13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 107,802 | $968,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 72,024 | $968,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 72,079 | $967,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 33,906 | $966,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,011 | $965,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 253,200 | $963,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 175,751 | $963,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 20,570 | $963,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 28,386 | $962,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 189,546 | $959,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 116,932 | $958,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 103,297 | $957,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 18,214 | $956,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,934 | $956,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 88,063 | $954,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 226,900 | $953,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 121,033 | $952,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 82,400 | $950,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 34,000 | $947,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 41,170 | $947,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 79,571 | $943,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 15,872 | $943,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 60,964 | $943,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 16,521 | $939,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 82,743 | $938,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 54,331 | $937,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 288,539 | $936,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 78,800 | $935,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 23,628 | $932,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 23,761 | $927,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 31,012 | $927,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 79,576 | $925,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 18,255 | $925,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 88,277 | $925,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 87,248 | $923,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 12,853 | $923,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 62,604 | $923,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 117,500 | $922,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 60,052 | $922,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 31,953 | $922,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 913,000 | $922,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 21,519 | $917,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 185,472 | $916,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 63,917 | $915,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 28,232 | $914,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 15,462 | $914,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100,278 | $913,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 65,859 | $913,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 146,314 | $911,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 115,485 | $910,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 12,164 | $908,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 20,616 | $907,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 60,852 | $905,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,805 | $903,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 20,200 | $901,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 381,989 | $901,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 23,832 | $900,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,202 | $898,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 33,100 | $897,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 81,632 | $895,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,006 | $893,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,465 | $891,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 41,585 | $890,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,239 | $883,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 40,294 | $882,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 17,469 | $882,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 21,682 | $876,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 50,104 | $876,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 118,147 | $875,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 21,403 | $873,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 73,861 | $873,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 25,098 | $873,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 116,500 | $870,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 36,425 | $869,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 24,562 | $869,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 23,776 | $861,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 36,074 | $860,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 253,327 | $858,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 157,392 | $858,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 43,697 | $858,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 57,394 | $857,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 96,015 | $856,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 151,700 | $852,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 30,474 | $851,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 37,326 | $851,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 60,868 | $850,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 32,562 | $849,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 26,501 | $849,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 154,770 | $849,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 57,817 | $847,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 45,353 | $846,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 52,830 | $845,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17,802 | $844,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 44,777 | $842,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 57,628 | $842,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 37,939 | $840,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 33,092 | $840,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 12,610 | $840,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38,314 | $839,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 143,550 | $838,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 87,407 | $836,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 33,624 | $836,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 17,729 | $835,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 52,444 | $833,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 67,322 | $833,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,860 | $832,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 36,842 | $830,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 43,391 | $827,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 231,801 | $825,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 27,266 | $822,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25,277 | $822,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,667 | $819,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 11,131 | $819,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 820,000 | $817,000 | thousands by filing date | principal |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 62,868 | $816,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 74,724 | $813,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 125,069 | $813,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 153,280 | $813,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 220,236 | $813,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 66,276 | $812,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 195,521 | $809,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 79,180 | $809,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,505 | $808,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 115,300 | $808,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 40,908 | $807,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 30,048 | $806,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 112,642 | $805,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16,834 | $803,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 45,185 | $803,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 36,574 | $802,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 42,418 | $802,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 108,222 | $800,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 45,844 | $799,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 113,034 | $799,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,483 | $798,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RVY4 | MTNF 0.125 2/2 | 762,000 | $797,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 18,709 | $794,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 28,540 | $794,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 23,156 | $787,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 102,575 | $787,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 27,305 | $787,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 238,328 | $786,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 70,249 | $782,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 21,520 | $781,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 28,002 | $781,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,450 | $781,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 19,103 | $780,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 205,344 | $780,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55,783 | $778,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 17,920 | $777,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 86,188 | $775,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 109,000 | $774,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 91,223 | $774,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 25,555 | $773,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 94,859 | $773,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 40,259 | $772,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 32,148 | $772,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 23,025 | $770,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 107,034 | $770,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 94,759 | $770,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 31,565 | $769,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 50,267 | $767,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 143,143 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 44,528 | $765,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 84,532 | $763,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,467 | $762,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 71,169 | $759,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 88,521 | $757,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 81,923 | $757,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 19,007 | $756,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 128,634 | $755,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 52,020 | $755,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 68,619 | $754,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 266,391 | $753,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 44,905 | $753,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 20,462 | $752,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 62,500 | $751,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 63,900 | $749,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 58,635 | $748,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 63,370 | $747,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 26,063 | $745,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,395 | $738,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 27,984 | $736,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 620,000 | $733,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 23,030 | $732,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 133,000 | $732,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 45,639 | $730,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 40,614 | $729,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 58,465 | $728,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 42,769 | $727,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 771,000 | $727,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,071 | $726,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 121,790 | $724,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 101,148 | $721,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,611 | $720,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,451 | $717,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 75,238 | $717,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 17,454 | $715,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 64,501 | $714,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 35,371 | $713,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 240,300 | $712,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 68,776 | $711,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 52,267 | $710,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 37,008 | $706,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 23,142 | $705,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 916,200 | $705,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 12,718 | $705,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 792,000 | $705,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 21,759 | $704,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 60,196 | $704,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 33,292 | $702,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 35,051 | $700,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 20,536 | $699,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 24,864 | $699,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,049 | $697,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 140,000 | $696,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 347,000 | $696,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 27,636 | $695,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 103,350 | $694,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 61,001 | $694,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 15,957 | $692,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 17,485 | $686,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 116,303 | $685,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 14,940 | $685,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 25,240 | $681,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 270,000 | $680,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 32,175 | $680,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 53,229 | $679,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 584,533 | $678,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 50,438 | $677,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 28,395 | $677,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 51,733 | $677,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 17,144 | $677,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 38,784 | $676,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,575 | $674,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 58,042 | $673,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,267 | $672,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,800 | $670,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 313,400 | $670,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 48,232 | $670,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 527,000 | $670,000 | thousands by filing date | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 48,829 | $669,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 91,061 | $668,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 10,001 | $667,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 112,328 | $666,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 88,866 | $666,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 144,664 | $664,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 353,900 | $662,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 17,428 | $662,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 42,717 | $661,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 51,791 | $658,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,201 | $657,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 615,000 | $656,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,745 | $654,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 142,719 | $653,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 43,878 | $652,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 116,641 | $651,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 101,181 | $650,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,872 | $645,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,575 | $645,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 35,717 | $643,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 19,185 | $642,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 31,529 | $642,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 49,403 | $640,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 29,595 | $640,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,426 | $639,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 14,075 | $639,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,355 | $638,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 22,401 | $638,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 69,148 | $637,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 785,000 | $635,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 52,459 | $634,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 191,655 | $634,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 22,972 | $634,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 82,623 | $634,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 280,450 | $633,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 16,260 | $632,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 33,812 | $628,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 117,842 | $627,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11,136 | $625,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 245,000 | $624,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 76,491 | $624,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 83,123 | $621,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 15,029 | $620,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,083 | $619,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 40,731 | $618,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 90,165 | $616,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 93,699 | $616,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 16,626 | $614,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,424 | $613,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 49,653 | $611,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 115,273 | $609,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 615,000 | $609,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 250,000 | $608,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 142,100 | $607,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 66,147 | $607,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 10,662 | $607,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 603,600 | $606,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 40,590 | $606,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 534,000 | $605,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 55,094 | $604,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 29,930 | $604,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 21,035 | $602,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,035 | $602,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 98,167 | $602,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 44,325 | $601,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 14,735 | $599,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 112,164 | $598,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 34,733 | $596,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 39,349 | $596,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 55,628 | $596,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,767,700 | $594,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 13,766 | $593,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 76,425 | $592,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 31,131 | $591,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 54,662 | $591,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 56,671 | $590,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 4,400 | $590,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 84,971 | $589,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 81,274 | $589,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 103,456 | $588,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,996 | $586,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 24,919 | $585,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 86,305 | $584,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 242,020 | $583,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 117,994 | $578,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 122,375 | $577,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 53,480 | $575,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 93,335 | $574,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,325 | $574,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 35,058 | $574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,590 | $573,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,346 | $573,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 86,099 | $572,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 378,000 | $569,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 17,154 | $569,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 61,249 | $569,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 43,481 | $568,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 54,488 | $568,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100,000 | $567,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,434 | $565,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,169 | $565,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 241,434 | $565,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 20,568 | $563,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 396 | $562,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 55,030 | $561,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 14,577 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,348 | $559,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 123,300 | $558,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 51,479 | $558,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50,000 | $555,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 476,000 | $554,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 22,153 | $553,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 185,872 | $552,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 47,153 | $552,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 49,242 | $551,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 32,465 | $550,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 67,386 | $550,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 21,078 | $548,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 90,200 | $547,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 111,903 | $547,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 38,243 | $547,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,220 | $546,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,639 | $545,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 64,600 | $545,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 860,000 | $545,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14,373 | $542,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 27,959 | $541,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 45,770 | $541,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 29,606 | $540,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 14,764 | $539,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 48,356 | $535,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 27,859 | $534,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 51,911 | $533,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,291 | $533,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 51,916 | $533,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 16,463 | $531,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,617 | $531,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 39,738 | $531,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 43,725 | $529,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 23,006 | $529,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 227,673 | $529,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 57,216 | $529,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 43,279 | $528,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8,831 | $526,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 45,757 | $526,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,046 | $524,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,670 | $522,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 220,000 | $519,000 | thousands by filing date | principal |
| ESCALADE INC | 296056104 | COMMON STOCK | 50,565 | $518,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 34,800 | $513,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17,942 | $511,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 20,840 | $511,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,903 | $510,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 27,236 | $510,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 64,111 | $510,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 28,638 | $510,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 34,285 | $510,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 51,407 | $509,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 36,295 | $508,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 16,625 | $508,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 496,000 | $506,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 20,628 | $505,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,494 | $503,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 13,390 | $503,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 66,485 | $502,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 105,000 | $500,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 17,197 | $499,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,919 | $498,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 11,665 | $498,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 147,050 | $498,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 12,064 | $497,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 23,439 | $497,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 111,391 | $494,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 114,964 | $494,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 20,621 | $493,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 55,700 | $493,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 17,174 | $491,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,240 | $491,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 134,000 | $489,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,941 | $489,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 29,827 | $489,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 32,987 | $484,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 193,554 | $482,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 19,582 | $482,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,729 | $482,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 732,900 | $479,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 34,167 | $478,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 11,975 | $478,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 26,346 | $477,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 74,592 | $477,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 146,153 | $475,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 230,790 | $475,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 34,675 | $474,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,612 | $473,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,600 | $470,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 490,000 | $469,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 33,211 | $469,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 376,000 | $468,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 27,544 | $467,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 418,000 | $467,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 7,063 | $466,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 37,472 | $466,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 67,225 | $466,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 33,355 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 350,000 | $465,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 52,951 | $464,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 300,000 | $464,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 188,600 | $463,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 74,049 | $462,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 29,733 | $460,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,574 | $459,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 28,948 | $459,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 30,359 | $459,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 20,220 | $458,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,979 | $458,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 27,338 | $456,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 33,704 | $456,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,969 | $456,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 22,399 | $456,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 73,594 | $455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,486 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,913 | $453,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 55,044 | $453,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 31,253 | $453,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 22,064 | $452,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,641 | $452,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 47,094 | $452,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 25,881 | $452,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,358 | $451,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 27,864 | $449,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 45,158 | $448,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,700 | $448,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 16,730 | $447,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 67,941 | $447,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 150,000 | $444,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 72,544 | $444,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,001 | $444,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,580 | $443,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,530 | $443,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 426,000 | $443,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 32,980 | $442,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 84,755 | $442,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 33,504 | $441,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 27,725 | $441,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 50,578 | $440,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 349,000 | $439,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 403,712 | $436,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 10,446 | $436,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 12,760 | $435,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 99,015 | $434,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 136,082 | $433,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 20,652 | $432,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,435 | $431,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 28,619 | $431,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 18,824 | $429,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 18,056 | $429,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 580,000 | $428,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 27,524 | $428,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 79,629 | $428,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |