13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 150,000 | $171,000 | thousands by filing date | principal |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 9,445 | $171,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25,540 | $170,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 15,092 | $170,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,657 | $170,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,773 | $169,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 54,600 | $169,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 20,968 | $169,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 174,668 | $169,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 25,533 | $169,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 67,162 | $169,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,023 | $168,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,335 | $168,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 7,020 | $168,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,250 | $168,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 78,200 | $167,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,380 | $167,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 124,363 | $167,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 4,375 | $167,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 8,475 | $167,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,849 | $167,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 10,629 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,466 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,261 | $166,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 24,500 | $166,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 164,211 | $166,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 10,341 | $166,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 29,658 | $166,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 185,000 | $166,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200,000 | $165,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 12,995 | $165,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 22,106 | $164,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 10,275 | $163,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 5,902 | $163,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 8,487 | $162,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 7,730 | $162,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 7,848 | $162,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,669 | $162,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 32,755 | $162,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,661 | $161,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 9,996 | $161,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 40,076 | $161,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 261,300 | $160,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 422,900 | $160,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 4,798 | $160,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,653 | $160,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 30,894 | $160,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 7,372 | $160,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 10,676 | $160,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 5,432 | $160,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 13,405 | $160,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,892 | $159,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 178,000 | $159,000 | thousands by filing date | principal |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 13,353 | $159,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 8,551 | $158,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,050 | $157,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,528 | $157,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20,652 | $157,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 20,885 | $157,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 87,400 | $156,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 4,707 | $156,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,812 | $156,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,912 | $156,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,327 | $156,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,301 | $155,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,577 | $155,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 15,255 | $155,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 13,716 | $155,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 7,948 | $154,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,161 | $154,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,073 | $154,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,935 | $154,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 13,620 | $153,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 154,001 | $153,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 43,845 | $153,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 9,691 | $153,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 14,729 | $153,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 7,474 | $152,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 29,254 | $152,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,021 | $152,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,409 | $152,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 7,192 | $152,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,564 | $151,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,665 | $151,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,869 | $150,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 10,035 | $150,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 15,215 | $150,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 54,000 | $149,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 54,600 | $149,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 60,000 | $149,000 | thousands by filing date | put |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,043 | $148,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,886 | $148,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 31,911 | $148,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50,000 | $147,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 23,183 | $147,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,940 | $147,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 22,400 | $147,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,044 | $146,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,140 | $146,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $146,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,488 | $146,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 15,734 | $146,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,000 | $145,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 20,179 | $145,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,574 | $145,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,645 | $145,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 7,803 | $145,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 76,826 | $144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 4,237 | $144,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 107,100 | $143,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 7,661 | $143,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,728 | $143,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,150 | $143,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 17,467 | $143,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,121 | $141,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 27,426 | $141,000 | thousands by filing date | |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 5,453 | $141,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 65,000 | $139,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 12,137 | $139,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 151,000 | $139,000 | thousands by filing date | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 9,412 | $139,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,783 | $139,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 21,754 | $139,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,055 | $138,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 4,350 | $138,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,737 | $138,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,973 | $138,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,995 | $138,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500,000 | $137,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,974 | $137,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,711 | $137,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 10,724 | $137,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 19,801 | $137,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 10,878 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,266 | $136,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,712 | $136,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,576 | $136,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 16,490 | $136,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 82,900 | $135,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 16,205 | $135,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,352 | $135,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 15,500 | $135,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 9,653 | $135,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 49,246 | $135,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 153,000 | $135,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,842 | $134,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,172 | $134,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 9,535 | $133,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,000 | $133,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,884 | $133,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 62,227 | $133,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 13,441 | $133,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 15,277 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 4,550 | $133,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 46,362 | $132,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,000 | $132,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 70,000 | $131,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 64,167 | $131,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 15,387 | $131,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,086 | $131,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 8,774 | $131,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 9,792 | $130,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,595 | $130,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,946 | $130,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 3,122 | $130,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 12,800 | $130,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,075 | $129,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,531 | $129,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 5,433 | $129,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,842 | $129,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 4,116 | $129,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 7,944 | $129,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,306 | $128,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,455 | $128,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,238 | $128,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,734 | $127,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,406 | $127,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 33,689 | $127,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 85,000 | $126,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 27,738 | $126,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 7,211 | $126,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 11,710 | $126,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,258 | $126,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 10,581 | $126,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 119,000 | $126,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,847 | $125,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 9,055 | $125,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 29,234 | $125,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,228 | $125,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 29,326 | $125,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 134,922 | $125,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 6,074 | $124,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 139,000 | $124,000 | thousands by filing date | principal |
| BIOAMBER INC | 09072Q106 | COM | 29,585 | $124,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 4,748 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,886 | $123,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,218 | $123,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,080 | $123,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 41,424 | $122,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,218 | $122,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,321 | $122,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 5,148 | $122,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 45,385 | $122,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 6,010 | $122,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,656 | $121,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 24,770 | $121,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 4,192 | $121,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 68,900 | $120,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 24,818 | $120,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,753 | $120,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 22,454 | $120,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,502 | $120,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 16,780 | $120,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 9,856 | $120,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 47,662 | $120,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 9,228 | $119,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 22,118 | $118,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,508 | $118,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,146 | $118,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,390 | $118,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,173 | $118,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 20,155 | $118,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 29,922 | $118,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 11,799 | $117,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,781 | $117,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 33,231 | $117,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,760 | $117,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 62,207 | $117,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,716 | $116,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 11,433 | $116,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,403 | $116,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 8,352 | $116,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,146 | $116,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,713 | $116,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,649 | $116,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 6,007 | $115,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 450,006 | $115,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 8,579 | $115,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,074 | $114,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,024 | $114,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,282 | $114,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,055 | $114,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,425 | $114,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,284 | $114,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,736 | $114,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 9,814 | $114,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 9,184 | $114,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 9,772 | $114,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,990 | $114,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,334 | $113,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 75,000 | $113,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,530 | $113,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,254 | $113,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,464 | $112,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 6,879 | $112,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,751 | $112,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 23,403 | $112,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 15,913 | $112,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 22,068 | $112,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 28,000 | $111,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,380 | $111,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,273 | $111,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,048 | $110,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 8,162 | $110,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 44,436 | $110,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,661 | $110,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 17,174 | $110,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,743 | $109,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,222 | $109,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,897 | $109,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,220 | $109,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 23,516 | $109,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 14,202 | $109,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,327 | $109,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 15,425 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,277 | $108,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 17,545 | $108,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 20,758 | $108,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,734 | $108,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 6,673 | $108,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,387 | $107,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 42,098 | $107,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 9,302 | $107,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,744 | $107,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 11,637 | $107,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,730 | $107,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 6,234 | $106,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,775 | $106,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,967 | $106,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 3,421 | $106,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,273 | $106,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,467 | $105,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 6,196 | $105,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 8,488 | $105,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 109,700 | $104,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $104,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,047 | $104,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 5,795 | $104,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,122 | $104,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 5,613 | $104,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 36,408 | $103,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,100 | $103,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 23,131 | $103,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 7,039 | $103,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,352 | $103,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,633 | $103,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,964 | $103,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 17,485 | $102,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,107 | $102,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,355 | $102,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 17,376 | $102,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 28,148 | $102,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,400 | $101,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 235,000 | $101,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,623 | $101,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 13,899 | $101,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 16,222 | $101,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 9,230 | $101,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,043 | $101,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 6,840 | $101,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,302 | $100,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 19,996 | $100,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 19,098 | $100,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,101 | $100,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 19,620 | $100,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 31,720 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 2,362 | $100,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 121,000 | $100,000 | thousands by filing date | principal |
| UNITED ONLINE INC | 911268209 | COM NEW | 8,749 | $100,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 14,617 | $100,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 360,000 | $99,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 9,685 | $99,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,460 | $99,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 6,401 | $99,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,001 | $99,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 37,917 | $99,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 17,309 | $99,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,412 | $99,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 12,273 | $99,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 8,519 | $99,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 18,470 | $99,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 78,700 | $98,000 | thousands by filing date | put |
| CUSHING RENAISSANCE FD | 231647108 | COM | 6,968 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 8,403 | $98,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,557 | $98,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,245 | $98,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,924 | $98,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,026 | $98,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,644 | $97,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,189 | $97,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,739 | $97,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,990 | $97,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,990 | $97,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 30,011 | $97,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,056 | $96,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 41,886 | $96,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,075 | $96,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 94,500 | $96,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 15,079 | $96,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 7,295 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,188 | $96,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 7,001 | $96,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 180,000 | $95,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 8,030 | $95,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,619 | $95,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,353 | $95,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 46,913 | $95,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $94,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,383 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,428 | $94,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 5,543 | $94,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 33,787 | $94,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 12,501 | $94,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,407 | $94,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 12,277 | $94,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,146 | $94,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 66,354 | $94,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,362 | $93,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,506 | $93,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,202 | $93,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,703 | $93,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,875 | $93,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,244 | $93,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,086 | $93,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,005 | $93,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 4,833 | $93,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,900 | $93,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 3,855 | $93,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,336 | $92,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 4,842 | $92,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 66,189 | $92,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 4,616 | $92,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 5,037 | $92,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 55,000 | $91,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 23,017 | $91,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 9,660 | $91,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,059 | $91,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,659 | $91,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,603 | $91,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,016 | $91,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 10,628 | $91,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 7,964 | $91,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,366 | $91,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 80,000 | $90,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 7,604 | $90,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,699 | $90,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,004 | $90,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 90,724 | $90,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,523 | $90,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,405 | $90,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,925 | $90,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 3,679 | $90,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,989 | $90,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,604 | $90,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 145,400 | $89,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 6,851 | $89,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,701 | $89,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,502 | $89,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,627 | $89,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,109 | $89,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,530 | $89,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 737 | $89,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 940 | $88,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,932 | $88,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,690 | $88,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,674 | $88,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 5,048 | $88,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 61,767 | $88,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 15,030 | $88,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,269 | $87,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,655 | $87,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 6,445 | $87,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 4,904 | $87,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,704 | $87,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,249 | $87,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,392 | $87,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,231 | $87,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,112 | $87,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 75,000 | $87,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 90,000 | $86,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 218,800 | $86,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,767 | $86,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,486 | $86,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,716 | $86,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 10,200 | $86,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 132,000 | $86,000 | thousands by filing date | principal |
| STONEGATE BANK | 861811107 | COM | 2,851 | $86,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 4,921 | $86,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,184 | $86,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 230,000 | $85,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,024 | $85,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,248 | $85,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,900 | $85,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,000 | $85,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,530 | $84,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,797 | $84,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,440 | $84,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 17,626 | $84,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 6,439 | $84,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 82,000 | $84,000 | thousands by filing date | principal |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 3,830 | $84,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 6,006 | $84,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 13,752 | $84,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,136 | $83,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,614 | $83,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 13,423 | $83,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 74,337 | $83,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,813 | $83,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 58,329 | $83,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,529 | $83,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 52,900 | $82,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,400 | $82,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,628 | $82,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,123 | $82,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,039 | $82,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,250 | $82,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,881 | $82,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 50,860 | $82,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 99,000 | $82,000 | thousands by filing date | principal |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 6,873 | $82,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 4,578 | $82,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 6,153 | $82,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 9,308 | $82,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,000 | $81,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,272 | $81,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,455 | $81,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,500 | $81,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 9,472 | $81,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 25,091 | $81,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 108,192 | $81,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 3,284 | $81,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 19,179 | $81,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,470 | $81,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,401 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,003 | $80,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 18,093 | $80,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,295 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 3,458 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,000 | $80,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 8,603 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |