13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SL GREEN REALTY CORP | 78440X101 | COM | 195,952 | $18,975,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 396,855 | $18,974,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 165,670 | $18,959,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 557,382 | $18,895,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 12,313,000 | $18,844,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 484,325 | $18,835,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 630,904 | $18,833,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 450,211 | $18,828,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,788,639 | $18,817,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 176,886 | $18,762,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 823,830 | $18,701,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,435,017 | $18,641,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,867,067 | $18,633,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 782,893 | $18,594,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 177,199 | $18,585,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 324,111 | $18,581,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 466,760 | $18,545,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 802,105 | $18,529,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 299,289 | $18,512,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 697,263 | $18,443,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,079,528 | $18,438,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 212,096 | $18,425,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 105,348 | $18,398,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,293,717 | $18,293,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 164,934 | $18,284,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 344,070 | $18,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 238,587 | $18,235,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 391,184 | $18,229,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,163,006 | $18,213,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,004,426 | $18,180,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 650,043 | $18,124,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 235,189 | $18,097,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 765,098 | $18,094,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 164,618 | $18,071,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 456,128 | $18,063,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 540,433 | $18,051,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 1,399,279 | $18,037,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 668,482 | $18,017,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 613,254 | $17,925,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 476,130 | $17,916,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 95,559 | $17,872,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 951,967 | $17,839,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 914,383 | $17,775,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 447,338 | $17,737,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 299,579 | $17,660,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 119,365 | $17,650,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 196,111 | $17,622,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 577,726 | $17,609,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 106,876 | $17,512,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 510,878 | $17,507,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 243,950 | $17,481,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 429,563 | $17,461,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,777,000 | $17,442,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 314,360 | $17,438,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 302,831 | $17,383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 490,684 | $17,366,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 223,996 | $17,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 368,666 | $17,294,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 478,484 | $17,269,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 164,153 | $17,236,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 397,895 | $17,233,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,761,744 | $17,230,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 558,440 | $17,228,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 946,465 | $17,217,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 106,007 | $17,135,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,793,682 | $17,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 435,745 | $17,092,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 666,030 | $17,070,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 205,175 | $17,050,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 274,441 | $17,029,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 318,949 | $17,015,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 499,233 | $17,004,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 338,236 | $16,999,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 284,868 | $16,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 350,495 | $16,968,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 948,633 | $16,961,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 553,906 | $16,928,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 792,361 | $16,893,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 830,227 | $16,762,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 365,198 | $16,751,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,480,200 | $16,732,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 625,804 | $16,721,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 199,888 | $16,720,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 173,900 | $16,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 384,133 | $16,663,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 438,614 | $16,619,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 179,855 | $16,583,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 315,815 | $16,577,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 292,222 | $16,570,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,026,792 | $16,521,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 726,539 | $16,514,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 469,249 | $16,512,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 323,575 | $16,502,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,391,585 | $16,468,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 436,266 | $16,465,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 523,141 | $16,463,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 293,108 | $16,373,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 672,086 | $16,351,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 103,222 | $16,343,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 307,875 | $16,333,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 212,211 | $16,324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 337,155 | $16,300,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,507,709 | $16,283,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 462,035 | $16,254,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,400,031 | $16,248,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 390,209 | $16,242,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 427,462 | $16,223,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 270,975 | $16,193,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 430,230 | $16,164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 455,861 | $16,160,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 345,108 | $16,092,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 241,843 | $16,090,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 261,884 | $16,084,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 173,933 | $16,066,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 653,065 | $16,066,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 306,681 | $16,051,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 345,848 | $16,013,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 948,164 | $16,013,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 785,143 | $16,009,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 368,164 | $16,008,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 368,018 | $15,953,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 865,210 | $15,946,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 15,975,000 | $15,855,000 | thousands by filing date | principal |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 272,699 | $15,847,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 335,064 | $15,826,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 186,451 | $15,763,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,631,886 | $15,762,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 20,359,000 | $15,754,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 803,983 | $15,694,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 232,088 | $15,619,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 274,045 | $15,601,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 981,478 | $15,468,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 746,886 | $15,453,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 293,485 | $15,426,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 412,001 | $15,412,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 88,529 | $15,383,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 339,377 | $15,357,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 230,006 | $15,349,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 3,081,704 | $15,347,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 603,921 | $15,346,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 612,887 | $15,329,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 136,491 | $15,316,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 253,859 | $15,308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 315,736 | $15,275,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,138,796 | $15,271,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 774,453 | $15,265,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 765,126 | $15,264,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 693,324 | $15,254,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 436,921 | $15,247,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 205,706 | $15,247,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 210,791 | $15,246,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 397,586 | $15,208,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,313,023 | $15,151,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 353,301 | $15,149,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 415,296 | $15,137,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 209,487 | $15,135,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 210,866 | $15,121,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 630,396 | $15,079,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 916,453 | $15,076,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 418,502 | $15,069,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,088,646 | $15,038,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 747,509 | $15,010,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 367,206 | $14,964,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 311,033 | $14,939,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 283,363 | $14,902,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 390,356 | $14,893,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 113,052 | $14,891,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 311,771 | $14,886,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,254,184 | $14,837,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,656,556 | $14,810,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 559,203 | $14,807,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 616,885 | $14,805,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 397,039 | $14,727,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 169,905 | $14,720,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 342,726 | $14,717,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 338,997 | $14,695,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 333,483 | $14,666,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,011,062 | $14,660,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 531,304 | $14,643,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 956,438 | $14,605,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,085,496 | $14,600,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 464,625 | $14,599,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 424,020 | $14,599,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 566,470 | $14,592,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 301,524 | $14,588,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 349,884 | $14,570,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 382,807 | $14,525,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 204,588 | $14,515,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 130,668 | $14,404,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 77,087 | $14,396,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14,495,000 | $14,394,000 | thousands by filing date | principal |
| OLD REP INTL CORP COM | 680223104 | Stock | 668,558 | $14,339,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 350,616 | $14,325,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 236,034 | $14,269,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 927,155 | $14,260,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,154,525 | $14,258,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 192,357 | $14,246,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 172,852 | $14,245,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 584,787 | $14,240,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 83,400 | $14,240,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 677,940 | $14,236,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 810,158 | $14,234,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 155,660 | $14,228,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 158,249 | $14,227,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 154,738 | $14,227,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 555,507 | $14,176,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 583,798 | $14,174,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 426,237 | $14,160,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 312,411 | $14,131,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 13,127,000 | $14,112,000 | thousands by filing date | principal |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 530,450 | $14,078,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 604,628 | $14,075,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 118,128 | $14,068,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 400,915 | $14,064,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 61,871 | $14,047,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 810,607 | $14,023,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 294,058 | $14,016,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,185,186 | $14,008,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 205,585 | $14,004,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 629,774 | $13,949,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 830,338 | $13,942,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 234,056 | $13,938,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 283,823 | $13,916,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 9,967,000 | $13,906,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 9,935,000 | $13,885,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 990,854 | $13,852,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,690,158 | $13,808,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 284,366 | $13,792,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 853,097 | $13,778,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 170,446 | $13,776,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 27,220 | $13,757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 384,909 | $13,752,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,168,907 | $13,734,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,042,612 | $13,711,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,457,939 | $13,690,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 354,948 | $13,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 984,071 | $13,620,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 64,408 | $13,587,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 381,858 | $13,576,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,409,457 | $13,573,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 12,545,000 | $13,569,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 540,975 | $13,563,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 993,868 | $13,557,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 174,753 | $13,548,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 283,561 | $13,548,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 418,481 | $13,537,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 124,979 | $13,532,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 333,863 | $13,484,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 527,030 | $13,477,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 105,403 | $13,472,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 356,655 | $13,460,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 649,382 | $13,436,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,458,753 | $13,434,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 227,952 | $13,432,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 845,329 | $13,424,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 260,502 | $13,422,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 4,282,000 | $13,421,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 441,600 | $13,416,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 611,993 | $13,402,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 425,173 | $13,392,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 519,326 | $13,347,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 13,510,000 | $13,347,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 102,309 | $13,338,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,714,710 | $13,324,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 525,758 | $13,322,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 387,812 | $13,321,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 392,128 | $13,314,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 359,933 | $13,307,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 588,290 | $13,307,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 472,406 | $13,303,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 554,712 | $13,302,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 680,918 | $13,291,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 292,844 | $13,275,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 951,485 | $13,272,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 994,322 | $13,244,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 706,521 | $13,204,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 173,514 | $13,144,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 855,651 | $13,143,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,758,194 | $13,129,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,178,600 | $13,111,000 | thousands by filing date | put |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 130,982 | $13,109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 631,676 | $13,082,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 293,326 | $13,074,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 630,632 | $13,054,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 246,242 | $13,046,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 398,520 | $13,004,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,181,327 | $12,995,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 851,865 | $12,991,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360,638 | $12,987,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 523,485 | $12,967,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 856,977 | $12,949,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 168,059 | $12,943,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 106,754 | $12,939,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 836,058 | $12,934,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 102,036 | $12,928,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 716,717 | $12,915,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 97,340 | $12,909,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 665,300 | $12,887,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 278,952 | $12,874,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 289,070 | $12,864,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 72,859 | $12,859,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,475,694 | $12,853,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 603,005 | $12,849,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 195,734 | $12,821,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,190,375 | $12,796,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 346,037 | $12,780,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 245,533 | $12,780,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,901,413 | $12,778,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 294,162 | $12,766,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 242,203 | $12,738,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 612,227 | $12,710,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 203,106 | $12,703,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 266,411 | $12,695,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 398,993 | $12,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 360,122 | $12,684,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 198,437 | $12,676,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 357,198 | $12,670,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 510,856 | $12,590,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 321,862 | $12,585,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 204,363 | $12,581,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,096,000 | $12,560,000 | thousands by filing date | principal |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,445,461 | $12,547,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,274,579 | $12,542,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 366,222 | $12,459,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 298,639 | $12,454,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 728,402 | $12,448,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 524,589 | $12,443,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 743,700 | $12,442,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 969,445 | $12,313,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 344,414 | $12,269,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 176,365 | $12,266,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,097,655 | $12,261,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 294,184 | $12,238,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 288,888 | $12,220,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 108,066 | $12,215,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 183,107 | $12,193,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 243,377 | $12,164,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 171,282 | $12,154,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 230,197 | $12,152,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 931,205 | $12,152,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 387,437 | $12,128,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 473,629 | $12,125,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 10,800,000 | $12,123,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 580,215 | $12,109,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 339,782 | $12,106,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 740,048 | $12,093,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 491,972 | $12,038,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 246,518 | $12,031,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 350,026 | $12,023,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,933,500 | $11,946,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,076,149 | $11,945,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 267,214 | $11,945,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10,853,000 | $11,921,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 85,676 | $11,920,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 434,192 | $11,919,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 292,167 | $11,918,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 325,024 | $11,909,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 78,650 | $11,903,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 131,914 | $11,865,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 221,064 | $11,855,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 142,222 | $11,853,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 62,690 | $11,851,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 184,087 | $11,833,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 451,476 | $11,806,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 8,086,000 | $11,802,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 178,629 | $11,793,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 204,010 | $11,788,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 387,835 | $11,786,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 182,830 | $11,776,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 187,325 | $11,765,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 319,666 | $11,764,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 230,613 | $11,755,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 222,260 | $11,734,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 185,769 | $11,718,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 287,358 | $11,695,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,415,450 | $11,677,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 228,299 | $11,649,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,259,547 | $11,636,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 77,326 | $11,610,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 343,564 | $11,582,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 270,897 | $11,581,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,027,538 | $11,580,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 14,281,000 | $11,579,000 | thousands by filing date | principal |
| SENDGRID INC | 816883102 | COM | 411,315 | $11,575,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 148,035 | $11,547,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 873,198 | $11,544,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,996,000 | $11,543,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 477,560 | $11,542,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 87,329 | $11,538,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 235,704 | $11,537,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 103,011 | $11,518,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 250,153 | $11,510,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 550,791 | $11,506,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 285,706 | $11,505,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 564,298 | $11,495,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 403,858 | $11,491,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 300,873 | $11,488,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 746,249 | $11,470,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 916,831 | $11,469,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,587,645 | $11,463,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 920,310 | $11,458,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 157,163 | $11,434,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 329,095 | $11,357,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 247,117 | $11,345,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 316,824 | $11,338,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 79,244 | $11,334,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 430,381 | $11,331,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 265,427 | $11,325,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 550,487 | $11,318,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 231,163 | $11,285,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 212,944 | $11,261,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 277,699 | $11,200,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 213,583 | $11,200,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 456,593 | $11,192,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 693,440 | $11,178,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 616,027 | $11,169,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 7,317,000 | $11,105,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 497,828 | $11,097,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 735,096 | $11,057,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 875,919 | $11,054,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 437,886 | $11,013,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,376,625 | $11,013,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 146,872 | $11,002,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 322,768 | $11,000,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 196,976 | $10,986,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 212,621 | $10,982,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 881,002 | $10,976,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,133,245 | $10,958,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 658,031 | $10,956,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,975,000 | $10,939,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 548,483 | $10,932,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,091,349 | $10,924,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 260,373 | $10,923,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 161,416 | $10,917,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,346,886 | $10,910,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 749,938 | $10,897,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 148,808 | $10,885,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 207,945 | $10,874,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 314,056 | $10,866,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 219,028 | $10,853,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 462,898 | $10,841,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 549,530 | $10,837,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 217,839 | $10,830,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 434,858 | $10,810,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 285,985 | $10,802,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 171,733 | $10,796,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 708,895 | $10,796,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 277,895 | $10,767,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 419,603 | $10,763,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 440,179 | $10,761,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 270,481 | $10,730,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 199,425 | $10,729,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 210,069 | $10,724,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 165,969 | $10,723,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,437,065 | $10,721,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 736,232 | $10,690,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 167,609 | $10,678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 119,751 | $10,673,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 145,654 | $10,662,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 210,504 | $10,630,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 165,170 | $10,597,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 278,692 | $10,560,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 555,635 | $10,556,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 418,690 | $10,551,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 199,577 | $10,550,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 296,104 | $10,513,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 177,827 | $10,497,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 271,593 | $10,496,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,282,627 | $10,479,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 663,866 | $10,456,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 669,893 | $10,417,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 84,583 | $10,415,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 169,798 | $10,412,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 196,738 | $10,383,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 407,706 | $10,339,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 382,561 | $10,336,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 938,336 | $10,322,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 328,775 | $10,310,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 457,552 | $10,304,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77,872 | $10,301,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 101,967 | $10,289,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 379,771 | $10,269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 149,146 | $10,254,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 504,533 | $10,253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 713,039 | $10,247,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 934,497 | $10,241,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 195,294 | $10,231,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 866,050 | $10,219,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 353,447 | $10,214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 136,135 | $10,212,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 335,194 | $10,210,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 185,964 | $10,206,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 184,428 | $10,193,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 199,864 | $10,167,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 627,192 | $10,166,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 332,771 | $10,160,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 198,793 | $10,159,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 831,045 | $10,155,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 405,868 | $10,139,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,126,397 | $10,138,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |