13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERON THERAPEUTICS INC | 427746102 | COM | 9,309 | $168,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 89,985 | $168,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,852 | $168,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,167 | $168,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 9,445 | $168,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 64,658 | $167,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 23,687 | $167,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 14,924 | $167,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 6,290 | $166,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 12,451 | $166,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,341 | $165,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,661 | $165,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 36,719 | $165,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 402,700 | $165,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 150,000 | $165,000 | thousands by filing date | principal |
| SHORETEL INC | 825211105 | COM | 24,636 | $165,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,789 | $164,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,712 | $164,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 18,227 | $164,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 530,000 | $163,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 17,013 | $163,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,953 | $163,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,062 | $163,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 34,446 | $162,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,590 | $162,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,314 | $161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 125,000 | $161,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 4,603 | $161,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,940 | $161,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,128 | $161,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 94,136 | $161,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 10,202 | $161,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 200,000 | $161,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 19,745 | $160,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 13,488 | $160,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 14,644 | $160,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,975 | $159,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,203 | $159,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,000 | $159,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 12,960 | $159,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,322 | $158,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 19,725 | $158,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,244 | $157,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,066 | $157,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 9,390 | $157,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,201 | $157,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 8,891 | $156,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 178,000 | $156,000 | thousands by filing date | principal |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,880 | $155,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,210 | $155,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,626 | $155,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 19,170 | $155,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 76,600 | $154,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,235 | $154,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $154,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 38,900 | $154,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,044 | $154,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 8,709 | $154,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 4,718 | $154,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 161,000 | $154,000 | thousands by filing date | principal |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,749 | $153,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 19,347 | $153,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 59,702 | $153,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 9,982 | $153,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 142,000 | $153,000 | thousands by filing date | principal |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,420 | $152,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 10,501 | $152,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 9,052 | $151,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,177 | $151,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,783 | $151,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 55,535 | $150,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 36,714 | $150,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,304 | $150,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 161,000 | $150,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 6,011 | $150,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,836 | $149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,498 | $149,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,634 | $149,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 195,000 | $149,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,664 | $148,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 13,172 | $148,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 208,400 | $148,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 104,943 | $148,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,150 | $148,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 252,500 | $147,000 | thousands by filing date | put |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,561 | $147,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,014 | $147,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 127,000 | $147,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,503 | $146,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,300 | $146,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 49,681 | $146,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,297 | $145,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,294 | $145,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,779 | $145,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,810 | $145,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,055 | $145,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,677 | $145,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 52,300 | $144,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 145,111 | $144,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 59,770 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,866 | $143,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,750 | $143,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,510 | $143,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,668 | $143,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,773 | $143,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 117,417 | $143,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 26,485 | $142,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 151,000 | $142,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,867 | $141,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,641 | $141,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,780 | $141,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,809 | $141,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 720 | $141,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 101,184 | $141,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,340 | $141,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 26,458 | $140,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,452 | $140,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 6,477 | $140,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 9,792 | $140,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 73,355 | $140,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 150,000 | $140,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 527,000 | $139,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,842 | $139,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,479 | $139,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 4,891 | $139,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 38,100 | $138,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,745 | $138,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,355 | $138,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 12,800 | $138,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,573 | $137,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 9,644 | $137,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,000,000 | $137,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 12,119 | $137,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,908 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,580 | $136,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,309 | $136,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,158 | $136,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,734 | $136,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,416 | $136,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150,000 | $135,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,322 | $135,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 21,522 | $135,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,185 | $134,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 23,145 | $134,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,178 | $134,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,193 | $134,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,501 | $134,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 25,348 | $134,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,928 | $134,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 4,112 | $134,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 9,413 | $134,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,091 | $133,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,843 | $133,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 453,006 | $133,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,531 | $132,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,425 | $132,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,835 | $132,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 18,742 | $132,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 25,014 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,778 | $131,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 33,754 | $131,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,910 | $131,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 168,400 | $130,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,478 | $130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,850 | $130,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 12,713 | $130,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 17,566 | $130,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,158 | $130,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,056 | $130,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 38,557 | $130,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,903 | $129,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,450 | $129,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 320,200 | $128,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 22,900 | $128,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,587 | $128,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,362 | $128,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,865 | $127,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 119,000 | $127,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,915 | $126,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,228 | $126,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 8,373 | $126,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,794 | $126,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 8,678 | $126,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 100,000 | $125,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 19,788 | $125,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,525 | $125,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,609 | $125,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $124,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,501 | $124,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,227 | $124,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,893 | $124,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 8,418 | $124,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 2,616 | $123,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,197 | $123,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,900 | $123,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 16,508 | $123,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,575 | $123,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,031 | $122,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,289 | $122,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 15,845 | $122,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 5,729 | $122,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 5,925 | $122,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 306,700 | $121,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 7,008 | $121,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60,200 | $120,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 6,403 | $120,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,742 | $120,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 18,714 | $120,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,529 | $120,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 650 | $119,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 90,000 | $119,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 8,195 | $119,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 9,885 | $119,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,173 | $119,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,786 | $119,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,309 | $118,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,410 | $118,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,338 | $118,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43,000 | $117,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 16,449 | $117,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,073 | $117,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,831 | $117,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 6,007 | $117,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,292 | $117,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 15,154 | $117,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 8,063 | $117,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 39,549 | $117,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 30,422 | $117,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,917 | $116,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,161 | $116,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 22,800 | $116,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 17,453 | $116,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,266 | $116,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 9,095 | $116,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,486 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 5,760 | $116,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 9,162 | $116,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 24,866 | $115,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,087 | $115,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 17,739 | $115,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 127,100 | $114,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,534 | $114,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 22,793 | $114,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,320 | $114,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,052 | $114,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,310 | $114,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,414 | $114,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 9,576 | $114,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,055 | $113,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 8,029 | $113,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 110,000 | $113,000 | thousands by filing date | principal |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 18,101 | $113,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 12,602 | $113,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,589 | $113,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 6,699 | $112,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,349 | $112,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,843 | $112,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 85,684 | $112,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 18,074 | $112,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $111,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,375 | $111,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 14,893 | $111,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,948 | $111,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 83,400 | $111,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 8,149 | $111,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,350 | $111,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 6,196 | $111,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 37,713 | $110,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 19,400 | $110,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,486 | $110,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 8,030 | $110,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,781 | $109,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,710 | $109,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,001 | $109,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 8,684 | $109,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,793 | $108,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 6,870 | $108,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,636 | $108,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 28,761 | $108,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,284 | $108,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 102,000 | $107,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,803 | $107,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 8,001 | $107,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,994 | $107,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,062 | $107,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 5,085 | $107,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 40,812 | $107,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,768 | $106,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,310 | $106,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,879 | $106,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 105,000 | $106,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,500 | $106,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,686 | $105,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,283 | $105,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,868 | $105,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,970 | $105,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,828 | $105,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,009 | $105,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 400,000 | $105,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,558 | $105,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,043 | $105,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 6,010 | $105,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 5,254 | $105,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,649 | $104,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 16,496 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,571 | $104,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,336 | $104,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,234 | $104,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,101 | $104,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,204 | $104,000 | thousands by filing date | |
| MEDALLION FINL CORP | 583928205 | SR NT CONV 21 | 4,000 | $104,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 69,700 | $103,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,522 | $103,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,779 | $103,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 8,013 | $103,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,110 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 8,467 | $103,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 12,202 | $103,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,294 | $102,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,634 | $102,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,294 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 7,191 | $102,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 8,975 | $102,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 9,696 | $102,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 75,000 | $102,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 5,714 | $101,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,272 | $101,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,314 | $101,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 6,085 | $101,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,244 | $101,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 25,000 | $100,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,146 | $100,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,533 | $100,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,837 | $100,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 12,188 | $100,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 4,309 | $100,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500,000 | $99,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 19,400 | $99,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,814 | $99,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,351 | $99,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,000 | $99,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,198 | $99,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,362 | $99,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,619 | $99,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 4,904 | $99,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 3,974 | $99,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,644 | $98,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,749 | $98,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 3,279 | $98,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,306 | $98,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 430,700 | $98,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 4,726 | $98,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,899 | $97,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,001 | $97,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,500 | $97,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 59,521 | $97,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,496 | $97,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 76,826 | $97,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 931,600 | $96,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 8,926 | $96,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 43,213 | $96,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 7,700 | $96,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 270,300 | $96,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,464 | $96,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 5,579 | $96,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 121,000 | $96,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 25,000 | $96,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 400 | $95,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,694 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 3,758 | $95,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,007 | $95,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 51,853 | $95,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 5,695 | $95,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,900 | $95,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 17,986 | $94,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 87,300 | $94,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 7,351 | $94,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,000 | $94,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 7,528 | $94,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,976 | $94,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,400 | $93,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,841 | $93,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 3,758 | $93,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 8,403 | $93,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,460 | $92,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 5,845 | $92,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 12,065 | $92,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 6,926 | $92,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 7,919 | $92,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 280,300 | $91,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,202 | $91,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,695 | $91,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 17,339 | $91,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,437 | $91,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,079 | $90,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 192,335 | $90,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,600 | $90,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 5,762 | $89,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,100 | $89,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 16,415 | $89,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 7,450 | $89,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 284,600 | $88,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,410 | $88,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 8,401 | $88,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,408 | $88,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,473 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,411 | $88,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 9,047 | $88,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 12,400 | $88,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 99,000 | $88,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,375 | $88,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,501 | $87,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,761 | $87,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,600 | $87,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,385 | $87,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,000 | $87,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 16,784 | $87,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 86,000 | $87,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 9,901 | $87,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 178,400 | $86,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 9,882 | $86,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 44,557 | $86,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,716 | $86,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 18,965 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 3,745 | $86,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 29,900 | $85,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,705 | $85,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 737 | $85,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,817 | $85,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,792 | $84,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,411 | $84,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,386 | $84,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,372 | $84,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,000 | $84,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $83,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 550 | $83,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 500 | $83,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 6,400 | $83,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,617 | $83,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,978 | $83,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 4,001 | $83,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,322 | $83,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 525,000 | $82,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 1,235 | $82,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,755 | $82,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,035 | $82,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,320 | $82,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,024 | $82,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 45,000 | $82,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,000 | $81,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 5,810 | $81,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,544 | $81,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,389 | $81,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 79,000 | $81,000 | thousands by filing date | principal |
| C1 FINL INC | 12591N109 | COM | 3,485 | $81,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,134 | $80,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,339 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,724 | $80,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,980 | $80,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,924 | $80,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 28,960 | $80,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,298 | $80,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 74,700 | $79,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,533 | $79,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,512 | $79,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,130 | $79,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 19,622 | $79,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 5,101 | $79,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 6,749 | $79,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5,939 | $78,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,708 | $78,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 61,767 | $78,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 24,838 | $78,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 14,095 | $78,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,425 | $78,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 8,255 | $78,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,200 | $77,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,122 | $77,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,888 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,744 | $77,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 287,900 | $77,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 23,800 | $76,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,924 | $76,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,201 | $76,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,965 | $76,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,097 | $76,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,000 | $76,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,841 | $76,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,227 | $76,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,015 | $76,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 20,327 | $76,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,092 | $76,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 34,243 | $76,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,366 | $76,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,258 | $76,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 67,400 | $75,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,301 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,140 | $75,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 6,889 | $75,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,996 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |