13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 51,610 | $2,556,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 30,587 | $2,553,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,675 | $2,550,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 108,905 | $2,550,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 148,552 | $2,549,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 206,053 | $2,539,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 80,340 | $2,527,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,131,000 | $2,526,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,036 | $2,523,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 75,459 | $2,520,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 132,299 | $2,514,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 96,139 | $2,512,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 84,710 | $2,508,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 45,430 | $2,508,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 396,762 | $2,507,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 87,269 | $2,502,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 228,072 | $2,499,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 101,138 | $2,492,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 95,536 | $2,480,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 831,576 | $2,478,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 153,533 | $2,476,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 175,238 | $2,472,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 310,895 | $2,472,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 368,413 | $2,468,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,772,000 | $2,467,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 102,735 | $2,460,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 553,738 | $2,459,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,513,000 | $2,459,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,160,000 | $2,458,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 62,442 | $2,450,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,485,000 | $2,450,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 24,452 | $2,449,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 111,319 | $2,448,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 95,716 | $2,447,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 59,642 | $2,445,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 93,021 | $2,442,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 79,719 | $2,432,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 94,667 | $2,427,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 46,844 | $2,426,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123,553 | $2,417,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 279,888 | $2,415,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 93,777 | $2,415,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 68,237 | $2,413,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 116,674 | $2,410,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 141,659 | $2,401,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 180,165 | $2,400,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 43,047 | $2,390,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 89,417 | $2,389,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,375,000 | $2,388,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,380,000 | $2,388,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 33,575 | $2,386,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 109,747 | $2,376,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 50,612 | $2,371,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 168,887 | $2,368,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 168,607 | $2,365,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 129,335 | $2,364,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 93,366 | $2,363,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 142,831 | $2,357,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 36,018 | $2,357,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 142,062 | $2,354,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 177,542 | $2,354,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 61,457 | $2,354,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 143,076 | $2,351,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 38,239 | $2,351,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 160,827 | $2,347,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 312,327 | $2,346,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17,367 | $2,345,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 79,428 | $2,345,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 40,084 | $2,341,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 73,664 | $2,339,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 119,492 | $2,338,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 22,204 | $2,335,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 77,127 | $2,333,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 155,530 | $2,329,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 206,135 | $2,327,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 329,902 | $2,326,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 274,355 | $2,324,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 83,089 | $2,322,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 179,029 | $2,321,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 44,899 | $2,319,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 167,026 | $2,319,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,504,000 | $2,316,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 185,161 | $2,316,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 152,903 | $2,315,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 85,468 | $2,307,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 83,129 | $2,307,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 128,976 | $2,302,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 189,160 | $2,300,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 75,256 | $2,296,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 72,620 | $2,293,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 33,187 | $2,292,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 141,569 | $2,292,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 242,699 | $2,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 44,044 | $2,286,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 169,914 | $2,283,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 245,275 | $2,281,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 138,974 | $2,281,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 164,490 | $2,272,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 65,912 | $2,267,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 44,171 | $2,264,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 56,556 | $2,261,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 170,147 | $2,258,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 90,763 | $2,251,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 152,987 | $2,249,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 57,385 | $2,249,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 48,657 | $2,244,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 58,270 | $2,243,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 24,414 | $2,241,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 76,448 | $2,240,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 77,681 | $2,238,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 365,200 | $2,237,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 54,416 | $2,236,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,565,000 | $2,234,000 | thousands by filing date | principal |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 141,292 | $2,229,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 81,124 | $2,228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 69,168 | $2,222,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 26,372 | $2,219,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 31,160 | $2,217,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 50,420 | $2,216,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,541 | $2,210,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 41,134 | $2,204,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 88,408 | $2,203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 91,672 | $2,201,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 67,126 | $2,200,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 45,915 | $2,200,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 109,184 | $2,200,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 73,422 | $2,199,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 127,145 | $2,199,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 33,919 | $2,190,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 220,693 | $2,189,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 160,396 | $2,184,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 128,337 | $2,182,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 767,600 | $2,180,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 31,246 | $2,179,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 90,427 | $2,177,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 197,024 | $2,173,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 54,025 | $2,172,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 171,759 | $2,169,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 104,811 | $2,168,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 152,993 | $2,162,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 168,095 | $2,160,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,136,206 | $2,159,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 108,846 | $2,158,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 46,920 | $2,156,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 523,221 | $2,155,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 33,415 | $2,154,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 45,961 | $2,152,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 44,788 | $2,148,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 35,986 | $2,147,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 42,210 | $2,147,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 112,006 | $2,145,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 136,004 | $2,143,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 73,570 | $2,136,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 162,611 | $2,134,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 107,147 | $2,123,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 20,608 | $2,123,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 85,868 | $2,118,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 50,255 | $2,116,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 191,108 | $2,116,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 73,453 | $2,115,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20,678 | $2,113,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 101,545 | $2,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 41,667 | $2,109,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 242,041 | $2,104,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 79,462 | $2,104,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 99,487 | $2,099,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 65,880 | $2,096,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,360,004 | $2,094,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 360,695 | $2,092,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 107,031 | $2,087,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,210 | $2,083,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 50,672 | $2,080,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 116,626 | $2,079,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 102,729 | $2,076,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 111,626 | $2,069,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 102,544 | $2,067,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 41,982 | $2,063,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 133,369 | $2,062,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 48,254 | $2,055,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 212,645 | $2,052,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 525,150 | $2,048,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 47,396 | $2,046,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 111,859 | $2,046,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 91,658 | $2,044,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 119,172 | $2,041,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 64,150 | $2,040,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 101,718 | $2,039,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 63,347 | $2,037,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 167,028 | $2,036,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 35,529 | $2,035,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 36,930 | $2,033,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 163,573 | $2,029,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 91,622 | $2,026,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,356,000 | $2,025,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,948,000 | $2,024,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 76,522 | $2,022,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 99,264 | $2,017,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 145,675 | $2,015,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 250,267 | $2,010,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,216 | $2,009,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 510,797 | $2,008,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 33,326 | $2,006,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 55,999 | $2,005,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 220,669 | $2,004,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 39,238 | $2,002,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 96,630 | $2,000,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 18,501 | $1,996,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 41,442 | $1,995,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 34,484 | $1,994,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 71,594 | $1,991,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 257,551 | $1,985,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 206,960 | $1,983,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 270,295 | $1,981,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 36,122 | $1,980,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 88,582 | $1,979,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 53,341 | $1,971,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 30,599 | $1,968,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 31,541 | $1,967,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 51,901 | $1,967,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 44,736 | $1,961,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 95,498 | $1,957,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 51,407 | $1,957,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 77,152 | $1,956,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 94,714 | $1,953,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 272,329 | $1,951,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 175,713 | $1,950,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 314,746 | $1,949,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 143,425 | $1,944,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 33,148 | $1,944,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 127,863 | $1,937,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 28,264 | $1,937,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 29,987 | $1,935,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 268,702 | $1,935,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 142,044 | $1,932,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 243,016 | $1,932,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 215,000 | $1,928,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 145,538 | $1,928,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,935 | $1,925,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 144,176 | $1,925,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 128,613 | $1,922,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 39,825 | $1,921,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 765,700 | $1,920,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 101,556 | $1,916,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 146,953 | $1,914,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 127,638 | $1,912,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 68,248 | $1,911,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 253,397 | $1,906,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 56,482 | $1,902,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 214,201 | $1,900,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 30,097 | $1,896,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 76,932 | $1,889,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 37,439 | $1,887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 50,170 | $1,886,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 148,444 | $1,884,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 308,223 | $1,883,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 49,584 | $1,882,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 145,067 | $1,880,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 66,607 | $1,878,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 224,631 | $1,877,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 22,976 | $1,873,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 93,360 | $1,871,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 288,168 | $1,865,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 127,690 | $1,865,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,840 | $1,863,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 37,888 | $1,862,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 45,216 | $1,861,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 59,052 | $1,850,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 51,869 | $1,846,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,978 | $1,845,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 331,687 | $1,842,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,085 | $1,842,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 56,111 | $1,838,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 90,502 | $1,837,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 270,414 | $1,836,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 166,756 | $1,834,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 62,689 | $1,833,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 56,310 | $1,830,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 59,438 | $1,830,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 56,180 | $1,829,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 123,190 | $1,826,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 23,229 | $1,824,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 181,567 | $1,821,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 31,480 | $1,814,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 81,721 | $1,813,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 76,524 | $1,810,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 181,319 | $1,808,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14,415 | $1,806,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 69,335 | $1,806,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,000,000 | $1,806,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 357,495 | $1,802,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 53,120 | $1,800,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 53,586 | $1,799,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 110,974 | $1,796,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,540 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,608 | $1,795,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 178,947 | $1,795,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 68,963 | $1,788,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 40,592 | $1,788,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 95,024 | $1,787,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 50,299 | $1,781,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 202,804 | $1,781,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 689,575 | $1,780,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 123,816 | $1,779,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 181,492 | $1,779,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 155,076 | $1,777,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 63,373 | $1,776,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 217,600 | $1,770,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 119,676 | $1,770,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 126,894 | $1,768,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 74,050 | $1,767,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 103,402 | $1,764,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 186,812 | $1,764,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 157,268 | $1,763,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 133,389 | $1,761,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 466,799 | $1,759,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 43,498 | $1,757,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 461,750 | $1,754,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 96,863 | $1,748,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 222,602 | $1,747,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 35,272 | $1,741,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 53,820 | $1,739,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 55,734 | $1,739,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 57,721 | $1,735,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 207,820 | $1,735,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 55,301 | $1,735,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 51,945 | $1,723,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 109,522 | $1,716,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 31,590 | $1,713,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 43,131 | $1,711,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 42,545 | $1,709,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 87,115 | $1,708,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 34,197 | $1,707,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 166,916 | $1,703,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 22,260 | $1,702,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 135,097 | $1,699,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 194,845 | $1,695,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 92,970 | $1,689,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,524 | $1,687,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 449,800 | $1,686,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 35,815 | $1,684,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 37,007 | $1,681,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 78,254 | $1,679,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 34,485 | $1,679,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 45,036 | $1,677,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 207,075 | $1,673,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 238,422 | $1,667,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 50,266 | $1,667,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 25,693 | $1,666,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 184,066 | $1,664,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 41,065 | $1,663,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,382,000 | $1,662,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 100,001 | $1,661,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 87,637 | $1,660,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 78,049 | $1,659,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 165,429 | $1,659,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 118,364 | $1,658,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 34,321 | $1,652,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,669,000 | $1,648,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 14,926 | $1,645,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 96,263 | $1,642,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 40,799 | $1,636,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 54,570 | $1,633,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 32,854 | $1,632,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 51,684 | $1,628,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 46,376 | $1,620,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 60,895 | $1,617,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 2,990,000 | $1,617,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 52,458 | $1,613,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 74,009 | $1,609,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 17,841 | $1,607,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 78,850 | $1,604,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 19,453 | $1,596,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 104,604 | $1,595,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 77,572 | $1,595,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 236,326 | $1,595,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 53,580 | $1,594,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 64,986 | $1,593,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 147,031 | $1,588,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 115,484 | $1,588,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 43,718 | $1,588,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 39,778 | $1,587,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 29,840 | $1,586,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 45,184 | $1,582,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 444,106 | $1,580,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 49,674 | $1,579,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 97,159 | $1,579,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 33,218 | $1,579,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 149,770 | $1,578,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 162,935 | $1,576,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,450,000 | $1,574,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 183,013 | $1,574,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 178,718 | $1,573,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 62,070 | $1,573,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 87,572 | $1,572,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 77,254 | $1,568,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 30,679 | $1,566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 35,966 | $1,564,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 90,000 | $1,563,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,087 | $1,562,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 70,682 | $1,562,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 157,030 | $1,560,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 229,824 | $1,558,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 64,190 | $1,558,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 111,953 | $1,556,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 40,957 | $1,553,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 134,259 | $1,553,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 59,411 | $1,551,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 87,044 | $1,549,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 123,004 | $1,543,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 80,626 | $1,542,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 28,240 | $1,542,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 107,841 | $1,542,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 117,091 | $1,540,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 48,112 | $1,539,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 191,214 | $1,539,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 295,770 | $1,538,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 31,534 | $1,538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 30,573 | $1,533,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,252,000 | $1,530,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 48,634 | $1,529,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 62,037 | $1,529,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 27,006 | $1,528,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 121,645 | $1,527,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 97,833 | $1,525,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 18,039 | $1,524,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 129,136 | $1,524,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 281,450 | $1,519,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 107,125 | $1,518,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 44,497 | $1,518,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 92,901 | $1,515,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 113,200 | $1,515,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 95,203 | $1,514,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 40,684 | $1,508,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 34,355 | $1,506,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,109 | $1,506,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 44,845 | $1,506,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 440,728 | $1,503,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 140,717 | $1,499,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,324 | $1,498,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 87,879 | $1,498,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 168,780 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 550,000 | $1,496,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 69,358 | $1,494,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 971,900 | $1,483,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 94,312 | $1,482,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 71,148 | $1,479,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 187,039 | $1,475,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 58,181 | $1,475,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 38,835 | $1,472,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 51,146 | $1,471,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 160,519 | $1,468,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 60,488 | $1,464,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 276,152 | $1,464,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 123,630 | $1,460,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 38,433 | $1,456,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 192,865 | $1,455,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 33,155 | $1,454,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 144,354 | $1,454,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 64,980 | $1,451,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 57,354 | $1,450,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 21,024 | $1,449,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 40,106 | $1,448,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 57,447 | $1,448,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 56,396 | $1,447,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 469,100 | $1,444,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 293,066 | $1,439,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 21,951 | $1,438,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 11,869 | $1,437,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 88,195 | $1,433,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 60,518 | $1,431,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 52,856 | $1,430,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 724,000 | $1,430,000 | thousands by filing date | principal |
| CAROLINA FINL CORP NEW | 143873107 | COM | 47,623 | $1,428,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 147,685 | $1,426,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 712,068 | $1,424,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 139,663 | $1,424,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 66,584 | $1,421,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 55,877 | $1,417,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 33,353 | $1,414,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33,403 | $1,414,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 93,614 | $1,414,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 31,956 | $1,412,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 12,708 | $1,411,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 39,644 | $1,409,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 38,605 | $1,409,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 97,329 | $1,409,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 256,564 | $1,404,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 81,056 | $1,401,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,671 | $1,396,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 97,024 | $1,391,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 183,681 | $1,386,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,462 | $1,386,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 578,940 | $1,385,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 254,020 | $1,385,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 606,658 | $1,377,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 46,220 | $1,377,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 83,731 | $1,373,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 47,127 | $1,373,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 884,000 | $1,372,000 | thousands by filing date | principal |
| SPX FLOW INC COM | 78469X107 | Stock | 39,493 | $1,371,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |