13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LGI HOMES INC COM | 50187T106 | Stock | 161,119 | $3,920,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71,953 | $3,917,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 66,316 | $3,915,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 107,458 | $3,910,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 82,439 | $3,896,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67,019 | $3,895,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 290,670 | $3,891,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 310,000 | $3,888,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 75,111 | $3,877,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 78,763 | $3,876,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,032,000 | $3,876,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 40,206 | $3,874,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 584,957 | $3,867,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 415,543 | $3,860,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,959 | $3,857,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 153,185 | $3,851,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 168,041 | $3,849,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 169,259 | $3,829,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 67,371 | $3,829,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 334,250 | $3,828,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 94,282 | $3,824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 100,451 | $3,821,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 171,885 | $3,816,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 29,673 | $3,813,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,198,000 | $3,799,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 287,539 | $3,796,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,085,365 | $3,795,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 121,907 | $3,788,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 73,419 | $3,787,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 173,131 | $3,786,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 125,287 | $3,782,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 79,517 | $3,780,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 78,966 | $3,778,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 130,186 | $3,776,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 208,404 | $3,776,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 404,846 | $3,737,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 86,313 | $3,724,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,791,000 | $3,713,000 | thousands by filing date | principal |
| ISHARES TR | 46434V886 | CMN | 129,477 | $3,712,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 101,458 | $3,710,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 270,222 | $3,705,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 102,815 | $3,702,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 116,473 | $3,696,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,025,000 | $3,688,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 49,316 | $3,680,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 216,305 | $3,679,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 82,508 | $3,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 135,785 | $3,678,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 114,542 | $3,677,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 235,455 | $3,673,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,816,416 | $3,670,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 317,302 | $3,668,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 36,627 | $3,663,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 178,874 | $3,660,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 76,336 | $3,657,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 247,893 | $3,639,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 268,813 | $3,635,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,024,095 | $3,634,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 119,915 | $3,626,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 248,309 | $3,622,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,662,000 | $3,620,000 | thousands by filing date | principal |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 194,087 | $3,595,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 143,486 | $3,592,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 133,832 | $3,584,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 264,639 | $3,564,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 229,863 | $3,560,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,727,000 | $3,551,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 174,752 | $3,545,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 174,776 | $3,542,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 301,286 | $3,540,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,164,000 | $3,538,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 108,698 | $3,535,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 129,460 | $3,529,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 127,189 | $3,524,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 77,791 | $3,522,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 124,234 | $3,520,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 167,913 | $3,515,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 176,962 | $3,499,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 331,343 | $3,495,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103,947 | $3,491,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 251,708 | $3,486,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 226,972 | $3,486,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 193,004 | $3,483,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 35,154 | $3,480,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 210,409 | $3,477,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 137,182 | $3,473,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 112,551 | $3,468,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 208,411 | $3,467,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,821,000 | $3,466,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 805,723 | $3,465,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 803,135 | $3,461,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 257,765 | $3,446,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 144,507 | $3,445,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,948,000 | $3,436,000 | thousands by filing date | principal |
| YORK WATER CO | 987184108 | COMMON STOCK | 137,388 | $3,427,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 567,809 | $3,424,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 147,058 | $3,422,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 71,330 | $3,414,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 170,561 | $3,412,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,806,439 | $3,396,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,037,000 | $3,387,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 149,903 | $3,386,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 131,270 | $3,382,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 159,123 | $3,369,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 337,460 | $3,364,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 831,942 | $3,362,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 207,200 | $3,359,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 117,206 | $3,359,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 110,742 | $3,356,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 57,845 | $3,347,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,384 | $3,346,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 453,315 | $3,346,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 37,234 | $3,345,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 313,145 | $3,344,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 43,520 | $3,339,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 230,789 | $3,337,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 83,776 | $3,336,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 385,000 | $3,334,000 | thousands by filing date | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,590,000 | $3,332,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 41,935 | $3,331,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 168,382 | $3,308,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 260,704 | $3,303,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 114,652 | $3,290,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 191,126 | $3,279,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 82,516 | $3,279,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 28,226 | $3,275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 65,130 | $3,274,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 88,297 | $3,252,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 68,377 | $3,250,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 124,745 | $3,231,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,255,000 | $3,229,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 489,197 | $3,228,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 76,858 | $3,224,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 314,036 | $3,216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 75,611 | $3,216,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 96,942 | $3,214,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 90,460 | $3,209,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 121,298 | $3,208,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 63,727 | $3,207,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 67,314 | $3,205,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 338,726 | $3,204,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 270,683 | $3,202,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 77,372 | $3,199,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 110,739 | $3,191,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 629,468 | $3,191,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 203,509 | $3,179,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 212,507 | $3,179,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 181,161 | $3,176,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 51,479 | $3,175,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 89,637 | $3,172,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 3,497,000 | $3,171,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 655,500 | $3,153,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 166,359 | $3,147,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 58,039 | $3,145,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,936,000 | $3,142,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 617,267 | $3,142,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 73,926 | $3,130,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 66,842 | $3,125,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 239,589 | $3,108,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 100,614 | $3,098,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 102,107 | $3,098,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 554,946 | $3,091,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 251,000 | $3,089,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,900,000 | $3,078,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 112,166 | $3,069,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 133,999 | $3,069,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 216,983 | $3,068,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 384,267 | $3,066,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 676,891 | $3,060,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 84,288 | $3,059,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 66,792 | $3,054,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 313,271 | $3,048,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 132,329 | $3,041,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 129,491 | $3,041,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 171,222 | $3,038,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 23,721 | $3,030,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 201,073 | $3,029,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 409,103 | $3,028,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 217,517 | $3,022,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 76,245 | $3,020,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 70,390 | $3,011,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 272,534 | $3,009,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 184,251 | $3,003,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 110,116 | $3,001,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 145,277 | $2,994,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 155,137 | $2,991,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 91,776 | $2,991,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 328,061 | $2,989,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 67,398 | $2,986,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 180,050 | $2,983,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 351,922 | $2,980,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 43,413 | $2,974,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 138,195 | $2,966,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 276,676 | $2,961,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 121,773 | $2,960,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 108,938 | $2,958,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 78,737 | $2,957,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 117,255 | $2,957,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 89,541 | $2,956,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 40,145 | $2,955,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,843 | $2,953,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 61,800 | $2,953,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,729,000 | $2,950,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 132,769 | $2,947,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 78,354 | $2,947,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 24,947 | $2,939,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 60,596 | $2,930,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 264,632 | $2,927,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 397,100 | $2,926,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 49,171 | $2,921,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 78,396 | $2,915,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 49,259 | $2,914,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 177,881 | $2,910,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 113,299 | $2,897,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 60,219 | $2,894,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 58,512 | $2,892,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 230,448 | $2,887,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 267,615 | $2,882,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 71,973 | $2,880,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 56,299 | $2,880,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 206,158 | $2,878,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 62,170 | $2,877,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 2,665,000 | $2,874,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,500,900 | $2,871,000 | thousands by filing date | put |
| MEDASSETS INC | 584045108 | COM | 92,796 | $2,871,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 109,759 | $2,861,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 113,870 | $2,859,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 89,291 | $2,847,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 135,378 | $2,842,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 175,317 | $2,826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 69,318 | $2,824,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 126,569 | $2,823,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 110,981 | $2,819,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 125,300 | $2,818,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 27,589 | $2,816,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 41,624 | $2,814,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,792,000 | $2,811,000 | thousands by filing date | principal |
| CALATLANTIC GROUP INC | 128195104 | COM | 73,877 | $2,802,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 110,734 | $2,795,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 737,928 | $2,783,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 232,377 | $2,777,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 82,597 | $2,773,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 223,540 | $2,771,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,641,500 | $2,770,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 172,632 | $2,765,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 71,136 | $2,765,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 73,060 | $2,765,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 216,546 | $2,764,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 52,167 | $2,762,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 403,060 | $2,757,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 113,841 | $2,745,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 157,296 | $2,739,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 249,639 | $2,736,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 63,958 | $2,735,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 50,960 | $2,733,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 410,272 | $2,732,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 770,746 | $2,729,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 105,133 | $2,719,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 145,065 | $2,711,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 104,587 | $2,709,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 328,942 | $2,708,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 56,788 | $2,699,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 210,991 | $2,695,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,036,800 | $2,694,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 28,070 | $2,693,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 164,070 | $2,691,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 249,253 | $2,686,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 561,515 | $2,684,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 224,331 | $2,683,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 159,029 | $2,668,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 462,489 | $2,668,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 113,069 | $2,665,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 50,530 | $2,664,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 46,694 | $2,659,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 139,778 | $2,656,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 74,422 | $2,654,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,209,000 | $2,652,000 | thousands by filing date | principal |
| CST BRANDS INC | 12646R105 | COM | 67,701 | $2,650,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 28,444 | $2,647,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 33,046 | $2,636,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,417,000 | $2,636,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 156,802 | $2,632,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 119,357 | $2,629,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,455,000 | $2,622,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,165,000 | $2,619,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 100,859 | $2,612,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 194,562 | $2,611,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 198,408 | $2,606,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,783,000 | $2,606,000 | thousands by filing date | principal |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 67,715 | $2,603,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,129,000 | $2,602,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,830,600 | $2,600,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 107,535 | $2,593,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 67,820 | $2,591,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,588,415 | $2,584,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 102,817 | $2,582,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 61,667 | $2,580,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,293,000 | $2,580,000 | thousands by filing date | principal |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 100,827 | $2,578,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 133,755 | $2,575,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 325,098 | $2,574,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 165,000 | $2,572,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 299,593 | $2,568,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 50,908 | $2,567,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 45,944 | $2,567,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 125,486 | $2,558,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 195,887 | $2,558,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 157,070 | $2,553,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 121,852 | $2,552,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 92,220 | $2,550,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,259,000 | $2,550,000 | thousands by filing date | principal |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 196,272 | $2,548,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 33,757 | $2,547,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 152,576 | $2,545,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,185 | $2,536,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 63,913 | $2,534,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 234,849 | $2,534,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 126,602 | $2,523,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 223,138 | $2,522,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 98,266 | $2,519,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 111,845 | $2,517,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 227,300 | $2,516,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 456,325 | $2,501,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 105,391 | $2,500,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 118,757 | $2,497,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 739,397 | $2,492,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 55,728 | $2,487,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 70,054 | $2,480,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 136,237 | $2,477,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 54,016 | $2,476,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 183,332 | $2,475,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 190,133 | $2,475,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 232,921 | $2,473,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 19,782 | $2,472,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 166,232 | $2,467,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,865,700 | $2,465,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 288,429 | $2,458,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 48,937 | $2,456,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 210,860 | $2,450,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 189,733 | $2,435,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,173,000 | $2,429,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 132,238 | $2,422,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 186,145 | $2,422,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 88,232 | $2,410,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 92,480 | $2,409,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 25,883 | $2,408,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 413,630 | $2,408,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 44,833 | $2,406,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 151,377 | $2,406,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 81,108 | $2,404,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 84,959 | $2,390,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 32,526 | $2,390,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 515,946 | $2,389,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 18,813 | $2,389,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 230,079 | $2,381,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 272,652 | $2,378,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 106,802 | $2,377,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 126,138 | $2,377,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 115,779 | $2,374,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 98,209 | $2,372,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 43,899 | $2,372,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 125,790 | $2,369,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 75,542 | $2,367,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 141,951 | $2,365,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 117,907 | $2,364,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,651,000 | $2,360,000 | thousands by filing date | principal |
| CROWN CRAFTS INC | 228309100 | COM | 277,677 | $2,357,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 179,946 | $2,355,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 142,625 | $2,351,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 43,774 | $2,350,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 607,441 | $2,345,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 51,768 | $2,344,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 182,642 | $2,343,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 135,054 | $2,340,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,032 | $2,337,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,336,000 | $2,336,000 | thousands by filing date | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 111,908 | $2,335,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 53,440 | $2,330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 51,447 | $2,329,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 16,413 | $2,322,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 41,315 | $2,321,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 207,701 | $2,309,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 125,829 | $2,295,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 96,016 | $2,295,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 188,564 | $2,293,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 104,247 | $2,292,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,012,500 | $2,286,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 37,542 | $2,285,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 86,745 | $2,285,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 101,324 | $2,282,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 156,854 | $2,279,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 145,810 | $2,267,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 53,419 | $2,266,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 559,607 | $2,266,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 72,083 | $2,261,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 117,800 | $2,259,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 20,169 | $2,258,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 101,741 | $2,248,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 343,745 | $2,248,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,599,000 | $2,248,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 73,957 | $2,245,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 297,965 | $2,241,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 164,165 | $2,239,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 246,856 | $2,239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 100,601 | $2,238,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 37,606 | $2,235,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 163,539 | $2,234,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 124,838 | $2,232,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 64,596 | $2,230,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 48,583 | $2,224,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 70,969 | $2,224,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 342,473 | $2,216,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 1,220,000 | $2,215,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 140,516 | $2,209,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 263,016 | $2,206,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 78,744 | $2,205,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,264,800 | $2,197,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 37,433 | $2,197,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 109,093 | $2,186,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 92,093 | $2,182,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 15,094 | $2,179,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 389,719 | $2,175,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,211 | $2,174,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 116,867 | $2,172,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 93,145 | $2,161,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 141,629 | $2,157,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 534,300 | $2,156,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 30,800 | $2,152,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 361,263 | $2,150,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 215,242 | $2,150,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 104,405 | $2,150,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 209,669 | $2,147,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 137,000 | $2,146,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 25,785 | $2,144,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 14,068 | $2,141,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 38,923 | $2,137,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 72,914 | $2,135,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 99,990 | $2,132,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 106,988 | $2,131,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 118,097 | $2,127,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,516,000 | $2,127,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 112,197 | $2,123,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 23,813 | $2,120,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 139,857 | $2,119,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 48,027 | $2,117,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 45,328 | $2,114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 42,501 | $2,113,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 127,073 | $2,112,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 458,890 | $2,111,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 40,915 | $2,106,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,623,000 | $2,105,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 42,336 | $2,102,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 81,589 | $2,101,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 232,044 | $2,100,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 150,255 | $2,098,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 300,176 | $2,095,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 132,245 | $2,094,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 92,000 | $2,093,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 160,000 | $2,092,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 68,252 | $2,091,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 227,118 | $2,089,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 131,592 | $2,088,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 145,474 | $2,087,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 159,441 | $2,080,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 146,983 | $2,072,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 92,506 | $2,071,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 36,529 | $2,066,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 45,969 | $2,065,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 57,013 | $2,063,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,093,596 | $2,059,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 53,959 | $2,053,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 98,422 | $2,053,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 44,761 | $2,049,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 113,182 | $2,045,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 92,218 | $2,031,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 111,971 | $2,027,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 70,622 | $2,026,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 102,193 | $2,025,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 39,950 | $1,998,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 41,638 | $1,998,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 165,000 | $1,996,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 39,604 | $1,995,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 53,119 | $1,993,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,454,000 | $1,993,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,646,000 | $1,992,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 468,000 | $1,988,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 91,083 | $1,986,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 45,510 | $1,979,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,988,000 | $1,974,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 27,215 | $1,969,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 42,462 | $1,966,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 39,504 | $1,963,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 35,789 | $1,962,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 38,075 | $1,961,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 72,990 | $1,957,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 213,586 | $1,950,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 173,600 | $1,947,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,476,000 | $1,946,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 149,588 | $1,940,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 89,497 | $1,939,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |