13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 14,857 | $188,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,405 | $188,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 19,771 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,891 | $187,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,825,100 | $187,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 16,572 | $186,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 170,000 | $186,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 101,936 | $185,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,880 | $185,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 11,861 | $185,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 71,818 | $185,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 29,107 | $185,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 29,857 | $185,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,157 | $185,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 74,377 | $184,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 86,898 | $184,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,035 | $184,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,554 | $184,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,000 | $183,000 | thousands by filing date | put |
| GUGGENHEIM ETF | 78355W866 | cs | 3,884 | $183,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 23,038 | $182,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 156,415 | $182,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,704 | $181,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 18,601 | $181,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,916 | $180,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,137 | $180,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,413 | $180,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,706 | $180,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,865 | $180,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 16,228 | $179,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 54,000 | $178,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 5,866 | $178,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 43,706 | $177,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20,110 | $177,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 75,876 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,882 | $176,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13,148 | $176,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,232 | $175,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,890 | $175,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,591 | $175,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 22,204 | $175,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 200,000 | $175,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,411 | $174,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,959 | $174,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 222,000 | $174,000 | thousands by filing date | principal |
| United Bancshares | 909458101 | COM | 9,548 | $174,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,157 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,363 | $174,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,507 | $173,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 6,010 | $173,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 14,000 | $173,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 6,921 | $172,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 64,263 | $172,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,733 | $172,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 30,000 | $171,000 | thousands by filing date | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,615 | $171,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 39,921 | $171,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,001 | $171,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 5,252 | $171,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 98,474 | $170,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 330,500 | $169,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 11,545 | $169,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 21,927 | $169,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 12,277 | $169,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,695 | $169,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,493 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 10,225 | $168,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 38,385 | $168,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,214 | $168,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 9,870 | $168,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,922 | $168,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,853 | $168,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 13,172 | $168,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 7,020 | $167,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 75,188 | $167,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 9,593 | $167,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,583 | $167,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,568 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,674 | $166,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 24,714 | $166,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,600 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,698 | $165,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,426 | $165,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,260 | $164,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,200 | $164,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $164,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 8,668 | $164,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,055 | $163,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 10,785 | $163,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 8,595 | $163,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,748 | $161,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,412 | $161,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 36,333 | $161,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,478 | $161,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,611 | $161,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 81,518 | $161,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 33,800 | $161,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,405 | $160,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,490 | $160,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 7,901 | $160,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,850 | $159,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,044 | $159,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,376 | $158,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,056 | $158,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,596 | $158,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,807 | $158,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 5,701 | $157,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 10,537 | $157,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,735 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $156,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 198,900 | $156,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,999 | $156,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 325,500 | $156,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 105,000 | $156,000 | thousands by filing date | principal |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,365 | $155,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,296 | $155,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,818 | $155,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,619 | $155,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,895 | $155,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,188,905 | $155,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 19,196 | $155,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 10,340 | $155,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,930 | $154,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 150,000 | $154,000 | thousands by filing date | principal |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 4,157 | $154,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 12,858 | $154,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 203,400 | $153,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,056 | $153,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,366 | $153,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 43,043 | $153,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 6,787 | $153,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,021 | $153,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 27,686 | $153,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 17,253 | $152,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 23,144 | $151,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,008 | $151,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 3,476 | $151,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 150,000 | $151,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 36,812 | $150,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 10,291 | $150,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 41,039 | $150,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 3,472 | $150,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,000 | $150,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,792 | $149,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,952 | $149,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 36,279 | $149,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,380 | $149,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 166,000 | $149,000 | thousands by filing date | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8,943 | $149,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 19,341 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,359 | $148,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 132,415 | $148,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 13,212 | $148,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 19,454 | $147,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,144 | $147,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 7,649 | $147,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 8,132 | $147,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 9,147 | $147,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 9,112 | $147,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,346 | $146,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 110,000 | $146,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,489 | $146,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 19,076 | $146,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,172 | $146,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,664 | $145,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,185 | $145,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,218 | $145,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 143,710 | $145,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 3,124 | $145,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 5,904 | $145,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 63,163 | $145,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 150,000 | $144,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 8,535 | $144,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,789 | $144,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 90,932 | $144,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 34,700 | $143,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,209 | $143,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 25,000 | $143,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,892 | $143,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,315 | $143,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 9,006 | $143,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 5,843 | $143,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,055 | $142,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,668 | $142,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 28,656 | $142,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,027 | $141,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,248 | $141,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 290,000 | $141,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,489 | $141,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,467 | $141,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 55,341 | $141,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 141,000 | $141,000 | thousands by filing date | principal |
| IGNYTA INC | 451731103 | COM | 10,538 | $141,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,291 | $140,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,788 | $140,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 36,216 | $140,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,046 | $140,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,480 | $139,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 90,000 | $138,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,387 | $138,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,342 | $138,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 19,140 | $138,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 4,731 | $138,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,292 | $137,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 14,903 | $137,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,125 | $137,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,100 | $136,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 32,500 | $136,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,738 | $136,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 39,104 | $136,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 20,009 | $136,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 29,391 | $136,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 7,947 | $135,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 8,319 | $134,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,742 | $134,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,992 | $134,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,741 | $134,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,720 | $133,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,034 | $133,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,394 | $132,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 106,677 | $132,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 441,312 | $132,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 12,484 | $132,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,464 | $131,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 15,021 | $131,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 18,310 | $131,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,104 | $131,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 28,899 | $131,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,086 | $131,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 39,950 | $131,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,730 | $131,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 11,550 | $131,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 4,115 | $131,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 7,545 | $131,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,790 | $130,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 16,692 | $130,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,685 | $130,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,424 | $130,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,489 | $129,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,007 | $129,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 17,938 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,860 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 9,174 | $129,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 139,000 | $128,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,098 | $128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,786 | $128,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 52,437 | $128,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 8,674 | $128,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,346 | $127,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,777 | $127,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 8,321 | $127,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,519 | $127,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 12,800 | $127,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 7,042 | $127,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 10,028 | $126,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 25,028 | $126,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 159,000 | $126,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 9,953 | $126,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 127,000 | $126,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 150,000 | $125,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,650 | $125,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 8,754 | $124,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,387 | $124,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 8,085 | $124,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,912 | $124,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 6,707 | $124,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,063 | $123,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,196 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,562 | $123,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 11,608 | $123,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,191 | $123,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 100,000 | $123,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 10,498 | $123,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,243 | $123,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,057 | $123,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,100 | $123,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 3,900 | $123,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 150,000 | $122,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 4,661 | $122,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,593 | $122,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,814 | $122,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,699 | $122,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 11,161 | $121,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,793 | $121,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,725 | $121,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 16,395 | $121,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 55,613 | $121,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,282 | $121,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 3,868 | $121,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 119,000 | $121,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,623 | $120,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 11,401 | $120,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,170 | $120,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,909 | $120,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 11,564 | $120,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 3,232 | $120,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,328 | $119,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,743 | $119,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,480 | $119,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,923 | $119,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 65,591 | $119,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $118,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,697 | $118,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,295 | $118,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 17,334 | $118,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,824 | $118,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,583 | $117,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,781 | $117,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 4,054 | $117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,275 | $116,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 4,314 | $116,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 7,117 | $116,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 17,772 | $116,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 2,675 | $116,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 91,000 | $116,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,393 | $116,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 6,690 | $116,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,695 | $116,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,078 | $115,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 10,619 | $115,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 29,488 | $115,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,027 | $115,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,674 | $115,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,534 | $115,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,998 | $114,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,495 | $114,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,009 | $114,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 11,433 | $114,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,466 | $114,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,844 | $114,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,531 | $114,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 99,000 | $114,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 68,090 | $113,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 24,861 | $113,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50,000 | $112,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 157,501 | $112,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,201 | $112,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 8,311 | $112,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 108,192 | $112,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,981 | $112,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 6,226 | $112,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,983 | $111,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,942 | $111,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,435 | $111,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 17,754 | $111,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,000 | $111,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,853 | $111,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 21,403 | $111,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 76,826 | $111,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 11,700 | $111,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 1,419,000 | $111,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50,000 | $110,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,775 | $110,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,159 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,522 | $110,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 8,692 | $110,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,055 | $110,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 5,079 | $110,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,422 | $110,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,891 | $110,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,394 | $110,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 80,000 | $109,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 5,859 | $109,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 38,512 | $109,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 6,236 | $109,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,126 | $109,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,600 | $108,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,346 | $108,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,754 | $108,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 6,009 | $108,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,780 | $108,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,873 | $108,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 8,161 | $108,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 13,764 | $108,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 6,234 | $108,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,869 | $107,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 283,400 | $106,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 9,041 | $106,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 14,495 | $106,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,132 | $106,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 166,000 | $106,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 121,000 | $106,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 7,829 | $106,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 5,225 | $105,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,841 | $105,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 8,290 | $104,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,599 | $104,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,843 | $104,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,245 | $103,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 10,525 | $103,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 200,000 | $103,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 20,586 | $103,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,399 | $103,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 5,785 | $103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 130,000 | $102,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,502 | $102,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 15,015 | $102,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 5,042 | $102,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,708 | $101,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300,000 | $101,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,100 | $100,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,203 | $100,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,940 | $100,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 18,343 | $100,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 40,900 | $100,000 | thousands by filing date | put |
| EGALET CORP | 28226B104 | COM | 9,128 | $100,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,740 | $99,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 10,816 | $99,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,417 | $99,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 14,700 | $99,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,398 | $98,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,363 | $98,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,666 | $98,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,543 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,187 | $98,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 44,330 | $98,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,111 | $97,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,440 | $97,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,399 | $97,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,955 | $97,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,833 | $97,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,000 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 4,327 | $97,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,558 | $97,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 6,072 | $97,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 9,858 | $97,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 83,700 | $96,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,129 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,773 | $96,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,779 | $96,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 7,000 | $96,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,137 | $96,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,698 | $96,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 4,811 | $96,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 27,593 | $96,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 5,838 | $96,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,860 | $96,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 3,500 | $96,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 78,268 | $96,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,491 | $95,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 14,021 | $95,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 8,804 | $95,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 6,625 | $95,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,207 | $95,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,147 | $95,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,342 | $95,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 114,609 | $95,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 99,000 | $95,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,684 | $95,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,669 | $95,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 3,439 | $95,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 45,000 | $94,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 338,800 | $94,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,625 | $94,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,588 | $94,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 8,347 | $94,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 4,318 | $94,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,245 | $94,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 8,022 | $94,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 13,748 | $93,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,775 | $93,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 177,000 | $93,000 | thousands by filing date | principal |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 6,840 | $93,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 37,683 | $93,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 35,226 | $93,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 7,101 | $93,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 8,080 | $93,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 2,961 | $93,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 11,600 | $93,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 1,000 | $93,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 8,611 | $93,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,356 | $92,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,926 | $92,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 6,401 | $92,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,001 | $92,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,112 | $92,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,559 | $92,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 31,710 | $92,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 30,000 | $92,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,922 | $92,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,272 | $91,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,500 | $91,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 16,263 | $91,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 68,232 | $91,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,901 | $91,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,302 | $91,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 16,316 | $90,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 6,138 | $90,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 11,628 | $90,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,430 | $90,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 5,269 | $90,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 8,323 | $90,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,360 | $89,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,379 | $89,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,643 | $89,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,325 | $89,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,200 | $89,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 6,355 | $89,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,814 | $89,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 7,013 | $89,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |