13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELX PLC SPONSORED ADR | 759530108 | ADR | 840,965 | $16,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 471,452 | $16,628,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 153,059 | $16,627,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 283,827 | $16,602,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 598,931 | $16,584,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 556,760 | $16,580,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 366,515 | $16,567,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 385,986 | $16,544,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 956,526 | $16,510,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 614,307 | $16,506,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 797,061 | $16,500,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,611,289 | $16,483,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 270,016 | $16,469,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 422,358 | $16,425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 198,928 | $16,421,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 223,032 | $16,400,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 194,809 | $16,347,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 147,044 | $16,344,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,533,634 | $16,303,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 322,057 | $16,257,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 335,502 | $16,242,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,987,876 | $16,230,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 787,444 | $16,195,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 491,077 | $16,102,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 342,683 | $16,090,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 513,009 | $16,057,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 16,113,000 | $16,032,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 12,883,000 | $15,980,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 638,623 | $15,959,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 369,082 | $15,956,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 552,043 | $15,921,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,136,379 | $15,909,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 798,670 | $15,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 354,560 | $15,842,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 94,646 | $15,808,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 818,168 | $15,766,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 7,439,000 | $15,756,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,062,884 | $15,712,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,309,027 | $15,609,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,003,002 | $15,587,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 802,405 | $15,527,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 18,297 | $15,524,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 99,276 | $15,518,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 144,292 | $15,421,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,195,638 | $15,388,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 318,562 | $15,387,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 202,544 | $15,355,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 454,062 | $15,351,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 754,945 | $15,341,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 276,091 | $15,323,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 190,612 | $15,312,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 487,182 | $15,308,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 682,921 | $15,291,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 251,383 | $15,281,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 259,301 | $15,262,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,148,200 | $15,260,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 539,012 | $15,255,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 373,185 | $15,238,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 632,134 | $15,196,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 173,575 | $15,192,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 733,074 | $15,167,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 795,826 | $15,160,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 956,695 | $15,154,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 161,776 | $15,087,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 555,155 | $15,056,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 257,367 | $15,031,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 157,084 | $15,029,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 379,381 | $15,028,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7,011,543 | $15,005,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 454,600 | $14,997,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 346,753 | $14,990,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 135,769 | $14,962,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 140,210 | $14,950,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 336,707 | $14,933,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 512,421 | $14,906,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 240,892 | $14,904,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 373,829 | $14,902,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 784,317 | $14,902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 176,379 | $14,814,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 464,161 | $14,811,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 308,724 | $14,794,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,276,900 | $14,769,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 779,167 | $14,750,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 331,643 | $14,731,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 601,764 | $14,671,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 218,290 | $14,648,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,308,416 | $14,601,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 176,759 | $14,588,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 409,061 | $14,582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 169,294 | $14,569,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 145,133 | $14,558,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 330,633 | $14,537,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 318,784 | $14,535,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,765,448 | $14,534,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,102,937 | $14,515,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 862,723 | $14,494,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 399,124 | $14,468,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,111,134 | $14,456,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 10,930,000 | $14,443,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 938,217 | $14,411,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,087,108 | $14,404,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 637,300 | $14,403,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 14,630,000 | $14,393,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 599,355 | $14,360,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,222,458 | $14,339,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 129,873 | $14,334,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 131,496 | $14,326,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 539,623 | $14,317,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 51,000 | $14,315,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,102,500 | $14,283,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 177,494 | $14,281,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 443,815 | $14,269,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 100,778 | $14,255,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 397,404 | $14,255,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 130,525 | $14,240,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 568,947 | $14,235,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 8,994,000 | $14,215,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 348,748 | $14,187,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 994,220 | $14,177,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 333,602 | $14,142,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 499,004 | $14,142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,383,354 | $14,138,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,272,874 | $14,090,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 113,207 | $14,065,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,169,794 | $14,060,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 5,255,000 | $14,056,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 212,462 | $14,055,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 106,469 | $14,019,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 143,044 | $14,011,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 206,619 | $14,010,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 351,035 | $13,960,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 177,567 | $13,916,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 679,926 | $13,899,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 22,542 | $13,856,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 320,673 | $13,840,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 208,021 | $13,812,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 116,141 | $13,791,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 266,759 | $13,789,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 225,927 | $13,759,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 664,223 | $13,743,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 683,122 | $13,711,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 831,102 | $13,689,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,241,722 | $13,659,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 578,707 | $13,629,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,288,316 | $13,615,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 543,568 | $13,589,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 226,698 | $13,580,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 314,695 | $13,578,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 576,433 | $13,551,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 540,701 | $13,550,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 491,999 | $13,516,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 656,363 | $13,513,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 839,725 | $13,502,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 262,608 | $13,486,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 698,687 | $13,485,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 475,898 | $13,477,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 367,611 | $13,472,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 387,990 | $13,471,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 131,224 | $13,470,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 342,497 | $13,454,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 911,603 | $13,446,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,604,260 | $13,443,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 222,312 | $13,438,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 427,548 | $13,425,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 170,733 | $13,419,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 202,817 | $13,415,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 788,909 | $13,380,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,552,912 | $13,371,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,361,483 | $13,356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 553,379 | $13,353,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 29,374 | $13,314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 334,289 | $13,305,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 429,522 | $13,285,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 304,258 | $13,284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 353,810 | $13,279,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,017,803 | $13,272,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 427,581 | $13,239,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 306,617 | $13,215,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 350,973 | $13,197,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 348,397 | $13,173,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 118,429 | $13,139,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 481,974 | $13,134,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 235,525 | $13,128,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 904,104 | $13,101,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 532,210 | $13,061,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 126,991 | $13,050,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 211,639 | $13,042,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 753,447 | $13,042,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,118,399 | $13,029,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 246,578 | $13,027,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 225,701 | $13,022,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 337,583 | $13,010,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 261,362 | $12,997,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 511,973 | $12,958,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 618,643 | $12,948,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,021,135 | $12,948,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,030,869 | $12,937,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 60,812 | $12,934,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 465,370 | $12,933,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 240,947 | $12,917,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 188,169 | $12,907,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 126,094 | $12,895,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 659,355 | $12,884,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 297,122 | $12,864,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 448,030 | $12,849,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 188,499 | $12,803,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 139,671 | $12,780,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,079,000 | $12,768,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 331,492 | $12,762,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 501,630 | $12,762,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 251,382 | $12,730,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,079,285 | $12,724,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 213,973 | $12,720,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 426,126 | $12,695,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 594,965 | $12,685,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 228,318 | $12,685,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 120,663 | $12,668,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 164,628 | $12,660,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,452,853 | $12,630,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 275,839 | $12,606,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 416,452 | $12,601,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 106,980 | $12,595,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 552,521 | $12,587,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,466,233 | $12,578,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 831,340 | $12,570,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 413,214 | $12,566,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 745,344 | $12,551,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,549,038 | $12,546,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 250,945 | $12,532,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,312,670 | $12,523,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 388,453 | $12,520,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,217,734 | $12,517,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 19,784,000 | $12,514,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 687,953 | $12,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 372,289 | $12,450,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 212,862 | $12,442,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 919,143 | $12,436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 210,218 | $12,416,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 225,288 | $12,397,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 14,238,193 | $12,387,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 446,566 | $12,387,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 143,767 | $12,371,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 67,598 | $12,350,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 451,630 | $12,338,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 866,014 | $12,323,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 380,943 | $12,320,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 698,458 | $12,314,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 529,479 | $12,306,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 13,510,000 | $12,294,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 122,493 | $12,283,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 589,273 | $12,257,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,471,614 | $12,244,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 178,161 | $12,209,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 407,169 | $12,203,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 575,702 | $12,176,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,105,341 | $12,159,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 236,919 | $12,145,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,947,000 | $12,137,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,275,000 | $12,137,000 | thousands by filing date | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 286,247 | $12,093,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 505,764 | $12,093,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 311,954 | $12,063,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 367,125 | $12,060,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 162,121 | $12,051,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 194,750 | $12,045,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 329,258 | $12,026,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 99,559 | $12,017,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 322,663 | $11,974,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 575,662 | $11,963,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,390,000 | $11,933,000 | thousands by filing date | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 525,731 | $11,897,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 329,391 | $11,895,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 172,911 | $11,888,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 258,297 | $11,880,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 173,427 | $11,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 355,026 | $11,876,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 283,393 | $11,858,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 111,230 | $11,853,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 473,253 | $11,845,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 265,072 | $11,844,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,130,197 | $11,822,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 623,312 | $11,756,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 383,805 | $11,745,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 141,490 | $11,738,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 493,099 | $11,653,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 145,566 | $11,651,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 288,913 | $11,629,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 12,184,000 | $11,626,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 362,139 | $11,602,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 80,437 | $11,598,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 269,744 | $11,598,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 270,218 | $11,549,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 230,181 | $11,537,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 900,465 | $11,508,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 70,224 | $11,467,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,099,114 | $11,461,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 271,969 | $11,458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 342,135 | $11,456,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 262,945 | $11,451,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 429,491 | $11,437,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 132,266 | $11,429,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,666,461 | $11,385,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,710,680 | $11,376,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 229,514 | $11,371,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,302,832 | $11,322,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 254,198 | $11,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 171,922 | $11,256,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 227,508 | $11,239,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,192,533 | $11,233,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 871,280 | $11,204,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 40,027 | $11,198,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 164,941 | $11,168,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 844,619 | $11,166,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 98,710 | $11,152,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $11,146,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 313,090 | $11,143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 194,698 | $11,121,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 105,179 | $11,106,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,104,068 | $11,088,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 403,498 | $11,075,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,336,833 | $11,068,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 604,820 | $11,068,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 294,043 | $11,053,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 203,441 | $11,041,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 23,036 | $11,032,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 817,164 | $11,032,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 688,390 | $11,014,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,123,757 | $11,013,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 554,843 | $11,009,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 78,410 | $10,994,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 661,337 | $10,978,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 228,570 | $10,946,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 151,603 | $10,928,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 560,011 | $10,915,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 127,568 | $10,855,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 334,665 | $10,851,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 131,424 | $10,833,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 186,855 | $10,816,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 306,712 | $10,787,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 254,223 | $10,782,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 298,456 | $10,777,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,167,070 | $10,768,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 683,880 | $10,709,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 207,746 | $10,694,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 98,642 | $10,693,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 717,823 | $10,688,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 162,998 | $10,685,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 331,953 | $10,668,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 498,498 | $10,657,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 550,591 | $10,626,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 413,196 | $10,619,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 410,226 | $10,608,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 175,709 | $10,600,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 767,606 | $10,593,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 900,674 | $10,547,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 56,674 | $10,546,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 585,077 | $10,520,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 376,600 | $10,519,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 143,575 | $10,498,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 553,854 | $10,496,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 104,434 | $10,487,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 72,479 | $10,484,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 183,619 | $10,462,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 307,296 | $10,433,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 195,309 | $10,374,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 472,501 | $10,348,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 289,515 | $10,326,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 504,241 | $10,326,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 335,211 | $10,301,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 391,296 | $10,299,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 261,646 | $10,287,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 695,656 | $10,266,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 936,887 | $10,231,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 192,808 | $10,203,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 776,513 | $10,172,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 452,867 | $10,144,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 721,283 | $10,120,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 257,167 | $10,094,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,242,423 | $10,063,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,633,223 | $10,060,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 676,908 | $10,045,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 836,837 | $10,042,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 576,152 | $10,025,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,173,546 | $10,022,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 294,202 | $10,003,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 114,937 | $9,984,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,175,000 | $9,984,000 | thousands by filing date | principal |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 389,018 | $9,932,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 77,081 | $9,931,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 251,637 | $9,930,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 494,695 | $9,919,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 8,543,000 | $9,872,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 10,012,000 | $9,850,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 114,601 | $9,849,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 174,889 | $9,841,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 95,831 | $9,833,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,155,719 | $9,811,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 253,432 | $9,805,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 747,410 | $9,770,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 334,215 | $9,762,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 8,425,000 | $9,757,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 560,885 | $9,754,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 359,988 | $9,741,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 134,843 | $9,704,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 198,974 | $9,700,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 432,085 | $9,674,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 203,912 | $9,651,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 329,745 | $9,651,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,980,886 | $9,647,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 464,416 | $9,628,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 258,127 | $9,610,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 465,725 | $9,598,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 335,166 | $9,585,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 552,215 | $9,581,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 458,338 | $9,580,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 141,059 | $9,578,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 487,747 | $9,574,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 215,069 | $9,566,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 898,668 | $9,562,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 362,866 | $9,561,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 619,550 | $9,529,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 78,475 | $9,518,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 213,085 | $9,487,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 410,065 | $9,480,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 304,263 | $9,466,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 545,072 | $9,457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 293,320 | $9,448,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 83,679 | $9,430,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 73,403 | $9,427,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 491,174 | $9,411,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 192,380 | $9,406,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 89,905 | $9,386,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 415,115 | $9,382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 264,208 | $9,374,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 112,983 | $9,368,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 147,112 | $9,356,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 486,580 | $9,343,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 140,502 | $9,334,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 516,700 | $9,301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 318,303 | $9,294,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 199,644 | $9,273,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 9,121,000 | $9,258,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 360,524 | $9,237,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 395,941 | $9,234,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 383,781 | $9,218,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 178,287 | $9,202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 743,766 | $9,186,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 728,030 | $9,181,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,206,835 | $9,158,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 278,913 | $9,121,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 810,575 | $9,111,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 450,487 | $9,099,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 344,990 | $9,091,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 542,934 | $9,073,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 354,107 | $9,051,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 352,827 | $9,046,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 375,331 | $9,023,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 550,025 | $9,020,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 222,053 | $9,015,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 946,909 | $8,996,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 363,262 | $8,994,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 187,397 | $8,979,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,028,000 | $8,958,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 75,855 | $8,954,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 200,776 | $8,950,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 811,150 | $8,914,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 566,739 | $8,898,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,772,000 | $8,892,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 368,008 | $8,891,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 38,367 | $8,884,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 277,735 | $8,882,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 867,794 | $8,878,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 309,895 | $8,866,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 195,192 | $8,866,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 301,643 | $8,865,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 319,654 | $8,864,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 544,560 | $8,855,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 275,338 | $8,845,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 101,931 | $8,844,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 8,822,000 | $8,844,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 747,189 | $8,817,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 179,434 | $8,809,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 616,794 | $8,801,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 244,062 | $8,799,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 186,159 | $8,786,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 536,424 | $8,771,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 864,324 | $8,756,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 230,581 | $8,751,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 164,710 | $8,748,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 134,708 | $8,743,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 129,746 | $8,738,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 158,530 | $8,727,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 498,029 | $8,726,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 126,763 | $8,709,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 206,023 | $8,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 274,544 | $8,698,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 215,943 | $8,659,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 906,017 | $8,634,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 71,764 | $8,615,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 210,441 | $8,599,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |