13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RACKSPACE HOSTING INC | 750086100 | COM | 92,684 | $1,933,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,850 | $1,931,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 119,096 | $1,922,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 41,764 | $1,919,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 122,706 | $1,919,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 113,161 | $1,912,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 89,726 | $1,910,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 121,264 | $1,906,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 453,800 | $1,901,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 68,804 | $1,899,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 115,117 | $1,899,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 198,853 | $1,895,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 85,539 | $1,895,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 128,044 | $1,894,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 125,759 | $1,891,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14,084 | $1,889,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 23,557 | $1,889,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 623,700 | $1,880,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 233,779 | $1,880,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 52,947 | $1,880,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 312,831 | $1,880,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 68,014 | $1,879,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 110,694 | $1,878,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 36,457 | $1,877,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 73,653 | $1,877,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 43,331 | $1,875,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 46,251 | $1,874,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,011,000 | $1,873,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 173,185 | $1,870,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 142,622 | $1,865,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 281,062 | $1,863,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 166,086 | $1,863,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 41,910 | $1,861,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 100,000 | $1,856,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 36,376 | $1,855,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28,198 | $1,854,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 23,823 | $1,827,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 52,298 | $1,826,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 783,000 | $1,824,000 | thousands by filing date | principal |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 201,917 | $1,823,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 462,405 | $1,813,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 124,366 | $1,813,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 77,697 | $1,813,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 101,613 | $1,810,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 90,469 | $1,809,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 214,137 | $1,807,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 31,273 | $1,806,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 135,294 | $1,806,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 206,990 | $1,805,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 79,247 | $1,799,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 217,887 | $1,795,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 101,667 | $1,790,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 38,683 | $1,785,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 55,368 | $1,782,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 12,300 | $1,781,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 63,247 | $1,779,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 80,147 | $1,768,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 63,376 | $1,766,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 97,801 | $1,765,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 72,694 | $1,760,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 130,146 | $1,759,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 367,500 | $1,758,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 73,137 | $1,758,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 761,500 | $1,756,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 16,537 | $1,754,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 54,352 | $1,754,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 65,722 | $1,753,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 50,741 | $1,750,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,333 | $1,749,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 167,740 | $1,745,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 38,783 | $1,743,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 62,661 | $1,743,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 105,180 | $1,742,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 31,708 | $1,740,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 119,724 | $1,738,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 55,003 | $1,736,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 20,936 | $1,729,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,353 | $1,722,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 199,132 | $1,720,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 63,691 | $1,718,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 104,700 | $1,717,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 67,134 | $1,713,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 72,295 | $1,712,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 56,155 | $1,709,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 142,318 | $1,709,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 20,900 | $1,709,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,562,000 | $1,704,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 97,242 | $1,703,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 150,783 | $1,697,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 217,658 | $1,694,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 39,619 | $1,692,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 84,851 | $1,691,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 56,578 | $1,690,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 65,787 | $1,687,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,813,000 | $1,687,000 | thousands by filing date | principal |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 34,147 | $1,685,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 94,470 | $1,685,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 99,644 | $1,684,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,501,000 | $1,680,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 89,256 | $1,675,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 33,957 | $1,675,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 133,304 | $1,670,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 51,985 | $1,660,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 22,969 | $1,660,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 20,241 | $1,660,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 96,212 | $1,657,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 60,407 | $1,656,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 105,438 | $1,651,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 78,155 | $1,651,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 407,048 | $1,648,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 367,785 | $1,647,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 67,991 | $1,646,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 296,535 | $1,643,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 200,846 | $1,641,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 34,243 | $1,640,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 23,631 | $1,638,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 285,000 | $1,635,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 102,344 | $1,632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 31,095 | $1,630,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 112,512 | $1,626,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 130,349 | $1,624,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 30,847 | $1,621,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 99,555 | $1,621,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 105,580 | $1,620,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 233,241 | $1,617,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 30,671 | $1,614,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,963 | $1,613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 59,406 | $1,610,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,386,000 | $1,607,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 101,638 | $1,604,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 139,183 | $1,600,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 142,005 | $1,600,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 326,644 | $1,600,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 256,789 | $1,600,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 114,445 | $1,598,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 52,240 | $1,598,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 202,620 | $1,596,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 107,681 | $1,595,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 135,684 | $1,593,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 54,811 | $1,593,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 40,772 | $1,592,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 25,640 | $1,591,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 63,342 | $1,591,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 22,680 | $1,590,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 105,211 | $1,586,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 22,665 | $1,584,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 152,723 | $1,584,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 95,280 | $1,582,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 93,539 | $1,581,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 128,998 | $1,580,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 100,597 | $1,580,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 160,577 | $1,577,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 96,468 | $1,570,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 72,389 | $1,567,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 45,262 | $1,567,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 60,473 | $1,566,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,200,000 | $1,559,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 268,475 | $1,555,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 53,778 | $1,554,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 505,000 | $1,551,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 27,416 | $1,549,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 132,415 | $1,549,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 108,722 | $1,548,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 952,000 | $1,548,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 252,948 | $1,542,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 138,992 | $1,541,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,129 | $1,539,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 62,009 | $1,539,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 58,734 | $1,539,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 35,448 | $1,531,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 149,508 | $1,524,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 64,855 | $1,522,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,160 | $1,520,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 82,247 | $1,520,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 69,908 | $1,519,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 131,854 | $1,512,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 102,393 | $1,510,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 432,759 | $1,506,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 66,122 | $1,502,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 65,257 | $1,499,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 154,345 | $1,496,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 482,277 | $1,494,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 296,199 | $1,490,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 133,014 | $1,489,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 35,030 | $1,489,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 47,678 | $1,487,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 33,903 | $1,483,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 55,380 | $1,483,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 372,542 | $1,479,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 103,398 | $1,479,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 510,664 | $1,476,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 155,369 | $1,476,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 302,297 | $1,475,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,771 | $1,474,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 12,180 | $1,474,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 134,669 | $1,473,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 35,835 | $1,472,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 59,102 | $1,472,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 106,498 | $1,468,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 106,473 | $1,462,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 285,900 | $1,462,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 95,867 | $1,462,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 99,831 | $1,459,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 136,565 | $1,456,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 131,325 | $1,456,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 163,363 | $1,451,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 17,439 | $1,447,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 100,708 | $1,446,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 90,195 | $1,441,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 70,111 | $1,440,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 183,267 | $1,439,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 48,774 | $1,436,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 28,670 | $1,434,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 85,391 | $1,433,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 74,568 | $1,433,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 47,961 | $1,432,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 305,236 | $1,431,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 48,600 | $1,430,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 45,326 | $1,430,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 155,252 | $1,430,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 83,991 | $1,429,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 84,530 | $1,428,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,421,000 | $1,428,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 2,789 | $1,427,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 84,332 | $1,424,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,302 | $1,423,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 444,542 | $1,422,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 392,991 | $1,415,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 163,791 | $1,413,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 132,026 | $1,411,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 47,153 | $1,410,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 172,929 | $1,407,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 162,196 | $1,403,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 116,632 | $1,403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 54,041 | $1,403,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 446,085 | $1,402,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 53,840 | $1,402,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 71,408 | $1,398,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 56,926 | $1,398,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 112,365 | $1,396,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,955 | $1,394,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 115,562 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 34,393 | $1,392,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,188 | $1,392,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,493 | $1,392,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 90,019 | $1,388,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 44,797 | $1,385,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 34,913 | $1,384,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 51,738 | $1,383,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200,000 | $1,380,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 102,997 | $1,378,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 87,814 | $1,376,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 74,963 | $1,374,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 29,698 | $1,371,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 74,823 | $1,371,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 91,941 | $1,370,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 88,202 | $1,369,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 95,624 | $1,369,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 56,446 | $1,368,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,359 | $1,367,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 94,443 | $1,366,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 27,315 | $1,361,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 91,474 | $1,360,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 73,898 | $1,359,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 201,534 | $1,348,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 58,945 | $1,346,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 346,268 | $1,344,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 50,482 | $1,344,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 50,964 | $1,332,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 72,967 | $1,328,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 79,791 | $1,323,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 90,200 | $1,323,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 131,093 | $1,321,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 84,994 | $1,319,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 67,460 | $1,319,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 34,143 | $1,318,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 151,844 | $1,317,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 32,516 | $1,315,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 28,065 | $1,315,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 95,017 | $1,314,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 26,050 | $1,314,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 59,425 | $1,312,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 45,690 | $1,310,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 52,970 | $1,309,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 114,352 | $1,307,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 78,713 | $1,305,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 311,000 | $1,302,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 166,176 | $1,300,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,649 | $1,299,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 56,078 | $1,297,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 63,580 | $1,291,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 35,535 | $1,289,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 85,463 | $1,289,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 927,000 | $1,286,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 34,443 | $1,284,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 715,400 | $1,283,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 46,996 | $1,283,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 138,934 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,600,000 | $1,282,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 622,447 | $1,282,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 49,241 | $1,282,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 38,530 | $1,281,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 93,498 | $1,280,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 164,014 | $1,280,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,455,000 | $1,278,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 250,000 | $1,274,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 50,205 | $1,274,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 75,732 | $1,273,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 163,073 | $1,269,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 58,465 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,017 | $1,267,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,476 | $1,266,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 24,373 | $1,263,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 482,800 | $1,261,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 46,186 | $1,260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 83,921 | $1,259,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 41,522 | $1,258,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,536,695 | $1,258,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 59,983 | $1,257,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 193,800 | $1,255,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 38,586 | $1,253,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 26,226 | $1,251,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 42,597 | $1,250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 49,843 | $1,250,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 84,845 | $1,249,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 96,393 | $1,247,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 134,405 | $1,246,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 125,659 | $1,244,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 374,090 | $1,242,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,815 | $1,241,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 41,594 | $1,239,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 54,184 | $1,237,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 81,192 | $1,237,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 30,857 | $1,236,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 19,338 | $1,234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 28,684 | $1,230,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 117,902 | $1,229,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 126,083 | $1,228,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 17,115 | $1,227,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 97,255 | $1,224,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 64,291 | $1,223,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 36,620 | $1,223,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 55,716 | $1,223,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 54,964 | $1,222,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 338,215 | $1,221,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 263,107 | $1,221,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,351 | $1,220,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 96,234 | $1,219,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 11,271 | $1,219,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 339,382 | $1,218,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 74,090 | $1,214,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,201,700 | $1,213,000 | thousands by filing date | call |
| CIENA CORP | 171779AE1 | NOTE | 1,228,000 | $1,213,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 222,359 | $1,212,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 48,291 | $1,210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 36,410 | $1,210,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,067 | $1,210,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 169,603 | $1,205,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 41,270 | $1,205,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,899 | $1,204,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 104,964 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 30,661 | $1,201,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 27,781 | $1,200,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 28,807 | $1,200,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 78,762 | $1,199,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 14,151 | $1,197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28,700 | $1,196,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 77,598 | $1,193,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 32,924 | $1,192,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 249,651 | $1,191,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 71,241 | $1,190,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 104,434 | $1,189,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 43,083 | $1,189,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 134,448 | $1,189,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 127,290 | $1,177,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 297,185 | $1,176,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 20,906 | $1,175,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 53,870 | $1,174,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 97,012 | $1,172,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 20,082 | $1,170,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 87,708 | $1,170,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 54,625 | $1,169,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 448,260 | $1,167,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50,924 | $1,166,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 57,248 | $1,164,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 43,265 | $1,164,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 46,168 | $1,164,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 22,772 | $1,164,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 25,388 | $1,161,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 51,657 | $1,161,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 78,929 | $1,161,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 23,453 | $1,161,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 198,000 | $1,160,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 25,515 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 71,911 | $1,157,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 78,558 | $1,153,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 61,489 | $1,153,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 176,659 | $1,151,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 21,811 | $1,149,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 104,779 | $1,148,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 51,853 | $1,146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,382 | $1,143,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,897 | $1,139,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 62,593 | $1,136,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 243,916 | $1,136,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 20,361 | $1,134,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 88,900 | $1,133,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 63,747 | $1,130,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 62,809 | $1,130,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 57,995 | $1,125,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 50,009 | $1,125,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 71,071 | $1,124,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 162,948 | $1,122,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 18,318 | $1,119,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 57,048 | $1,116,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 55,716 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 23,273 | $1,113,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 31,212 | $1,112,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 57,200 | $1,109,000 | thousands by filing date | call |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 43,560 | $1,109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 29,057 | $1,101,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 67,146 | $1,100,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 74,674 | $1,098,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 38,119 | $1,098,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 144,971 | $1,097,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 123,341 | $1,095,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 64,732 | $1,094,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 57,724 | $1,092,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 59,213 | $1,090,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 86,118 | $1,090,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 27,667 | $1,089,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 63,390 | $1,088,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 196,918 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 41,059 | $1,086,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 22,584 | $1,085,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 43,705 | $1,085,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 46,171 | $1,085,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 54,736 | $1,084,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 70,578 | $1,084,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 266,000 | $1,083,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 418,732 | $1,081,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 58,090 | $1,079,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 61,392 | $1,079,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 99,481 | $1,076,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 70,878 | $1,069,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 17,950 | $1,068,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 46,433 | $1,068,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 67,547 | $1,067,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 167,146 | $1,063,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 39,095 | $1,060,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 36,977 | $1,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 33,755 | $1,056,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 81,196 | $1,054,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 895,000 | $1,053,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 112,744 | $1,052,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 77,267 | $1,051,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 73,104 | $1,049,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 66,769 | $1,048,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,258,000 | $1,045,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 31,197 | $1,044,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 126,010 | $1,044,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 333,327 | $1,043,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 94,333 | $1,040,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 182,530 | $1,039,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 54,773 | $1,039,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 38,248 | $1,039,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,328 | $1,038,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 505,000 | $1,038,000 | thousands by filing date | call |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 58,330 | $1,032,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 664,000 | $1,032,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 74,645 | $1,030,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 96,073 | $1,029,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 604,000 | $1,028,000 | thousands by filing date | principal |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 92,900 | $1,026,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 126,081 | $1,025,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 70,749 | $1,025,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 45,278 | $1,022,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 72,087 | $1,019,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 34,084 | $1,018,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 61,510 | $1,017,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 53,549 | $1,016,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 93,282 | $1,016,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 80,708 | $1,012,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 45,911 | $1,012,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 33,103 | $1,007,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 54,076 | $1,006,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 10,597 | $1,005,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 336,484 | $1,004,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 57,382 | $998,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 109,799 | $996,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 19,419 | $995,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 14,284 | $993,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 61,062 | $991,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 27,035 | $985,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 400,000 | $982,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 33,528 | $980,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 37,634 | $979,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 70,808 | $979,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 161,267 | $974,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 37,685 | $969,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |