13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Armo Biosciences Inc | 04225U104 | COM | 270,387 | $10,115,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 95,614 | $10,058,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 178,966 | $10,040,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 347,907 | $10,012,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 607,355 | $9,985,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 975,445 | $9,969,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 443,736 | $9,967,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 894,203 | $9,953,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 423,042 | $9,929,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 391,499 | $9,929,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 430,746 | $9,908,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 101,286 | $9,898,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,638,000 | $9,881,000 | thousands by filing date | principal |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 345,906 | $9,868,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 111,489 | $9,865,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 252,559 | $9,850,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 240,839 | $9,850,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 480,762 | $9,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 461,950 | $9,839,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 39,984 | $9,828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 305,435 | $9,828,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 170,398 | $9,824,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 247,240 | $9,822,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 246,171 | $9,803,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 157,737 | $9,792,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 278,825 | $9,791,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 421,472 | $9,791,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 730,734 | $9,790,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 877,718 | $9,778,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 254,497 | $9,768,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 577,452 | $9,754,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 164,024 | $9,747,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 57,495 | $9,738,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 662,647 | $9,715,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 116,772 | $9,705,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 617,668 | $9,697,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 473,542 | $9,655,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 198,091 | $9,650,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 696,471 | $9,646,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 650,943 | $9,636,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 153,610 | $9,631,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 139,842 | $9,620,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,299,895 | $9,619,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 225,744 | $9,616,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 114,487 | $9,580,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 139,999 | $9,569,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 427,451 | $9,554,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 299,420 | $9,552,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 731,832 | $9,536,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 233,097 | $9,532,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 242,489 | $9,524,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 387,730 | $9,523,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 651,691 | $9,515,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 110,701 | $9,509,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 897,552 | $9,504,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 367,755 | $9,498,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 419,635 | $9,483,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 9,546,000 | $9,462,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 13,754 | $9,450,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 369,095 | $9,445,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 583,643 | $9,444,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 390,027 | $9,435,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 838,345 | $9,432,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 648,589 | $9,431,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 209,586 | $9,423,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 110,610 | $9,416,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 162,162 | $9,405,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 676,977 | $9,396,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 391,329 | $9,391,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 591,571 | $9,388,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 527,800 | $9,380,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 154,132 | $9,357,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,952,000 | $9,348,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 106,015 | $9,305,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,618,023 | $9,287,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 154,710 | $9,265,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,139,699 | $9,255,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 202,803 | $9,252,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 307,537 | $9,242,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 289,004 | $9,234,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 257,284 | $9,231,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 37,793 | $9,223,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 51,354 | $9,215,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 396,242 | $9,212,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,962,000 | $9,212,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 528,837 | $9,202,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 240,341 | $9,193,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 558,684 | $9,191,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 746,509 | $9,189,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 139,800 | $9,187,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 516,937 | $9,186,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 374,936 | $9,178,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 337,636 | $9,156,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 606,377 | $9,144,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 306,322 | $9,128,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 189,949 | $9,126,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 137,644 | $9,114,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 135,631 | $9,104,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 466,697 | $9,091,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 118,812 | $9,080,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 101,766 | $9,050,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 418,337 | $9,044,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 557,566 | $9,043,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 303,895 | $9,028,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 127,164 | $9,026,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 517,996 | $9,013,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 122,291 | $9,012,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 269,180 | $9,012,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 432,322 | $8,987,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 129,175 | $8,966,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 542,981 | $8,943,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 179,130 | $8,928,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 558,773 | $8,924,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 548,589 | $8,915,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 285,482 | $8,915,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 880,741 | $8,913,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 219,036 | $8,899,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 279,156 | $8,894,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,118,484 | $8,880,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 201,076 | $8,872,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 126,561 | $8,867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 285,613 | $8,860,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 759,502 | $8,848,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 230,639 | $8,846,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 358,006 | $8,829,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 832,278 | $8,814,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 536,804 | $8,793,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 156,735 | $8,780,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 662,615 | $8,773,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 455,600 | $8,770,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 397,216 | $8,758,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 109,826 | $8,737,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 156,551 | $8,728,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 233,436 | $8,726,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,665,655 | $8,712,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 239,433 | $8,711,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 159,302 | $8,711,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 206,400 | $8,700,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 438,327 | $8,697,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 537,849 | $8,692,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 663,432 | $8,684,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 534,589 | $8,682,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 219,385 | $8,663,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 235,887 | $8,659,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 236,973 | $8,649,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 392,962 | $8,645,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 524,900 | $8,635,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,294,000 | $8,627,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,808,000 | $8,617,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 266,126 | $8,599,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 74,663 | $8,596,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,229,976 | $8,560,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 199,222 | $8,557,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 200,997 | $8,538,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 80,948 | $8,537,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 861,727 | $8,532,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 260,292 | $8,530,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 53,981 | $8,523,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 54,616 | $8,518,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 333,334 | $8,496,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 101,983 | $8,489,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 790,980 | $8,487,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 63,697 | $8,471,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 485,162 | $8,466,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 508,539 | $8,442,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,296,259 | $8,426,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 183,549 | $8,420,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 419,327 | $8,399,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 156,050 | $8,396,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 670,033 | $8,389,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 742,843 | $8,387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 211,907 | $8,378,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 88,859 | $8,346,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 483,870 | $8,308,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 174,951 | $8,302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 198,237 | $8,301,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 423,400 | $8,277,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 90,230 | $8,275,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 259,389 | $8,275,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 148,158 | $8,255,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 147,601 | $8,230,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 309,210 | $8,220,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 219,727 | $8,216,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 353,503 | $8,208,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 159,318 | $8,191,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 387,518 | $8,157,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 195,344 | $8,155,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,004,179 | $8,134,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 135,836 | $8,130,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 154,488 | $8,111,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 6,944,000 | $8,106,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 66,646 | $8,103,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 137,669 | $8,093,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 503,032 | $8,079,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 53,441 | $8,071,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 350,961 | $8,058,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 566,951 | $8,051,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 261,104 | $8,050,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 524,348 | $8,048,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 310,966 | $8,033,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 341,991 | $8,024,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 215,867 | $8,011,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 256,724 | $8,010,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 337,753 | $7,997,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 292,161 | $7,993,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 80,049 | $7,981,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 268,520 | $7,954,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 80,794 | $7,951,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 560,270 | $7,928,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 50,355 | $7,927,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 301,454 | $7,927,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 7,872,000 | $7,922,000 | thousands by filing date | principal |
| REGAL REXNORD CORPORATION | 758750103 | COM | 107,830 | $7,910,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 312,103 | $7,896,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 8,209,000 | $7,894,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 135,700 | $7,890,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 383,645 | $7,889,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 605,844 | $7,887,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 70,798 | $7,882,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 279,145 | $7,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 131,106 | $7,860,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 134,650 | $7,859,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 116,737 | $7,855,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 718,858 | $7,827,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 191,714 | $7,826,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 365,475 | $7,825,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 352,137 | $7,818,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 841,611 | $7,810,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,388,956 | $7,806,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 95,929 | $7,799,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 331,128 | $7,784,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 91,773 | $7,782,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 256,283 | $7,761,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,385,000 | $7,760,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 147,357 | $7,759,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 182,753 | $7,749,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 36,856 | $7,749,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 571,197 | $7,739,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 238,075 | $7,726,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,107,105 | $7,716,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 377,010 | $7,714,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 145,833 | $7,706,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 813,827 | $7,675,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 245,961 | $7,649,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 313,355 | $7,646,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 5,609,000 | $7,645,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 463,656 | $7,641,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,892,600 | $7,629,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 187,777 | $7,611,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 303,606 | $7,609,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 84,437 | $7,602,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 359,239 | $7,598,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 440,976 | $7,594,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 264,177 | $7,582,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 453,605 | $7,579,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 213,430 | $7,562,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 161,538 | $7,557,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,454,466 | $7,549,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 95,763 | $7,547,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 125,085 | $7,530,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 522,733 | $7,527,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 299,350 | $7,525,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 203,575 | $7,523,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 531,899 | $7,516,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 326,828 | $7,510,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 197,769 | $7,506,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 138,607 | $7,499,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 132,948 | $7,495,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 178,933 | $7,488,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 596,030 | $7,487,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 304,111 | $7,478,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 132,572 | $7,469,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 238,240 | $7,459,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 73,260 | $7,458,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 138,771 | $7,445,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 231,457 | $7,442,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 204,186 | $7,441,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 223,973 | $7,438,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 133,917 | $7,431,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 46,973 | $7,427,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 242,663 | $7,426,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 163,518 | $7,406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 66,856 | $7,400,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 310,948 | $7,370,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 93,257 | $7,359,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 59,495 | $7,348,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 43,737 | $7,348,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 195,399 | $7,348,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 183,741 | $7,348,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 390,983 | $7,347,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 218,970 | $7,328,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 219,188 | $7,323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 189,486 | $7,317,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 181,880 | $7,313,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 54,707 | $7,287,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 359,180 | $7,277,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 460,054 | $7,269,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 429,987 | $7,267,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 137,260 | $7,256,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 7,267,000 | $7,250,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 235,621 | $7,245,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 170,504 | $7,244,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 482,055 | $7,231,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 995,235 | $7,215,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 366,636 | $7,205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 144,418 | $7,193,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 144,714 | $7,166,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 7,085,000 | $7,147,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 1,120,764 | $7,145,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 154,230 | $7,143,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 320,129 | $7,142,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 292,642 | $7,120,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 118,496 | $7,114,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 640,354 | $7,114,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 207,383 | $7,105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 114,801 | $7,097,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 209,753 | $7,057,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 101,051 | $7,053,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 280,442 | $7,051,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 490,508 | $7,039,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 99,886 | $7,037,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 6,372,000 | $7,028,000 | thousands by filing date | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 465,880 | $7,026,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 410,266 | $7,019,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 90,322 | $7,018,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 59,985 | $7,016,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 248,618 | $7,010,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 201,817 | $7,009,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 87,680 | $7,002,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 129,731 | $6,979,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 60,895 | $6,979,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 254,616 | $6,972,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 960,222 | $6,972,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 133,624 | $6,964,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 223,791 | $6,963,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 47,564 | $6,958,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,205,641 | $6,958,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 215,573 | $6,952,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 262,488 | $6,951,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 109,219 | $6,947,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 192,662 | $6,946,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 630,317 | $6,933,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 391,553 | $6,930,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 236,461 | $6,926,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 322,740 | $6,923,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 58,051 | $6,903,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 718,886 | $6,901,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 203,035 | $6,898,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 600,000 | $6,893,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 142,163 | $6,889,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 381,760 | $6,883,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 646,294 | $6,882,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 879,431 | $6,878,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 143,691 | $6,878,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 105,665 | $6,863,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,521,100 | $6,837,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 127,567 | $6,832,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 394,955 | $6,829,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 34,151 | $6,827,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,380,000 | $6,807,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 171,586 | $6,786,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 170,537 | $6,780,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 266,840 | $6,778,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 158,085 | $6,774,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 610,275 | $6,762,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 362,299 | $6,761,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 189,560 | $6,749,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 269,080 | $6,748,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 234,177 | $6,742,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 330,392 | $6,739,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 300,652 | $6,735,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 128,988 | $6,707,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 174,102 | $6,702,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 531,025 | $6,701,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 6,510,000 | $6,691,000 | thousands by filing date | principal |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 677,607 | $6,681,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,300,000 | $6,673,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 163,326 | $6,671,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 959,812 | $6,671,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 223,336 | $6,667,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 336,661 | $6,656,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 197,544 | $6,647,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 228,360 | $6,645,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 417,233 | $6,625,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 418,546 | $6,617,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 320,349 | $6,615,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 86,036 | $6,611,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 199,241 | $6,605,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 64,946 | $6,596,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,000,000 | $6,578,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 126,697 | $6,572,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 132,432 | $6,571,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 74,118 | $6,570,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 36,547 | $6,567,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 183,267 | $6,557,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 334,190 | $6,546,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 42,699 | $6,546,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 258,106 | $6,546,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 222,613 | $6,545,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 148,887 | $6,531,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,603,000 | $6,529,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,300,000 | $6,510,000 | thousands by filing date | principal |
| LTC PPTYS INC COM | 502175102 | REIT | 171,196 | $6,505,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 210,832 | $6,502,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 238,323 | $6,501,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 495,160 | $6,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 122,369 | $6,483,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 198,302 | $6,460,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,012,200 | $6,460,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 78,864 | $6,447,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 91,603 | $6,444,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 283,650 | $6,441,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 296,000 | $6,435,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 151,601 | $6,423,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 983,754 | $6,414,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 378,609 | $6,409,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 6,467,000 | $6,402,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 303,601 | $6,400,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 255,941 | $6,392,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 250,393 | $6,385,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 83,390 | $6,382,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 408,745 | $6,372,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 146,381 | $6,370,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 203,840 | $6,366,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 140,675 | $6,364,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 218,756 | $6,352,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 418,932 | $6,351,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 385,371 | $6,339,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 86,099 | $6,337,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 541,727 | $6,333,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 359,923 | $6,331,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 130,441 | $6,326,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 689,528 | $6,322,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 124,003 | $6,307,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 375,515 | $6,306,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 104,384 | $6,302,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 30,062 | $6,296,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 163,091 | $6,295,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 212,902 | $6,290,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 145,130 | $6,288,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 135,469 | $6,288,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 379,769 | $6,285,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 83,804 | $6,280,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 247,235 | $6,280,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 183,056 | $6,277,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 144,655 | $6,263,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 6,513,000 | $6,254,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 467,478 | $6,250,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 45,674 | $6,225,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 290,205 | $6,219,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 102,369 | $6,209,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 298,522 | $6,207,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 6,401,000 | $6,205,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 248,099 | $6,202,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 96,876 | $6,181,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,089,000 | $6,180,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 47,866 | $6,174,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 141,999 | $6,163,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 283,866 | $6,148,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 322,441 | $6,133,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 618,464 | $6,110,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 328,472 | $6,109,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 110,491 | $6,097,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 242,310 | $6,090,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 184,421 | $6,086,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,067,329 | $6,084,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 339,370 | $6,075,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 314,682 | $6,073,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 757,103 | $6,071,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 190,864 | $6,068,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 156,051 | $6,063,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 112,291 | $6,055,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,933,400 | $6,052,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,000 | $6,038,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 297,290 | $6,038,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 173,466 | $6,033,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,922,948 | $6,031,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 262,745 | $6,004,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 66,784 | $5,983,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 307,004 | $5,980,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 143,151 | $5,976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 143,752 | $5,961,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 220,004 | $5,957,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 407,495 | $5,954,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 72,776 | $5,952,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 85,964 | $5,947,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 424,852 | $5,935,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 175,714 | $5,933,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 419,572 | $5,933,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 329,661 | $5,927,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 261,984 | $5,921,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 306,194 | $5,919,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 260,196 | $5,916,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 91,164 | $5,912,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 313,162 | $5,904,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 80,736 | $5,878,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 546,444 | $5,874,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 92,175 | $5,874,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 142,375 | $5,873,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 112,274 | $5,866,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |