13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 32,461 | $433,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 41,169 | $433,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 55,198 | $433,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 39,357 | $433,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 99,271 | $432,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 11,113 | $432,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 19,491 | $429,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 23,014 | $429,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,619 | $428,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 43,379 | $427,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,000 | $427,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,914 | $426,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 312 | $426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 36,925 | $420,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 17,725 | $420,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 23,060 | $419,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 53,686 | $419,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 44,600 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 7,015 | $418,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 34,940 | $417,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 31,090 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 23,408 | $416,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,831 | $415,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 34,586 | $414,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 46,520 | $414,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 13,694 | $413,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,096 | $413,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 485,000 | $412,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 42,417 | $412,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 28,328 | $412,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $410,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 19,719 | $410,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 10,860 | $408,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 57,126 | $408,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60,000 | $407,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 73,144 | $406,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 162,205 | $405,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 19,604 | $404,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 100,887 | $404,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 40,269 | $403,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 149,900 | $403,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 65,059 | $402,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 26,334 | $402,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 390,000 | $402,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 203,100 | $399,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,541 | $399,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 13,844 | $399,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 135,255 | $399,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,450 | $398,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 25,000 | $397,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15,226 | $396,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,028 | $395,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 17,317 | $395,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,387 | $394,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 12,847 | $394,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 21,647 | $393,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,090 | $391,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 86,007 | $391,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 18,677 | $391,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 35,000 | $390,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 7,445 | $388,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 200,000 | $387,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 43,748 | $387,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 377,000 | $386,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 29,839 | $385,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,553 | $383,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 37,623 | $383,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 28,581 | $383,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 130,000 | $382,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 36,423 | $381,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 29,670 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 24,754 | $380,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 25,049 | $380,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 267,168 | $379,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 17,766 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150,000 | $377,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 45,408 | $377,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,412 | $377,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 26,959 | $376,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 17,713 | $376,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,476 | $375,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 27,378 | $375,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 58,893 | $372,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 27,500 | $370,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,326 | $370,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 132,723 | $369,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,112 | $369,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 12,643 | $369,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 19,737 | $368,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 38,722 | $368,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 46,849 | $368,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 7,667 | $368,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,786 | $367,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 22,663 | $367,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 10,586 | $367,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 23,209 | $366,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,098 | $365,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 103,858 | $364,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 190,000 | $363,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 54,284 | $363,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 24,561 | $363,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,989 | $362,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 6,933 | $362,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 13,274 | $360,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 100,000 | $360,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 28,426 | $359,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 6,500 | $359,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 18,369 | $359,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,000 | $358,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 18,477 | $357,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,443 | $356,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24,200 | $356,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 115,972 | $356,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,994 | $355,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,218 | $354,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 63,744 | $354,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 52,459 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 17,399 | $353,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 652,300 | $352,000 | thousands by filing date | put |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 12,760 | $351,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,417 | $348,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 65,916 | $347,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 48,596 | $347,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 226,000 | $347,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 38,073 | $347,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 26,640 | $347,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 9,936 | $346,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 908 | $346,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 15,103 | $346,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 757,000 | $344,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 248,000 | $344,000 | thousands by filing date | principal |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 48,853 | $344,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 117,975 | $344,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 54,949 | $343,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,558 | $341,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 22,184 | $341,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 37,769 | $341,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 22,616 | $340,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 9,773 | $339,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 70,500 | $338,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 229,554 | $338,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 34,067 | $337,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 21,471 | $336,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,993 | $335,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 10,022 | $335,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 70,000 | $334,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 70,680 | $334,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,130 | $334,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 41,128 | $333,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 47,741 | $333,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 32,209 | $332,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 25,168 | $332,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,118 | $332,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 54,318 | $331,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 256,035 | $330,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,796 | $329,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 22,563 | $329,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 24,697 | $329,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 15,968 | $329,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 29,775 | $328,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 24,512 | $327,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,916 | $327,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,841 | $327,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,000 | $327,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,381,800 | $326,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 31,353 | $326,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 325,000 | $324,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,929 | $323,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 14,041 | $323,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 400,000 | $323,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 53,182 | $323,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 25,918 | $322,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200,000 | $322,000 | thousands by filing date | put |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 22,959 | $320,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 88,132 | $319,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 21,874 | $319,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 12,663 | $318,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 19,507 | $317,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 80,000 | $316,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 42,191 | $316,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 190,000 | $316,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,000 | $315,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 11,251 | $314,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 23,919 | $314,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,643 | $313,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,108 | $313,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 12,772 | $313,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 130,100 | $312,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,199 | $312,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 19,770 | $311,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,854 | $311,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 23,728 | $311,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 87,600 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,428 | $310,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,045 | $310,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 25,724 | $308,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 24,305 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,430 | $307,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 38,374 | $307,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 58,034 | $306,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,085 | $306,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,381 | $306,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,389 | $305,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 31,145 | $305,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 655,000 | $304,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 37,827 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 17,323 | $304,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 24,959 | $304,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 18,455 | $303,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,628 | $303,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 11,706 | $303,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 13,500 | $302,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 8,626 | $302,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,082 | $301,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 18,557 | $301,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,980 | $301,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 24,612 | $300,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 615 | $299,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,660 | $299,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,103 | $299,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,359 | $298,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,801 | $298,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 22,157 | $296,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 38,559 | $296,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 53,500 | $296,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 34,420 | $296,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 55,469 | $295,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 21,213 | $295,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 13,444 | $295,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 75,000 | $295,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 15,266 | $294,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,492 | $294,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 39,007 | $293,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 10,174 | $293,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 12,110 | $291,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,066 | $291,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 48,365 | $291,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 57,214 | $291,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 25,848 | $290,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 70,000 | $289,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 68,365 | $289,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 750 | $288,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,342 | $288,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,506 | $288,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 287,000 | $288,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 19,217 | $287,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 11,399 | $286,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,730 | $285,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 19,643 | $285,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,966 | $284,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 10,202 | $284,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 7,278 | $284,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 18,357 | $283,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 51,295 | $282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 32,358 | $282,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 157,035 | $282,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 455,000 | $281,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 275,630 | $281,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 31,757 | $281,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 25,020 | $279,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,100 | $279,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 21,241 | $278,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,756 | $277,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 315,000 | $277,000 | thousands by filing date | principal |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 20,718 | $276,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 14,921 | $274,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 45,511 | $274,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 5,001 | $273,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,164 | $272,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 12,854 | $272,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 109,263 | $272,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,174 | $271,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 29,321 | $271,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 55,630 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,521 | $270,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,498 | $270,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 20,005 | $269,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 30,781 | $268,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 26,627 | $268,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,774 | $267,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 18,727 | $267,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 9,161 | $264,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,983 | $264,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 32,430 | $263,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,299 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 16,301 | $262,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11,475 | $261,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 28,056 | $261,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 28,000 | $261,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,667 | $260,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 52,303 | $260,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,680 | $260,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 30,608 | $260,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 476,800 | $259,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 17,104 | $259,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 17,918 | $259,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 63,272 | $259,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,528 | $258,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 80,000 | $257,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,738 | $257,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 452,000 | $257,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,838 | $256,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 27,808 | $256,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,316 | $255,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,714 | $255,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 85,236 | $255,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,261 | $254,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 80,000 | $254,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 14,230 | $254,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 8,397 | $253,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 5,320 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,412 | $253,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,393 | $253,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 143,874 | $253,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 114,353 | $253,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,862 | $252,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 15,931 | $252,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 22,004 | $252,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,201 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,479 | $251,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,865 | $250,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,211 | $249,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 26,800 | $249,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 268,000 | $249,000 | thousands by filing date | principal |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 5,229 | $249,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 7,761 | $248,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 14,544 | $247,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 170,977 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 14,608 | $247,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 159,200 | $246,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 14,482 | $246,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,107 | $246,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 38,128 | $246,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 17,519 | $245,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 201,790 | $244,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 9,624 | $243,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 54,600 | $243,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,789 | $243,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 8,359 | $243,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 253,000 | $243,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 6,878 | $242,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 21,528 | $242,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,378 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,498 | $242,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,986 | $241,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,008 | $240,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,446 | $239,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,000 | $239,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,883 | $239,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 19,775 | $239,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 16,302 | $239,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,139 | $237,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,182 | $236,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 8,723 | $236,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 123,800 | $235,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 18,958 | $235,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 57,153 | $234,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,334 | $234,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 28,902 | $234,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 193,416 | $234,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 313,200 | $233,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 25,762 | $233,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 25,175 | $233,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 261,000 | $233,000 | thousands by filing date | principal |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 184,983 | $233,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 34,680 | $232,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 18,319 | $232,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 9,552 | $232,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 30,314 | $232,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 200,000 | $232,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 85,061 | $230,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,187 | $230,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,721 | $229,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 11,282 | $228,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,281 | $228,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 215,000 | $228,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 12,773 | $227,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 160,081 | $227,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 415,000 | $226,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 34,198 | $226,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 32,073 | $226,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 9,851 | $226,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 14,724 | $225,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 28,340 | $225,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 44,761 | $224,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 22,869 | $224,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 134,415 | $224,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,706 | $224,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 70,143 | $224,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 684 | $223,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 12,927 | $222,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,633 | $221,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 18,684 | $221,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 12,646 | $221,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 26,241 | $221,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 76 | $220,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 30,000 | $220,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 13,506 | $220,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 35,156 | $220,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,283 | $219,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 230,000 | $219,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 231,000 | $219,000 | thousands by filing date | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,726 | $218,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,276 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,983 | $217,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 18,273 | $217,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 42,670 | $216,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,271 | $215,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 605,700 | $215,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,339 | $214,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 39,106 | $214,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,546 | $214,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,565 | $213,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 10,710 | $213,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,333 | $213,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 10,210 | $213,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,939 | $212,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 22,984 | $211,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 7,854 | $210,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 28,220 | $210,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 214,715 | $210,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,565 | $210,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,618 | $210,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 60,064 | $210,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 56,353 | $210,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,238 | $210,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,493 | $209,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 8,005 | $209,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $208,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,904 | $208,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 17,621 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,215 | $208,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,671 | $208,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 208,000 | $208,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,471 | $207,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,350 | $207,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 47,104 | $207,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 208,000 | $207,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 680,000 | $206,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 13,252 | $206,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,993 | $206,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,440,500 | $206,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 109,700 | $205,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 270,900 | $205,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8,929 | $205,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,237 | $205,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 107,984 | $205,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 40,519 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,600 | $204,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,374 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,835 | $204,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,295 | $204,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 21,864 | $204,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 175,000 | $204,000 | thousands by filing date | principal |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,313 | $203,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 17,181 | $203,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 29,615 | $203,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,340 | $202,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,563 | $202,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,800 | $201,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,934 | $201,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 61,452 | $199,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,022 | $198,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,401 | $198,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 11,048 | $198,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,539 | $197,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 5,012 | $197,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 25,800 | $196,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,214 | $196,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,151 | $196,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 217,400 | $195,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 6,896 | $195,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 15,942 | $195,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 342,000 | $195,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 5,491 | $194,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,049 | $194,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 38,900 | $194,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 65,360 | $194,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 110,487 | $194,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 9,214 | $193,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 26,216 | $193,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 7,590 | $193,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 26,986 | $192,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,950 | $192,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,251 | $191,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,465 | $191,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,703 | $191,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,508 | $190,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,939 | $190,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 44,231 | $190,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 32,341 | $190,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 9,182 | $190,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 26,683 | $189,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 748 | $189,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,263 | $189,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 609,000 | $189,000 | thousands by filing date | principal |
| NEWTEKONE INC | 652526203 | COM NEW | 13,139 | $188,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,273 | $188,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 14,085 | $188,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,066 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |