13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 446,423 | $8,022,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 252,297 | $8,020,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 389,978 | $8,018,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 577,843 | $7,974,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 256,330 | $7,960,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 10,039,000 | $7,956,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 140,937 | $7,930,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 179,296 | $7,927,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 69,986 | $7,920,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 215,383 | $7,914,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,037,494 | $7,906,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 204,261 | $7,876,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 464,550 | $7,832,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 112,911 | $7,821,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 279,678 | $7,811,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 406,422 | $7,807,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 128,381 | $7,801,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 67,967 | $7,801,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 290,738 | $7,780,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 131,957 | $7,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 258,254 | $7,757,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 7,754,000 | $7,746,000 | thousands by filing date | principal |
| DREW INDS INC | 26168L205 | COM NEW | 127,042 | $7,735,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 434,967 | $7,730,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 125,860 | $7,715,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 387,467 | $7,715,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 483,940 | $7,704,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 255,739 | $7,659,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 295,382 | $7,651,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 4,014,000 | $7,639,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 111,812 | $7,634,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,771,000 | $7,629,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 93,969 | $7,625,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 406,427 | $7,612,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 370,428 | $7,608,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 7,324,000 | $7,581,000 | thousands by filing date | principal |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,309,381 | $7,555,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 277,064 | $7,551,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19,828 | $7,549,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 181,000 | $7,538,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 172,165 | $7,520,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 484,463 | $7,519,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 124,828 | $7,519,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 67,912 | $7,518,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 240,793 | $7,510,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 157,338 | $7,508,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,780,000 | $7,501,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 331,859 | $7,500,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,303,629 | $7,482,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 323,735 | $7,468,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 66,077 | $7,465,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 270,328 | $7,450,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 229,824 | $7,446,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 539,090 | $7,435,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 402,107 | $7,430,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 543,939 | $7,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 263,541 | $7,405,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 256,524 | $7,388,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 118,052 | $7,376,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 104,990 | $7,374,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 210,320 | $7,374,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 140,878 | $7,370,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,165,254 | $7,361,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 110,689 | $7,347,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 298,829 | $7,342,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 260,302 | $7,341,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,125,857 | $7,340,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 386,847 | $7,303,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 143,448 | $7,301,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 94,169 | $7,300,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 583,542 | $7,294,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 114,788 | $7,283,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 281,351 | $7,283,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 149,628 | $7,276,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 646,940 | $7,266,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 471,260 | $7,257,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 434,409 | $7,250,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 391,824 | $7,244,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 805,500 | $7,218,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 582,243 | $7,214,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 866,947 | $7,196,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 345,731 | $7,191,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 615,486 | $7,183,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 285,041 | $7,172,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,301,033 | $7,169,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 554,980 | $7,138,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 336,974 | $7,134,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 384,043 | $7,082,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 47,265 | $7,081,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 161,742 | $7,066,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 573,409 | $7,059,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 216,192 | $7,054,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 117,886 | $7,048,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 205,651 | $7,047,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 5,141,247 | $7,043,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 4,451,000 | $7,041,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 397,892 | $7,038,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 117,051 | $7,029,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 99,646 | $7,028,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 131,218 | $7,025,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 686,608 | $7,025,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,457,000 | $7,022,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 386,762 | $7,020,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 321,055 | $7,005,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200,315 | $7,003,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 295,846 | $6,980,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 152,805 | $6,972,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 124,284 | $6,961,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 218,373 | $6,955,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 413,179 | $6,953,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 292,917 | $6,947,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 635,064 | $6,947,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 516,784 | $6,945,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 255,903 | $6,944,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 458,764 | $6,941,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 370,999 | $6,934,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 474,509 | $6,928,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 166,618 | $6,918,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 229,199 | $6,908,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 42,605 | $6,894,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 181,838 | $6,893,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 260,561 | $6,886,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 241,645 | $6,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 120,553 | $6,878,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 563,415 | $6,862,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 143,576 | $6,849,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 257,320 | $6,838,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 245,518 | $6,831,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 75,539 | $6,826,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 134,742 | $6,826,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100,274 | $6,818,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 87,580 | $6,817,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 119,711 | $6,814,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 290,156 | $6,813,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 310,435 | $6,808,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 463,306 | $6,783,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 316,710 | $6,781,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,294,149 | $6,769,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 492,583 | $6,748,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 71,608 | $6,745,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 462,295 | $6,740,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 391,723 | $6,738,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 269,244 | $6,736,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 310,002 | $6,718,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 236,987 | $6,715,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 314,191 | $6,705,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 221,821 | $6,683,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 6,418,000 | $6,637,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 304,209 | $6,626,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 130,749 | $6,625,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 314,414 | $6,618,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 609,317 | $6,615,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 268,000 | $6,556,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 472,152 | $6,539,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 276,393 | $6,534,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 98,900 | $6,524,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 407,963 | $6,518,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 229,579 | $6,492,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,027,215 | $6,483,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 126,607 | $6,482,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 533,490 | $6,477,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 241,881 | $6,473,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 315,830 | $6,456,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 155,431 | $6,452,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 516,516 | $6,421,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 230,466 | $6,418,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 223,927 | $6,402,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 6,434,000 | $6,386,000 | thousands by filing date | principal |
| HORTONWORKS INC | 440894103 | COM | 290,975 | $6,372,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 453,350 | $6,370,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 792,911 | $6,342,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 246,044 | $6,325,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 67,229 | $6,315,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13,174 | $6,297,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 94,236 | $6,283,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,491,759 | $6,280,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 613,817 | $6,248,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 4,425,000 | $6,242,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 68,028 | $6,230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 71,404 | $6,223,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 357,516 | $6,207,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 133,245 | $6,195,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 229,199 | $6,147,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 12,488,000 | $6,147,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 622,185 | $6,128,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 226,714 | $6,123,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 72,963 | $6,104,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 75,779 | $6,103,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 771,340 | $6,093,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 81,539 | $6,084,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,376,916 | $6,062,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,841,000 | $6,062,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 364,002 | $6,053,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 59,223 | $6,041,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 553,365 | $6,032,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 111,435 | $6,026,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 402,615 | $6,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 103,352 | $6,004,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 573,064 | $5,994,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 346,539 | $5,991,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 51,830 | $5,985,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 585,044 | $5,984,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 6,434,610 | $5,984,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 108,768 | $5,963,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 450,889 | $5,961,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 103,924 | $5,957,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 192,434 | $5,928,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 373,880 | $5,927,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 212,286 | $5,924,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 230,511 | $5,906,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 170,430 | $5,898,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 186,475 | $5,892,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 81,899 | $5,892,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 414,224 | $5,861,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 220,706 | $5,856,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 435,872 | $5,854,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,024,700 | $5,853,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 473,200 | $5,853,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 138,326 | $5,822,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 174,606 | $5,815,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 172,046 | $5,808,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 61,607 | $5,802,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 65,098 | $5,796,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,018,183 | $5,793,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 535,509 | $5,773,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 728,737 | $5,772,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 157,793 | $5,761,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 500,512 | $5,726,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 38,324 | $5,724,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 254,987 | $5,724,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 548,239 | $5,723,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 86,624 | $5,706,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 298,096 | $5,678,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 92,372 | $5,672,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 339,776 | $5,671,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 168,093 | $5,671,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 64,024 | $5,661,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 325,387 | $5,655,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 135,980 | $5,651,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,148,389 | $5,651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 32,730 | $5,645,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 133,897 | $5,643,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 74,465 | $5,638,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 50,329 | $5,622,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 262,106 | $5,617,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 369,830 | $5,614,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 185,486 | $5,605,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 202,211 | $5,595,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 118,805 | $5,587,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 250,909 | $5,554,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 140,208 | $5,553,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 53,166 | $5,550,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 291,061 | $5,548,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 59,710 | $5,545,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 147,386 | $5,497,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 443,196 | $5,488,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 41,915 | $5,487,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 48,629 | $5,485,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 358,210 | $5,463,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 86,647 | $5,451,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,210,734 | $5,448,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 135,674 | $5,440,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,008,859 | $5,438,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 134,233 | $5,427,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 145,132 | $5,423,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 26,859 | $5,423,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 830,545 | $5,407,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 645,290 | $5,407,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 163,591 | $5,400,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 267,853 | $5,380,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 287,147 | $5,379,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 781,654 | $5,362,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,660,000 | $5,346,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,228,000 | $5,339,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 118,885 | $5,336,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 191,155 | $5,327,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 307,900 | $5,321,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 408,094 | $5,313,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 377,256 | $5,311,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 126,435 | $5,289,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 171,402 | $5,279,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 94,006 | $5,273,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 44,611 | $5,271,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 67,056 | $5,265,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 100,962 | $5,259,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 82,902 | $5,256,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 136,912 | $5,249,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 216,478 | $5,246,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 101,404 | $5,237,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 121,643 | $5,227,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 244,904 | $5,221,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 145,601 | $5,209,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,465,200 | $5,199,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 575,485 | $5,197,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 47,545 | $5,197,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 245,665 | $5,184,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 52,365 | $5,182,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 528,093 | $5,181,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 305,137 | $5,181,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 60,429 | $5,176,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 4,670,000 | $5,172,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 323,952 | $5,163,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,267,588 | $5,159,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 841,163 | $5,156,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 236,758 | $5,153,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 422,473 | $5,149,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 164,946 | $5,146,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 294,397 | $5,145,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 192,324 | $5,141,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 133,903 | $5,135,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 197,753 | $5,135,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,180,000 | $5,135,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 499,162 | $5,132,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 207,864 | $5,114,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 248,485 | $5,111,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 407,098 | $5,088,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 56,481 | $5,084,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 298,951 | $5,083,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 661,801 | $5,082,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 193,189 | $5,079,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 47,312 | $5,076,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 107,267 | $5,064,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 176,243 | $5,049,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 357,769 | $5,041,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 404,407 | $5,003,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 65,928 | $4,998,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,213,000 | $4,995,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 280,007 | $4,990,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 192,023 | $4,987,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 214,558 | $4,971,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 4,960,000 | $4,966,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 305,462 | $4,964,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 873,883 | $4,954,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 338,273 | $4,950,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 4,998,000 | $4,946,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 131,011 | $4,944,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 131,939 | $4,941,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 338,228 | $4,934,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 180,760 | $4,906,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 54,381 | $4,905,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 96,969 | $4,900,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,144,700 | $4,896,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 205,356 | $4,893,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 48,837 | $4,892,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,120,000 | $4,879,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 95,123 | $4,878,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 89,151 | $4,870,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 60,430 | $4,858,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 94,555 | $4,856,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 57,293 | $4,853,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 142,581 | $4,848,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 443,186 | $4,839,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 116,488 | $4,834,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 147,669 | $4,826,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 479,031 | $4,814,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 214,851 | $4,796,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,787,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 795,390 | $4,780,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 30,475 | $4,773,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 275,072 | $4,769,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 72,307 | $4,762,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 260,492 | $4,762,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 176,494 | $4,762,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 223,648 | $4,757,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 422,128 | $4,748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 109,911 | $4,744,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 664,512 | $4,725,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,563,426 | $4,707,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 202,620 | $4,705,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 399,567 | $4,703,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 406,907 | $4,696,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 127,380 | $4,690,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 49,972 | $4,678,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 165,025 | $4,674,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 572,405 | $4,671,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 180,285 | $4,666,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 232,100 | $4,665,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 96,803 | $4,649,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 324,319 | $4,648,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 683,258 | $4,646,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 374,943 | $4,637,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 219,600 | $4,633,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 272,855 | $4,624,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 345,804 | $4,619,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 200,499 | $4,612,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 108,962 | $4,606,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,592,000 | $4,603,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 46,339 | $4,600,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 106,897 | $4,598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 107,303 | $4,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 173,752 | $4,596,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 102,686 | $4,575,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 629,674 | $4,572,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 78,034 | $4,565,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 139,877 | $4,565,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 95,083 | $4,557,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 283,095 | $4,535,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,000,000 | $4,522,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 229,666 | $4,516,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 68,156 | $4,516,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 159,224 | $4,512,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 419,318 | $4,512,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 79,700 | $4,509,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 294,506 | $4,505,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 250,289 | $4,496,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 273,779 | $4,493,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 46,040 | $4,481,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 182,831 | $4,481,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 85,956 | $4,477,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 4,800,000 | $4,476,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 272,813 | $4,465,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 331,139 | $4,461,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 4,300,000 | $4,451,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 214,978 | $4,448,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 87,479 | $4,446,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 82,602 | $4,435,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 234,762 | $4,435,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 393,680 | $4,433,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 177,970 | $4,433,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 117,204 | $4,420,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 95,031 | $4,412,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 466,208 | $4,405,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 150,451 | $4,375,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 602,300 | $4,362,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 120,670 | $4,344,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 362,120 | $4,335,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 153,095 | $4,308,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 409,283 | $4,301,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 116,115 | $4,293,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 70,414 | $4,286,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 55,091 | $4,275,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 472,171 | $4,273,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,544,000 | $4,272,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 127,336 | $4,262,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 151,457 | $4,262,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 125,303 | $4,259,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 76,994 | $4,247,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 45,260 | $4,246,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 84,445 | $4,245,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 187,935 | $4,232,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 416,102 | $4,227,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 202,337 | $4,226,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 39,117 | $4,221,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 166,196 | $4,205,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 54,759 | $4,204,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 70,411 | $4,200,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 184,469 | $4,197,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 344,305 | $4,194,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,883 | $4,184,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 540,000 | $4,183,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 312,386 | $4,180,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 35,475 | $4,167,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 255,500 | $4,157,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 308,457 | $4,152,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 200,488 | $4,152,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 27,045 | $4,152,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 261,770 | $4,148,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 157,175 | $4,141,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 206,444 | $4,140,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 94,183 | $4,138,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 152,935 | $4,138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 369,395 | $4,137,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 616,482 | $4,136,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 189,017 | $4,125,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 592,081 | $4,116,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 287,551 | $4,103,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 126,034 | $4,102,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 507,937 | $4,094,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 367,315 | $4,077,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 157,373 | $4,064,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 327,689 | $4,057,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 150,422 | $4,056,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 114,755 | $4,054,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 202,032 | $4,050,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 158,940 | $4,048,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 124,731 | $4,039,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 74,290 | $4,030,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 157,762 | $4,028,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 82,385 | $4,023,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 485,644 | $4,022,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 82,050 | $4,020,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 570,071 | $4,019,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 85,995 | $4,019,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 102,513 | $4,009,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 281,869 | $3,997,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 177,887 | $3,994,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 257,425 | $3,985,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 109,040 | $3,973,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 409,940 | $3,972,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 4,100,000 | $3,972,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 33,386 | $3,968,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 199,057 | $3,967,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 140,030 | $3,953,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 289,224 | $3,952,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 227,216 | $3,951,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 353,684 | $3,937,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,506 | $3,930,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 92,200 | $3,925,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 297,981 | $3,924,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 130,677 | $3,922,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |