13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 6,483 holding rows worth $258,086,869,000.
- Accession
- 0000072971-16-001234
- Filer
- CIK 72971
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 19,346 entries on the cover page, a total value of $258,086,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,086,869,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 110,817 | $15,293,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 623,826 | $15,289,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 300,630 | $15,226,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 443,043 | $15,222,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,242,288 | $15,206,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 449,744 | $15,197,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 226,374 | $15,196,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 442,577 | $15,189,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 410,462 | $15,166,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 625,769 | $15,063,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 257,819 | $15,062,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,002,356 | $15,056,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 253,132 | $15,038,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,692,509 | $15,030,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 288,441 | $15,019,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,396,076 | $15,010,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 903,686 | $14,956,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,430,542 | $14,935,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,397,050 | $14,934,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 234,244 | $14,929,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 611,758 | $14,915,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,598,324 | $14,862,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 541,632 | $14,840,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 299,761 | $14,805,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 352,253 | $14,798,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 150,346 | $14,795,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 494,684 | $14,751,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 694,593 | $14,746,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,085,343 | $14,739,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 128,532 | $14,716,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 895,158 | $14,699,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 682,132 | $14,693,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 560,838 | $14,682,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 417,622 | $14,675,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 242,791 | $14,670,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 137,924 | $14,667,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 339,163 | $14,648,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 9,739,000 | $14,633,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 700,515 | $14,564,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 610,729 | $14,542,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 261,828 | $14,505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 551,188 | $14,485,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,041,348 | $14,474,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 399,854 | $14,452,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 559,599 | $14,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 445,650 | $14,403,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 306,231 | $14,396,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 910,405 | $14,376,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 329,259 | $14,362,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,042,219 | $14,360,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,474,463 | $14,347,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 14,530,000 | $14,296,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 299,140 | $14,278,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,313,469 | $14,277,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 329,079 | $14,206,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,136,963 | $14,156,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 975,148 | $14,149,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,030,795 | $14,133,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 233,956 | $14,124,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 310,470 | $14,117,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 218,884 | $14,074,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 183,502 | $14,064,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 561,722 | $14,027,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 604,512 | $14,006,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 190,779 | $13,975,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 610,504 | $13,925,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 328,645 | $13,915,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 523,215 | $13,881,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 154,506 | $13,824,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,246,969 | $13,804,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 766,472 | $13,797,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 462,600 | $13,776,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 403,022 | $13,743,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 190,048 | $13,740,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 716,288 | $13,732,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 549,877 | $13,686,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,048,735 | $13,622,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 639,852 | $13,608,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 389,195 | $13,605,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 328,711 | $13,601,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 241,197 | $13,567,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 486,544 | $13,551,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 439,085 | $13,537,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 135,110 | $13,527,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 648,763 | $13,520,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 543,896 | $13,516,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,800,863 | $13,489,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 617,571 | $13,470,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 7,791,000 | $13,464,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 132,517 | $13,454,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 539,101 | $13,397,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,417,905 | $13,395,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 491,457 | $13,386,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 634,071 | $13,379,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 13,715,000 | $13,360,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,673,192 | $13,352,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 573,062 | $13,346,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 314,872 | $13,338,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 347,114 | $13,319,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,314,488 | $13,284,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 290,541 | $13,267,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 629,951 | $13,260,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 185,844 | $13,157,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 536,804 | $13,152,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 261,345 | $13,146,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 111,529 | $13,135,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 481,570 | $13,122,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 110,673 | $13,081,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 206,786 | $13,062,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 255,220 | $13,051,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 562,319 | $13,046,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 363,729 | $13,032,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 244,533 | $12,999,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 23,649 | $12,997,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 662,706 | $12,996,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,212,654 | $12,987,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 866,248 | $12,964,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 609,325 | $12,930,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,098,595 | $12,930,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 907,166 | $12,927,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 77,871 | $12,891,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,567,962 | $12,891,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 43,899,000 | $12,885,000 | thousands by filing date | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 111,590 | $12,872,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 570,909 | $12,871,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 254,723 | $12,869,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,210,985 | $12,843,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 746,805 | $12,837,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 186,023 | $12,821,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 828,762 | $12,821,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 271,224 | $12,797,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 493,509 | $12,796,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,290,888 | $12,754,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,590,605 | $12,712,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 755,989 | $12,699,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 974,276 | $12,695,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 722,990 | $12,695,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,061,510 | $12,678,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 110,104 | $12,636,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 508,859 | $12,635,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 318,180 | $12,631,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 190,123 | $12,619,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 13,649,000 | $12,609,000 | thousands by filing date | principal |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 686,390 | $12,595,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 513,950 | $12,545,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 145,900 | $12,539,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 684,142 | $12,533,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 310,252 | $12,506,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 582,120 | $12,486,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 225,655 | $12,484,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 194,999 | $12,463,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 819,103 | $12,458,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 580,760 | $12,457,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 755,939 | $12,450,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 523,235 | $12,442,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,107,760 | $12,440,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 54,519 | $12,436,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 717,456 | $12,420,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,636,958 | $12,394,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 269,143 | $12,386,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 478,561 | $12,347,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 274,983 | $12,344,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,278,000 | $12,337,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 522,271 | $12,278,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 649,894 | $12,277,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 466,027 | $12,252,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 375,722 | $12,252,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 846,537 | $12,250,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 440,873 | $12,190,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 328,842 | $12,190,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 747,732 | $12,189,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 591,896 | $12,181,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,027,421 | $12,176,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 670,920 | $12,170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 545,331 | $12,145,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 858,878 | $12,136,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 589,190 | $12,132,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 219,730 | $12,105,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,146,258 | $12,070,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 413,718 | $12,064,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 776,807 | $12,056,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 597,252 | $12,023,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 5,061,000 | $12,018,000 | thousands by filing date | principal |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 229,085 | $12,006,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 619,509 | $12,005,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 571,935 | $12,004,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 370,728 | $11,993,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,219,490 | $11,987,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 355,250 | $11,983,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 352,155 | $11,970,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 742,128 | $11,963,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 934,148 | $11,957,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 296,053 | $11,908,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 12,257,000 | $11,905,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,469,971 | $11,877,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,337,201 | $11,874,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 796,474 | $11,868,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 150,502 | $11,847,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 333,018 | $11,846,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 278,852 | $11,835,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 91,727 | $11,833,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 380,714 | $11,813,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 447,253 | $11,798,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 811,665 | $11,793,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 445,675 | $11,717,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 789,430 | $11,707,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 258,928 | $11,688,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 331,654 | $11,687,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 431,316 | $11,671,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 336,996 | $11,643,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 230,734 | $11,629,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 157,127 | $11,620,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 339,190 | $11,611,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 145,752 | $11,560,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 225,086 | $11,553,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,254,934 | $11,533,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 638,165 | $11,532,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 392,114 | $11,521,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 328,380 | $11,498,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 77,876 | $11,498,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,111,176 | $11,478,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 861,673 | $11,443,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 604,675 | $11,440,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 277,679 | $11,410,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 383,629 | $11,402,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 878,003 | $11,396,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 27,495 | $11,394,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 292,397 | $11,391,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,189,300 | $11,361,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 465,583 | $11,341,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 116,485 | $11,337,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,183,886 | $11,335,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 9,378,000 | $11,317,000 | thousands by filing date | principal |
| HORTONWORKS INC | 440894103 | COM | 1,057,586 | $11,307,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,085,100 | $11,307,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 901,504 | $11,305,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 183,148 | $11,302,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,876,189 | $11,295,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,249,768 | $11,272,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 328,474 | $11,227,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 929,922 | $11,224,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 154,734 | $11,185,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 774,885 | $11,151,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 527,237 | $11,141,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 313,656 | $11,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 261,467 | $11,116,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 934,347 | $11,110,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 296,403 | $11,083,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 339,632 | $11,072,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 446,323 | $11,064,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,206,539 | $11,064,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 324,565 | $11,022,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 722,127 | $11,012,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 484,738 | $10,998,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 462,643 | $10,997,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,497,000 | $10,989,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 539,104 | $10,982,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 705,709 | $10,960,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 244,795 | $10,955,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 271,014 | $10,954,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 223,827 | $10,934,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 982,103 | $10,931,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 399,332 | $10,926,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 193,963 | $10,916,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 104,278 | $10,910,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 399,934 | $10,871,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 72,071 | $10,869,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 240,679 | $10,860,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 431,491 | $10,827,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 655,172 | $10,810,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,180,659 | $10,802,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 288,106 | $10,787,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 269,528 | $10,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 284,334 | $10,754,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 115,475 | $10,749,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 129,056 | $10,735,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 837,183 | $10,724,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,177,982 | $10,720,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 521,104 | $10,703,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 570,478 | $10,702,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 440,241 | $10,689,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 228,827 | $10,687,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,166,482 | $10,685,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 366,380 | $10,684,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 115,797 | $10,612,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 957,502 | $10,609,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 245,095 | $10,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 137,809 | $10,576,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 251,701 | $10,571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 206,987 | $10,563,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 89,769 | $10,543,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 299,645 | $10,536,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,361,063 | $10,453,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,008,353 | $10,447,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 397,090 | $10,420,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,063,468 | $10,411,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 123,422 | $10,374,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 258,891 | $10,363,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 120,785 | $10,317,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 370,735 | $10,314,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 570,002 | $10,311,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 177,304 | $10,310,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 401,969 | $10,310,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 6,170,000 | $10,308,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 371,097 | $10,267,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 516,392 | $10,267,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 238,912 | $10,254,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 276,477 | $10,238,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 257,042 | $10,237,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 365,017 | $10,232,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 389,446 | $10,223,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 367,711 | $10,212,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 775,913 | $10,188,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 312,749 | $10,185,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 325,333 | $10,183,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 119,059 | $10,166,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,079,657 | $10,154,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 591,353 | $10,148,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,413,336 | $10,136,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 304,145 | $10,131,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 476,022 | $10,119,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 310,741 | $10,105,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 87,219 | $10,093,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 508,938 | $10,093,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 180,091 | $10,080,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 115,270 | $10,077,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 76,622 | $10,067,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 125,821 | $10,065,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 456,363 | $10,057,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,007,834 | $10,039,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 561,395 | $10,014,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,087,536 | $10,005,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 174,720 | $9,997,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 619,731 | $9,958,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 805,667 | $9,956,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 121,224 | $9,950,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 379,770 | $9,946,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 135,853 | $9,922,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 232,701 | $9,918,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 9,062,000 | $9,912,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 323,234 | $9,910,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 192,223 | $9,905,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,710,582 | $9,905,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 171,226 | $9,900,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 198,173 | $9,898,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 418,893 | $9,885,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 5,937,000 | $9,881,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,550,297 | $9,860,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 163,330 | $9,820,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 196,539 | $9,782,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 138,473 | $9,771,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 285,862 | $9,759,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 160,786 | $9,754,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 366,710 | $9,748,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 383,842 | $9,733,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 489,912 | $9,715,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 689,934 | $9,694,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 449,589 | $9,684,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 682,987 | $9,677,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 373,484 | $9,632,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 174,641 | $9,621,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 729,981 | $9,598,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 144,355 | $9,569,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 291,745 | $9,566,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 635,382 | $9,563,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 156,194 | $9,563,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 213,120 | $9,546,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 636,248 | $9,544,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,707,952 | $9,531,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 933,241 | $9,529,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 197,661 | $9,528,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 239,348 | $9,506,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,450,800 | $9,455,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 72,623 | $9,452,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 989,650 | $9,442,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 383,632 | $9,441,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 179,009 | $9,440,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 211,114 | $9,428,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 198,809 | $9,398,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 318,534 | $9,394,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 707,807 | $9,371,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 793,937 | $9,368,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,408,895 | $9,354,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 381,489 | $9,346,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 138,395 | $9,341,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 361,175 | $9,336,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 410,147 | $9,327,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 563,376 | $9,324,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 798,609 | $9,320,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 877,637 | $9,312,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 385,727 | $9,308,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 245,094 | $9,304,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 181,996 | $9,280,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 106,835 | $9,264,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 398,236 | $9,258,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 434,454 | $9,245,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,304,552 | $9,242,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 134,451 | $9,241,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 578,656 | $9,218,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 152,725 | $9,210,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 245,177 | $9,196,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 487,156 | $9,193,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 468,005 | $9,187,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 693,964 | $9,167,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 361,589 | $9,162,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 196,301 | $9,149,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 85,752 | $9,130,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 717,991 | $9,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 51,046 | $9,106,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 723,031 | $9,095,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,299,279 | $9,082,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 496,665 | $9,074,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 471,794 | $9,059,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 376,386 | $9,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 323,496 | $9,029,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 145,313 | $9,015,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 391,803 | $9,008,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 228,337 | $9,006,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 626,223 | $8,999,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,045,070 | $8,998,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 158,267 | $8,960,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 505,024 | $8,955,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,456,154 | $8,912,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,618,582 | $8,886,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 120,287 | $8,886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 139,687 | $8,851,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 446,787 | $8,847,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 183,857 | $8,846,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 636,244 | $8,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 436,475 | $8,813,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 583,474 | $8,799,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 138,743 | $8,795,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 176,577 | $8,794,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 123,419 | $8,784,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 370,329 | $8,777,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 545,438 | $8,776,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 220,956 | $8,752,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 217,128 | $8,742,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 94,517 | $8,741,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 439,936 | $8,719,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 587,888 | $8,718,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 194,765 | $8,718,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 465,362 | $8,697,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 270,920 | $8,677,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 191,775 | $8,663,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 291,972 | $8,657,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,216,483 | $8,625,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 456,304 | $8,616,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 286,432 | $8,571,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 340,206 | $8,549,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,093,107 | $8,519,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 179,160 | $8,509,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 165,592 | $8,488,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 612,337 | $8,474,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 372,192 | $8,453,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 569,241 | $8,447,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 454,812 | $8,446,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 200,404 | $8,445,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 303,037 | $8,440,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 377,959 | $8,436,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 452,790 | $8,377,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 775,500 | $8,364,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 976,186 | $8,356,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 329,519 | $8,347,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 597,336 | $8,315,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 129,207 | $8,313,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 321,302 | $8,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 276,423 | $8,299,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 313,226 | $8,294,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 638,260 | $8,271,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 160,422 | $8,260,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,034,369 | $8,254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 67,681 | $8,228,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 496,655 | $8,225,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 403,917 | $8,203,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 725,403 | $8,189,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,003,435 | $8,188,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 444,593 | $8,176,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 190,429 | $8,176,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,419,192 | $8,160,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,468,000 | $8,141,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 610,877 | $8,101,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 242,298 | $8,060,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,806,539 | $8,057,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 14,009,000 | $8,039,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 622,582 | $8,026,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 484,715 | $7,993,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 129,571 | $7,988,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 70,332 | $7,973,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 324,945 | $7,959,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 147,385 | $7,930,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 732,798 | $7,929,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 576,125 | $7,911,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 235,552 | $7,901,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 189,889 | $7,899,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 978,610 | $7,878,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 181,183 | $7,870,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 58,003 | $7,860,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 59,206 | $7,841,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 221,947 | $7,834,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001234 | this filing | 2016-08-11 | acceptance time not in the bulk data set |