13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 48,717 | $1,813,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 82,211 | $1,805,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 174,918 | $1,805,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 141,656 | $1,799,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 58,283 | $1,796,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 119,939 | $1,788,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 86,976 | $1,784,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 201,668 | $1,782,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 120,068 | $1,773,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 63,355 | $1,773,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 26,610 | $1,771,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 230,577 | $1,771,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 144,286 | $1,769,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 161,126 | $1,768,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 116,763 | $1,765,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 168,065 | $1,765,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 58,097 | $1,761,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 122,667 | $1,761,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 132,071 | $1,761,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 36,790 | $1,758,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 49,700 | $1,755,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 62,747 | $1,754,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 282,167 | $1,752,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 341,669 | $1,749,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 25,553 | $1,747,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 333,392 | $1,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 35,143 | $1,740,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 219,103 | $1,738,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 42,394 | $1,733,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 125,907 | $1,731,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 246,917 | $1,726,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 38,219 | $1,723,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 99,649 | $1,722,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 94,440 | $1,722,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 69,277 | $1,719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 595,000 | $1,718,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 230,397 | $1,715,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 173,538 | $1,713,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 315,376 | $1,712,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 34,573 | $1,710,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 39,151 | $1,710,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 66,307 | $1,710,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 86,980 | $1,701,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 254,866 | $1,697,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 97,669 | $1,692,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,901,000 | $1,689,000 | thousands by filing date | principal |
| INGRAM MICRO INC | 457153104 | CL A | 46,885 | $1,685,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 54,018 | $1,679,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 37,035 | $1,678,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 244,492 | $1,678,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 262,213 | $1,678,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 68,513 | $1,670,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 47,926 | $1,666,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 217,412 | $1,663,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 122,418 | $1,663,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 113,877 | $1,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 54,987 | $1,657,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 52,568 | $1,655,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 71,965 | $1,654,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 23,700 | $1,654,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 86,018 | $1,652,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 68,625 | $1,651,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 120,902 | $1,649,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 61,653 | $1,648,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 112,233 | $1,648,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 164,002 | $1,647,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 54,092 | $1,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 60,252 | $1,642,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,356,100 | $1,638,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 152,107 | $1,632,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 78,141 | $1,626,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 417,579 | $1,624,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 74,104 | $1,622,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 63,915 | $1,615,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 104,989 | $1,614,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 33,507 | $1,611,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 133,517 | $1,611,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,689 | $1,609,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100,197 | $1,609,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,119 | $1,605,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 115,612 | $1,603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 23,870 | $1,603,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 38,549 | $1,603,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 26,879 | $1,602,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 19,634 | $1,601,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 89,371 | $1,600,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 100,253 | $1,600,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 263,115 | $1,592,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 51,741 | $1,591,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 277,997 | $1,588,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 58,768 | $1,585,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 454,494 | $1,582,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 69,463 | $1,574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 28,176 | $1,572,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 805,840 | $1,572,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 89,852 | $1,568,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 96,755 | $1,568,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 104,320 | $1,568,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,570,000 | $1,567,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 38,065 | $1,565,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 92,270 | $1,563,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 151,199 | $1,554,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 72,584 | $1,543,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 69,300 | $1,542,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 87,425 | $1,541,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,261,000 | $1,541,000 | thousands by filing date | principal |
| CALPINE CORP | 131347304 | COM | 101,288 | $1,537,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 68,988 | $1,534,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 251,700 | $1,533,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 51,607 | $1,529,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 95,093 | $1,526,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 47,127 | $1,524,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 253,930 | $1,521,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 26,068 | $1,517,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 42,645 | $1,517,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 364,119 | $1,515,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 23,495 | $1,514,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 69,982 | $1,513,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 111,450 | $1,513,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 123,057 | $1,510,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 61,740 | $1,509,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 25,251 | $1,508,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 138,897 | $1,508,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 133,000 | $1,505,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,108 | $1,502,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 108,292 | $1,492,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 12,280 | $1,491,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,307,000 | $1,491,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 90,000 | $1,490,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 204,945 | $1,490,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 106,537 | $1,489,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 94,432 | $1,488,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 64,853 | $1,487,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 32,948 | $1,486,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 156,723 | $1,484,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 20,181 | $1,482,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 109,066 | $1,476,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 136,148 | $1,475,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 88,684 | $1,475,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 59,411 | $1,471,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 71,114 | $1,469,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 527,892 | $1,468,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 111,224 | $1,465,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 218,507 | $1,464,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 124,559 | $1,463,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 99,214 | $1,462,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 38,246 | $1,461,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 205,921 | $1,460,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 147,367 | $1,457,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 119,396 | $1,456,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 44,747 | $1,455,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 27,786 | $1,451,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 74,434 | $1,449,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 51,174 | $1,445,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,852 | $1,445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 39,231 | $1,444,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 18,551 | $1,443,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 25,048 | $1,438,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 120,200 | $1,433,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 47,522 | $1,431,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 282,691 | $1,430,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17,723 | $1,427,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 94,587 | $1,426,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 81,862 | $1,424,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25,849 | $1,423,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 64,461 | $1,423,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 130,122 | $1,421,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 183,795 | $1,419,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 52,765 | $1,416,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 140,151 | $1,415,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 44,551 | $1,415,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 324,258 | $1,414,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 85,480 | $1,412,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 103,024 | $1,411,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 173,745 | $1,410,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 148,501 | $1,409,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 36,782 | $1,404,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 15,550 | $1,403,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 60,275 | $1,402,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 27,729 | $1,402,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 80,787 | $1,402,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 354,689 | $1,401,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 298,574 | $1,400,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 69,966 | $1,397,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 100,151 | $1,396,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 127,511 | $1,395,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 86,576 | $1,394,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,957,004 | $1,389,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 11,471 | $1,377,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 150,021 | $1,371,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 78,079 | $1,370,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 136,671 | $1,367,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 103,140 | $1,366,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 179,688 | $1,365,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 23,649 | $1,364,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 46,100 | $1,362,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 30,412 | $1,360,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 45,900 | $1,355,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,289 | $1,353,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 42,442 | $1,351,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 41,501 | $1,350,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 115,639 | $1,349,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 60,916 | $1,347,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 251,800 | $1,347,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 106,987 | $1,346,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,649 | $1,343,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 96,021 | $1,342,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 29,206 | $1,341,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 20,087 | $1,340,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,414,000 | $1,340,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 66,931 | $1,338,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 53,897 | $1,336,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 44,292 | $1,334,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 144,004 | $1,331,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 177,169 | $1,330,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,634 | $1,329,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 539,900 | $1,327,000 | thousands by filing date | put |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,455,000 | $1,327,000 | thousands by filing date | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 14,959 | $1,326,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 91,318 | $1,326,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 250,418 | $1,325,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 105,736 | $1,323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 23,570 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 36,997 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,044 | $1,318,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 88,164 | $1,313,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 33,546 | $1,312,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,164 | $1,311,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 39,203 | $1,311,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 93,727 | $1,310,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 99,838 | $1,310,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 17,058 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 24,757 | $1,297,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 56,888 | $1,295,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 269,139 | $1,289,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,407,700 | $1,287,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 297,163 | $1,281,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 41,242 | $1,274,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 115,978 | $1,271,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 81,200 | $1,271,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 387,309 | $1,270,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 56,822 | $1,269,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 64,677 | $1,268,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 165,031 | $1,267,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 29,259 | $1,266,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 59,938 | $1,266,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 141,062 | $1,265,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 99,760 | $1,262,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 63,876 | $1,258,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 71,823 | $1,258,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 66,547 | $1,255,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 114,169 | $1,255,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 155,430 | $1,253,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 468,000 | $1,252,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 26,059 | $1,245,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 82,153 | $1,243,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 74,751 | $1,243,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 97,264 | $1,240,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 33,044 | $1,239,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 71,720 | $1,239,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 58,052 | $1,238,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 49,279 | $1,237,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 101,816 | $1,234,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 266,800 | $1,232,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 59,334 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 51,002 | $1,228,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 247,141 | $1,228,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 139,410 | $1,223,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 174,528 | $1,222,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,953 | $1,222,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 26,552 | $1,221,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 151,316 | $1,221,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 45,345 | $1,220,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 48,770 | $1,219,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 85,649 | $1,219,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 97,374 | $1,218,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 20,780 | $1,217,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 22,927 | $1,216,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 72,767 | $1,214,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 52,241 | $1,211,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 68,020 | $1,210,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 64,899 | $1,208,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 69,359 | $1,206,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 35,252 | $1,205,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 108,400 | $1,204,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 239,776 | $1,204,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 35,769 | $1,202,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 28,982 | $1,196,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 39,117 | $1,194,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 23,648 | $1,192,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 16,559 | $1,191,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 103,464 | $1,191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 37,921 | $1,186,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 114,305 | $1,185,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 85,857 | $1,184,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 21,457 | $1,183,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 62,535 | $1,179,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 140,739 | $1,177,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 33,927 | $1,175,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 47,323 | $1,173,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 79,686 | $1,170,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 92,895 | $1,165,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 43,816 | $1,165,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 130,743 | $1,164,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 44,887 | $1,164,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,991 | $1,163,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 352,900 | $1,162,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,327 | $1,160,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 111,319 | $1,159,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 68,314 | $1,159,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 75,610 | $1,154,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 32,887 | $1,154,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 70,925 | $1,153,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 32,472 | $1,151,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 394,099 | $1,150,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 51,513 | $1,145,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 156,092 | $1,145,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 66,681 | $1,143,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 44,216 | $1,142,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 19,642 | $1,140,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 250,000 | $1,138,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 44,216 | $1,138,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 81,305 | $1,137,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 118,071 | $1,136,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,077 | $1,135,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 39,590 | $1,134,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 38,180 | $1,130,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22,616 | $1,130,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 101,958 | $1,129,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 30,587 | $1,128,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 61,185 | $1,127,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 76,864 | $1,127,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 9,094 | $1,125,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 73,172 | $1,124,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 189,771 | $1,122,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,015,000 | $1,117,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 192,318 | $1,116,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 23,007 | $1,116,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 91,090 | $1,115,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 168,868 | $1,115,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 78,896 | $1,113,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 364,900 | $1,112,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 577,700 | $1,112,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 263,815 | $1,111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,200 | $1,108,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 78,420 | $1,108,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,642 | $1,105,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 69,889 | $1,105,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 241,771 | $1,104,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 78,366 | $1,101,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,453 | $1,100,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 64,515 | $1,096,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 101,329 | $1,096,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 69,025 | $1,096,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,303,000 | $1,095,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 60,960 | $1,094,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 36,121 | $1,092,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 184,322 | $1,087,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 14,235 | $1,087,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 76,766 | $1,086,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 19,083 | $1,085,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 41,755 | $1,085,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 297,413 | $1,082,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 114,399 | $1,081,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 77,226 | $1,081,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 79,340 | $1,079,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 82,260 | $1,077,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 67,304 | $1,075,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 42,462 | $1,075,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 25,616 | $1,074,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 363,306 | $1,072,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 40,677 | $1,071,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 41,335 | $1,067,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 50,671 | $1,064,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,216 | $1,062,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 155,629 | $1,061,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 81,488 | $1,059,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 169,516 | $1,058,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 12,059 | $1,058,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 68,330 | $1,057,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 128,700 | $1,057,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 41,457 | $1,055,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 39,378 | $1,054,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 78,269 | $1,052,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 63,384 | $1,051,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 58,261 | $1,050,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 154,821 | $1,044,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 186,705 | $1,044,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 62,249 | $1,044,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,064,000 | $1,044,000 | thousands by filing date | principal |
| ISHARES BAA-BA | 46432F107 | COM | 20,509 | $1,044,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 56,810 | $1,042,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 160,200 | $1,039,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 35,700 | $1,035,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 250,199 | $1,034,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,531,832 | $1,034,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 329,777 | $1,032,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 36,182 | $1,032,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 41,176 | $1,032,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 34,273 | $1,030,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 93,382 | $1,028,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 20,495 | $1,026,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 40,957 | $1,022,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 24,019 | $1,021,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 47,761 | $1,021,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 139,209 | $1,020,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 1,021,000 | $1,019,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 74,382 | $1,014,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 266,923 | $1,014,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 75,198 | $1,013,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 161,840 | $1,012,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 628,713 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 20,514 | $1,010,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 84,372 | $1,009,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 21,268 | $1,006,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 53,890 | $1,006,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 65,798 | $1,003,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 135,016 | $1,003,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 61,886 | $998,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 64,611 | $998,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 278,600 | $994,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,626 | $992,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 91,023 | $990,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 63,854 | $989,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 28,931 | $988,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 60,985 | $988,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 49,888 | $986,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 61,393 | $984,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 57,852 | $983,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 230,671 | $981,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 63,718 | $979,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 287,913 | $976,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 70,951 | $975,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 52,436 | $974,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,225 | $973,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 24,881 | $971,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 46,452 | $971,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 48,924 | $969,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 117,306 | $969,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 190,500 | $969,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 29,131 | $967,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 76,700 | $965,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 216,546 | $960,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 29,591 | $957,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 33,655 | $952,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 181,164 | $952,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 962,000 | $952,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 24,244 | $950,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,488 | $947,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 87,679 | $945,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,161 | $945,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 44,809 | $945,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 598,000 | $945,000 | thousands by filing date | principal |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 117,746 | $942,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 24,985 | $937,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 10,135 | $937,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 42,383 | $932,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 71,518 | $931,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 67,381 | $926,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 665,900 | $923,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 220,200 | $922,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 25,154 | $922,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 120,000 | $919,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 77,723 | $916,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 113,500 | $913,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 102,409 | $913,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 59,828 | $909,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 40,960 | $908,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 77,739 | $905,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 148,538 | $905,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 81,748 | $905,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 75,650 | $904,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 45,426 | $902,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 48,600 | $902,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 22,546 | $902,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 125,952 | $901,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 111,599 | $900,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 49,519 | $899,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 54,447 | $898,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 201,821 | $898,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 21,104 | $897,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 51,002 | $896,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 271,323 | $895,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 116,114 | $891,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 22,610 | $889,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 32,500 | $888,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 131,012 | $887,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 55,852 | $885,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 103,783 | $884,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,025 | $883,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 43,876 | $881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 20,424 | $879,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 78,754 | $878,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 79,042 | $877,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 18,345 | $875,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 35,022 | $872,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 42,664 | $872,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 17,831 | $870,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 52,433 | $870,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 176,660 | $869,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |