13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 68,971 | $8,588,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,971,666 | $8,585,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 215,187 | $8,571,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 421,239 | $8,559,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 705,576 | $8,517,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 72,496 | $8,499,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,659,100 | $8,493,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 282,467 | $8,479,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 168,757 | $8,474,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 345,375 | $8,461,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 7,492,000 | $8,461,000 | thousands by filing date | principal |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 72,768 | $8,418,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 97,518 | $8,407,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 120,777 | $8,400,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 165,215 | $8,393,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 382,535 | $8,377,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 703,749 | $8,375,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 150,107 | $8,371,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 245,383 | $8,370,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 216,512 | $8,347,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 111,525 | $8,345,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 236,973 | $8,329,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 499,848 | $8,328,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 957,288 | $8,309,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,034,557 | $8,308,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 369,015 | $8,304,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 529,585 | $8,288,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 340,645 | $8,268,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 439,653 | $8,261,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 633,305 | $8,258,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 470,246 | $8,245,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 351,303 | $8,220,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 337,841 | $8,217,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 351,082 | $8,215,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 588,395 | $8,203,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 222,377 | $8,198,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 425,445 | $8,190,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 159,331 | $8,180,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 227,199 | $8,179,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 357,863 | $8,177,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 296,156 | $8,151,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 153,020 | $8,141,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 343,727 | $8,139,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 84,591 | $8,138,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 466,063 | $8,133,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 150,296 | $8,132,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 502,266 | $8,122,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 43,190 | $8,111,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 138,166 | $8,110,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 643,935 | $8,107,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 108,016 | $8,101,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 271,726 | $8,086,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 91,151 | $8,080,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 120,793 | $8,073,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 844,600 | $8,066,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 233,665 | $8,050,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 344,531 | $8,045,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 171,115 | $8,025,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 156,307 | $8,025,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 67,900 | $7,999,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 235,723 | $7,997,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,397,414 | $7,993,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 148,515 | $7,990,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 435,752 | $7,978,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 304,828 | $7,977,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 975,723 | $7,971,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 95,362 | $7,958,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 598,850 | $7,958,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 344,780 | $7,916,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 71,596 | $7,912,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 212,038 | $7,909,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 217,518 | $7,907,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 264,604 | $7,904,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 130,290 | $7,898,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 107,435 | $7,887,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 236,661 | $7,857,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 305,254 | $7,857,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 389,602 | $7,843,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 113,819 | $7,832,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 634,373 | $7,810,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 219,876 | $7,795,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 57,454 | $7,792,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 113,425 | $7,777,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 619,186 | $7,758,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 548,626 | $7,758,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 397,454 | $7,750,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 170,547 | $7,740,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 281,816 | $7,730,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 497,980 | $7,718,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 389,604 | $7,718,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 206,047 | $7,696,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 221,122 | $7,695,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 180,871 | $7,691,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 427,472 | $7,677,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 115,283 | $7,662,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 318,736 | $7,650,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 81,034 | $7,650,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 535,261 | $7,633,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 200,230 | $7,631,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 530,233 | $7,625,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,285,951 | $7,625,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 135,614 | $7,615,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 531,247 | $7,592,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 394,935 | $7,587,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,773,000 | $7,572,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 150,286 | $7,554,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 58,501 | $7,544,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 141,168 | $7,531,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 304,218 | $7,493,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 766,058 | $7,492,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 295,630 | $7,491,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 192,221 | $7,430,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 142,820 | $7,424,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 222,706 | $7,422,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 112,822 | $7,418,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 55,319 | $7,417,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 211,724 | $7,406,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 82,823 | $7,401,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 237,301 | $7,385,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 312,432 | $7,380,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 64,883 | $7,378,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 498,787 | $7,372,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 122,954 | $7,367,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 188,843 | $7,362,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 366,238 | $7,358,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 88,762 | $7,348,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 256,840 | $7,343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 215,138 | $7,341,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 580,467 | $7,332,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 155,616 | $7,328,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 164,309 | $7,322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 138,481 | $7,321,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 335,599 | $7,309,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 620,839 | $7,307,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 562,447 | $7,295,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 220,221 | $7,289,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 477,601 | $7,284,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 93,199 | $7,280,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 283,869 | $7,278,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 486,205 | $7,270,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 141,973 | $7,262,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 127,303 | $7,249,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 166,674 | $7,240,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,827,905 | $7,240,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 203,904 | $7,208,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,082,949 | $7,202,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 63,604 | $7,192,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35,997 | $7,189,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 161,428 | $7,189,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 218,481 | $7,186,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 7,953,000 | $7,159,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 189,701 | $7,152,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 70,114 | $7,133,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 862,281 | $7,132,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 130,650 | $7,113,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,022,104 | $7,104,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 6,289,000 | $7,095,000 | thousands by filing date | principal |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 615,637 | $7,092,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 358,496 | $7,091,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 710,586 | $7,091,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 207,667 | $7,091,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 641,201 | $7,085,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 780,135 | $7,084,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 229,566 | $7,073,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 905,802 | $7,066,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 95,824 | $7,065,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 382,534 | $7,062,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 81,816 | $7,026,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 133,181 | $7,016,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 348,244 | $7,014,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 217,425 | $7,010,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 103,057 | $7,006,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 153,512 | $7,001,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 220,267 | $6,985,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 62,034 | $6,963,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 274,134 | $6,963,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 93,205 | $6,935,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 138,621 | $6,925,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,118,000 | $6,921,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 277,828 | $6,888,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 46,385 | $6,885,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 151,544 | $6,880,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 97,050 | $6,866,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,105,744 | $6,856,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 137,609 | $6,836,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,850,000 | $6,836,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 91,793 | $6,826,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 437,916 | $6,819,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,146,204 | $6,807,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 171,766 | $6,788,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 217,772 | $6,766,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 487,634 | $6,744,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 132,572 | $6,720,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 451,972 | $6,713,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 471,078 | $6,713,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 380,908 | $6,711,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 65,261 | $6,709,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 135,308 | $6,699,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 185,266 | $6,697,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 48,358 | $6,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 531,240 | $6,693,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 630,654 | $6,692,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 449,944 | $6,691,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 158,027 | $6,688,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 595,273 | $6,685,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 112,727 | $6,677,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 323,517 | $6,677,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 208,748 | $6,676,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 375,898 | $6,669,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 177,559 | $6,660,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 148,212 | $6,649,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 343,592 | $6,631,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 246,724 | $6,614,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 102,535 | $6,603,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 106,093 | $6,599,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 157,675 | $6,573,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 362,916 | $6,570,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,077,881 | $6,532,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 619,026 | $6,524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 122,048 | $6,523,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 399,756 | $6,512,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,766,000 | $6,499,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 33,938 | $6,492,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 136,361 | $6,487,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 170,969 | $6,480,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 563,020 | $6,480,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 257,349 | $6,477,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 231,438 | $6,475,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 572,681 | $6,471,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 258,709 | $6,463,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 321,548 | $6,460,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 496,807 | $6,459,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 567,501 | $6,446,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 481,127 | $6,438,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 352,856 | $6,436,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 284,516 | $6,410,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 208,259 | $6,404,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 215,237 | $6,371,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 758,719 | $6,365,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 107,645 | $6,362,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 227,589 | $6,361,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 280,758 | $6,348,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 570,330 | $6,314,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 284,545 | $6,274,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 105,023 | $6,270,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,620,279 | $6,270,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 53,783 | $6,256,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 121,305 | $6,254,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 373,429 | $6,248,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 336,313 | $6,239,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 338,245 | $6,234,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 186,683 | $6,228,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 260,131 | $6,223,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 447,608 | $6,221,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 6,399,000 | $6,206,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 251,971 | $6,186,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 258,099 | $6,186,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 195,752 | $6,177,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 470,286 | $6,165,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 227,470 | $6,165,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 150,087 | $6,162,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 192,670 | $6,157,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 385,129 | $6,143,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 74,287 | $6,140,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 836,461 | $6,139,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 191,674 | $6,136,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 122,381 | $6,118,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 622,334 | $6,111,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 246,291 | $6,111,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 765,944 | $6,097,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 147,765 | $6,091,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 102,527 | $6,087,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 733,306 | $6,086,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 61,746 | $6,084,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 239,019 | $6,076,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 190,270 | $6,073,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 256,584 | $6,058,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 257,566 | $6,058,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 233,685 | $6,041,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 242,978 | $6,038,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 99,499 | $6,029,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 146,895 | $6,001,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 481,855 | $6,000,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 173,622 | $5,973,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 467,746 | $5,972,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 935,860 | $5,962,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 116,818 | $5,957,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 290,122 | $5,950,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 80,849 | $5,947,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 38,445 | $5,942,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 52,115 | $5,942,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 93,808 | $5,923,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 769,123 | $5,914,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 671,894 | $5,912,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 152,794 | $5,890,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 91,164 | $5,889,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,922,000 | $5,877,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 84,682 | $5,859,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,622,949 | $5,842,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 202,421 | $5,840,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 277,867 | $5,835,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 185,805 | $5,834,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 175,539 | $5,816,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 98,204 | $5,810,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,098,017 | $5,808,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 286,501 | $5,801,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 187,751 | $5,799,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 166,045 | $5,795,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 204,407 | $5,792,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 570,380 | $5,784,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 165,224 | $5,781,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 593,383 | $5,780,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 172,904 | $5,778,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 224,044 | $5,777,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 325,388 | $5,775,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 283,274 | $5,773,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 459,990 | $5,763,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 85,020 | $5,752,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 35,951 | $5,750,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 577,026 | $5,747,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 36,312 | $5,743,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 51,281 | $5,741,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 426,449 | $5,740,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 297,494 | $5,739,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 123,579 | $5,734,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 274,390 | $5,715,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 676,201 | $5,707,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 748,739 | $5,676,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 156,412 | $5,672,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 145,207 | $5,669,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 129,952 | $5,666,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 367,186 | $5,662,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,564,000 | $5,661,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 108,202 | $5,654,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 212,079 | $5,630,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 5,630,000 | $5,630,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 546,885 | $5,627,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 387,435 | $5,625,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 208,534 | $5,606,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 132,514 | $5,605,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,801,000 | $5,599,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 699,650 | $5,597,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 478,374 | $5,597,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 59,578 | $5,595,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 321,057 | $5,595,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 149,362 | $5,594,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 235,801 | $5,587,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 423,045 | $5,585,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 39,342 | $5,581,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 275,375 | $5,579,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 226,946 | $5,576,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 4,913,000 | $5,576,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 50,887 | $5,567,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 111,395 | $5,556,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 48,401 | $5,555,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 129,854 | $5,554,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 220,098 | $5,546,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 143,674 | $5,539,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 168,379 | $5,499,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 392,043 | $5,497,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 376,384 | $5,495,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 64,368 | $5,473,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 379,452 | $5,467,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 146,535 | $5,463,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 101,768 | $5,450,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 108,342 | $5,449,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 146,827 | $5,448,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 414,503 | $5,443,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 65,982 | $5,419,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 388,439 | $5,415,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 292,958 | $5,405,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 131,049 | $5,376,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 175,970 | $5,375,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 170,639 | $5,368,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 383,972 | $5,357,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 499,643 | $5,356,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 202,507 | $5,334,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 412,834 | $5,321,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 434,774 | $5,318,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 58,710 | $5,313,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 112,588 | $5,309,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 103,639 | $5,309,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 234,149 | $5,292,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 221,761 | $5,281,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 354,580 | $5,254,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 152,820 | $5,250,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 65,688 | $5,247,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 327,083 | $5,241,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 89,037 | $5,231,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 641,297 | $5,220,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 252,211 | $5,218,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 308,880 | $5,208,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 210,572 | $5,204,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 148,303 | $5,201,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 160,565 | $5,200,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 323,953 | $5,200,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 192,496 | $5,193,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 224,688 | $5,191,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 245,225 | $5,186,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 94,033 | $5,180,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 112,329 | $5,173,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 44,074 | $5,171,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 337,263 | $5,170,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 86,301 | $5,155,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 140,070 | $5,154,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 312,142 | $5,151,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 43,635 | $5,150,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 239,808 | $5,146,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 198,071 | $5,142,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 118,413 | $5,135,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,653,449 | $5,122,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 369,736 | $5,121,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 623,376 | $5,117,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 591,240 | $5,108,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 205,687 | $5,107,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 107,737 | $5,103,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 296,418 | $5,096,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 192,858 | $5,081,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 260,305 | $5,072,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 83,922 | $5,072,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 180,571 | $5,067,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 71,499 | $5,047,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 563,244 | $5,047,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 284,547 | $5,037,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 119,607 | $5,028,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 585,192 | $5,015,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 174,957 | $5,014,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,892,000 | $5,014,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 83,737 | $5,013,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,849,600 | $5,007,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 96,045 | $5,003,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 670,674 | $4,990,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 447,088 | $4,989,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 109,590 | $4,985,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 240,690 | $4,975,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 158,698 | $4,975,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 41,438 | $4,965,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 295,835 | $4,955,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 266,809 | $4,952,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,782 | $4,948,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 198,098 | $4,932,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 198,304 | $4,922,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 161,807 | $4,921,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 196,679 | $4,899,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 181,773 | $4,897,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 321,002 | $4,892,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 120,546 | $4,883,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 97,486 | $4,874,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 146,943 | $4,873,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 68,107 | $4,871,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 915,043 | $4,868,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 207,320 | $4,866,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 83,466 | $4,860,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 599,372 | $4,843,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 142,160 | $4,832,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 214,267 | $4,825,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 353,233 | $4,820,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 350,744 | $4,812,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 100,263 | $4,803,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 184,450 | $4,801,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 52,799 | $4,800,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 381,523 | $4,781,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 68,580 | $4,780,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 347,054 | $4,776,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 81,283 | $4,775,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 192,921 | $4,774,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 51,351 | $4,773,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 67,150 | $4,768,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 250,975 | $4,756,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 199,243 | $4,742,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 180,516 | $4,742,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 287,140 | $4,732,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 89,419 | $4,721,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 333,153 | $4,718,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 391,984 | $4,704,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 213,634 | $4,702,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,005,000 | $4,699,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 46,182 | $4,695,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 311,428 | $4,687,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 73,021 | $4,685,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 135,888 | $4,672,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 460,834 | $4,668,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 54,009 | $4,661,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 229,222 | $4,658,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 233,924 | $4,653,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420,179 | $4,651,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 221,135 | $4,651,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 60,599 | $4,646,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 91,894 | $4,641,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 152,817 | $4,638,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 295,788 | $4,635,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 124,077 | $4,625,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 295,077 | $4,618,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 232,680 | $4,604,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 99,014 | $4,600,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 162,865 | $4,592,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 97,430 | $4,586,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 221,234 | $4,575,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200,236 | $4,567,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 33,620 | $4,558,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |