13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 53,951 | $427,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 16,356 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 10,234 | $426,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 37,532 | $426,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 54,884 | $425,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 956,000 | $424,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 20,917 | $423,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 39,736 | $423,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,851 | $421,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,479 | $419,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 32,068 | $419,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 150,000 | $418,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 26,104 | $418,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 400,000 | $418,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 783,400 | $417,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,356 | $416,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 33,086 | $416,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 28,025 | $414,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 48,855 | $413,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,506 | $412,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,184 | $412,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,650 | $412,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,846 | $411,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 962 | $411,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,425 | $408,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 214,592 | $408,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 677,188 | $407,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 13,500 | $407,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,913 | $406,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 24,174 | $406,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 14,562 | $404,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,800 | $403,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 49,909 | $403,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,048 | $401,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 9,443 | $400,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 107,701 | $400,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 30,222 | $399,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 377,000 | $399,000 | thousands by filing date | principal |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,481 | $398,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 20,752 | $398,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 56,203 | $397,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 35,176 | $396,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,751 | $396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,661 | $394,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 31,843 | $394,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 160,000 | $394,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 24,430 | $394,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,736 | $393,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,763 | $392,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 47,799 | $391,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 21,368 | $391,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 27,019 | $391,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 37,431 | $391,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,010 | $391,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,424 | $390,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 407,000 | $390,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 6,836 | $389,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,601 | $389,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 19,175 | $389,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,163 | $387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 40,979 | $387,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 39,355 | $387,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 50,759 | $386,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $385,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15,388 | $385,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 25,165 | $385,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 20,729 | $383,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 29,213 | $380,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 156,169 | $379,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 9,635 | $379,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 130,600 | $376,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 51,996 | $374,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8,156 | $374,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 202,100 | $370,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 14,415 | $369,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 351,500 | $369,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 12,844 | $368,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 47,761 | $368,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 14,522 | $366,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 23,493 | $366,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 149,500 | $364,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 77,500 | $364,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 10,204 | $364,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 33,427 | $364,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 22,722 | $363,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 22,235 | $362,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 22,403 | $361,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 14,053 | $360,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 19,402 | $360,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 32,882 | $359,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 17,324 | $359,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 10,745 | $359,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 31,999 | $359,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,127 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,570 | $357,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 19,683 | $357,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 23,924 | $356,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 26,528 | $356,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,290 | $355,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,644 | $355,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 31,157 | $355,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 98,429 | $354,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 21,511 | $353,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 36,000 | $353,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 11,485 | $353,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 30,854 | $353,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 21,096 | $352,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 118,045 | $352,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 23,555 | $351,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,771 | $350,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 27,931 | $349,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 69,000 | $349,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 300,000 | $348,000 | thousands by filing date | put |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 21,266 | $345,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $343,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 11,557 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,574 | $342,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,921 | $342,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 18,229 | $341,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 18,960 | $338,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41,953 | $337,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,982 | $337,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 166,825 | $336,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 22,798 | $336,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 20,150 | $335,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 71,112 | $335,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 26,354 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 19,749 | $334,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,199 | $333,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200,000 | $332,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 50,000 | $331,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,531 | $331,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 33,000 | $331,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 29,226 | $330,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 21,556 | $330,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 65,530 | $329,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 12,383 | $327,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75,000 | $326,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 12,690 | $326,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 850,000 | $325,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,220 | $325,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 22,810 | $325,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 37,030 | $325,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 37,337 | $324,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 11,736 | $323,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 335,000 | $323,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 25,929 | $322,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 23,360 | $321,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,851 | $320,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 59,211 | $320,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 648 | $318,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 22,547 | $318,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,156 | $318,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 30,263 | $318,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 72,372 | $318,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 320,400 | $317,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 43,569 | $317,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 332,000 | $317,000 | thousands by filing date | principal |
| Dws Strategic Muni Incm | 25159F102 | COM | 22,037 | $317,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,669 | $316,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,359 | $316,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,140 | $316,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 403,100 | $313,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 66,500 | $313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 10,257 | $313,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 23,706 | $312,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 67,780 | $312,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 25,957 | $311,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 15,716 | $310,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 45,785 | $309,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 15,945 | $309,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 72,956 | $308,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,043 | $307,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,337 | $306,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 28,411 | $305,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 741 | $304,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 81,011 | $304,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 217,460 | $304,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 16,984 | $303,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,186 | $303,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 23,362 | $302,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 38,989 | $302,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 746 | $301,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,233 | $301,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 21,939 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 250,000 | $299,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 15,892 | $298,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 31,647 | $298,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 10,889 | $298,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 221,917 | $298,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 12,048 | $298,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 56,680 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 20,171 | $295,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47,352 | $295,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 51,112 | $294,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 18,136 | $294,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 29,602 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 6,806 | $294,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 17,301 | $294,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,988 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,681 | $293,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,171 | $293,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 21,549 | $293,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 77,076 | $292,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 15,759 | $291,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,742 | $291,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,206 | $290,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 17,469 | $290,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 22,284 | $290,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 18,160 | $290,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 295,000 | $289,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,731 | $288,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,909 | $287,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 35,790 | $287,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,316 | $286,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 39,939 | $286,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,791 | $285,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 34,700 | $283,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,505 | $283,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,000 | $282,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 13,822 | $281,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 24,501 | $281,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,331 | $280,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,740 | $280,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,166 | $279,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 200,000 | $277,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 21,608 | $277,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200,009 | $277,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,007 | $276,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,550 | $276,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,610 | $276,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 27,730 | $276,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 79,132 | $276,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 37,383 | $275,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 50,000 | $275,000 | thousands by filing date | call |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 29,700 | $275,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 44,941 | $274,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,880 | $274,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 16,452 | $274,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 7,255 | $274,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 26,621 | $273,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 34,327 | $273,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 56,100 | $270,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,000 | $270,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,766 | $270,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 42,967 | $269,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,268 | $269,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 5,318 | $268,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 26,075 | $267,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 11,377 | $266,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 10,300 | $266,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 26,221 | $266,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,977 | $265,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 36,292 | $265,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 20,320 | $265,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,382 | $264,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 8,704 | $264,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 39,782 | $264,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,277 | $264,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,230 | $264,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 48,241 | $263,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 267,600 | $263,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,862 | $262,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,722 | $262,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 19,000 | $262,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 17,621 | $261,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,150 | $261,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 65,000 | $259,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,958 | $259,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 8,700 | $259,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 90 | $258,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 21,885 | $258,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 230,000 | $257,000 | thousands by filing date | principal |
| INCONTACT INC | 45336E109 | COM | 18,558 | $257,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 11,289 | $257,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 5,022 | $257,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 27,838 | $257,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 22,446 | $254,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 11,815 | $253,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 24,260 | $252,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 4,770 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 17,589 | $250,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,823 | $250,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,515 | $249,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,171 | $248,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 21,144 | $248,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 67,400 | $247,000 | thousands by filing date | put |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,450 | $246,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 48,996 | $246,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,261 | $245,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 15,614 | $245,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,866 | $245,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,913 | $245,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,530 | $244,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,473 | $244,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 31,602 | $244,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,492 | $244,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,124 | $242,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 200,118 | $242,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 18,235 | $242,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,116 | $242,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 42,900 | $241,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,671 | $241,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 18,968 | $239,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,100 | $239,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 300,000 | $238,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 59,264 | $238,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 34,299 | $238,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 150,000 | $237,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 8,921 | $237,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 27,800 | $237,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 62,039 | $237,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,818 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 11,539 | $235,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,942 | $235,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 8,095 | $234,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 37,067 | $234,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 29,694 | $234,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,159 | $233,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 16,979 | $233,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 11,926 | $233,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 106,179 | $233,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,257 | $232,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,739 | $232,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 10,769 | $232,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 129,413 | $232,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 42,280 | $231,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,523 | $231,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 12,144 | $231,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 20,595 | $231,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,395 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,569 | $228,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 35,433 | $228,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,915 | $228,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 14,373 | $227,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,143 | $227,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 27,422 | $227,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 7,831 | $227,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,305 | $226,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 18,103 | $226,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,310 | $225,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,532 | $225,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 9,830 | $225,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 24,449 | $225,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,540 | $225,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,695 | $225,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,282 | $224,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 22,394 | $224,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,237 | $224,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 100,000 | $224,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 1,995 | $224,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 225,000 | $224,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,686 | $223,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 392,000 | $223,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,657 | $222,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 500,000 | $222,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 21,927 | $219,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 21,285 | $219,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 5,151 | $219,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 39,441 | $218,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 183,000 | $218,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 13,377 | $217,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,451 | $217,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,670 | $217,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 87,193 | $217,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 13,751 | $217,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 231,000 | $217,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 18,787 | $217,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,200 | $217,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,871 | $216,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,860 | $216,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,025 | $215,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 5,800 | $215,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,176 | $214,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 14,048 | $213,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 215,000 | $213,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,428 | $212,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,323 | $211,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 21,385 | $211,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,227 | $210,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 12,548 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,065 | $210,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,400 | $209,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 29,687 | $209,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,096 | $209,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,042 | $209,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 16,268 | $209,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 226,200 | $208,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 6,784 | $208,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 59,948 | $208,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,150 | $208,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 212,000 | $208,000 | thousands by filing date | principal |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 6,886 | $207,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,057 | $207,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 25,589 | $207,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,439 | $206,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,037 | $206,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,594 | $206,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,500 | $205,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,365 | $205,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,186 | $204,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 19,050 | $204,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11,852 | $203,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,006 | $203,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,870 | $203,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 16,648 | $203,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 54,040 | $203,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 20,513 | $202,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,101 | $202,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,964 | $201,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,130 | $201,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,935 | $201,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 28,545 | $201,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 60,358 | $201,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 16,758 | $200,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,112 | $200,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,439 | $199,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,156 | $199,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,081 | $199,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 44,300 | $199,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 253,000 | $198,000 | thousands by filing date | principal |
| NORTEK INC | 656559309 | COM NEW | 3,332 | $198,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 53,405 | $198,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,398 | $196,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,556 | $195,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 11,202 | $195,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 191,359 | $195,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 30,729 | $194,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 44,212 | $194,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 17,824 | $194,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,459 | $193,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,744 | $192,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 88,400 | $192,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,786 | $192,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 4,836 | $191,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 17,510 | $191,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 5,905 | $191,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 26,789 | $191,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,702 | $190,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 51,020 | $190,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,564 | $190,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 81,100 | $189,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 6,623 | $188,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 37,928 | $188,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,202 | $188,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15,414 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,459 | $187,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,806 | $187,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 32,054 | $187,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,434 | $187,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 13,463 | $187,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,289 | $186,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 29,458 | $186,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,643 | $186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,873 | $186,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 25,531 | $184,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20,000 | $183,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,186 | $183,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,544 | $183,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,710 | $183,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 75,886 | $182,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 21,898 | $181,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,200 | $181,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,651 | $181,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,879 | $180,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 73,880 | $180,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 42,844 | $180,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 8,360 | $180,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,485 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,516 | $179,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,022 | $179,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 80,651 | $179,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 50,000 | $178,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 14,947 | $178,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,510 | $177,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,744 | $176,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,017 | $176,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 7,221 | $176,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 43,900 | $175,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 4,042 | $175,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,809 | $175,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 9,749 | $174,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,938 | $174,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 93,000 | $173,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 11,900 | $173,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,243 | $173,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 175,000 | $173,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 22,897 | $172,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 170,000 | $172,000 | thousands by filing date | principal |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 10,341 | $172,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 24,365 | $171,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,013 | $171,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,981 | $170,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 22,932 | $170,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 170,000 | $170,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 200,000 | $169,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 10,738 | $169,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 100,000 | $169,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 11,182 | $169,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 36,325 | $168,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |