13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,592 holding rows worth $250,747,850,000.
- Accession
- 0000072971-16-001152
- Filer
- CIK 72971
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 21,312 entries on the cover page, a total value of $250,747,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,747,850,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IXIA | 45071R109 | COM | 612,520 | $7,633,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 445,463 | $7,594,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 287,811 | $7,578,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 578,657 | $7,563,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 418,882 | $7,561,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 373,316 | $7,556,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 552,567 | $7,549,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 427,250 | $7,546,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 462,196 | $7,538,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 159,674 | $7,536,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 183,354 | $7,533,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 238,377 | $7,513,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,474,223 | $7,504,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 259,866 | $7,489,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,092,854 | $7,486,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 496,531 | $7,478,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 819,866 | $7,477,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 323,483 | $7,472,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 828,464 | $7,464,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,655,000 | $7,452,000 | thousands by filing date | put |
| PHARMERICA CORP | 71714F104 | COM | 336,520 | $7,441,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 442,322 | $7,435,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,851,000 | $7,434,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 62,205 | $7,417,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 215,795 | $7,409,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 7,530,000 | $7,398,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 267,497 | $7,394,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 554,099 | $7,381,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 160,410 | $7,377,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,154,576 | $7,365,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 404,743 | $7,362,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 769,665 | $7,342,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 174,228 | $7,340,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 179,138 | $7,336,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 177,995 | $7,281,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 410,449 | $7,265,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 355,928 | $7,261,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 389,213 | $7,251,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 39,096 | $7,235,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 81,513 | $7,231,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 244,493 | $7,229,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,133,521 | $7,190,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 43,123 | $7,174,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 298,862 | $7,173,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 362,437 | $7,173,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 88,317 | $7,166,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 95,823 | $7,159,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 96,093 | $7,152,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 52,117 | $7,139,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 258,820 | $7,125,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 928,485 | $7,121,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 523,005 | $7,113,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 576,959 | $7,090,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 609,476 | $7,088,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 118,086 | $7,074,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 247,006 | $7,072,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 987,071 | $7,058,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,311,368 | $7,055,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 671,949 | $7,042,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 380,568 | $7,036,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 103,680 | $7,021,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 102,472 | $7,019,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 399,709 | $7,007,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 65,900 | $6,979,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 257,252 | $6,975,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 352,580 | $6,932,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 92,703 | $6,914,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 138,865 | $6,852,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 90,187 | $6,849,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 113,759 | $6,843,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 169,807 | $6,841,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 587,901 | $6,838,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 106,943 | $6,837,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 264,285 | $6,834,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 364,256 | $6,816,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 313,741 | $6,811,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 360,413 | $6,805,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 130,008 | $6,801,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 72,098 | $6,798,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 219,327 | $6,790,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 173,160 | $6,785,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 182,340 | $6,780,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 735,664 | $6,768,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 276,059 | $6,760,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 142,497 | $6,737,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 477,135 | $6,718,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 265,293 | $6,712,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 122,823 | $6,708,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 232,280 | $6,699,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,623,541 | $6,689,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 77,160 | $6,679,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 204,789 | $6,656,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,021,939 | $6,652,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 171,294 | $6,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 112,766 | $6,642,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 768,324 | $6,607,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 744,585 | $6,605,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 586,672 | $6,594,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 908,032 | $6,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 38,075 | $6,581,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 86,776 | $6,572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 245,232 | $6,557,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 187,323 | $6,545,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 321,638 | $6,523,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 50,665 | $6,522,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 930,896 | $6,516,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 5,860,000 | $6,516,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 512,610 | $6,515,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 376,967 | $6,514,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 645,371 | $6,512,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 550,187 | $6,509,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 304,758 | $6,505,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 484,906 | $6,493,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 625,399 | $6,485,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,341,000 | $6,476,000 | thousands by filing date | principal |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 71,204 | $6,472,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 369,236 | $6,469,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 251,538 | $6,462,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 195,160 | $6,450,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 371,578 | $6,425,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 6,258,000 | $6,414,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 43,988 | $6,401,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 212,971 | $6,385,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 120,201 | $6,373,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 145,173 | $6,364,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 173,839 | $6,362,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 458,791 | $6,354,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 540,443 | $6,350,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 439,307 | $6,348,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 300,811 | $6,345,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,144,000 | $6,343,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 75,005 | $6,341,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 701,423 | $6,319,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 555,971 | $6,311,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 556,199 | $6,296,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 184,835 | $6,285,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 747,045 | $6,276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 229,926 | $6,269,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 380,175 | $6,265,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 414,075 | $6,249,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 81,592 | $6,246,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 321,889 | $6,242,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 211,483 | $6,240,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 9,710,000 | $6,238,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 550,693 | $6,218,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 398,600 | $6,208,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 223,609 | $6,207,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 483,403 | $6,202,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 444,615 | $6,183,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 219,610 | $6,180,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 517,542 | $6,153,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 335,715 | $6,136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 68,018 | $6,128,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 352,467 | $6,125,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 146,356 | $6,111,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 161,040 | $6,104,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 45,031 | $6,088,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 93,858 | $6,080,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 367,772 | $6,080,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 11,238,000 | $6,071,000 | thousands by filing date | principal |
| CHEMED CORP NEW | 16359R103 | COM | 44,801 | $6,069,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 370,635 | $6,060,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 705,156 | $6,057,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,801,000 | $6,046,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 224,007 | $6,044,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 300,273 | $6,029,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 159,759 | $6,019,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 443,563 | $5,988,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 131,032 | $5,986,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 161,591 | $5,986,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 388,700 | $5,985,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 685,891 | $5,981,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 61,282 | $5,977,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 549,901 | $5,972,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 414,936 | $5,971,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 293,000 | $5,967,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 54,031 | $5,960,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 377,183 | $5,959,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 201,755 | $5,954,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 146,545 | $5,953,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 403,804 | $5,952,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 266,440 | $5,944,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 563,956 | $5,944,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 552,641 | $5,940,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 136,738 | $5,936,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 398,314 | $5,927,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 734,355 | $5,927,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 435,121 | $5,913,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 174,042 | $5,912,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 131,384 | $5,907,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 145,973 | $5,897,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 49,961 | $5,894,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 101,261 | $5,890,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 324,399 | $5,887,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 278,258 | $5,872,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 358,054 | $5,872,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 781,457 | $5,861,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 412,435 | $5,857,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 154,600 | $5,855,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 369,605 | $5,855,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 255,945 | $5,845,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 110,660 | $5,832,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 219,198 | $5,820,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 144,959 | $5,814,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 48,564 | $5,793,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 5,578,000 | $5,790,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 6,485,000 | $5,772,000 | thousands by filing date | principal |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,001,184 | $5,767,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 129,354 | $5,761,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 255,296 | $5,757,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 192,604 | $5,752,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 137,719 | $5,744,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 359,615 | $5,743,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 985,113 | $5,743,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 125,342 | $5,722,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 74,061 | $5,714,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 421,108 | $5,714,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 101,778 | $5,707,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 561,666 | $5,701,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,550,000 | $5,694,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 54,223 | $5,690,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 483,871 | $5,686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 135,690 | $5,682,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 198,353 | $5,674,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 183,754 | $5,674,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 242,059 | $5,671,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 244,523 | $5,665,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 92,359 | $5,660,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 357,925 | $5,656,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 196,012 | $5,654,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 113,798 | $5,651,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 543,853 | $5,651,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 252,954 | $5,643,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 738,257 | $5,641,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 103,696 | $5,633,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 443,736 | $5,626,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 182,188 | $5,619,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 362,932 | $5,597,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,832,000 | $5,577,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 126,508 | $5,570,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 600,648 | $5,550,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 196,909 | $5,534,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 404,759 | $5,517,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 215,802 | $5,505,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 206,292 | $5,501,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 196,075 | $5,475,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,300,317 | $5,475,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 337,056 | $5,467,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 251,344 | $5,459,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 41,580 | $5,448,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,032,500 | $5,415,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 132,152 | $5,410,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 174,964 | $5,405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 164,502 | $5,405,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 982,363 | $5,403,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 89,573 | $5,387,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 5,486,000 | $5,387,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 534,186 | $5,379,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 246,017 | $5,374,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 235,050 | $5,359,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 133,566 | $5,354,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 4,620,000 | $5,353,000 | thousands by filing date | principal |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 165,620 | $5,346,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 281,905 | $5,325,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 110,085 | $5,321,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 93,542 | $5,315,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 51,748 | $5,298,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 262,639 | $5,276,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 338,158 | $5,255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 185,930 | $5,238,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 210,177 | $5,230,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 162,741 | $5,227,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 112,212 | $5,227,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 52,117 | $5,218,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40,606 | $5,217,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 36,619 | $5,215,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 906,476 | $5,211,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 362,197 | $5,209,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 292,309 | $5,209,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 125,729 | $5,205,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 567,388 | $5,202,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 220,391 | $5,192,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 134,712 | $5,190,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 275,604 | $5,173,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 71,341 | $5,154,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 238,676 | $5,153,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 70,657 | $5,139,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 143,094 | $5,137,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 400,776 | $5,118,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 467,420 | $5,118,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 139,825 | $5,097,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 148,389 | $5,090,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 611,550 | $5,088,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 184,354 | $5,087,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 50,480 | $5,080,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 54,033 | $5,079,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 395,472 | $5,074,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 120,786 | $5,054,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 96,832 | $5,041,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 327,433 | $5,029,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,368,982 | $5,024,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 77,581 | $4,983,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 463,219 | $4,979,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 544,061 | $4,978,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 459,563 | $4,978,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 46,581 | $4,969,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,497,000 | $4,968,000 | thousands by filing date | principal |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 117,196 | $4,944,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 180,975 | $4,940,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 218,262 | $4,922,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 107,205 | $4,921,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 94,606 | $4,901,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 7,525,000 | $4,891,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 84,196 | $4,868,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 208,463 | $4,861,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 313,764 | $4,857,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 150,205 | $4,853,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 323,270 | $4,824,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 280,197 | $4,806,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 186,385 | $4,800,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 520,887 | $4,793,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 555,686 | $4,790,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 104,691 | $4,780,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 245,011 | $4,765,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 463,337 | $4,763,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 207,278 | $4,759,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 138,269 | $4,743,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 185,522 | $4,739,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 389,427 | $4,738,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 73,525 | $4,736,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 321,754 | $4,736,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 157,720 | $4,714,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 259,233 | $4,708,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 44,222 | $4,691,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 193,889 | $4,690,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 120,501 | $4,688,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 629,391 | $4,686,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 307,072 | $4,655,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 115,647 | $4,639,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 223,421 | $4,635,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 119,545 | $4,609,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 423,793 | $4,607,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 122,188 | $4,600,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 76,750 | $4,595,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 186,638 | $4,588,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,124 | $4,572,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 156,198 | $4,562,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,191,236 | $4,558,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 416,288 | $4,551,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 135,546 | $4,548,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 118,021 | $4,540,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 167,001 | $4,536,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 157,078 | $4,532,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 647,327 | $4,532,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 44,562 | $4,511,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 321,640 | $4,509,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 330,770 | $4,502,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 94,659 | $4,496,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 103,617 | $4,473,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 37,557 | $4,473,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 326,858 | $4,471,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 332,751 | $4,466,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 221,783 | $4,463,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 254,490 | $4,460,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,116,000 | $4,458,000 | thousands by filing date | principal |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 182,586 | $4,455,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 151,137 | $4,451,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 151,222 | $4,450,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 4,727,000 | $4,442,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,614 | $4,428,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 411,854 | $4,427,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,150,000 | $4,410,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,411,000 | $4,409,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 136,348 | $4,399,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 169,119 | $4,391,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 49,460 | $4,391,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 237,416 | $4,390,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 123,091 | $4,387,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 313,821 | $4,382,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 388,771 | $4,381,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 30,355 | $4,381,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 97,249 | $4,373,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 331,243 | $4,366,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,426,000 | $4,364,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 153,917 | $4,362,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 89,524 | $4,359,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 92,040 | $4,359,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,358,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 793,074 | $4,355,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,437,000 | $4,349,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 150,906 | $4,345,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67,186 | $4,332,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 102,056 | $4,326,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 620,691 | $4,320,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 149,223 | $4,314,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 88,211 | $4,312,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 167,984 | $4,309,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 158,354 | $4,306,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 69,681 | $4,303,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AT9 | NOTE 6.250% 4/0 | 5,200,000 | $4,303,000 | thousands by filing date | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 173,321 | $4,263,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 489,540 | $4,253,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 203,368 | $4,252,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 113,467 | $4,247,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 332,985 | $4,242,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 298,186 | $4,237,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 125,000 | $4,237,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 170,105 | $4,236,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 78,221 | $4,233,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 38,255 | $4,230,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 93,484 | $4,229,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 406,551 | $4,228,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 258,657 | $4,227,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 669,446 | $4,225,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 444,908 | $4,217,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 76,997 | $4,213,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 126,205 | $4,213,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 261,560 | $4,211,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 150,131 | $4,204,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 92,654 | $4,204,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 445,235 | $4,202,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 352,135 | $4,200,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 166,403 | $4,191,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 233,526 | $4,189,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 874,908 | $4,182,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 183,248 | $4,182,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 89,866 | $4,160,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 119,399 | $4,157,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 537,542 | $4,156,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 243,171 | $4,154,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 117,912 | $4,137,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 130,779 | $4,133,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 302,508 | $4,132,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,020,628 | $4,123,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 76,414 | $4,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 110,201 | $4,115,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 81,595 | $4,113,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 133,835 | $4,108,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 123,611 | $4,103,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 127,025 | $4,094,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 165,018 | $4,093,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 185,860 | $4,092,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 97,114 | $4,085,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 340,300 | $4,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 58,876 | $4,076,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 129,372 | $4,062,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 196,408 | $4,061,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 244,319 | $4,047,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 91,292 | $4,043,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 300,470 | $4,041,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 145,520 | $4,036,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 238,622 | $4,023,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 301,993 | $4,023,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 112,849 | $4,022,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 39,946 | $4,016,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,228,263 | $4,016,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 135,096 | $4,013,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 252,114 | $4,011,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 244,825 | $4,010,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 103,904 | $4,006,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 249,356 | $4,002,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 272,120 | $4,001,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 176,652 | $4,001,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 508,942 | $4,000,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 199,522 | $3,991,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 313,379 | $3,989,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 152,377 | $3,984,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 140,103 | $3,983,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 169,693 | $3,980,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 192,895 | $3,976,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 398,060 | $3,976,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 331,915 | $3,950,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 98,354 | $3,930,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 278,295 | $3,929,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 122,554 | $3,921,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 258,593 | $3,910,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 34,677 | $3,910,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 130,007 | $3,904,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 375,561 | $3,903,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,607,398 | $3,884,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 133,023 | $3,849,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 257,963 | $3,846,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 102,199 | $3,842,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 38,288 | $3,835,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 117,002 | $3,832,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 30,980 | $3,829,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,303,000 | $3,824,000 | thousands by filing date | principal |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 256,366 | $3,812,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 50,356 | $3,810,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 327,633 | $3,804,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 34,246 | $3,789,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 204,617 | $3,789,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 117,395 | $3,786,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 99,944 | $3,783,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 354,109 | $3,772,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 157,323 | $3,771,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 351,383 | $3,749,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 147,976 | $3,745,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 145,979 | $3,739,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 232,098 | $3,737,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001152 | this filing | 2016-05-16 | acceptance time not in the bulk data set |