13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 167,939 | $962,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 30,886 | $962,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 48,289 | $958,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 54,213 | $957,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,113 | $957,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 39,874 | $955,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 71,968 | $954,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 25,443 | $951,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 29,923 | $950,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 28,897 | $949,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 18,961 | $942,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 73,781 | $938,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 50,168 | $938,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 69,576 | $937,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 65,029 | $937,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 237,597 | $936,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 52,954 | $935,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,000,000 | $933,000 | thousands by filing date | principal |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 143,794 | $932,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 98,785 | $929,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 147,241 | $929,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 39,961 | $929,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 68,661 | $928,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 69,022 | $925,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 84,863 | $923,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 68,927 | $923,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 226,073 | $922,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 711,000 | $921,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,351 | $919,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 27,778 | $918,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 23,172 | $917,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 57,710 | $915,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,025 | $914,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 32,589 | $912,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 79,237 | $912,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 127,214 | $909,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 304,716 | $908,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 870,000 | $908,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 66,723 | $908,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 65,316 | $908,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 267,454 | $907,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 52,907 | $904,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 178,464 | $904,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 20,445 | $901,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 66,715 | $900,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 68,675 | $899,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 52,433 | $897,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 60,025 | $893,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 168,687 | $889,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,689 | $888,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,988 | $885,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 27,580 | $884,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 160,043 | $883,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 36,189 | $883,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 18,711 | $882,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,606 | $877,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 51,178 | $875,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 65,651 | $871,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,150,900 | $870,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 55,446 | $868,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 99,198 | $866,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 43,563 | $866,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 36,724 | $866,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 60,123 | $863,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,903 | $861,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 47,292 | $861,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 60,820 | $860,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 101,700 | $859,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 34,197 | $858,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 46,514 | $857,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,348 | $856,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 48,657 | $855,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 105,965 | $855,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 27,682 | $854,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 86,669 | $854,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 17,673 | $854,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 11,323 | $853,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 42,305 | $853,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 29,995 | $849,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 59,963 | $848,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 136,074 | $847,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 91,077 | $845,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 37,305 | $845,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 49,206 | $843,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 29,722 | $843,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 99,169 | $842,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 85,698 | $839,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 134,607 | $839,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 38,673 | $838,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 218,449 | $837,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 60,905 | $837,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 135,484 | $833,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 144,982 | $833,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 32,500 | $833,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 114,188 | $832,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 31,501 | $832,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 72,347 | $829,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 90,100 | $828,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 41,856 | $826,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 83,183 | $824,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 174,600 | $822,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 38,380 | $822,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 67,757 | $822,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 110,300 | $818,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 127,004 | $818,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 253,000 | $817,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 78,459 | $817,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 75,406 | $817,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 85,600 | $816,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 88,447 | $814,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 48,142 | $812,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 29,482 | $810,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 59,364 | $807,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,593 | $805,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 45,108 | $805,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 58,611 | $805,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 31,310 | $804,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 46,764 | $802,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 182,400 | $799,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 23,079 | $798,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 79,102 | $798,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 52,670 | $795,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 10,126 | $792,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,067,000 | $788,000 | thousands by filing date | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 64,196 | $787,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 82,495 | $787,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 99,709 | $786,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 78,983 | $785,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,940 | $785,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 16,704 | $784,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 40,405 | $782,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 45,838 | $780,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 40,000 | $780,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 40,704 | $780,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 31,285 | $780,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,551 | $777,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 31,973 | $776,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 10,635 | $776,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 102,905 | $776,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 20,027 | $776,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18,707 | $775,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 60,214 | $775,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,690 | $774,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 99,745 | $772,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 67,224 | $772,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 21,363 | $771,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 26,878 | $770,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 17,422 | $767,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 65,214 | $765,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 87,744 | $765,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,728 | $764,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 51,768 | $764,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 52,445 | $763,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 59,876 | $763,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 47,636 | $761,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 41,143 | $756,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 23,692 | $756,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 28,315 | $754,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,969 | $754,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 32,175 | $754,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 233,000 | $753,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 24,978 | $750,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 31,790 | $750,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 34,988 | $748,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,826 | $746,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 128,472 | $742,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 55,262 | $741,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 30,183 | $741,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 14,656 | $740,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 72,388 | $740,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 39,649 | $739,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 56,000 | $739,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 28,468 | $738,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 85,153 | $738,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 45,717 | $735,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 54,658 | $735,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 20,418 | $733,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 42,290 | $730,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 41,985 | $730,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 571,000 | $728,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 95,000 | $727,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,872 | $727,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,343 | $725,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 191,023 | $725,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 59,965 | $723,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 43,954 | $721,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,738 | $721,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,198 | $721,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 61,152 | $720,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 52,102 | $719,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 48,209 | $717,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 60,382 | $717,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,638 | $716,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 72,505 | $715,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 39,754 | $714,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 475,472 | $713,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 61,432 | $712,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,497 | $711,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 61,791 | $711,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 97,272 | $706,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 82,318 | $705,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 22,947 | $704,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 31,106 | $704,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 36,141 | $704,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 69,932 | $704,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,408 | $702,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,769 | $702,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,120 | $700,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 37,283 | $697,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 15,822 | $697,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 102,325 | $696,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 59,073 | $696,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,874 | $695,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 14,209 | $694,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 33,066 | $692,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 32,131 | $691,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 35,345 | $690,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 26,207 | $689,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 718,000 | $688,000 | thousands by filing date | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 41,037 | $687,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 47,915 | $687,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20,340 | $686,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 67,946 | $685,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 33,096 | $684,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,776 | $684,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 427,361 | $684,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 44,120 | $684,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 95,816 | $683,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 31,779 | $683,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 505,000 | $682,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 69,625 | $681,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,450 | $681,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 97,700 | $681,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 24,622 | $681,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 40,890 | $680,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 54,027 | $679,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 20,864 | $679,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 14,990 | $676,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 65,062 | $674,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 38,616 | $674,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 35,064 | $673,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 692,000 | $671,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 17,242 | $671,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 28,830 | $669,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 19,204 | $669,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 21,656 | $668,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 110,000 | $668,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 629,796 | $668,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 36,971 | $668,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 102,438 | $664,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 178,991 | $660,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 616,000 | $660,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 109,590 | $660,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 44,359 | $659,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 47,909 | $658,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 703,800 | $657,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 293,377 | $657,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 22,470 | $653,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 69,256 | $653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 15,306 | $653,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,832 | $653,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 15,005 | $653,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 157,871 | $652,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 347,000 | $649,000 | thousands by filing date | principal |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 42,193 | $644,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 66,588 | $643,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 113,935 | $643,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 26,580 | $643,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164,867 | $642,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 73,562 | $639,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $636,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 78,000 | $636,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 145,614 | $634,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,806 | $631,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 126,887 | $631,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 34,593 | $630,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 49,254 | $629,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 64,285 | $628,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 119,111 | $627,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 10,308 | $627,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 23,837 | $626,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,763 | $624,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,930 | $624,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 83,502 | $622,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 46,278 | $621,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 221,698 | $621,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 149,608 | $620,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,846 | $620,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 27,738 | $620,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,593 | $618,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 123,667 | $617,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 222,833 | $617,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 125,000 | $616,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 142,100 | $616,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 60,000 | $615,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 432,000 | $615,000 | thousands by filing date | principal |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 83,977 | $614,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 24,789 | $614,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,753 | $611,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 16,691 | $610,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 21,869 | $609,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 41,995 | $609,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 72,019 | $609,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 40,362 | $609,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,886 | $606,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 21,590 | $606,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 310,106 | $605,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 183,219 | $603,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 57,424 | $601,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 46,112 | $600,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 56,716 | $600,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 216,202 | $599,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 34,760 | $597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,852 | $596,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 42,110 | $593,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,745 | $592,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 25,947 | $592,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 68,231 | $592,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 239,400 | $591,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 17,028 | $591,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,100,000 | $590,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 26,578 | $590,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,203,000 | $587,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 42,813 | $587,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 310,553 | $587,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 163,258 | $587,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 42,653 | $587,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,916 | $587,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,377 | $586,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 19,803 | $584,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 43,961 | $584,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 27,278 | $583,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 16,584 | $583,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 59,770 | $582,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 16,949 | $582,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 43,782 | $582,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 605,000 | $582,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 48,360 | $581,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 51,237 | $581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 21,878 | $579,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 92,682 | $579,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 138,400 | $577,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 995,600 | $574,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,273,500 | $574,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 15,255 | $573,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 43,525 | $572,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 38,592 | $572,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 353,400 | $571,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 29,640 | $571,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 159,700 | $568,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 56,258 | $568,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 31,852 | $567,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 70,230 | $563,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 36,579 | $562,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 48,463 | $562,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 553,500 | $561,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 33,850 | $559,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 18,278 | $557,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 31,711 | $557,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 27,361 | $555,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 19,512 | $553,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 13,299 | $550,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,893 | $549,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,677 | $549,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 40,315 | $548,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 38,484 | $548,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,706 | $547,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 50,751 | $546,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 62,147 | $545,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 48,385 | $545,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 32,811 | $545,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 472,000 | $545,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 22,453 | $545,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 13,220 | $544,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,227,000 | $543,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 42,326 | $543,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 23,189 | $542,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 231,724 | $541,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 210,700 | $540,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 17,712 | $540,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 54,133 | $538,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 71,808 | $538,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 22,357 | $537,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,541 | $536,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 46,621 | $536,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,619 | $536,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,904 | $536,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 29,637 | $534,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 41,106 | $534,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 110,000 | $533,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 51,470 | $533,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 21,899 | $532,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 16,707 | $531,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 37,290 | $530,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 45,122 | $529,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 33,399 | $528,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 7,222 | $528,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 42,985 | $526,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 35,665 | $526,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 17,653 | $526,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 44,466 | $526,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,533 | $524,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 66,983 | $524,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 33,875 | $523,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,398 | $523,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 53,295 | $521,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 91,827 | $521,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 218,371 | $520,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 33,864 | $520,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 13,725 | $519,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 84,901 | $516,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 130,147 | $516,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,679 | $515,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,139 | $514,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,809 | $512,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 50,050 | $512,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 85,000 | $511,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 223,451 | $509,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,541 | $509,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 149,685 | $509,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 14,653 | $508,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 35,959 | $507,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 63,576 | $502,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,653 | $501,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 50,635 | $500,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 62,348 | $497,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 273,500 | $496,000 | thousands by filing date | call |
| Marine Harvest ASA | 56824R205 | ADR | 37,505 | $495,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 47,346 | $494,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,488 | $493,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 21,212 | $493,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 21,932 | $490,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,217,900 | $489,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 11,575 | $489,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 91,937 | $489,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 29,894 | $489,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 25,973 | $489,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 20,606 | $489,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 70,144 | $489,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 523,543 | $487,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 72,546 | $487,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 47,829 | $486,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 44,286 | $486,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 15,031 | $484,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 53,117 | $482,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 43,446 | $480,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11,894 | $479,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 25,293 | $479,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,771 | $478,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15,208 | $478,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 124,159 | $478,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 70,086 | $476,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 483,000 | $476,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 16,412 | $475,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 14,438 | $475,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 305,300 | $474,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 14,964 | $473,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 9,195 | $473,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 24,236 | $473,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 45,385 | $473,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 51,286 | $473,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 15,571 | $472,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 39,485 | $472,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 25,257 | $471,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,959 | $468,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 62,397 | $468,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 35,875 | $466,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 32,101 | $466,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 47,750 | $465,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 39,312 | $465,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 516,000 | $465,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 18,135 | $464,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 75,570 | $463,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,147 | $462,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 121,014 | $461,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30,763 | $460,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 26,923 | $460,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 32,515 | $458,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 33,967 | $455,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,067 | $454,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 12,379 | $454,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 132,718 | $454,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 24,941 | $451,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 14,928 | $451,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 146,448 | $451,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 44,781 | $450,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 108,368 | $450,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 27,858 | $447,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 426,300 | $446,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 16,809 | $446,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 133,068 | $446,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 8,836 | $446,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 30,187 | $445,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,247 | $442,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 79,711 | $440,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 32,595 | $437,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 29,689 | $437,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 175,000 | $436,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 76,044 | $436,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,625 | $433,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |