13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Coca-Cola Company | 191216100 | COM | 740,422 | $1,370,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 75,068 | $1,370,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 9,555 | $1,367,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 80,060 | $1,366,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 64,658 | $1,366,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,229,800 | $1,365,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,360 | $1,364,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 58,375 | $1,364,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 57,683 | $1,364,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 25,363 | $1,362,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,457,000 | $1,358,000 | thousands by filing date | principal |
| ELDORADO RESORTS INC | 28470R102 | COM | 71,532 | $1,354,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 18,226 | $1,353,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,500,400 | $1,350,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 62,806 | $1,350,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 926,000 | $1,349,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 81,680 | $1,347,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 32,524 | $1,346,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 55,827 | $1,344,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,411 | $1,343,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 164,781 | $1,338,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 64,348 | $1,338,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 92,859 | $1,337,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,115,000 | $1,333,000 | thousands by filing date | principal |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 114,978 | $1,332,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 620,500 | $1,331,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 59,268 | $1,331,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 77,354 | $1,330,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 26,809 | $1,327,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 227,600 | $1,326,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 34,890 | $1,324,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 321,600 | $1,321,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 36,971 | $1,321,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 75,287 | $1,321,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 4,403,000 | $1,321,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,763 | $1,316,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 239,787 | $1,316,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 66,510 | $1,313,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,572 | $1,312,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,322,800 | $1,310,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 61,349 | $1,310,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 60,240 | $1,309,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 76,836 | $1,306,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 62,242 | $1,305,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 377,000 | $1,304,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 53,866 | $1,301,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,435 | $1,296,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 135,604 | $1,295,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 106,583 | $1,294,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 782,380 | $1,291,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 35,430 | $1,290,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 18,630 | $1,289,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 39,118 | $1,287,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 62,732 | $1,287,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 43,547 | $1,286,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 20,633 | $1,285,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 45,053 | $1,283,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 61,740 | $1,281,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 468,000 | $1,281,000 | thousands by filing date | principal |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,077 | $1,281,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 281,111 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 30,377 | $1,279,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,360 | $1,276,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 74,744 | $1,270,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 270,411 | $1,268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 29,240 | $1,268,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 211,506 | $1,268,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 190,228 | $1,267,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 73,551 | $1,265,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 199,406 | $1,264,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 90,559 | $1,263,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 37,816 | $1,262,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 81,240 | $1,260,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 98,788 | $1,259,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 920,000 | $1,250,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 72,777 | $1,248,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 484,000 | $1,246,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,900,000 | $1,244,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 57,173 | $1,241,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 85,864 | $1,240,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 146,859 | $1,239,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 42,077 | $1,238,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 68,802 | $1,238,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 50,536 | $1,238,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 102,790 | $1,234,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 97,155 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 30,664 | $1,229,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 95,946 | $1,228,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 149,277 | $1,228,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 100,474 | $1,228,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 40,958 | $1,220,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 27,426 | $1,218,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 21,593 | $1,218,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 78,255 | $1,218,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 98,779 | $1,217,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 19,265 | $1,216,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 30,870 | $1,212,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 59,493 | $1,211,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 99,393 | $1,211,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,127,000 | $1,211,000 | thousands by filing date | principal |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 100,194 | $1,208,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 29,264 | $1,205,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 50,619 | $1,203,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 12,650 | $1,203,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,920 | $1,202,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 25,596 | $1,202,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,855 | $1,199,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 82,665 | $1,198,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 181,366 | $1,197,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 58,252 | $1,197,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 89,926 | $1,196,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 209,600 | $1,195,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 64,674 | $1,193,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 37,116 | $1,191,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 70,960 | $1,191,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 26,273 | $1,191,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,374 | $1,190,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 85,312 | $1,189,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 32,270 | $1,188,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 60,407 | $1,188,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 139,904 | $1,186,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 64,062 | $1,182,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 79,514 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 24,457 | $1,179,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 161,410 | $1,178,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,982 | $1,177,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 44,555 | $1,175,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 86,505 | $1,175,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 128,894 | $1,173,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 33,369 | $1,171,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 84,652 | $1,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 32,113 | $1,170,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 31,985 | $1,169,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 48,709 | $1,169,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,063 | $1,168,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 126,748 | $1,167,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 98,123 | $1,166,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 72,649 | $1,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 31,053 | $1,164,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 34,403 | $1,164,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 102,134 | $1,164,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 105,400 | $1,158,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,962 | $1,157,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 19,429 | $1,156,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 62,469 | $1,156,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 40,891 | $1,152,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 91,139 | $1,152,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,810 | $1,150,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 71,919 | $1,149,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 66,198 | $1,149,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 87,342 | $1,148,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 70,000 | $1,148,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,923 | $1,146,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 21,706 | $1,145,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 157,990 | $1,144,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 55,725 | $1,143,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 220,446 | $1,140,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 60,584 | $1,137,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 897,000 | $1,136,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 50,795 | $1,130,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 44,666 | $1,128,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 31,137 | $1,125,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 59,389 | $1,125,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 10,851 | $1,122,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 23,048 | $1,120,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,015,300 | $1,113,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,151,000 | $1,112,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,000 | $1,111,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,000,000 | $1,110,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 31,944 | $1,109,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 83,577 | $1,107,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21,152 | $1,106,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 270,491 | $1,104,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 23,153 | $1,101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 43,260 | $1,101,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 77,074 | $1,100,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,442 | $1,100,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 160,681 | $1,100,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 82,848 | $1,098,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,203 | $1,095,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 64,881 | $1,094,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 153,473 | $1,094,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 971,000 | $1,089,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 194,230 | $1,088,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 81,071 | $1,087,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 32,806 | $1,086,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 238,668 | $1,084,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 37,463 | $1,083,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43,993 | $1,080,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 152,599 | $1,079,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,705 | $1,079,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 30,788 | $1,079,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 269,096 | $1,077,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 47,995 | $1,076,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 76,506 | $1,076,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 76,604 | $1,075,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 40,519 | $1,075,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 60,206 | $1,074,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,579 | $1,072,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 188,108 | $1,072,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,193 | $1,070,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 36,439 | $1,067,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 149,245 | $1,067,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 108,839 | $1,064,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 74,584 | $1,061,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 50,499 | $1,060,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 19,722 | $1,058,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 87,029 | $1,057,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 82,643 | $1,057,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 57,209 | $1,055,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200,000 | $1,054,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 116,600 | $1,054,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 21,908 | $1,053,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,495 | $1,050,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 108,221 | $1,049,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 917,000 | $1,047,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 290,300 | $1,046,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 134,458 | $1,045,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 47,515 | $1,043,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,179 | $1,042,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,582 | $1,041,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 65,284 | $1,041,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 21,099 | $1,040,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 58,220 | $1,038,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 23,369 | $1,035,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 49,186 | $1,035,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 48,554 | $1,034,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 67,160 | $1,032,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 70,760 | $1,030,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 35,008 | $1,029,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 17,298 | $1,028,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 32,397 | $1,028,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 11,604 | $1,022,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 65,937 | $1,021,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 39,062 | $1,020,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 123,154 | $1,019,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,348 | $1,019,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 27,460 | $1,018,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 41,651 | $1,018,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 29,261 | $1,015,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 48,916 | $1,015,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 41,788 | $1,013,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 148,887 | $1,012,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 62,144 | $1,009,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 97,963 | $1,009,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 33,256 | $1,008,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 40,532 | $1,007,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 102,996 | $1,004,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 24,634 | $1,002,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 54,583 | $1,001,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 18,518 | $999,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 15,628 | $998,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 986,000 | $998,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 126,662 | $996,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 35,433 | $994,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 69,696 | $992,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 28,539 | $987,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 38,700 | $986,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 45,334 | $984,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 320,028 | $980,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 73,304 | $979,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 354,561 | $978,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 253,144 | $977,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 53,031 | $977,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 969,000 | $977,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 17,544 | $976,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 29,935 | $975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 31,139 | $974,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 71,340 | $972,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 20,746 | $972,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 28,014 | $969,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 170,900 | $969,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 48,921 | $968,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 38,993 | $967,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 19,518 | $966,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 82,401 | $966,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 37,361 | $964,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 980,000 | $963,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 40,234 | $961,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 31,356 | $961,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 17,658 | $959,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 15,937 | $958,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 26,236 | $955,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 82,078 | $954,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 67,840 | $951,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,650 | $950,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 57,570 | $950,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 22,447 | $950,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 47,328 | $950,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 13,715 | $950,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 158,100 | $947,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 55,044 | $947,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 51,638 | $947,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 81,367 | $946,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 71,365 | $946,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 41,795 | $945,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 584,761 | $943,000 | thousands by filing date | put |
| AIR T INC | 009207101 | COM | 46,801 | $941,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 66,650 | $940,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 76,081 | $939,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 50,785 | $938,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $934,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 48,640 | $932,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,462 | $932,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 74,566 | $932,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 124,311 | $930,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 933,000 | $929,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 76,950 | $927,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 132,539 | $924,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 81,531 | $921,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 59,256 | $919,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 50,506 | $917,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 41,272 | $916,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 105,576 | $915,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 52,673 | $914,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 114,721 | $913,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 372,395 | $912,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 97,758 | $911,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 105,065 | $911,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,423 | $910,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 215,820 | $908,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 71,512 | $904,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 57,225 | $904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 20,086 | $903,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 40,319 | $902,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 177,330 | $901,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,151 | $899,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 48,200 | $896,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 28,970 | $896,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,402,600 | $893,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 113,841 | $893,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 19,252 | $891,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 33,623 | $890,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 19,232 | $888,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 886,000 | $887,000 | thousands by filing date | principal |
| NEFF CORP COM CL A | 640094207 | Stock | 45,584 | $887,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 470,800 | $885,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 93,827 | $880,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 31,162 | $878,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 21,928 | $877,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 39,053 | $877,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 27,825 | $874,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,651 | $874,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 72,196 | $874,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 86,776 | $873,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 41,207 | $872,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 36,003 | $872,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,433 | $872,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 40,779 | $871,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,850 | $869,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 36,936 | $869,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 47,482 | $869,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 64,206 | $868,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 150,400 | $865,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 17,535 | $865,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 98,044 | $864,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 220,000 | $862,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 47,412 | $860,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 66,385 | $859,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 419,600 | $857,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 63,115 | $852,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 39,642 | $852,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 61,223 | $852,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,088 | $851,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 75,588 | $851,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 43,535 | $848,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 15,691 | $843,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 48,903 | $840,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 39,099 | $840,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 42,742 | $840,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 23,660 | $840,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 73,857 | $839,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 58,575 | $838,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 20,262 | $837,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 843,000 | $836,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 494,300 | $834,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 77,753 | $832,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 178,624 | $832,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 82,699 | $831,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 106,387 | $831,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 77,221 | $830,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 90,493 | $829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 14,224 | $826,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 124,565 | $825,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 19,384 | $824,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 58,736 | $824,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 126,687 | $824,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,512 | $823,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,967 | $823,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 113,597 | $822,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 57,482 | $821,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 60,858 | $819,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 50,660 | $819,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 44,837 | $817,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 222,349 | $817,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 65,311 | $817,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 34,272 | $816,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 51,880 | $816,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 348,679 | $814,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 30,703 | $814,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 57,206 | $813,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 338,600 | $811,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 55,025 | $811,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 85,845 | $811,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,151 | $810,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 93,000 | $807,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 87,046 | $807,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 18,214 | $806,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 54,558 | $804,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 37,147 | $804,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 99,449 | $803,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 87,236 | $802,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 27,572 | $801,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 31,760 | $800,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 59,215 | $799,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,950 | $797,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,695 | $796,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 13,445 | $796,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 768,000 | $796,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 31,214 | $793,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 18,969 | $793,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 93,642 | $787,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 44,894 | $786,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 188 | $784,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 49,489 | $784,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 50,000 | $784,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 312,900 | $782,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 103,814 | $781,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,622 | $780,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 48,754 | $780,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 53,935 | $778,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 63,764 | $778,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,200 | $777,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 31,141 | $777,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100,248 | $776,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 31,876 | $776,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 19,644 | $775,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 54,904 | $775,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 62,684 | $775,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 53,316 | $772,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 61,406 | $772,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 112,997 | $772,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 786,000 | $770,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 185,245 | $769,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,000,000 | $768,000 | thousands by filing date | principal |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,637 | $767,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 34,501 | $767,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 27,992 | $766,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 90,271 | $766,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 50,802 | $765,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 104,000 | $765,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 11,969 | $765,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 45,318 | $762,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 7,741 | $760,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 58,107 | $757,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 54,244 | $756,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 48,830 | $756,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 51,000 | $755,000 | thousands by filing date | call |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 567,000 | $755,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 700,000 | $755,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 369,500 | $754,000 | thousands by filing date | put |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 48,618 | $754,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 25,880 | $753,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 65,201 | $753,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 31,289 | $752,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 32,725 | $750,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 32,552 | $749,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,360 | $748,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 88,677 | $748,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 27,761 | $748,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 28,665 | $747,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 47,828 | $747,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 47,587 | $747,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 28,779 | $746,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 33,101 | $746,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 30,444 | $745,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 119,500 | $743,000 | thousands by filing date | call |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 65,840 | $743,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 625,000 | $742,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 65,100 | $742,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 29,518 | $742,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 79,264 | $742,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 56,413 | $742,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 24,062 | $741,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 26,157 | $740,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,711 | $739,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 129,707 | $739,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 504,000 | $736,000 | thousands by filing date | put |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 32,422 | $736,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 30,230 | $733,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,676 | $733,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 98,541 | $732,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 65,616 | $730,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 61,798 | $730,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 116,300 | $729,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 48,156 | $729,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,925 | $729,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,056 | $728,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 115,738 | $725,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 99,542 | $723,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |