 | $3,163,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 161,188 | $3,161,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 93,317 | $3,159,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 231,025 | $3,153,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 39,771 | $3,145,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 47,020 | $3,144,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 195,185 | $3,142,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,319 | $3,133,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 220,912 | $3,124,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 109,412 | $3,113,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 322,625 | $3,113,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 681,052 | $3,113,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 359,883 | $3,113,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 51,787 | $3,112,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 256,991 | $3,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 71,143 | $3,101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 85,513 | $3,100,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 846,655 | $3,099,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 107,104 | $3,084,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 163,835 | $3,083,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 166,690 | $3,081,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 310,472 | $3,080,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 121,996 | $3,078,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 29,634 | $3,075,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 254,094 | $3,070,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 77,715 | $3,069,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 81,091 | $3,067,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 97,934 | $3,063,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 125,602 | $3,063,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 170,698 | $3,055,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 190,662 | $3,050,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57,927 | $3,047,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 78,315 | $3,046,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 50,252 | $3,040,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 98,925 | $3,034,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 137,300 | $3,034,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 71,002 | $3,030,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 62,536 | $3,028,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 65,486 | $3,026,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 377,976 | $3,024,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 98,103 | $3,024,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 107,671 | $3,014,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,250,000 | $3,010,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 516,888 | $3,009,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 45,991 | $3,006,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 85,834 | $3,005,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 48,153 | $3,004,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 131,284 | $3,003,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,999,400 | $3,002,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 413,905 | $3,001,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 319,646 | $2,994,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 205,189 | $2,988,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 260,035 | $2,978,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 87,940 | $2,977,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 117,446 | $2,977,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 128,806 | $2,973,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 86,587 | $2,971,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 195,249 | $2,965,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 51,779 | $2,965,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 153,777 | $2,960,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 193,442 | $2,957,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 69,307 | $2,945,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 294,784 | $2,942,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 119,745 | $2,940,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,230,000 | $2,936,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 178,090 | $2,931,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 79,808 | $2,929,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 438,520 | $2,925,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 50,450 | $2,920,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 140,672 | $2,918,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 112,464 | $2,918,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 120,041 | $2,913,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 57,841 | $2,912,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,148 | $2,912,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 793,110 | $2,911,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 286,697 | $2,910,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 151,192 | $2,909,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 147,442 | $2,906,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 150,352 | $2,906,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 42,981 | $2,903,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 246,725 | $2,887,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 75,095 | $2,886,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 301,175 | $2,880,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 212,042 | $2,871,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,075 | $2,871,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 108,887 | $2,870,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 395,698 | $2,869,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 215,137 | $2,863,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,394,000 | $2,863,000 | thousands by filing date | principal |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 201,101 | $2,852,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 133,208 | $2,851,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 78,058 | $2,850,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 111,823 | $2,839,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 147,804 | $2,837,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,103,000 | $2,834,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 398,959 | $2,833,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 79,752 | $2,830,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 110,802 | $2,829,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 639,436 | $2,820,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 167,500 | $2,812,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 68,529 | $2,808,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 17,042 | $2,801,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 658,051 | $2,799,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 58,599 | $2,796,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 50,914 | $2,789,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 117,633 | $2,788,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,446 | $2,782,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 55,461 | $2,779,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 24,891 | $2,775,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 310,716 | $2,774,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 68,267 | $2,772,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 125,810 | $2,769,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 62,943 | $2,751,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 30,378 | $2,749,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 164,495 | $2,749,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 239,332 | $2,744,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 201,475 | $2,742,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 284,141 | $2,740,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 906,375 | $2,737,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 573,690 | $2,736,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 409,365 | $2,735,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 54,675 | $2,734,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,381,000 | $2,730,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 2,689,000 | $2,730,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 131,639 | $2,721,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 48,795 | $2,720,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 29,742 | $2,718,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 53,090 | $2,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 62,063 | $2,705,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 50,362 | $2,700,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 151,457 | $2,699,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 46,800 | $2,698,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 125,389 | $2,693,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 226,259 | $2,692,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 166,113 | $2,690,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 552,211 | $2,690,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,025 | $2,689,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 274,597 | $2,688,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 95,595 | $2,683,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,212,848 | $2,681,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 65,230 | $2,680,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 33,703 | $2,675,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 137,518 | $2,673,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 292,945 | $2,666,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 88,897 | $2,662,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 142,457 | $2,661,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 51,325 | $2,659,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,030,248 | $2,658,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 72,865 | $2,658,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 201,239 | $2,636,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 132,757 | $2,635,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 78,044 | $2,630,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 139,108 | $2,630,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 68,322 | $2,629,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 224,437 | $2,629,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 132,402 | $2,629,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 525,150 | $2,626,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 110,900 | $2,625,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 115,802 | $2,623,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 134,485 | $2,620,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 67,243 | $2,619,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 3,171,000 | $2,614,000 | thousands by filing date | principal |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 99,395 | $2,611,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 59,101 | $2,607,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 15,438 | $2,606,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 65,068 | $2,598,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,825,000 | $2,597,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 222,534 | $2,595,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 28,264 | $2,595,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 255,799 | $2,592,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 112,929 | $2,592,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 235,530 | $2,591,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 209,526 | $2,587,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 139,433 | $2,587,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 137,120 | $2,586,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 72,482 | $2,583,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 73,487 | $2,583,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 174,758 | $2,581,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 501,200 | $2,581,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 854,509 | $2,581,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,084,263 | $2,581,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 38,234 | $2,580,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 172,692 | $2,577,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,577,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72,735 | $2,576,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 194,782 | $2,575,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 331,612 | $2,570,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 376,400 | $2,563,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 69,403 | $2,561,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 291,555 | $2,551,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 115,787 | $2,550,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 522,454 | $2,549,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 359,996 | $2,537,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 89,100 | $2,528,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 100,042 | $2,527,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 83,440 | $2,516,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 38,983 | $2,516,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,377 | $2,507,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 217,208 | $2,507,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 203,685 | $2,497,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 48,855 | $2,493,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 215,589 | $2,490,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 36,658 | $2,490,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 30,153 | $2,490,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 574,394 | $2,487,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 164,057 | $2,486,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 162,089 | $2,485,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 105,081 | $2,485,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 189,827 | $2,482,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 286,530 | $2,478,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,535,000 | $2,478,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 132,443 | $2,477,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,917 | $2,473,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 256,500 | $2,467,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 40,743 | $2,466,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 368,466 | $2,461,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 88,053 | $2,459,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 169,797 | $2,459,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 40,917 | $2,457,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 90,777 | $2,455,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 204,556 | $2,452,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 190,134 | $2,434,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 35,645 | $2,433,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 208,707 | $2,433,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 194,324 | $2,429,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 47,424 | $2,425,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 218,448 | $2,413,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 275,044 | $2,407,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 179,043 | $2,404,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 41,033 | $2,403,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 125,388 | $2,399,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 115,208 | $2,397,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 695,000 | $2,395,000 | thousands by filing date | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 266,762 | $2,393,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 116,555 | $2,390,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 158,791 | $2,389,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 83,793 | $2,388,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 496,949 | $2,385,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 195,910 | $2,383,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 73,579 | $2,378,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 480,419 | $2,378,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 55,561 | $2,377,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 468,600 | $2,374,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 42,381 | $2,374,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 54,399 | $2,369,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 81,536 | $2,364,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 158,351 | $2,363,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 45,383 | $2,362,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 409,347 | $2,362,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 143,543 | $2,359,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 58,026 | $2,347,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 258,382 | $2,346,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 320,356 | $2,338,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 143,236 | $2,335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 40,791 | $2,333,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 66,473 | $2,330,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 193,385 | $2,324,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 122,179 | $2,316,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 145,654 | $2,315,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 80,648 | $2,309,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 151,418 | $2,306,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 162,072 | $2,306,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 172,953 | $2,306,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 160,998 | $2,301,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 172,982 | $2,300,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 63,751 | $2,292,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 99,169 | $2,289,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 24,922 | $2,286,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 139,543 | $2,284,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 337,380 | $2,280,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 36,759 | $2,279,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 217,975 | $2,278,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 234,920 | $2,278,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 231,818 | $2,277,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 51,177 | $2,277,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,887 | $2,276,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 165,320 | $2,273,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 114,454 | $2,273,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 184,173 | $2,273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 117,989 | $2,268,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 246,889 | $2,267,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 57,523 | $2,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 34,186 | $2,267,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,401,000 | $2,267,000 | thousands by filing date | principal |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 404,254 | $2,264,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 24,128 | $2,262,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,583 | $2,262,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,309,000 | $2,248,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 33,193 | $2,247,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 77,132 | $2,245,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 67,769 | $2,243,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,365,000 | $2,239,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 38,840 | $2,239,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 147,691 | $2,237,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 256,977 | $2,236,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 114,251 | $2,222,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 162,414 | $2,218,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 175,713 | $2,215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 76,156 | $2,213,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,286 | $2,204,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 80,610 | $2,203,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 24,042 | $2,198,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 72,261 | $2,197,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 168,817 | $2,195,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 43,613 | $2,192,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 187,391 | $2,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 36,634 | $2,183,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 100,057 | $2,181,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 227,350 | $2,175,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 452,052 | $2,174,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 159,831 | $2,174,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 40,448 | $2,171,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 48,910 | $2,169,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 790,827 | $2,167,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 53,236 | $2,164,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 67,954 | $2,163,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 78,120 | $2,161,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 77,581 | $2,159,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21,574 | $2,157,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 377,215 | $2,156,000 | thousands by filing date | put |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 19,316 | $2,156,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 105,817 | $2,153,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 86,891 | $2,149,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 79,356 | $2,148,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 191,812 | $2,148,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 47,429 | $2,138,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 71,324 | $2,136,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 28,140 | $2,132,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 93,859 | $2,125,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 70,700 | $2,122,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 70,704 | $2,122,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 40,405 | $2,118,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 135,632 | $2,116,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 158,901 | $2,115,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 54,222 | $2,115,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 139,100 | $2,112,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 98,184 | $2,109,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19,168 | $2,107,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,015,000 | $2,105,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 59,373 | $2,098,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 28,147 | $2,098,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,053,000 | $2,094,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 78,987 | $2,093,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 42,570 | $2,089,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 160,421 | $2,089,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 91,870 | $2,088,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,002,200 | $2,081,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 43,914 | $2,078,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,042,000 | $2,069,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 29,569 | $2,067,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 182,520 | $2,066,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 129,690 | $2,065,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 104,021 | $2,061,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 128,641 | $2,060,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 84,064 | $2,059,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 124,444 | $2,058,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 436,729 | $2,057,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 55,243 | $2,055,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 339,975 | $2,054,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 144,117 | $2,052,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 68,963 | $2,049,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 61,874 | $2,049,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 25,306 | $2,048,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 37,052 | $2,040,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 45,381 | $2,038,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 112,549 | $2,037,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 17,211 | $2,037,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 34,623 | $2,036,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 61,237 | $2,036,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 31,995 | $2,033,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 140,081 | $2,033,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 50,786 | $2,025,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 84,395 | $2,020,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 277,919 | $2,018,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 40,207 | $2,011,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 248,700 | $2,008,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 31,273 | $2,007,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 132,761 | $2,003,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 193,328 | $2,001,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,865,229 | $1,995,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 80,456 | $1,994,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 82,343 | $1,993,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 19,833 | $1,991,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 75,184 | $1,990,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 117,654 | $1,987,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 73,016 | $1,986,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 96,614 | $1,981,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 38,600 | $1,980,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 86,320 | $1,975,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 143,305 | $1,971,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 43,644 | $1,965,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 79,849 | $1,961,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,351,000 | $1,958,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 24,369 | $1,958,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 127,622 | $1,958,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 85,840 | $1,957,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 56,545 | $1,957,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 56,425 | $1,955,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 158,154 | $1,954,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 46,191 | $1,953,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 549,835 | $1,952,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 85,941 | $1,948,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 29,021 | $1,947,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 47,210 | $1,945,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 34,208 | $1,940,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 61,400 | $1,939,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 144,917 | $1,938,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 125,480 | $1,935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 63,633 | $1,932,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 130,599 | $1,931,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 62,848 | $1,931,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 77,528 | $1,929,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,312,185 | $1,928,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 144,713 | $1,925,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 56,602 | $1,922,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 101,485 | $1,922,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 741,149 | $1,920,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 512,603 | $1,902,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,713,727 | $1,899,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 146,482 | $1,897,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 332,967 | $1,897,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 24,083 | $1,896,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 176,661 | $1,894,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 172,061 | $1,892,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 21,816 | $1,892,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 58,656 | $1,891,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 148,791 | $1,890,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 200,752 | $1,889,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 53,850 | $1,886,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 228,398 | $1,882,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 223,046 | $1,880,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 56,653 | $1,878,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 86,831 | $1,874,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 150,360 | $1,872,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,797 | $1,869,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 220,000 | $1,869,000 | thousands by filing date | principal |
| AMERESCO INC | 02361E108 | CL A | 143,720 | $1,868,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 65,913 | $1,868,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 103,424 | $1,865,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 194,218 | $1,864,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 357,632 | $1,863,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 160,990 | $1,863,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 16,138 | $1,862,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 140,784 | $1,857,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 164,026 | $1,840,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 222,117 | $1,835,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 41,383 | $1,834,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 56,146 | $1,834,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40,281 | $1,833,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 216,621 | $1,830,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 187,442 | $1,826,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 62,796 | $1,821,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,503,000 | $1,817,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,273,000 | $1,815,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 57,957 | $1,813,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 37,088 | $1,813,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,423 | $1,812,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 147,048 | $1,803,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 65,274 | $1,802,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 33,021 | $1,791,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 134,594 | $1,785,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,844,000 | $1,784,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 54,057 | $1,784,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 114,451 | $1,780,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 105,567 | $1,779,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 35,769 | $1,779,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 69,277 | $1,778,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 82,985 | $1,777,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 229,922 | $1,773,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 92,461 | $1,771,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 51,055 | $1,771,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 35,110 | $1,768,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 34,554 | $1,767,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 108,290 | $1,760,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,740,000 | $1,760,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 72,790 | $1,758,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 49,458 | $1,757,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 142,251 | $1,753,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 260,599 | $1,752,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 61,309 | $1,750,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 262,107 | $1,741,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 39,798 | $1,739,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 36,574 | $1,724,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 49,652 | $1,720,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 38,045 | $1,719,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 124,625 | $1,716,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 25,332 | $1,712,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 59,367 | $1,710,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 25,469 | $1,706,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 87,501 | $1,706,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 537,283 | $1,703,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 20,806 | $1,703,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 92,545 | $1,702,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 103,230 | $1,701,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 76,034 | $1,701,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 16,006 | $1,700,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 110,577 | $1,698,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 59,601 | $1,695,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 51,594 | $1,693,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |