13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ERIE INDTY CO CL A | 29530P102 | Stock | 37,141 | $4,556,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 113,225 | $4,552,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 775,500 | $4,542,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 374,484 | $4,534,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 385,723 | $4,529,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 225,356 | $4,525,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 125,150 | $4,519,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 196,089 | $4,519,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 124,929 | $4,514,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 219,679 | $4,513,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 40,018 | $4,511,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 739,600 | $4,504,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 72,710 | $4,496,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 471,131 | $4,491,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 63,193 | $4,480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 74,202 | $4,465,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 124,458 | $4,461,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 73,742 | $4,459,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 109,198 | $4,453,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 309,252 | $4,453,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 176,689 | $4,447,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 819,744 | $4,443,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 120,568 | $4,443,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 189,111 | $4,433,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 67,095 | $4,430,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 66,905 | $4,420,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 85,673 | $4,417,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 138,974 | $4,410,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 305,287 | $4,409,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 65,199 | $4,408,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 57,651 | $4,406,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 48,783 | $4,388,000 | thousands by filing date | |
| RH | 74967X103 | COM | 94,869 | $4,388,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 57,997 | $4,387,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 72,056 | $4,385,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 119,064 | $4,381,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 126,327 | $4,375,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 85,354 | $4,374,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 274,752 | $4,371,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 171,915 | $4,358,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 188,355 | $4,354,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 171,483 | $4,352,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 486,208 | $4,352,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 939,761 | $4,351,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 493,594 | $4,348,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,487,000 | $4,345,000 | thousands by filing date | principal |
| CATHAY GEN BANCORP | 149150104 | COM | 115,098 | $4,337,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 602,373 | $4,331,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 242,391 | $4,329,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 3,854,000 | $4,328,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 114,411 | $4,313,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 186,006 | $4,297,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 73,057 | $4,282,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 3,945,000 | $4,269,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 370,205 | $4,264,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 389,951 | $4,262,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 148,601 | $4,258,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 51,857 | $4,258,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 218,339 | $4,258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 149,140 | $4,258,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 77,776 | $4,255,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 227,378 | $4,252,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 157,057 | $4,252,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 208,646 | $4,242,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 388,116 | $4,235,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 357,788 | $4,226,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 37,381 | $4,219,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 144,298 | $4,219,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 183,867 | $4,210,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 224,366 | $4,209,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 102,511 | $4,208,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 113,106 | $4,200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 116,580 | $4,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100,309 | $4,195,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 281,497 | $4,194,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 244,068 | $4,189,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 57,004 | $4,185,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,457,000 | $4,182,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 275,068 | $4,178,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 501,659 | $4,174,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 191,049 | $4,172,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 99,827 | $4,167,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 41,688 | $4,166,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 69,895 | $4,162,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 158,242 | $4,161,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 338,504 | $4,157,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,281,000 | $4,154,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 487,162 | $4,151,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 232,171 | $4,145,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,298,064 | $4,140,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 282,221 | $4,130,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 270,499 | $4,128,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 98,736 | $4,126,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 124,350 | $4,123,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 56,715 | $4,119,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 505,942 | $4,119,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 466,958 | $4,119,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 63,115 | $4,103,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 355,164 | $4,102,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 410,229 | $4,099,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 92,211 | $4,092,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 175,943 | $4,087,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 297,081 | $4,085,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 193,846 | $4,085,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 689,963 | $4,084,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 382,629 | $4,083,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 158,478 | $4,079,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 46,081 | $4,078,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 178,552 | $4,056,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 82,920 | $4,054,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 400,842 | $4,044,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 187,361 | $4,032,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 173,339 | $4,030,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 105,124 | $4,023,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 98,573 | $4,016,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 117,101 | $4,013,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54,690 | $4,002,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 87,658 | $3,997,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 614,610 | $3,996,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 4,000,000 | $3,995,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,418,619 | $3,986,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 852,428 | $3,976,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 159,077 | $3,974,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 63,117 | $3,973,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 331,735 | $3,971,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 117,552 | $3,968,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 131,585 | $3,955,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 161,914 | $3,954,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 133,990 | $3,953,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 72,068 | $3,949,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 394,112 | $3,941,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 62,878 | $3,937,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 303,626 | $3,935,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 162,926 | $3,926,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 119,848 | $3,923,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 223,288 | $3,918,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 84,796 | $3,913,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 272,218 | $3,912,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 150,932 | $3,909,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 165,403 | $3,905,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 409,229 | $3,904,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 69,447 | $3,899,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 264,489 | $3,899,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 207,771 | $3,896,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 69,941 | $3,891,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 95,628 | $3,882,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 581,148 | $3,870,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,928,200 | $3,856,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 207,312 | $3,856,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 105,277 | $3,848,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 286,800 | $3,837,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 198,254 | $3,836,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 151,857 | $3,833,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 551,336 | $3,832,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 69,101 | $3,831,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 142,007 | $3,829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 156,379 | $3,827,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 183,407 | $3,822,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 78,226 | $3,820,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 48,649 | $3,818,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 508,152 | $3,816,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 189,936 | $3,815,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 95,395 | $3,792,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 165,854 | $3,786,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 569,851 | $3,784,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 397,691 | $3,778,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 290,156 | $3,778,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 159,373 | $3,777,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,081,000 | $3,770,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 470,100 | $3,769,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 59,046 | $3,768,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 224,037 | $3,758,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 110,820 | $3,746,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 53,728 | $3,745,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,705,000 | $3,730,000 | thousands by filing date | principal |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,460,000 | $3,724,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,850,000 | $3,720,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 105,699 | $3,719,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 140,290 | $3,718,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 310,772 | $3,708,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 246,483 | $3,705,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 190,992 | $3,703,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,479,000 | $3,688,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 164,646 | $3,679,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 78,012 | $3,674,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 308,371 | $3,669,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 125,516 | $3,667,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 135,205 | $3,661,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 194,729 | $3,660,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 257,151 | $3,658,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 168,938 | $3,658,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 177,442 | $3,646,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 325,123 | $3,639,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 80,753 | $3,636,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 59,384 | $3,630,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,162,100 | $3,625,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 116,070 | $3,624,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 81,050 | $3,619,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 106,094 | $3,615,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 285,080 | $3,615,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 94,115 | $3,614,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 188,133 | $3,600,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 161,753 | $3,590,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 22,360 | $3,583,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 83,090 | $3,575,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 234,526 | $3,567,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 137,991 | $3,562,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 254,397 | $3,561,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 158,500 | $3,558,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 114,164 | $3,558,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 408,395 | $3,553,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 181,001 | $3,551,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 125,941 | $3,540,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 152,787 | $3,531,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 79,225 | $3,510,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 648,396 | $3,508,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 205,895 | $3,501,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 617,600 | $3,495,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 76,783 | $3,492,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 59,274 | $3,483,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 200,753 | $3,482,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 221,782 | $3,482,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,961 | $3,473,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 49,522 | $3,471,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,233,000 | $3,471,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 266,570 | $3,463,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 283,092 | $3,459,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 85,624 | $3,459,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 338,912 | $3,450,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 74,771 | $3,446,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 59,768 | $3,444,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 133,293 | $3,432,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 300,725 | $3,426,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 65,840 | $3,416,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 562,800 | $3,416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 102,382 | $3,415,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 92,151 | $3,409,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 326,816 | $3,402,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 162,359 | $3,398,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 62,946 | $3,393,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 167,514 | $3,392,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 138,290 | $3,392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 83,913 | $3,388,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 220,437 | $3,384,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 214,047 | $3,384,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 271,005 | $3,369,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 120,138 | $3,364,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 204,952 | $3,362,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 189,712 | $3,360,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 124,717 | $3,356,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 375,206 | $3,355,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 56,374 | $3,353,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 699,247 | $3,349,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 408,783 | $3,344,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 169,050 | $3,344,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 121,536 | $3,336,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 780,168 | $3,324,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 77,208 | $3,323,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,237,900 | $3,320,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 79,757 | $3,320,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 49,451 | $3,313,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 239,501 | $3,312,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 27,957 | $3,309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 84,668 | $3,306,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 94,136 | $3,300,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 356,398 | $3,297,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 2,129,000 | $3,285,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 42,579 | $3,281,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 372,624 | $3,275,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 50,336 | $3,272,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 109,534 | $3,270,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,289,505 | $3,269,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 37,875 | $3,264,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 3,574,000 | $3,261,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 157,602 | $3,259,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 171,871 | $3,244,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 20,418 | $3,244,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 121,289 | $3,239,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 98,402 | $3,238,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 197,860 | $3,231,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 201,928 | $3,226,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 128,914 | $3,224,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,044,000 | $3,223,000 | thousands by filing date | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 130,765 | $3,220,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 131,430 | $3,220,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 62,670 | $3,202,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 195,889 | $3,187,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 73,860 | $3,185,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 252,924 | $3,181,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 53,779 | $3,176,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,814,046 | $3,175,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 128,795 | $3,171,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,462,000 | $3,163,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 80,381 | $3,155,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 167,847 | $3,142,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 105,447 | $3,141,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 454,856 | $3,138,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 140,441 | $3,125,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,125,000 | $3,124,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 201,703 | $3,120,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 212,424 | $3,112,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 239,635 | $3,110,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 229,220 | $3,106,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 215,133 | $3,102,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 86,411 | $3,101,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 63,344 | $3,099,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,852,000 | $3,098,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 424,700 | $3,097,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 75,658 | $3,090,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 137,794 | $3,087,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 178,771 | $3,087,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 277,976 | $3,086,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 227,214 | $3,084,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 56,026 | $3,081,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 97,560 | $3,076,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 140,543 | $3,073,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 72,756 | $3,071,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 54,599 | $3,069,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 55,325 | $3,068,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 86,231 | $3,065,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 745,000 | $3,060,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 378,565 | $3,048,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 43,781 | $3,038,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 156,481 | $3,038,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 77,435 | $3,038,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 93,535 | $3,030,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 93,065 | $3,025,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 257,322 | $3,024,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 126,606 | $3,023,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 287,371 | $3,020,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 228,548 | $3,017,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 177,296 | $3,016,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 160,325 | $3,011,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 133,537 | $3,011,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 85,000 | $3,009,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 104,118 | $3,009,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 306,275 | $3,002,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,151,430 | $2,990,000 | thousands by filing date | principal |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 167,041 | $2,987,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 102,743 | $2,975,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 253,072 | $2,974,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 265,877 | $2,970,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 247,001 | $2,967,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,862,000 | $2,964,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 82,145 | $2,963,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 43,497 | $2,962,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 158,753 | $2,962,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 85,994 | $2,958,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 197,817 | $2,956,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,714,000 | $2,956,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 203,342 | $2,952,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 425,946 | $2,948,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 65,387 | $2,948,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 114,499 | $2,946,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 62,681 | $2,934,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 244,551 | $2,930,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 111,781 | $2,928,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 152,227 | $2,927,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 246,974 | $2,926,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 151,735 | $2,921,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 69,010 | $2,918,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 52,382 | $2,913,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 165,898 | $2,910,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 127,088 | $2,905,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 44,458 | $2,903,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 47,099 | $2,901,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 169,130 | $2,901,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 77,727 | $2,897,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 86,159 | $2,891,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 123,277 | $2,885,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 482,416 | $2,880,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 106,135 | $2,879,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 53,727 | $2,877,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 59,579 | $2,877,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 189,133 | $2,877,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 275,212 | $2,876,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 247,888 | $2,873,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 123,719 | $2,873,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,735,600 | $2,866,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 47,204 | $2,865,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 114,690 | $2,864,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 56,048 | $2,864,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 97,157 | $2,861,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 220,221 | $2,859,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 89,462 | $2,858,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 69,306 | $2,856,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 105,479 | $2,853,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,096,000 | $2,852,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 276,200 | $2,840,000 | thousands by filing date | call |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 2,320,000 | $2,833,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 103,058 | $2,829,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 195,002 | $2,828,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 49,488 | $2,825,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,498,000 | $2,824,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,188,000 | $2,820,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 169,596 | $2,818,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 210,632 | $2,818,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 108,931 | $2,816,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,436 | $2,816,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 184,261 | $2,812,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 64,516 | $2,810,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 55,654 | $2,810,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 250,880 | $2,798,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 39,563 | $2,797,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 368,695 | $2,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,102 | $2,789,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 132,737 | $2,782,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,776,000 | $2,781,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 80,862 | $2,780,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 116,124 | $2,776,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 46,527 | $2,775,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,138,000 | $2,775,000 | thousands by filing date | principal |
| TCW CONV SECS FD INC | 872340104 | COM | 513,180 | $2,771,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,371,000 | $2,768,000 | thousands by filing date | principal |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 73,696 | $2,765,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 163,991 | $2,765,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 798,130 | $2,763,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 81,807 | $2,763,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 189,253 | $2,763,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 208,443 | $2,761,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 207,931 | $2,757,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 182,593 | $2,757,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 180,696 | $2,755,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 191,928 | $2,748,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 199,326 | $2,740,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 35,761 | $2,739,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 66,823 | $2,739,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 97,111 | $2,736,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,591,000 | $2,734,000 | thousands by filing date | principal |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 181,939 | $2,731,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 112,880 | $2,729,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 179,633 | $2,729,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 190,043 | $2,727,000 | thousands by filing date | |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 565,703 | $2,727,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 60,981 | $2,725,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 109,962 | $2,722,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 43,201 | $2,721,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 66,171 | $2,720,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 19,547 | $2,719,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 146,880 | $2,718,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 86,796 | $2,714,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 57,958 | $2,709,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 33,621 | $2,703,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 138,860 | $2,698,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 130,574 | $2,695,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 175,555 | $2,695,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 121,392 | $2,693,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 168,655 | $2,688,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,950,000 | $2,688,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 120,084 | $2,687,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 53,617 | $2,686,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 138,433 | $2,686,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,787 | $2,678,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 370,913 | $2,678,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,807,914 | $2,669,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 136,689 | $2,668,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 84,573 | $2,667,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 188,005 | $2,666,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 263,253 | $2,666,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 41,538 | $2,663,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 164,059 | $2,660,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 94,029 | $2,657,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 120,253 | $2,656,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 147,031 | $2,654,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 85,075 | $2,653,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 96,646 | $2,646,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 106,524 | $2,645,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 200,217 | $2,645,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 116,046 | $2,641,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,245 | $2,636,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 93,229 | $2,636,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 599,018 | $2,636,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 77,471 | $2,632,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 357,447 | $2,631,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 110,538 | $2,628,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 73,539 | $2,626,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 617,893 | $2,626,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,104 | $2,626,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 118,846 | $2,625,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 518,855 | $2,625,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 101,306 | $2,624,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 197,195 | $2,619,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 111,524 | $2,619,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,036,000 | $2,619,000 | thousands by filing date | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 312,813 | $2,618,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 33,257 | $2,614,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 43,420 | $2,605,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 107,963 | $2,605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 44,175 | $2,604,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 338,054 | $2,603,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 154,309 | $2,595,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,629,000 | $2,590,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 26,044 | $2,588,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 193,810 | $2,587,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 51,625 | $2,581,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 214,335 | $2,572,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 101,410 | $2,571,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 75,358 | $2,570,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,009 | $2,568,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 99,585 | $2,568,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |