13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 13,306 | $403,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 414,000 | $403,000 | thousands by filing date | principal |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 29,700 | $402,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,408 | $401,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,497 | $399,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 49,909 | $399,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,781 | $399,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,146 | $398,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,920 | $397,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 39,953 | $397,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,037 | $396,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 407,000 | $396,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,661 | $395,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 377,000 | $395,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 9,501 | $395,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 58,024 | $395,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 30,674 | $395,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 19,606 | $394,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 21,423 | $394,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 19,686 | $393,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 98,344 | $393,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 45,037 | $393,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 13,119 | $392,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 988 | $392,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,506 | $390,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,546 | $389,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $389,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,699 | $389,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 23,581 | $387,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 997,000 | $387,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $386,000 | thousands by filing date | call |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 59,185 | $386,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 8,590 | $386,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 18,715 | $385,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 59,278 | $385,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,740 | $382,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 404,000 | $381,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 82,900 | $380,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 376,004 | $380,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 51,482 | $379,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,600 | $379,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 23,007 | $377,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 80,749 | $376,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 56,093 | $376,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 190,000 | $374,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 24,024 | $373,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 12,760 | $373,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,083 | $372,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 30,239 | $370,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 17,551 | $370,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 163,100 | $369,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,979 | $369,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 21,437 | $368,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 22,232 | $368,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 33,297 | $367,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 72,647 | $367,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 367,000 | $366,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 10,871 | $365,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,662 | $365,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,000 | $364,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 22,846 | $363,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 436,500 | $363,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,555 | $362,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 121,900 | $362,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 28,769 | $362,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 38,934 | $361,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 83,929 | $361,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 66,373 | $360,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 75,232 | $360,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,523,000 | $358,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 46,719 | $356,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 52,199 | $356,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 22,242 | $356,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 59,231 | $355,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 23,156 | $355,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,102 | $354,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 120,000 | $354,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 52,297 | $354,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,672 | $353,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 14,585 | $352,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 34,796 | $351,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,366 | $350,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 88,702 | $349,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,299 | $348,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 75,764 | $348,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100,000 | $348,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,956 | $347,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,036 | $346,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 13,263 | $346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 15,731 | $345,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 38,327 | $345,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 19,475 | $345,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,130 | $345,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 23,793 | $344,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 78,656 | $343,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,781 | $343,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 17,223 | $341,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 57,815 | $340,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 893 | $340,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 350,000 | $339,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 16,063 | $338,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,289 | $338,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 33,369 | $338,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 23,044 | $338,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 14,609 | $338,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,234 | $337,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 42,564 | $336,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 20,494 | $336,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60,000 | $335,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 16,220 | $335,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13,250 | $334,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 21,561 | $334,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 26,706 | $332,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 13,177 | $332,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,249 | $331,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 325,000 | $331,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 242,947 | $330,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 295,000 | $330,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450,000 | $329,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 200,000 | $329,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 20,874 | $328,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,489 | $327,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 17,634 | $327,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 971,800 | $326,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 58,052 | $326,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 262,200 | $326,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,156 | $326,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 23,778 | $325,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 112,986 | $324,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,125 | $324,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50,400 | $323,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,358 | $323,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 24,708 | $323,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 86,546 | $322,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 13,059 | $322,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,196 | $321,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,688 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,531 | $319,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,887 | $319,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,515 | $317,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 20,607 | $316,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 214,780 | $316,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 35,431 | $316,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 20,823 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 7,195 | $312,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 572,900 | $311,000 | thousands by filing date | put |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 10,376 | $311,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 22,180 | $311,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 11,051 | $310,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 16,981 | $309,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 14,672 | $308,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 30,361 | $307,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 24,167 | $306,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 633,100 | $305,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 40,789 | $304,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,801 | $304,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,134 | $303,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 26,872 | $303,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 56,268 | $303,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 24,623 | $302,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 250,000 | $302,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,806 | $302,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 24,685 | $302,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 66,500 | $300,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,157 | $300,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,000 | $299,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 9,938 | $299,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 75,879 | $299,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 12,012 | $299,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 24,275 | $298,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 11,485 | $298,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 130,288 | $297,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,797 | $297,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 98,312 | $295,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 23,720 | $295,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 52,424 | $294,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,749 | $294,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,862 | $294,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,320 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 6,978 | $294,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 11,456 | $294,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,494 | $293,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 16,020 | $293,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 5,554 | $292,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,656 | $290,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,438 | $290,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,091 | $290,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 365,000 | $290,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 180,000 | $288,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,410 | $288,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 11,270 | $288,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 25,679 | $288,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 12,332 | $287,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 27,680 | $286,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 14,543 | $286,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 33,752 | $286,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,576 | $285,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 28,547 | $285,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 20,847 | $284,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 24,958 | $284,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 21,160 | $283,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,317 | $283,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 45,000 | $282,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 16,358 | $282,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 16,368 | $281,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 17,710 | $280,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,741 | $279,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 35,109 | $279,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,471 | $279,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,328 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,676 | $278,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 39,527 | $277,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 745 | $277,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 310,000 | $277,000 | thousands by filing date | principal |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,878 | $277,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 44,763 | $276,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,935 | $275,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 26,800 | $274,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 5,570 | $271,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 21,609 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 10,910 | $270,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,583 | $270,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 46,732 | $269,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 23,017 | $269,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,788 | $269,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,175 | $268,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 559 | $268,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 57,457 | $268,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 34,714 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 18,352 | $267,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 225,000 | $267,000 | thousands by filing date | principal |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 50,000 | $267,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 18,573 | $266,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 167,398 | $266,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 257,000 | $266,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 40,476 | $265,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 24,115 | $265,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 53,028 | $264,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 70,000 | $263,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 168,000 | $263,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 10,813 | $262,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,016 | $261,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,644 | $261,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 29,186 | $260,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,248 | $260,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,370 | $260,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 28,063 | $259,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 86 | $258,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 8,369 | $258,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 18,558 | $258,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 78,973 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 11,380 | $257,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 23,201 | $257,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 200,000 | $257,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 154,400 | $256,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 45,750 | $256,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 51,480 | $255,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 63,141 | $255,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 16,776 | $255,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,076 | $254,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,632 | $254,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 56,540 | $254,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,970 | $254,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,379 | $253,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 39,000 | $253,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 21,430 | $253,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 180,000 | $251,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 300,000 | $251,000 | thousands by filing date | principal |
| PRESS GANEY HOL | 74113L102 | Common Stock | 8,376 | $251,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,189 | $250,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 24,620 | $250,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 10,001 | $250,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 27,584 | $250,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 24,412 | $249,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 11,388 | $249,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,670 | $248,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 18,635 | $248,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 47,006 | $248,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 14,625 | $248,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 33,347 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 16,696 | $247,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,933 | $246,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 14,745 | $246,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 113,559 | $246,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 14,801 | $246,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,000 | $245,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 19,436 | $244,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 82,528 | $244,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 15,931 | $244,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 18,972 | $243,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,725 | $243,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,458 | $242,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,052 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 9,408 | $241,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 37,198 | $241,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 392,000 | $240,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 284,700 | $239,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 9,073 | $239,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 19,585 | $239,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,457 | $238,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 23,776 | $238,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12,356 | $237,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 36,295 | $236,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 22,252 | $236,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,667 | $235,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 49,831 | $235,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 11,927 | $234,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 6,000 | $234,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,920 | $234,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,373 | $233,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,581 | $233,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 12,424 | $233,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,410 | $233,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 83,794 | $232,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 19,361 | $232,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,800 | $231,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 6,217 | $231,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,361 | $231,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 230,000 | $231,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 61,139 | $231,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 7,462 | $231,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,837 | $230,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 19,812 | $230,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 4,501 | $230,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 6,139 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,653 | $229,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 77,788 | $228,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,101 | $228,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,171 | $228,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,064 | $227,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 76,437 | $227,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 29,388 | $227,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,587 | $226,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 33,525 | $226,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 47,738 | $226,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 30,252 | $226,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 12,103 | $225,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,835 | $225,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 90,979 | $224,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 8,885 | $223,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,250 | $223,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,418 | $223,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,737 | $222,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 9,083 | $222,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,177 | $222,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 7,174 | $221,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 20,893 | $221,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,019 | $221,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 28,214 | $221,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,283 | $220,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 90,000 | $220,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,500 | $220,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 75,000 | $219,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 14,121 | $219,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,837 | $219,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,625 | $219,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 34,192 | $219,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 7,400 | $218,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 176,810 | $218,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,409 | $217,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,507 | $217,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 32,602 | $217,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 231,000 | $217,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 21,735 | $217,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 31,000 | $217,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 642,800 | $216,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,529 | $216,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,742 | $216,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,254 | $215,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,915 | $215,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,447 | $214,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,820 | $214,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 34,972 | $214,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,000 | $213,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 85,000 | $213,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,212 | $213,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,055 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 17,227 | $213,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 17,001 | $213,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,770 | $212,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 215,000 | $212,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 950,400 | $211,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,243 | $211,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 25,220 | $211,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 107,005 | $211,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,960 | $210,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,671 | $210,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 245,000 | $210,000 | thousands by filing date | principal |
| CVENT INC | 23247G109 | COM | 9,834 | $210,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,000 | $209,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 23,012 | $209,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,896 | $209,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,723 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,065 | $209,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 180,119 | $208,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 13,716 | $208,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 188,000 | $208,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $207,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 11,989 | $207,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 66,689 | $207,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60,000 | $205,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 143,000 | $203,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 87,300 | $203,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 8,925 | $203,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 15,446 | $203,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 14,188 | $203,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,652 | $202,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 31,567 | $202,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,756 | $202,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,948 | $201,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 27,102 | $201,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 7,650 | $200,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,200 | $200,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,932 | $199,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 76,444 | $198,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 32,697 | $198,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 192,379 | $198,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 22,311 | $197,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,050 | $197,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 135,308 | $197,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,147 | $196,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 41,962 | $196,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 7,324 | $196,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 846 | $195,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 9,033 | $195,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,163 | $194,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,212 | $194,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 21,469 | $194,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,671 | $193,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 15,428 | $193,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,442 | $193,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 29,708 | $192,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 3,960 | $192,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 6,170 | $191,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 897,900 | $191,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 22,408 | $190,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,600 | $189,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,237 | $189,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 83,900 | $188,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 9,108 | $188,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 18,849 | $188,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 106,000 | $188,000 | thousands by filing date | principal |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 14,556 | $187,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 32,500 | $187,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 47,778 | $187,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,406 | $186,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 19,111 | $185,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,984 | $185,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,749 | $185,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $184,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,519 | $184,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,739 | $183,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 24,112 | $183,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,591 | $183,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,097 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,831 | $182,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 28,150 | $182,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,457 | $182,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 25,595 | $181,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 9,748 | $181,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 14,983 | $181,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 18,483 | $181,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,168 | $180,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,685 | $180,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 19,923 | $180,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 7,762 | $180,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,306 | $179,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,011 | $179,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 13,319 | $179,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 18,119 | $179,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,924 | $178,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 5,178 | $178,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 21,943 | $177,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,666 | $177,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,882 | $177,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,487 | $177,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $176,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,870 | $176,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,526 | $176,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 11,794 | $176,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 21,842 | $176,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 203,738 | $176,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 8,811 | $176,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 31,975 | $176,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 17,481 | $175,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,879 | $175,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,783 | $174,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,968 | $174,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 32,546 | $174,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 21,230 | $174,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 21,652 | $173,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,912 | $173,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 38,900 | $173,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 10,741 | $173,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,590 | $173,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,132 | $172,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,027 | $172,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 12,601 | $172,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 174,000 | $172,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $171,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |