13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 551,795 | $7,824,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 609,021 | $7,820,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 341,997 | $7,805,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,261,601 | $7,797,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,107,913 | $7,777,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 672,038 | $7,762,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 311,046 | $7,755,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 100,073 | $7,741,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 235,103 | $7,731,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 439,961 | $7,717,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 528,084 | $7,711,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 142,382 | $7,689,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 327,647 | $7,680,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,010,182 | $7,677,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 225,813 | $7,671,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 234,174 | $7,668,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 283,509 | $7,629,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,516,100 | $7,624,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 308,424 | $7,606,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 486,283 | $7,600,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 260,678 | $7,595,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,254,799 | $7,592,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 256,430 | $7,570,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 504,958 | $7,569,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 600,202 | $7,551,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 729,302 | $7,542,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 117,114 | $7,540,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 947,161 | $7,539,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 292,729 | $7,532,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 231,780 | $7,526,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 886,955 | $7,513,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,973,900 | $7,498,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 78,020 | $7,497,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 245,230 | $7,497,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 139,199 | $7,493,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 102,807 | $7,485,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 65,434 | $7,480,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 294,149 | $7,464,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 256,729 | $7,449,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 658,837 | $7,412,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 173,991 | $7,409,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 7,638,000 | $7,409,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 320,694 | $7,374,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 162,897 | $7,371,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 40,326 | $7,366,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 217,870 | $7,364,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 610,363 | $7,361,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 222,769 | $7,336,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 558,956 | $7,323,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 479,908 | $7,319,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 236,109 | $7,314,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 60,361 | $7,313,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 165,983 | $7,303,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 457,832 | $7,302,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 89,763 | $7,301,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 315,162 | $7,287,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 961,115 | $7,285,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 152,826 | $7,265,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 132,707 | $7,256,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 188,204 | $7,251,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 717,104 | $7,250,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 542,801 | $7,230,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 597,789 | $7,220,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 159,417 | $7,216,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 219,679 | $7,208,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 323,092 | $7,208,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 230,420 | $7,203,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 708,247 | $7,181,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 268,750 | $7,165,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 392,930 | $7,155,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 87,450 | $7,152,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 403,331 | $7,143,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 230,710 | $7,124,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 79,304 | $7,123,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 155,970 | $7,113,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 91,575 | $7,073,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 76,978 | $7,069,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 94,167 | $7,069,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 580,021 | $7,059,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 295,588 | $7,044,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 80,203 | $7,024,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 570,621 | $7,014,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 104,444 | $7,011,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 296,940 | $7,005,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 41,494 | $6,998,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 52,072 | $6,992,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 121,070 | $6,978,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 127,449 | $6,965,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 601,419 | $6,958,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 81,833 | $6,942,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 690,622 | $6,941,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 326,173 | $6,929,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 132,398 | $6,919,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 127,550 | $6,877,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 270,897 | $6,872,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 68,020 | $6,869,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 393,743 | $6,856,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 235,471 | $6,852,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 544,344 | $6,843,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 426,847 | $6,800,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 266,097 | $6,793,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 250,555 | $6,792,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 328,681 | $6,768,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 383,707 | $6,761,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 163,063 | $6,749,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 315,317 | $6,743,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 47,250 | $6,742,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 650,586 | $6,721,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 5,376,868 | $6,721,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 207,571 | $6,707,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 446,428 | $6,702,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 367,974 | $6,689,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 906,222 | $6,670,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 54,630 | $6,668,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 247,563 | $6,667,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 209,686 | $6,657,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 84,162 | $6,648,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 560,190 | $6,616,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 109,729 | $6,616,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 78,465 | $6,584,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 203,430 | $6,577,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 442,677 | $6,569,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 6,747,000 | $6,560,000 | thousands by filing date | principal |
| MOCON INC | 607494101 | COM | 462,855 | $6,554,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 522,979 | $6,549,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,150,726 | $6,536,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 928,498 | $6,532,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 307,697 | $6,532,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 157,309 | $6,519,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 135,444 | $6,503,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 44,956 | $6,491,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 250,063 | $6,491,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 418,148 | $6,489,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 215,576 | $6,465,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 506,312 | $6,456,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 338,523 | $6,446,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 537,063 | $6,428,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 194,266 | $6,421,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 389,912 | $6,415,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 183,478 | $6,389,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 73,982 | $6,385,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 51,940 | $6,376,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 383,914 | $6,358,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 61,330 | $6,349,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 344,865 | $6,349,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 489,370 | $6,346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 227,439 | $6,341,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 63,268 | $6,331,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,970,000 | $6,330,000 | thousands by filing date | principal |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 374,312 | $6,326,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 392,382 | $6,325,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 110,919 | $6,324,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 208,204 | $6,317,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 975,028 | $6,308,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 512,764 | $6,296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 231,238 | $6,278,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 6,899,000 | $6,257,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 278,789 | $6,250,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 325,557 | $6,231,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 273,555 | $6,210,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 49,745 | $6,201,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 210,805 | $6,177,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 375,014 | $6,168,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 247,522 | $6,168,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 142,207 | $6,160,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 674,328 | $6,150,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 103,093 | $6,149,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 351,962 | $6,142,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 725,256 | $6,136,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 67,737 | $6,124,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 196,150 | $6,123,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 412,010 | $6,122,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 371,858 | $6,091,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 368,151 | $6,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 214,120 | $6,064,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 102,093 | $6,064,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 566,384 | $6,061,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 140,637 | $6,057,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 146,434 | $6,054,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 319,543 | $6,039,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 292,673 | $6,038,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 639,087 | $6,032,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 912,996 | $6,026,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 459,408 | $6,019,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 234,505 | $6,013,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 325,783 | $6,010,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 724,867 | $5,988,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 178,194 | $5,987,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 69,007 | $5,980,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 257,285 | $5,943,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 431,736 | $5,936,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 43,461 | $5,925,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 144,025 | $5,924,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 359,021 | $5,921,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,998,983 | $5,918,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 218,001 | $5,915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 64,320 | $5,872,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 76,168 | $5,830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 123,221 | $5,820,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 370,940 | $5,820,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 408,654 | $5,807,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 366,764 | $5,799,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 242,311 | $5,788,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 95,191 | $5,785,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 227,795 | $5,777,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 55,272 | $5,775,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 100,782 | $5,765,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 89,180 | $5,764,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 259,913 | $5,759,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 225,019 | $5,757,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 306,763 | $5,754,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 749,918 | $5,752,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 225,424 | $5,743,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,069,508 | $5,743,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 374,143 | $5,740,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 272,896 | $5,734,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 135,121 | $5,734,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 89,575 | $5,719,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 363,777 | $5,707,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 234,035 | $5,697,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 90,007 | $5,692,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 890,464 | $5,673,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 423,172 | $5,666,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100,909 | $5,662,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 959,900 | $5,644,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,303,052 | $5,643,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 291,604 | $5,625,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 279,584 | $5,625,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 161,160 | $5,574,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 287,527 | $5,555,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 259,270 | $5,549,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 361,854 | $5,548,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,226,000 | $5,539,000 | thousands by filing date | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 56,786 | $5,528,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 239,885 | $5,527,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 165,441 | $5,525,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 266,477 | $5,522,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 113,845 | $5,520,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 338,362 | $5,512,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 185,576 | $5,500,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 330,696 | $5,500,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 40,935 | $5,491,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 252,965 | $5,484,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 67,899 | $5,473,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 369,527 | $5,473,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 197,937 | $5,471,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 691,622 | $5,471,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 95,052 | $5,467,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 323,052 | $5,467,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 222,007 | $5,458,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 182,128 | $5,444,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 740,557 | $5,436,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 404,853 | $5,425,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 103,867 | $5,421,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 235,577 | $5,419,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 443,564 | $5,416,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 174,349 | $5,414,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 931,288 | $5,411,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 137,135 | $5,397,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 361,549 | $5,387,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 371,070 | $5,384,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,205,500 | $5,371,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 515,342 | $5,354,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 603,497 | $5,341,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 281,569 | $5,335,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 130,044 | $5,323,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 64,564 | $5,323,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 145,879 | $5,322,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 137,615 | $5,311,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 208,132 | $5,306,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 478,861 | $5,301,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 277,469 | $5,297,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 205,481 | $5,289,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 320,531 | $5,279,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 105,262 | $5,271,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 109,196 | $5,267,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 363,499 | $5,267,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 476,062 | $5,260,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 476,912 | $5,256,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 540,410 | $5,248,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 375,681 | $5,242,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 600,788 | $5,233,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 321,953 | $5,225,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,734 | $5,204,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 147,319 | $5,200,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 220,955 | $5,190,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 358,744 | $5,177,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 300,000 | $5,168,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 338,704 | $5,166,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,761,000 | $5,164,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 98,257 | $5,160,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 89,183 | $5,149,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 75,649 | $5,148,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 251,439 | $5,144,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 393,096 | $5,142,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 311,257 | $5,123,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 98,840 | $5,113,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 91,836 | $5,113,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 136,121 | $5,111,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 249,463 | $5,104,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 257,867 | $5,103,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 118,306 | $5,092,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 656,685 | $5,089,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 305,923 | $5,088,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,155,000 | $5,078,000 | thousands by filing date | principal |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 68,446 | $5,077,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 49,890 | $5,067,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 160,952 | $5,064,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 208,020 | $5,061,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 119,080 | $5,047,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 209,204 | $5,044,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 238,928 | $5,039,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 207,196 | $5,034,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 304,005 | $5,019,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 110,746 | $5,008,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 961,355 | $4,999,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 329,370 | $4,990,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 134,067 | $4,975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 152,562 | $4,963,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 278,549 | $4,961,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 269,769 | $4,948,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 143,907 | $4,918,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 38,114 | $4,915,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 218,032 | $4,912,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 595,775 | $4,909,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 65,983 | $4,896,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,355,779 | $4,894,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 691,254 | $4,881,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 109,639 | $4,866,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 60,770 | $4,864,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 520,492 | $4,856,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 153,939 | $4,844,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,427,628 | $4,830,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 445,062 | $4,829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 110,647 | $4,824,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 28,124 | $4,810,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 120,371 | $4,808,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,350,140 | $4,807,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 454,446 | $4,800,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 76,524 | $4,798,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 333,717 | $4,792,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 424,835 | $4,767,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 30,876 | $4,765,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 140,759 | $4,765,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 446,201 | $4,761,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 280,437 | $4,753,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 37,523 | $4,733,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 171,679 | $4,732,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 189,109 | $4,729,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 252,131 | $4,725,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 90,269 | $4,704,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 134,615 | $4,702,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36,830 | $4,700,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 615,617 | $4,697,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 487,331 | $4,693,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 657,482 | $4,688,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 168,779 | $4,679,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,665,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 5,000,000 | $4,663,000 | thousands by filing date | principal |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 455,493 | $4,651,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 52,823 | $4,640,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 171,701 | $4,628,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 41,141 | $4,628,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 75,706 | $4,626,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 334,241 | $4,617,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 190,085 | $4,612,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 132,546 | $4,611,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 91,988 | $4,604,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 225,647 | $4,596,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 104,094 | $4,595,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 256,585 | $4,588,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 119,854 | $4,584,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 510,460 | $4,573,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 283,200 | $4,573,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 43,732 | $4,568,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 48,782 | $4,565,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 80,381 | $4,559,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 54,432 | $4,552,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 120,253 | $4,548,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 140,477 | $4,543,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 40,142 | $4,536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 113,604 | $4,515,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 24,364 | $4,509,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 122,059 | $4,508,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 166,540 | $4,506,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 131,559 | $4,503,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 70,351 | $4,503,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,508,000 | $4,499,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 249,403 | $4,492,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,790,000 | $4,488,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,073,207 | $4,486,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 132,655 | $4,481,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,451,444 | $4,470,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 137,938 | $4,439,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 177,026 | $4,435,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 337,153 | $4,434,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 462,230 | $4,433,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 400,028 | $4,428,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 389,729 | $4,423,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 39,172 | $4,418,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 184,632 | $4,418,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 322,475 | $4,408,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 168,092 | $4,397,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 359,550 | $4,394,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,100 | $4,390,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 589,145 | $4,387,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 227,702 | $4,381,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 185,257 | $4,380,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 105,862 | $4,375,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 153,693 | $4,374,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 166,052 | $4,360,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 82,882 | $4,357,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 88,121 | $4,355,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 147,905 | $4,342,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 201,450 | $4,338,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 112,121 | $4,335,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 167,513 | $4,334,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 68,731 | $4,333,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 157,870 | $4,318,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 149,863 | $4,312,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 88,125 | $4,312,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 197,009 | $4,312,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 462,803 | $4,308,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 226,133 | $4,304,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 313,473 | $4,295,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 155,774 | $4,285,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 69,576 | $4,283,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 142,817 | $4,282,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 113,375 | $4,277,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 295,856 | $4,275,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 275,313 | $4,274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 183,503 | $4,269,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 112,754 | $4,263,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 273,920 | $4,259,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 67,280 | $4,244,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 2,771,000 | $4,244,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 65,893 | $4,238,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,268,000 | $4,238,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 138,283 | $4,223,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 402,862 | $4,217,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 81,102 | $4,210,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 823,264 | $4,207,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 570,624 | $4,194,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 136,602 | $4,179,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 214,169 | $4,176,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 75,516 | $4,153,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 218,310 | $4,149,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 257,389 | $4,147,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 67,995 | $4,142,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 4,546,000 | $4,140,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 113,937 | $4,136,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,037,200 | $4,132,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 286,973 | $4,130,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 92,730 | $4,129,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 190,444 | $4,126,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 172,177 | $4,113,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 242,444 | $4,112,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 488,187 | $4,095,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 197,109 | $4,092,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 118,474 | $4,086,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 60,063 | $4,085,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 113,089 | $4,080,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 241,507 | $4,079,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 388,342 | $4,074,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 190,698 | $4,064,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 682,752 | $4,062,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 123,527 | $4,056,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 135,356 | $4,054,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 43,471 | $4,028,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 171,143 | $4,022,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 233,936 | $4,021,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 47,665 | $4,016,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 84,303 | $4,012,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 235,226 | $4,009,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 44,173 | $3,993,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 133,955 | $3,993,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 51,992 | $3,993,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 224,281 | $3,981,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 148,252 | $3,980,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 525,000 | $3,977,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 132,969 | $3,970,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 365,934 | $3,970,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 253,499 | $3,950,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 421,351 | $3,935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 334,855 | $3,932,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 237,345 | $3,928,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 98,249 | $3,923,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 505,960 | $3,922,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 915,871 | $3,921,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 165,980 | $3,917,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 101,581 | $3,916,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 368,851 | $3,914,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 56,908 | $3,898,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 166,350 | $3,893,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 398,305 | $3,892,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 82,702 | $3,885,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 219,952 | $3,884,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 258,555 | $3,878,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 33,401 | $3,878,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 322,201 | $3,877,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |