13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 180,979 | $3,729,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 618,943 | $3,726,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 178,644 | $3,723,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 92,168 | $3,718,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,749,594 | $3,709,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 182,165 | $3,707,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 51,958 | $3,701,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 239,030 | $3,698,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 54,499 | $3,692,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 104,788 | $3,689,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 197,664 | $3,673,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 60,251 | $3,666,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 74,863 | $3,656,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 50,810 | $3,650,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 58,542 | $3,645,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 232,004 | $3,641,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 227,060 | $3,638,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 38,391 | $3,629,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 154,152 | $3,626,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 39,147 | $3,625,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 569,654 | $3,623,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 178,334 | $3,619,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 131,944 | $3,615,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,307,600 | $3,611,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 272,103 | $3,608,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 60,210 | $3,585,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 95,483 | $3,575,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 180,215 | $3,574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 78,536 | $3,553,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 5,701,000 | $3,551,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 106,292 | $3,550,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 209,290 | $3,533,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 193,756 | $3,528,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 239,794 | $3,518,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 19,554 | $3,515,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 79,171 | $3,505,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 146,361 | $3,470,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 46,833 | $3,469,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 38,032 | $3,464,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 128,424 | $3,464,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 56,401 | $3,462,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,134,000 | $3,461,000 | thousands by filing date | principal |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 50,901 | $3,458,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 32,210 | $3,453,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 89,372 | $3,448,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 138,414 | $3,445,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 169,272 | $3,444,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 191,283 | $3,441,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 87,521 | $3,441,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 106,998 | $3,439,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 324,728 | $3,435,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 556,443 | $3,434,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 276,672 | $3,431,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 265,000 | $3,428,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 128,288 | $3,428,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 518,830 | $3,424,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 45,882 | $3,423,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 213,311 | $3,417,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 63,924 | $3,417,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 58,194 | $3,414,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 107,289 | $3,410,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 51,500 | $3,409,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 40,855 | $3,400,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 212,010 | $3,394,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 71,176 | $3,388,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 154,952 | $3,386,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 39,359 | $3,385,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 329,762 | $3,384,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 136,311 | $3,365,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 263,980 | $3,363,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 247,546 | $3,355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 87,620 | $3,354,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 5,496,036 | $3,352,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 60,862 | $3,347,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,325 | $3,342,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 95,024 | $3,338,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,730,000 | $3,326,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 46,630 | $3,319,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 107,993 | $3,308,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 224,038 | $3,302,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 126,507 | $3,295,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 101,443 | $3,294,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 127,235 | $3,292,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,762,000 | $3,290,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 274,568 | $3,287,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 281,450 | $3,282,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 479,153 | $3,282,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 48,551 | $3,277,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 129,585 | $3,273,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 119,579 | $3,256,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 39,904 | $3,233,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 125,402 | $3,231,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 21,222 | $3,230,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 112,721 | $3,230,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 148,223 | $3,226,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 244,673 | $3,224,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 96,606 | $3,214,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,337 | $3,211,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 61,742 | $3,199,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 51,057 | $3,198,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 124,502 | $3,189,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 772,959 | $3,183,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 281,663 | $3,182,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 103,413 | $3,180,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 85,864 | $3,179,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 243,505 | $3,166,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 32,441 | $3,163,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 166,246 | $3,160,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 168,505 | $3,151,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,909,000 | $3,145,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,531,000 | $3,139,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 137,766 | $3,137,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 144,193 | $3,134,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 62,218 | $3,129,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 266,920 | $3,128,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 236,999 | $3,112,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 98,549 | $3,108,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 282,763 | $3,102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 70,563 | $3,099,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 133,778 | $3,097,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 68,674 | $3,094,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 2,477,000 | $3,094,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,942,910 | $3,089,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 119,406 | $3,089,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 3,180,000 | $3,087,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,484,000 | $3,074,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 923,700 | $3,060,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 269,585 | $3,060,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 113,750 | $3,060,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 231,102 | $3,053,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 100,569 | $3,053,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 308,543 | $3,051,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 157,894 | $3,047,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,830,000 | $3,047,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,851,000 | $3,042,000 | thousands by filing date | principal |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 121,495 | $3,031,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 49,166 | $3,026,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,013,000 | $3,019,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 49,348 | $3,016,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 212,600 | $3,015,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 123,737 | $3,008,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 169,536 | $3,008,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,594,000 | $3,007,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,318,000 | $2,999,000 | thousands by filing date | principal |
| EPIQ SYSTEMS INC | 26882D109 | COM | 199,719 | $2,996,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 66,808 | $2,987,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 63,996 | $2,987,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 81,326 | $2,973,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 371,594 | $2,965,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 63,231 | $2,960,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 41,980 | $2,957,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 24,918 | $2,954,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,809,000 | $2,948,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 53,122 | $2,946,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 221,836 | $2,939,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 90,308 | $2,936,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 220,087 | $2,931,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 108,242 | $2,931,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 963,441 | $2,929,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,222,700 | $2,928,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,741,000 | $2,927,000 | thousands by filing date | principal |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 67,543 | $2,925,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 60,443 | $2,915,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,205,000 | $2,901,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 123,114 | $2,898,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 101,728 | $2,898,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 124,832 | $2,895,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 83,938 | $2,886,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 180,552 | $2,882,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 29,584 | $2,881,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 159,367 | $2,864,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 78,583 | $2,857,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 76,197 | $2,855,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,327,200 | $2,852,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 204,239 | $2,851,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 314,621 | $2,847,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41,987 | $2,829,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 407,724 | $2,826,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 259,456 | $2,825,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 216,391 | $2,815,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 306,897 | $2,815,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 94,591 | $2,812,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,003 | $2,810,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 168,223 | $2,808,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 322,487 | $2,806,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,836,000 | $2,804,000 | thousands by filing date | principal |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 185,821 | $2,781,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 303,894 | $2,778,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 356,749 | $2,772,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 390,066 | $2,769,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 111,424 | $2,763,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 99,295 | $2,763,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 104,722 | $2,759,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 103,516 | $2,754,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 197,636 | $2,753,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,961,600 | $2,751,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 35,665 | $2,743,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 599,885 | $2,742,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 102,237 | $2,742,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 218,549 | $2,739,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 82,769 | $2,732,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 212,075 | $2,729,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 799,291 | $2,717,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 202,015 | $2,715,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 68,594 | $2,713,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 63,905 | $2,702,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 99,567 | $2,700,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 114,784 | $2,686,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 155,060 | $2,682,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 182,250 | $2,682,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 211,428 | $2,670,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,126,000 | $2,669,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 90,237 | $2,668,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 76,126 | $2,667,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 67,789 | $2,666,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 118,862 | $2,663,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 56,908 | $2,657,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 72,986 | $2,656,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 166,166 | $2,652,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 114,994 | $2,650,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 109,367 | $2,648,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,698,000 | $2,648,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 262,815 | $2,647,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 107,445 | $2,646,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 46,764 | $2,643,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 211,707 | $2,643,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,097,000 | $2,643,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 71,153 | $2,642,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 113,249 | $2,636,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 60,149 | $2,635,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 78,750 | $2,632,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 62,012 | $2,622,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,016,500 | $2,621,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 93,756 | $2,613,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 26,655 | $2,612,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 197,285 | $2,611,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 518,220 | $2,611,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 51,822 | $2,607,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 42,098 | $2,593,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 390,100 | $2,588,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 316,787 | $2,579,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 143,850 | $2,572,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 72,079 | $2,572,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 49,416 | $2,571,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 77,631 | $2,571,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 36,258 | $2,569,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 65,192 | $2,568,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 63,011 | $2,567,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 42,222 | $2,566,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 50,949 | $2,564,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 183,815 | $2,560,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 44,304 | $2,556,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 63,288 | $2,547,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 22,799 | $2,540,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,105 | $2,536,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 525,420 | $2,527,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 327,300 | $2,521,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 58,368 | $2,521,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 140,565 | $2,520,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 44,080 | $2,515,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 81,650 | $2,514,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 334,104 | $2,512,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,394,000 | $2,506,000 | thousands by filing date | principal |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 103,068 | $2,504,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 248,000 | $2,503,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 49,510 | $2,503,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 190,856 | $2,496,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 105,582 | $2,489,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 138,547 | $2,487,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 119,597 | $2,482,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 128,972 | $2,478,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 17,600 | $2,478,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 25,502 | $2,477,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 528,006 | $2,471,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 112,231 | $2,468,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 49,519 | $2,462,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 425,147 | $2,462,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 70,675 | $2,460,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,478,000 | $2,458,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 78,479 | $2,454,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 89,713 | $2,439,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,306,000 | $2,439,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 61,728 | $2,434,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 203,298 | $2,429,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,217,000 | $2,421,000 | thousands by filing date | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 151,606 | $2,411,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 165,429 | $2,411,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 57,325 | $2,410,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 46,214 | $2,405,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 50,139 | $2,404,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 196,750 | $2,397,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 193,534 | $2,390,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 170,297 | $2,389,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,792,000 | $2,389,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250,000 | $2,387,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 140,905 | $2,387,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 169,286 | $2,384,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 81,150 | $2,383,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 96,516 | $2,382,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 92,824 | $2,381,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 198,768 | $2,380,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 89,331 | $2,377,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 682,597 | $2,368,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 199,007 | $2,363,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,336,000 | $2,362,000 | thousands by filing date | principal |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 120,182 | $2,361,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 145,994 | $2,358,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 108,996 | $2,352,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 1,220,000 | $2,352,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,319,000 | $2,352,000 | thousands by filing date | principal |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 55,391 | $2,349,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 20,786 | $2,346,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 47,648 | $2,346,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 133,823 | $2,343,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 54,029 | $2,339,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 149,920 | $2,338,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 128,223 | $2,334,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 332,995 | $2,331,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 234,139 | $2,330,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 696,640 | $2,320,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 166,876 | $2,317,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 77,006 | $2,304,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 49,919 | $2,304,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 69,826 | $2,303,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 206,829 | $2,302,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 42,490 | $2,302,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 104,097 | $2,297,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 74,264 | $2,296,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 85,793 | $2,293,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 96,796 | $2,291,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 91,011 | $2,285,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 170,202 | $2,283,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,999,000 | $2,276,000 | thousands by filing date | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 47,039 | $2,274,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 22,027 | $2,273,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 450,000 | $2,272,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 132,560 | $2,269,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,832,000 | $2,268,000 | thousands by filing date | principal |
| ISHARES TR | 464287523 | COM | 24,732 | $2,266,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 223,829 | $2,249,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 49,596 | $2,248,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 185,944 | $2,244,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 71,418 | $2,240,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 117,136 | $2,239,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12,558 | $2,237,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 41,868 | $2,234,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,599,000 | $2,226,000 | thousands by filing date | principal |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 297,591 | $2,223,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 239,981 | $2,220,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 148,840 | $2,218,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 118,275 | $2,216,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 145,238 | $2,213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 135,862 | $2,208,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 49,657 | $2,200,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 250,560 | $2,200,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,542,000 | $2,200,000 | thousands by filing date | principal |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 123,167 | $2,199,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 145,908 | $2,199,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 90,526 | $2,197,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 243,343 | $2,197,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 313,100 | $2,195,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 78,477 | $2,194,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 246,822 | $2,187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 760,000 | $2,186,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 185,284 | $2,185,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 55,431 | $2,182,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 113,900 | $2,181,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 121,273 | $2,175,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 27,226 | $2,172,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 266,882 | $2,172,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 56,514 | $2,169,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 267,215 | $2,169,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 150,374 | $2,167,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 209,988 | $2,165,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 191,798 | $2,157,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 25,037 | $2,149,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 160,588 | $2,149,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 346,507 | $2,138,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 133,075 | $2,134,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 90,346 | $2,130,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 98,437 | $2,125,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,880,000 | $2,124,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 677,900 | $2,123,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 95,677 | $2,123,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 376,944 | $2,103,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 33,424 | $2,102,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 151,341 | $2,096,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 143,204 | $2,091,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 105,317 | $2,090,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 159,756 | $2,087,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 245,500 | $2,085,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 118,598 | $2,085,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 108,840 | $2,085,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 160,964 | $2,084,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 184,895 | $2,074,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 118,332 | $2,072,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 39,193 | $2,070,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 42,466 | $2,068,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 136,081 | $2,068,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 154,697 | $2,068,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 363,015 | $2,062,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 257,500 | $2,059,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 36,924 | $2,056,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 77,645 | $2,056,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 87,794 | $2,056,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 95,678 | $2,050,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 73,841 | $2,046,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 75,076 | $2,039,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 100,500 | $2,030,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 44,329 | $2,029,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 174,960 | $2,029,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 121,418 | $2,027,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 97,261 | $2,021,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 52,792 | $2,021,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 153,949 | $2,015,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 75,598 | $2,004,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 85,038 | $2,004,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 102,434 | $1,998,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 28,911 | $1,997,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 85,051 | $1,996,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 109,532 | $1,992,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 107,915 | $1,991,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 38,265 | $1,989,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 91,953 | $1,979,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 138,818 | $1,977,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 145,909 | $1,976,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 36,416 | $1,976,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 46,145 | $1,974,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 19,647 | $1,974,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,853,000 | $1,973,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 187,751 | $1,972,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 140,544 | $1,957,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 131,501 | $1,953,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 46,605 | $1,953,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 111,262 | $1,950,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 91,963 | $1,950,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 172,347 | $1,943,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 57,484 | $1,943,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 126,849 | $1,941,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 22,832 | $1,939,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 149,854 | $1,939,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 127,790 | $1,939,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 75,099 | $1,938,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 97,574 | $1,934,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 48,356 | $1,932,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 76,863 | $1,931,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 555,000 | $1,929,000 | thousands by filing date | put |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 40,284 | $1,926,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 132,588 | $1,925,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,457,000 | $1,924,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 75,000 | $1,920,000 | thousands by filing date | put |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 1,253,000 | $1,920,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 72,618 | $1,919,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 672,827 | $1,918,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 43,410 | $1,917,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,572,000 | $1,916,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 75,240 | $1,912,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 87,817 | $1,911,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 59,643 | $1,909,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 112,434 | $1,908,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 131,086 | $1,907,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 4,643,000 | $1,904,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 368,303 | $1,900,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 435,923 | $1,900,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 48,088 | $1,897,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 57,107 | $1,891,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 304,486 | $1,891,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 148,590 | $1,887,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 169,513 | $1,883,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 327,000 | $1,877,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 41,504 | $1,876,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20,800 | $1,872,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 57,824 | $1,872,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 115,851 | $1,871,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 572,500 | $1,865,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 356,688 | $1,865,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 108,745 | $1,861,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 18,054 | $1,860,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 195,516 | $1,859,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 116,070 | $1,851,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 79,086 | $1,847,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 334,520 | $1,847,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 143,985 | $1,846,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34,284 | $1,846,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 191,560 | $1,844,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 54,611 | $1,843,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 39,726 | $1,842,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 54,445 | $1,842,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 931,000 | $1,839,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 296,973 | $1,836,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 85,739 | $1,835,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 69,935 | $1,834,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 410,760 | $1,832,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,881,000 | $1,829,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 54,968 | $1,828,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 103,174 | $1,824,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 98,486 | $1,822,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 22,185 | $1,820,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 36,600 | $1,818,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 145,908 | $1,814,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |