13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 138,472 | $1,937,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 43,829 | $1,937,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 36,781 | $1,936,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 108,434 | $1,935,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 54,721 | $1,934,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32,816 | $1,924,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 158,500 | $1,919,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 103,786 | $1,915,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,447 | $1,912,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 24,542 | $1,912,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 44,608 | $1,911,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 50,934 | $1,909,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 56,707 | $1,904,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 119,510 | $1,899,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 26,872 | $1,894,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 184,643 | $1,893,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,994,000 | $1,892,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 86,901 | $1,890,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 110,172 | $1,888,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,967,200 | $1,888,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 209,798 | $1,887,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 148,610 | $1,886,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 70,000 | $1,885,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,967 | $1,884,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 137,266 | $1,884,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 289,587 | $1,882,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 542,289 | $1,882,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 20,175 | $1,881,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 61,416 | $1,878,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 51,605 | $1,877,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 256,711 | $1,874,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 53,186 | $1,873,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 57,223 | $1,871,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 137,859 | $1,869,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 108,869 | $1,868,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 150,642 | $1,867,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 136,534 | $1,863,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 83,876 | $1,860,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 198,113 | $1,852,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 109,880 | $1,851,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 136,389 | $1,850,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 76,107 | $1,849,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 73,069 | $1,828,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,591,000 | $1,826,000 | thousands by filing date | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 87,773 | $1,824,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 41,573 | $1,823,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 133,515 | $1,821,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 62,900 | $1,818,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 175,110 | $1,816,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 80,449 | $1,816,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 146,841 | $1,813,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 125,085 | $1,813,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 387,486 | $1,810,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 86,701 | $1,809,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 296,382 | $1,805,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 34,551 | $1,804,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 55,538 | $1,802,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 87,704 | $1,802,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 35,521 | $1,798,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 175,443 | $1,795,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 334,200 | $1,794,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 70,900 | $1,794,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 117,869 | $1,791,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 134,886 | $1,787,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 162,493 | $1,780,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 98,359 | $1,778,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 144,083 | $1,773,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 51,552 | $1,766,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 74,050 | $1,764,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 74,839 | $1,763,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 846,411 | $1,761,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 158,998 | $1,753,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 142,155 | $1,746,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 117,884 | $1,739,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 109,750 | $1,738,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 84,453 | $1,733,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 50,938 | $1,732,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 95,558 | $1,732,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 235,094 | $1,730,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 124,908 | $1,726,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 56,551 | $1,725,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 27,216 | $1,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 31,029 | $1,722,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 108,248 | $1,718,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,983,000 | $1,716,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 40,115 | $1,715,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 36,437 | $1,713,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 117,706 | $1,713,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 106,050 | $1,713,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 39,842 | $1,712,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 170,821 | $1,711,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 45,352 | $1,710,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 321,631 | $1,708,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 929,000 | $1,707,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 51,839 | $1,706,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 78,808 | $1,706,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 45,586 | $1,702,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 117,655 | $1,702,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 84,981 | $1,701,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 99,901 | $1,701,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 914,318 | $1,700,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 69,826 | $1,698,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 145,522 | $1,697,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 104,200 | $1,696,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 21,963 | $1,694,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 20,805 | $1,693,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 15,890 | $1,690,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 226,600 | $1,683,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 996,900 | $1,681,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,874 | $1,677,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 96,305 | $1,677,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 145,886 | $1,672,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 60,036 | $1,668,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 160,579 | $1,665,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 40,748 | $1,663,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 68,693 | $1,663,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 68,775 | $1,662,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 109,044 | $1,662,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 63,665 | $1,656,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,925 | $1,656,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 161,682 | $1,655,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 43,523 | $1,654,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,102,800 | $1,653,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 313,330 | $1,652,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 94,363 | $1,650,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 42,232 | $1,649,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 190,636 | $1,649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 25,139 | $1,649,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 120,217 | $1,647,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 132,626 | $1,645,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 22,956 | $1,645,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 79,660 | $1,642,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 240,185 | $1,641,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 64,259 | $1,640,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 80,037 | $1,639,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 110,300 | $1,637,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 119,325 | $1,634,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 52,300 | $1,631,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 91,132 | $1,631,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 17,553 | $1,629,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 52,238 | $1,628,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,787 | $1,627,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 32,714 | $1,626,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 97,069 | $1,622,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 209,751 | $1,618,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 129,236 | $1,617,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 63,871 | $1,616,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 152,303 | $1,616,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 121,350 | $1,608,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 110,351 | $1,607,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 134,483 | $1,606,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 82,144 | $1,603,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 41,723 | $1,602,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 55,994 | $1,602,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 228,627 | $1,601,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 114,921 | $1,598,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 340,718 | $1,598,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 214,974 | $1,597,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 42,713 | $1,596,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 21,152 | $1,592,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 76,669 | $1,592,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,917,000 | $1,589,000 | thousands by filing date | principal |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 160,988 | $1,586,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 319,673 | $1,582,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 76,182 | $1,575,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 144,845 | $1,569,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 113,064 | $1,568,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 109,636 | $1,567,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 54,804 | $1,567,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 449,600 | $1,566,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 244,775 | $1,566,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 40,575 | $1,564,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 37,945 | $1,564,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,738 | $1,563,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 542,981 | $1,558,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 32,222 | $1,556,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 21,360 | $1,554,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 31,491 | $1,549,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 317,592 | $1,546,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 109,949 | $1,546,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 51,103 | $1,546,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,358,000 | $1,546,000 | thousands by filing date | principal |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 27,289 | $1,542,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 113,726 | $1,542,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 114,054 | $1,537,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 422,400 | $1,536,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 76,058 | $1,532,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 114,872 | $1,531,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 177,767 | $1,530,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 88,427 | $1,528,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 91,597 | $1,526,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 65,651 | $1,523,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 24,673 | $1,521,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 52,011 | $1,517,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 111,985 | $1,514,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 101,815 | $1,512,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 75,556 | $1,511,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 58,491 | $1,511,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 332,554 | $1,510,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 159,837 | $1,507,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 69,127 | $1,504,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 89,366 | $1,502,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 28,278 | $1,501,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 57,353 | $1,498,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 159,300 | $1,497,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 93,111 | $1,496,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 26,882 | $1,494,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 51,600 | $1,494,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 61,538 | $1,491,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 36,835 | $1,491,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 597,500 | $1,490,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 162,258 | $1,489,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 217,304 | $1,488,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 43,205 | $1,486,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 82,343 | $1,484,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 75,476 | $1,480,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,928,129 | $1,480,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 60,614 | $1,472,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,255 | $1,470,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,125,000 | $1,468,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 87,804 | $1,468,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 28,248 | $1,466,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 113,800 | $1,465,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 68,265 | $1,464,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 95,569 | $1,464,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 36,426 | $1,458,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 16,642 | $1,455,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 72,645 | $1,451,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 114,438 | $1,450,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 43,537 | $1,450,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 61,808 | $1,446,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24,804 | $1,446,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 36,161 | $1,445,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 31,641 | $1,436,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 100,876 | $1,435,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 283,803 | $1,435,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 109,405 | $1,429,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 132,737 | $1,427,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 36,228 | $1,426,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 129,880 | $1,425,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 162,902 | $1,424,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 97,760 | $1,423,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 76,861 | $1,422,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 41,036 | $1,420,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 340,000 | $1,419,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 17,287 | $1,417,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 66,300 | $1,416,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 32,496 | $1,414,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 56,530 | $1,412,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 89,552 | $1,408,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 457,109 | $1,407,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 85,000 | $1,405,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 165,531 | $1,405,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 55,155 | $1,402,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 168,616 | $1,402,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 332,096 | $1,401,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 156,080 | $1,399,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 75,924 | $1,399,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 54,890 | $1,398,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 97,420 | $1,390,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 169,638 | $1,390,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 179,096 | $1,388,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,256 | $1,386,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 139,645 | $1,383,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 54,318 | $1,379,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 54,999 | $1,378,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 39,613 | $1,375,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 48,546 | $1,374,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 56,528 | $1,370,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 54,683 | $1,370,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 55,814 | $1,369,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 68,861 | $1,368,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 125,981 | $1,368,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,490,000 | $1,367,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 108,385 | $1,367,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 78,152 | $1,367,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 108,183 | $1,366,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 127,694 | $1,366,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 133,108 | $1,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 39,687 | $1,360,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 110,176 | $1,359,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 127,320 | $1,353,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 211,706 | $1,350,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 132,900 | $1,349,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 100,477 | $1,347,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 94,273 | $1,342,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 69,504 | $1,342,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 19,515 | $1,335,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 37,641 | $1,331,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 53,905 | $1,331,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 48,993 | $1,331,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 367,063 | $1,329,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 57,407 | $1,328,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 103,994 | $1,327,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 28,888 | $1,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 63,729 | $1,322,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 89,637 | $1,321,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 100,725 | $1,319,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 104,938 | $1,315,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 56,529 | $1,315,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 309,717 | $1,315,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 92,152 | $1,310,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 99,893 | $1,309,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 82,831 | $1,308,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 56,232 | $1,307,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 20,133 | $1,306,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 70,483 | $1,305,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 55,565 | $1,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 43,235 | $1,302,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 101,241 | $1,298,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 291,026 | $1,298,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 347,084 | $1,295,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 213,237 | $1,295,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 36,159 | $1,293,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 101,955 | $1,292,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 79,011 | $1,291,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 40,055 | $1,290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 49,145 | $1,284,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 27,341 | $1,278,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 238,138 | $1,276,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 67,080 | $1,276,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 374,500 | $1,276,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 104,561 | $1,276,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 35,479 | $1,275,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 47,123 | $1,275,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,300,000 | $1,275,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 12,316 | $1,274,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 97,265 | $1,272,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 23,162 | $1,268,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 257,649 | $1,268,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 143,475 | $1,265,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 585,000 | $1,263,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 78,296 | $1,257,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 170,903 | $1,256,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 209,837 | $1,255,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 65,994 | $1,254,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 38,630 | $1,250,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 73,762 | $1,248,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 23,052 | $1,247,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 858,147 | $1,244,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 90,497 | $1,244,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 42,843 | $1,243,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 73,982 | $1,241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 79,388 | $1,239,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 76,050 | $1,239,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,633 | $1,235,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 123,554 | $1,233,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 212,611 | $1,233,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,973,622 | $1,233,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 95,182 | $1,228,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 56,781 | $1,228,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 44,632 | $1,225,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 75,418 | $1,224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 41,125 | $1,223,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 77,800 | $1,222,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 40,211 | $1,222,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 41,859 | $1,219,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 71,969 | $1,218,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 199,048 | $1,212,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 22,930 | $1,211,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 406,440 | $1,207,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 64,327 | $1,205,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,193,000 | $1,205,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 88,199 | $1,202,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 50,000 | $1,201,000 | thousands by filing date | put |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,102,000 | $1,199,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 98,528 | $1,198,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 116,300 | $1,193,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 92,151 | $1,190,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 19,383 | $1,187,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 96,168 | $1,184,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 24,264 | $1,183,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 63,860 | $1,182,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 41,138 | $1,182,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 49,550 | $1,180,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 152,229 | $1,179,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 47,424 | $1,179,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 70,961 | $1,176,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 34,216 | $1,174,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 76,100 | $1,173,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 25,691 | $1,172,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 22,223 | $1,166,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 29,555 | $1,163,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 290,146 | $1,163,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 92,165 | $1,161,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 79,409 | $1,160,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 101,498 | $1,159,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 107,298 | $1,157,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 104,347 | $1,156,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 92,658 | $1,154,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 112,050 | $1,154,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 127,115 | $1,153,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 59,623 | $1,151,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 113,583 | $1,149,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 72,337 | $1,148,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 28,435 | $1,146,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,471,002 | $1,146,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 133,892 | $1,144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 48,038 | $1,143,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 109,176 | $1,142,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 71,189 | $1,140,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 855,000 | $1,138,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 104,394 | $1,133,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 242,551 | $1,130,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 85,958 | $1,130,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 300,000 | $1,117,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 66,207 | $1,114,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 993,738 | $1,111,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 27,047 | $1,106,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 26,841 | $1,105,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 108,727 | $1,102,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 346,495 | $1,102,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 22,929 | $1,100,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 115,368 | $1,099,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 38,050 | $1,098,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 194,004 | $1,095,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 42,643 | $1,095,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 67,665 | $1,093,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 42,096 | $1,090,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 66,303 | $1,089,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 23,343 | $1,087,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 410,639 | $1,084,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 106,080 | $1,083,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 154,048 | $1,081,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 113,232 | $1,080,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,647 | $1,077,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 73,427 | $1,074,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 20,259 | $1,074,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 82,052 | $1,072,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 27,800 | $1,071,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 21,386 | $1,070,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 92,073 | $1,070,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 133,159 | $1,068,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 57,854 | $1,067,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 73,736 | $1,065,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 129,780 | $1,065,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 43,495 | $1,062,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 64,381 | $1,059,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,328 | $1,058,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 74,725 | $1,056,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 46,783 | $1,056,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 34,288 | $1,054,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 33,692 | $1,048,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 125,303 | $1,046,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 126,228 | $1,045,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 53,078 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 23,035 | $1,043,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 36,705 | $1,042,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 82,102 | $1,042,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 22,959 | $1,040,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 46,592 | $1,038,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 40,174 | $1,038,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 65,470 | $1,038,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,965 | $1,037,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,103 | $1,037,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 90,060 | $1,036,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 54,723 | $1,036,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 139,410 | $1,035,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 90,600 | $1,034,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 176,700 | $1,033,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 126,051 | $1,032,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 40,921 | $1,030,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 54,269 | $1,029,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 316,232 | $1,028,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 64,286 | $1,025,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 18,917 | $1,025,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 80,000 | $1,023,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 33,820 | $1,021,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 172,755 | $1,019,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 50,882 | $1,019,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,350 | $1,019,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 76,045 | $1,015,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 16,394 | $1,012,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 44,266 | $1,012,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 168,680 | $1,009,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 103,419 | $1,006,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 71,174 | $1,004,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 120,200 | $1,001,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 600,000 | $997,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 13,687 | $996,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 28,874 | $995,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30,153 | $995,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,620 | $994,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 35,905 | $993,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 20,227 | $992,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 77,046 | $992,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 46,565 | $989,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 193,600 | $989,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 69,759 | $988,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 31,026 | $987,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 905,000 | $986,000 | thousands by filing date | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,579 | $983,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 88,992 | $980,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 62,024 | $980,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 71,550 | $979,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 53,719 | $975,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 58,132 | $970,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 156,525 | $968,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 15,147 | $967,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 25,367 | $966,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |