13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 190,194 | $3,876,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 52,213 | $3,872,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 338,280 | $3,863,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 317,943 | $3,857,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 228,433 | $3,851,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 60,847 | $3,845,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 308,715 | $3,834,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 79,932 | $3,834,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 152,942 | $3,829,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 200,579 | $3,821,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 78,138 | $3,818,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,427,000 | $3,806,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,390,000 | $3,805,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 77,796 | $3,801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 104,295 | $3,800,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 578,205 | $3,799,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 69,727 | $3,795,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 162,240 | $3,791,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300,000 | $3,789,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 38,532 | $3,788,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 34,418 | $3,785,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 293,557 | $3,780,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 225,042 | $3,752,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 73,995 | $3,752,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 111,679 | $3,741,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,311,759 | $3,738,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 48,915 | $3,719,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 125,289 | $3,719,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 59,973 | $3,713,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 104,874 | $3,711,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 195,555 | $3,710,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 186,532 | $3,703,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 155,545 | $3,700,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 137,017 | $3,691,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 167,029 | $3,681,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 38,537 | $3,670,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 129,845 | $3,668,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,601,594 | $3,667,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 179,044 | $3,666,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 68,325 | $3,665,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 158,466 | $3,655,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 80,625 | $3,650,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 166,257 | $3,647,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 134,783 | $3,639,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 76,627 | $3,638,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,030,784 | $3,638,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 797,790 | $3,637,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 81,173 | $3,636,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 169,677 | $3,633,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 111,850 | $3,628,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 34,549 | $3,625,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 136,792 | $3,619,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 91,079 | $3,615,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 33,550 | $3,614,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 64,658 | $3,593,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 259,306 | $3,584,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 64,790 | $3,580,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 74,696 | $3,575,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 115,630 | $3,572,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 137,469 | $3,571,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 268,881 | $3,560,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 303,040 | $3,546,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 151,127 | $3,540,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 326,051 | $3,534,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,871,000 | $3,532,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 287,420 | $3,529,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,586,353 | $3,513,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,563,500 | $3,512,000 | thousands by filing date | put |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 266,700 | $3,509,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 292,574 | $3,496,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 41,757 | $3,488,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 178,207 | $3,477,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 235,015 | $3,474,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 52,800 | $3,473,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 79,200 | $3,472,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 60,562 | $3,468,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 117,738 | $3,467,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 172,007 | $3,460,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 159,606 | $3,459,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,043,378 | $3,454,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 118,222 | $3,427,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 249,666 | $3,416,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 470,690 | $3,413,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 267,748 | $3,411,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 499,066 | $3,409,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 249,611 | $3,400,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 216,612 | $3,399,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 129,453 | $3,397,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 82,718 | $3,394,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 44,400 | $3,392,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 73,904 | $3,388,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 116,308 | $3,383,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 218,283 | $3,383,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103,246 | $3,381,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 211,230 | $3,380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 106,969 | $3,378,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 304,796 | $3,374,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 549,539 | $3,369,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 322,594 | $3,358,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 216,506 | $3,352,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 66,118 | $3,342,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 196,755 | $3,339,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 66,110 | $3,336,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,920,000 | $3,334,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 21,356 | $3,331,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 258,792 | $3,326,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 41,648 | $3,324,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 253,318 | $3,324,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 88,340 | $3,322,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,544 | $3,316,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 56,797 | $3,314,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 70,660 | $3,311,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 122,799 | $3,311,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 127,414 | $3,305,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 184,632 | $3,298,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 453,386 | $3,297,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 703,773 | $3,280,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 165,455 | $3,262,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 242,162 | $3,255,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,134 | $3,255,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 91,365 | $3,244,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 115,619 | $3,238,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 173,335 | $3,235,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 106,415 | $3,233,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 118,650 | $3,232,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 296,429 | $3,228,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,751,000 | $3,220,000 | thousands by filing date | principal |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 184,425 | $3,218,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 169,226 | $3,205,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 54,640 | $3,204,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 118,653 | $3,203,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 225,783 | $3,202,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 142,764 | $3,200,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 212,917 | $3,191,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 237,728 | $3,190,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 173,826 | $3,190,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 120,978 | $3,188,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 95,996 | $3,188,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 178,441 | $3,187,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31,534 | $3,183,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 53,797 | $3,182,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,062,000 | $3,181,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 94,306 | $3,167,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 130,552 | $3,166,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,263,000 | $3,163,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 238,000 | $3,158,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 265,747 | $3,151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 433,280 | $3,150,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 271,420 | $3,135,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 5,817,000 | $3,132,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 42,786 | $3,132,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,552,000 | $3,131,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 106,914 | $3,127,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,127,000 | $3,124,000 | thousands by filing date | principal |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 130,052 | $3,121,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 214,226 | $3,113,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 76,104 | $3,111,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 213,999 | $3,099,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 341,791 | $3,093,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 3,000,000 | $3,090,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 264,114 | $3,083,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 203,444 | $3,082,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 30,684 | $3,081,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 446,923 | $3,079,000 | thousands by filing date | put |
| SPAN AMER MED SYS INC | 846396109 | COM | 172,117 | $3,079,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 106,087 | $3,078,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 177,357 | $3,075,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,457,000 | $3,063,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,368,000 | $3,060,000 | thousands by filing date | principal |
| TERADATA CORP DEL | 88076W103 | COM | 121,663 | $3,050,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,371,000 | $3,050,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 596,302 | $3,042,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 98,742 | $3,033,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,560 | $3,023,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 220,482 | $3,019,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 74,708 | $3,018,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,825,000 | $3,016,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 40,619 | $3,014,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 97,917 | $3,013,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 272,225 | $3,011,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 130,998 | $3,009,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 203,500 | $3,008,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 72,427 | $3,001,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 169,384 | $3,000,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 219,483 | $2,996,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 122,522 | $2,996,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 210,382 | $2,988,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 51,402 | $2,987,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 210,301 | $2,986,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 255,789 | $2,985,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 66,913 | $2,983,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 28,120 | $2,979,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 285,081 | $2,971,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 89,643 | $2,970,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 44,539 | $2,966,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 61,927 | $2,955,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 100,785 | $2,949,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 29,273 | $2,936,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 29,276 | $2,932,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 598,468 | $2,932,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 39,068 | $2,924,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 570,060 | $2,919,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 102,422 | $2,917,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 41,960 | $2,915,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 43,851 | $2,911,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 117,800 | $2,910,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 82,478 | $2,910,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,884,000 | $2,909,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 121,869 | $2,906,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 111,482 | $2,898,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 52,555 | $2,893,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 196,402 | $2,891,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 208,064 | $2,890,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,379,000 | $2,884,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 185,876 | $2,879,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 51,233 | $2,869,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 3,004,000 | $2,866,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 106,073 | $2,864,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,824,227 | $2,864,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 23,207 | $2,855,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 125,294 | $2,852,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 214,446 | $2,852,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 70,927 | $2,850,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 63,551 | $2,847,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 325,718 | $2,847,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,465,997 | $2,844,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41,231 | $2,841,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 6,763,656 | $2,840,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 64,625 | $2,832,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 76,186 | $2,819,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 67,289 | $2,817,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 621,817 | $2,816,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 248,627 | $2,814,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 870,510 | $2,812,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 148,023 | $2,812,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 84,211 | $2,789,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 107,774 | $2,788,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,516,000 | $2,783,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 128,760 | $2,781,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 27,889 | $2,780,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 167,853 | $2,780,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 159,984 | $2,776,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 55,858 | $2,773,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 177,634 | $2,769,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 68,863 | $2,765,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 346,221 | $2,763,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 390,060 | $2,758,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 199,544 | $2,750,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 85,850 | $2,742,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 83,470 | $2,741,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 120,860 | $2,738,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 135,429 | $2,730,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 46,583 | $2,726,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 53,989 | $2,726,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 180,948 | $2,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 34,474 | $2,724,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 325,527 | $2,724,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 331,900 | $2,716,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 170,886 | $2,716,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 85,762 | $2,705,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 100,870 | $2,701,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 48,355 | $2,692,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 205,713 | $2,692,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 115,584 | $2,676,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 67,799 | $2,676,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 102,796 | $2,672,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 63,910 | $2,671,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 28,020 | $2,657,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 253,631 | $2,656,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 44,026 | $2,652,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 138,190 | $2,625,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 393,715 | $2,622,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 114,158 | $2,621,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 183,562 | $2,618,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 115,354 | $2,615,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,011 | $2,612,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 125,723 | $2,600,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 96,104 | $2,599,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 69,747 | $2,599,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 167,699 | $2,597,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 48,022 | $2,594,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 60,194 | $2,593,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 129,544 | $2,591,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 193,266 | $2,586,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 197,663 | $2,585,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 167,124 | $2,579,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 271,711 | $2,576,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 60,510 | $2,574,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 96,249 | $2,574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,710,300 | $2,569,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 134,073 | $2,569,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 141,947 | $2,566,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 85,585 | $2,564,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 158,631 | $2,555,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 48,188 | $2,549,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,739,430 | $2,548,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,516,000 | $2,548,000 | thousands by filing date | principal |
| PRESS GANEY HOL | 74113L102 | Common Stock | 64,713 | $2,546,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 280,971 | $2,543,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103,956 | $2,532,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 323,341 | $2,525,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 56,492 | $2,525,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 63,600 | $2,521,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 51,643 | $2,516,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 517,977 | $2,513,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 67,934 | $2,512,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 37,401 | $2,506,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 80,580 | $2,503,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,552,000 | $2,501,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,188,000 | $2,500,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 36,771 | $2,493,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 21,566 | $2,486,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 37,122 | $2,479,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,295,000 | $2,479,000 | thousands by filing date | principal |
| Real Industry Inc | 75601w104 | CS | 318,926 | $2,478,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 357,293 | $2,476,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 331,745 | $2,475,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,221,000 | $2,475,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 66,331 | $2,473,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 480,917 | $2,471,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 564,500 | $2,471,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 59,183 | $2,471,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 577,559 | $2,466,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 34,766 | $2,463,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 46,521 | $2,456,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 107,723 | $2,453,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 164,918 | $2,451,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 86,895 | $2,444,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 154,211 | $2,437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 69,255 | $2,435,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 161,597 | $2,433,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 95,440 | $2,432,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 173,847 | $2,432,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 100,503 | $2,431,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 87,854 | $2,429,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 51,183 | $2,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 80,940 | $2,427,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 63,642 | $2,416,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,225,000 | $2,412,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33,908 | $2,411,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 133,118 | $2,410,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 79,340 | $2,409,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 214,803 | $2,404,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 256,392 | $2,397,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 177,658 | $2,390,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 90,546 | $2,390,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 103,464 | $2,380,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 86,844 | $2,379,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 199,032 | $2,371,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 41,714 | $2,366,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 139,780 | $2,354,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 87,182 | $2,346,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,106,000 | $2,342,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,486,000 | $2,337,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 49,971 | $2,336,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 151,337 | $2,336,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 404,400 | $2,334,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 66,302 | $2,320,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 76,326 | $2,320,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,361,000 | $2,317,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,491,000 | $2,310,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 65,198 | $2,308,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 65,739 | $2,306,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 243,704 | $2,305,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 94,109 | $2,304,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 137,545 | $2,302,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 35,465 | $2,299,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 144,823 | $2,298,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 242,603 | $2,295,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 2,000,000 | $2,295,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 61,785 | $2,293,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 120,781 | $2,292,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 531,730 | $2,292,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 163,608 | $2,291,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 120,959 | $2,290,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 70,429 | $2,290,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 175,811 | $2,288,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,143,000 | $2,288,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,107 | $2,277,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 133,735 | $2,277,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 46,068 | $2,264,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 125,263 | $2,248,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 120,374 | $2,246,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 48,717 | $2,244,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 152,067 | $2,241,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 106,517 | $2,239,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 72,141 | $2,237,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,822,000 | $2,237,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 755,000 | $2,235,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 159,718 | $2,228,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 204,487 | $2,225,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 141,818 | $2,223,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 241,422 | $2,221,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 101,000 | $2,220,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 23,690 | $2,218,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 196,608 | $2,218,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 260,355 | $2,212,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,037,000 | $2,212,000 | thousands by filing date | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 139,835 | $2,209,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 68,235 | $2,203,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 100,521 | $2,202,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 124,895 | $2,196,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 39,019 | $2,193,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 42,974 | $2,190,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 91,538 | $2,190,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,312,100 | $2,185,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 42,981 | $2,183,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 170,689 | $2,180,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 77,663 | $2,179,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 123,445 | $2,173,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,107,400 | $2,166,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 153,406 | $2,163,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 86,642 | $2,145,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 61,859 | $2,144,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 74,163 | $2,144,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 135,282 | $2,143,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 248,398 | $2,136,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 72,192 | $2,135,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 133,893 | $2,131,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 106,992 | $2,129,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 53,890 | $2,127,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 138,058 | $2,127,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 390,552 | $2,125,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 212,959 | $2,115,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 163,916 | $2,107,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 136,919 | $2,106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 205,309 | $2,106,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 155,927 | $2,105,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 222,640 | $2,104,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 98,478 | $2,102,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 36,329 | $2,093,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 378,841 | $2,080,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 49,037 | $2,075,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 235,845 | $2,073,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 103,609 | $2,071,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 62,976 | $2,070,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 35,015 | $2,069,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 132,712 | $2,069,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,613,000 | $2,068,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 191,904 | $2,067,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,056,000 | $2,066,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 38,451 | $2,065,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 194,670 | $2,062,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 71,351 | $2,061,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 233,243 | $2,060,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 58,032 | $2,060,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,707,000 | $2,060,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 193,763 | $2,059,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 97,100 | $2,056,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 505,000 | $2,053,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 148,701 | $2,052,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,032 | $2,051,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 55,667 | $2,049,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 48,242 | $2,047,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 41,550 | $2,047,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 136,568 | $2,045,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 183,275 | $2,044,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 125,184 | $2,044,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 170,672 | $2,043,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 266,501 | $2,041,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 97,957 | $2,040,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 81,809 | $2,035,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 78,466 | $2,035,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 55,403 | $2,034,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 37,840 | $2,032,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 53,286 | $2,027,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 129,412 | $2,024,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 300,213 | $2,017,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 53,899 | $2,016,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 148,842 | $2,016,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 187,320 | $2,015,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 193,177 | $2,014,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 83,435 | $2,010,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 147,342 | $2,004,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 298,898 | $2,003,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 192,445 | $2,002,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 21,779 | $1,999,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 147,258 | $1,994,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 46,336 | $1,993,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,271,000 | $1,993,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 462,500 | $1,989,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 109,458 | $1,989,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 83,719 | $1,979,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 157,099 | $1,977,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 57,219 | $1,975,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 277,529 | $1,975,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,870,000 | $1,975,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 175,032 | $1,969,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 78,509 | $1,958,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 71,543 | $1,951,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 364,886 | $1,951,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 100,120 | $1,948,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 158,024 | $1,948,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 41,411 | $1,947,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,095 | $1,946,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 106,172 | $1,946,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 514,554 | $1,945,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 247,459 | $1,942,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 44,274 | $1,940,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 59,584 | $1,934,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |