13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MBIA INC | 55262C100 | COMMON STOCK | 98,166 | $868,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 58,440 | $868,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 23,410 | $865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 13,761 | $865,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,715 | $864,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,415 | $861,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 55,471 | $853,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 30,656 | $853,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 84,517 | $853,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 36,888 | $851,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 28,052 | $847,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 119,049 | $846,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 27,617 | $844,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 300,000 | $838,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,402 | $838,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 199,358 | $837,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 30,854 | $835,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 28,047 | $833,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 68,327 | $833,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 137,250 | $832,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 13,915 | $831,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 38,053 | $830,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 40,821 | $829,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 96,717 | $829,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 27,537 | $828,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 177,036 | $828,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 33,593 | $828,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 32,821 | $826,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,930 | $820,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 26,846 | $819,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 33,136 | $819,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 24,199 | $817,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 53,302 | $814,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 25,392 | $814,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 53,230 | $814,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 59,577 | $814,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,739 | $813,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 34,250 | $813,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 57,852 | $811,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 72,419 | $811,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 45,309 | $811,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 28,322 | $809,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,738,040 | $808,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 75,960 | $806,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 98,116 | $806,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 32,580 | $804,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 121,450 | $803,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 24,173 | $802,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 101,012 | $801,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 199,859 | $799,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 57,817 | $799,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 65,858 | $796,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 44,737 | $795,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 61,336 | $795,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 69,402 | $794,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 50,766 | $794,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 134,949 | $793,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 76,395 | $792,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 34,415 | $792,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 42,013 | $791,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 114,001 | $791,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 77,839 | $788,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 25,590 | $787,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 63,055 | $787,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 75,744 | $787,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 13,979 | $786,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 34,030 | $785,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 91,182 | $785,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 87,057 | $784,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 873,000 | $784,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 42,353 | $783,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 52,444 | $780,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 54,053 | $777,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 97,700 | $776,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 54,601 | $776,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 15,563 | $773,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 55,408 | $772,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,343 | $770,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 29,405 | $766,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 96,755 | $762,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 160,000 | $760,000 | thousands by filing date | call |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 103,716 | $759,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 46,437 | $757,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 53,361 | $756,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 43,681 | $755,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,695 | $754,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 60,536 | $754,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 173,844 | $753,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 71,635 | $751,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 20,200 | $751,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 56,414 | $748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 23,958 | $748,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 38,366 | $747,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 137,627 | $747,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 36,113 | $746,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 87,928 | $743,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 73,872 | $743,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 91,621 | $742,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 54,692 | $741,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 76,000 | $739,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 47,925 | $738,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 77,475 | $735,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 18,850 | $734,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,744 | $734,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 69,057 | $733,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 92,436 | $733,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,437 | $732,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 94,758 | $732,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 114,370 | $731,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14,730 | $730,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 300,000 | $730,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,379 | $729,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 61,890 | $729,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 31,088 | $727,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 22,281 | $726,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 48,926 | $725,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,376 | $723,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 61,608 | $722,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,957 | $721,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 46,211 | $721,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18,357 | $721,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 47,716 | $719,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,527 | $718,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 68,477 | $718,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 57,200 | $717,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 30,460 | $717,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75,485 | $716,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 35,205 | $714,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 49,337 | $713,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 311,041 | $712,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 82,388 | $712,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 41,009 | $712,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 15,096 | $711,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 22,980 | $710,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,529 | $710,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 739,000 | $707,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 27,436 | $706,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 60,477 | $704,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 78,933 | $703,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 55,847 | $702,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 174,739 | $702,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,207 | $701,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 89,128 | $700,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 95,424 | $699,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 19,172 | $698,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 46,162 | $698,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 19,560 | $697,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 36,033 | $696,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 32,987 | $694,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 79,433 | $693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 15,609 | $692,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 18,909 | $692,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,917 | $691,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 27,944 | $691,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 168,599 | $690,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 22,077 | $689,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 7,323 | $689,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 82,231 | $687,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 45,342 | $687,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 72,704 | $685,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 674,000 | $685,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 34,765 | $684,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 26,909 | $683,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,173 | $682,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 42,500 | $681,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,550 | $679,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 114,009 | $678,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 16,430 | $678,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 156,394 | $677,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 130,744 | $676,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 247,653 | $676,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 129,261 | $675,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 32,020 | $675,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 157,000 | $675,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 54,000 | $674,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 47,909 | $673,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 29,933 | $673,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 461,001 | $673,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 258,192 | $672,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 42,239 | $670,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 153,866 | $669,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 125,000 | $668,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,451 | $667,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,341 | $664,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 22,094 | $664,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 54,323 | $664,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 26,982 | $663,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 266,000 | $662,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18,885 | $662,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,076 | $661,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 15,193 | $660,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100,000 | $660,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 74,295 | $660,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 50,020 | $658,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,342 | $657,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,572 | $657,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,214,493 | $656,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 39,221 | $653,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 14,400 | $653,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15,624 | $652,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 183,470 | $652,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 36,247 | $651,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 15,922 | $650,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 20,893 | $648,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 383,800 | $647,000 | thousands by filing date | put |
| Marine Harvest ASA | 56824R205 | ADR | 42,063 | $644,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18,109 | $642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 19,412 | $641,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 85,393 | $641,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 35,682 | $640,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 18,055 | $639,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 64,435 | $636,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 347,000 | $635,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 19,501 | $634,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 18,223 | $633,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 53,190 | $633,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 137,615 | $632,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 150,000 | $632,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,917 | $630,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 140,000 | $630,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 55,992 | $630,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 42,834 | $630,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 61,062 | $629,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 192,100 | $628,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,075 | $628,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 25,027 | $627,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,764 | $625,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 23,155 | $624,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 115,400 | $624,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $622,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 174,900 | $621,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 41,118 | $620,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 61,721 | $620,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 120,500 | $619,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 13,292 | $619,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 22,943 | $618,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 819,500 | $618,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 266,021 | $617,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 701,000 | $617,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 602,500 | $615,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,328 | $615,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 123,000 | $614,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 60,422 | $614,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 43,724 | $612,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 28,783 | $612,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 10,000 | $611,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 216,400 | $610,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 32,034 | $610,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 21,492 | $609,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 175,000 | $609,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 10,000 | $609,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 410,000 | $608,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 69,400 | $608,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 41,938 | $607,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 72,001 | $606,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 23,839 | $606,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,496 | $605,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 31,697 | $605,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 22,411 | $604,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,443 | $603,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 31,048 | $602,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 39,130 | $602,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 31,247 | $601,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 47,640 | $600,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 48,083 | $598,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 380,000 | $597,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300,000 | $594,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 37,696 | $593,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 53,835 | $589,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 39,970 | $589,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 23,721 | $588,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 27,177 | $586,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 14,415 | $586,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 34,846 | $586,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 69,842 | $585,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 295,466 | $585,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 40,119 | $582,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,786 | $582,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 33,166 | $581,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 57,116 | $581,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 29,113 | $581,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 46,837 | $580,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25,840 | $580,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 71,000 | $579,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,359 | $579,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,835 | $578,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 70,322 | $577,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 33,290 | $575,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 378,000 | $575,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 181,600 | $574,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 37,671 | $574,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 67,060 | $574,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 38,841 | $573,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,257 | $569,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 413,903 | $567,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 10,575 | $567,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 251,720 | $566,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 39,219 | $566,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 562,000 | $565,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 73,180 | $564,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 55,857 | $564,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 21,791 | $562,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 49,350 | $560,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 26,172 | $558,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 75,187 | $558,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,880 | $557,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 77,559 | $557,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 41,501 | $556,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 52,274 | $556,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 61,632 | $555,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 57,184 | $553,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 51,355 | $549,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 21,689 | $548,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 144,050 | $547,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 55,397 | $547,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 48,485 | $546,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 136,481 | $545,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 10,429 | $543,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 41,336 | $542,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 52,863 | $541,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 46,053 | $541,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 29,121 | $541,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 476,000 | $541,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,133 | $540,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 14,055 | $540,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 42,502 | $540,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,697 | $539,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 205,000 | $539,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,440 | $537,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 38,309 | $537,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 15,078 | $536,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 16,418 | $536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,666 | $535,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 36,516 | $534,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 29,817 | $532,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 102,980 | $530,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,346 | $528,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 45,383 | $527,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,013 | $526,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 23,343 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 30,913 | $523,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 49,513 | $523,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 70,899 | $523,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 5,040 | $523,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 28,593 | $522,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 32,701 | $522,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 39,500 | $519,000 | thousands by filing date | put |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 17,329 | $519,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 90,000 | $518,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 16,589 | $518,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 28,063 | $516,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 45,474 | $516,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 130,714 | $515,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 37,274 | $514,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 34,632 | $514,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 68,261 | $514,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 6,785 | $514,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 46,815 | $513,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,569 | $513,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 34,017 | $513,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 76,929 | $509,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 726,338 | $508,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 24,494 | $505,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 19,318 | $504,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 104,399 | $503,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 31,085 | $503,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 182,851 | $500,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 53,157 | $497,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,001 | $497,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 223,839 | $497,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 11,753 | $489,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,563 | $489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,831 | $489,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,671 | $489,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 486,000 | $489,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 578,900 | $488,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 16,079 | $488,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,789 | $488,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 25,697 | $487,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 8,808 | $486,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,513 | $485,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 55,976 | $485,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 25,822 | $485,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,710 | $484,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 199,200 | $479,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,221 | $478,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 16,593 | $477,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 69,677 | $477,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 87,403 | $476,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 83,856 | $476,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 346 | $476,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 33,392 | $472,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 57,961 | $472,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 290,000 | $472,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 91,201 | $470,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 17,125 | $470,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,141 | $470,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 12,585 | $470,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 47,386 | $470,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,413 | $468,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 23,024 | $466,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 101,800 | $466,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 29,122 | $466,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,659 | $465,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 200,250 | $465,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 33,311 | $462,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,843 | $462,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,811 | $462,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 22,800 | $462,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 37,280 | $461,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 183,619 | $460,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 48,119 | $460,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 61,782 | $459,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 33,535 | $459,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,462 | $457,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 31,214 | $454,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 34,354 | $454,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 39,147 | $454,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,695 | $453,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,913 | $451,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 31,423 | $451,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,325 | $451,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,331 | $450,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 203,251 | $449,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 48,964 | $449,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 23,691 | $449,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 33,999 | $448,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 783,400 | $447,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 40,266 | $446,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 27,806 | $445,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,408 | $445,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 207,824 | $443,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,731 | $443,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 65,239 | $443,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 29,356 | $443,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 469,300 | $442,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,682 | $442,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,703 | $441,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,001 | $441,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 5,837 | $441,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 24,497 | $440,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 38,545 | $440,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 24,685 | $440,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 24,537 | $440,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 25,037 | $439,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 23,843 | $439,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,528 | $439,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,107 | $439,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 27,858 | $439,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 43,662 | $438,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 19,197 | $437,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 300,000 | $434,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 162,328 | $433,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 39,774 | $431,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 44,353 | $429,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 28,138 | $428,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 50,086 | $428,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,782 | $426,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 25,859 | $425,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 44,784 | $425,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 342,000 | $425,000 | thousands by filing date | principal |
| OM ASSET MGMT PLC | G67506108 | SHS | 31,859 | $425,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,243 | $424,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17,666 | $424,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 50,163 | $424,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 27,009 | $424,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 19,149 | $424,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,051 | $424,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,583 | $423,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,727 | $423,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 30,175 | $423,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 134,060 | $423,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 25,554 | $422,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 34,201 | $422,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,043 | $421,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,487 | $421,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 31,253 | $420,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 8,068 | $418,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,702 | $418,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 12,642 | $418,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 122,563 | $417,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 31,838 | $416,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 73,319 | $416,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 58,850 | $415,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 12,451 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 25,441 | $414,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,643 | $414,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 430,700 | $414,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 51,344 | $414,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,877 | $414,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 48,579 | $413,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,829 | $413,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 229,692 | $413,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 26,347 | $410,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 30,088 | $410,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 7,189 | $406,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,100 | $405,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 21,682 | $404,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 53,659 | $404,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 17,950 | $403,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |