13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLARWINDS INC | 83416B109 | COM | 261,769 | $15,418,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 457,313 | $15,389,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 889,711 | $15,382,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 173,993 | $15,377,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 650,372 | $15,374,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 303,956 | $15,341,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,187,565 | $15,319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 530,389 | $15,297,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 609,157 | $15,285,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 732,153 | $15,273,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 183,191 | $15,227,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,022,761 | $15,179,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,137,491 | $15,163,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 109,794 | $15,145,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 293,921 | $15,121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 322,868 | $15,110,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 293,003 | $15,084,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,573,775 | $15,060,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 322,731 | $15,036,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 132,710 | $14,993,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 232,032 | $14,962,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 480,030 | $14,914,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 689,507 | $14,824,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 659,070 | $14,789,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 616,143 | $14,769,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 246,159 | $14,723,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 158,088 | $14,681,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,280,165 | $14,645,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 282,347 | $14,643,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 951,394 | $14,642,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,059,445 | $14,642,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 466,658 | $14,634,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 952,842 | $14,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 661,294 | $14,601,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 593,490 | $14,556,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 438,140 | $14,538,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 133,920 | $14,522,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 470,579 | $14,484,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 496,180 | $14,479,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 409,084 | $14,469,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 364,244 | $14,457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 345,422 | $14,435,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 116,053 | $14,432,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 263,574 | $14,431,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 105,627 | $14,426,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 488,944 | $14,404,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,070,874 | $14,360,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 78,402 | $14,355,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 882,580 | $14,316,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 777,219 | $14,316,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 222,957 | $14,302,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,152,102 | $14,298,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,250,715 | $14,245,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 250,589 | $14,214,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 231,199 | $14,194,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 653,970 | $14,145,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 897,218 | $14,096,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 272,464 | $14,086,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 320,423 | $14,028,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 684,445 | $14,025,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 222,341 | $14,016,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 567,686 | $13,999,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,743,939 | $13,967,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 412,072 | $13,953,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 755,036 | $13,915,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 136,058 | $13,913,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 192,640 | $13,895,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 135,193 | $13,884,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 251,905 | $13,883,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 503,113 | $13,880,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,757,000 | $13,873,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 341,481 | $13,826,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 549,722 | $13,804,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 752,996 | $13,795,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,393,219 | $13,793,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 832,423 | $13,760,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 165,000 | $13,757,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 200,651 | $13,751,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 868,952 | $13,739,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 471,776 | $13,677,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 173,745 | $13,616,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 400,061 | $13,598,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 554,513 | $13,591,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 469,580 | $13,575,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 380,789 | $13,556,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 372,902 | $13,533,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 761,405 | $13,530,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 510,411 | $13,505,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 540,294 | $13,485,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 809,368 | $13,460,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 944,334 | $13,390,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 570,966 | $13,372,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 378,486 | $13,365,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 276,193 | $13,329,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 547,488 | $13,288,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 903,161 | $13,286,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 196,154 | $13,282,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,444,271 | $13,272,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 923,833 | $13,266,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 135,799 | $13,243,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 87,779 | $13,211,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 158,974 | $13,193,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,063,000 | $13,185,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 409,411 | $13,183,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 246,426 | $13,172,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 189,195 | $13,120,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 255,462 | $13,120,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,386,155 | $13,085,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 210,072 | $13,054,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 179,459 | $13,052,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 96,846 | $13,048,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 278,783 | $13,002,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 436,242 | $13,001,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 269,382 | $12,998,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 521,685 | $12,985,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,051,889 | $12,970,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 393,446 | $12,968,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 954,205 | $12,958,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,392,490 | $12,950,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 918,638 | $12,935,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 9,467,000 | $12,917,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 403,867 | $12,896,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 295,554 | $12,886,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 141,552 | $12,854,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 159,595 | $12,833,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 469,971 | $12,816,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,403,016 | $12,781,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 129,077 | $12,768,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 311,066 | $12,750,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 542,646 | $12,742,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 751,259 | $12,711,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 246,051 | $12,706,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 426,056 | $12,684,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 119,551 | $12,667,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 926,420 | $12,645,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 122,553 | $12,614,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 546,882 | $12,602,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 295,896 | $12,602,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,329,098 | $12,586,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 644,999 | $12,564,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 545,290 | $12,530,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 574,041 | $12,530,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,031,109 | $12,517,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 3,261,798 | $12,493,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 269,207 | $12,475,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 109,008 | $12,413,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 288,874 | $12,396,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,072,988 | $12,393,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 601,976 | $12,389,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 202,201 | $12,379,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 244,090 | $12,365,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 518,827 | $12,363,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 732,172 | $12,352,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 114,784 | $12,313,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 264,328 | $12,310,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 225,242 | $12,284,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 397,087 | $12,250,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 583,705 | $12,246,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 252,508 | $12,233,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 405,971 | $12,211,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,155,278 | $12,177,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 506,912 | $12,161,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,376,792 | $12,157,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 227,553 | $12,153,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 258,746 | $12,153,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 631,334 | $12,134,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 347,857 | $12,130,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 118,190 | $12,129,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 144,047 | $12,125,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 716,972 | $12,088,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 961,445 | $12,086,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 326,420 | $12,062,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 143,698 | $12,043,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 974,952 | $12,030,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 906,128 | $12,024,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 711,237 | $12,012,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 682,522 | $11,992,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 526,594 | $11,958,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 310,298 | $11,947,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,873,983 | $11,937,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 219,425 | $11,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 547,490 | $11,913,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 85,131 | $11,896,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,075,107 | $11,858,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 103,488 | $11,850,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 80,955 | $11,828,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 220,509 | $11,809,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 288,016 | $11,792,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 956,245 | $11,790,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 582,050 | $11,775,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 8,801,000 | $11,760,000 | thousands by filing date | principal |
| TRIANGLE CAP CORP | 895848109 | COM | 614,253 | $11,738,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 729,234 | $11,718,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 795,138 | $11,713,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 185,560 | $11,688,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 11,212,000 | $11,681,000 | thousands by filing date | principal |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,874,407 | $11,678,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 377,531 | $11,673,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 322,318 | $11,662,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 645,000 | $11,653,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 808,500 | $11,642,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 438,537 | $11,634,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 448,459 | $11,624,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 301,199 | $11,614,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 994,163 | $11,612,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 754,706 | $11,607,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 13,577,000 | $11,607,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 733,624 | $11,606,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 893,613 | $11,582,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 716,949 | $11,579,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 322,372 | $11,573,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,288,228 | $11,555,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 381,596 | $11,539,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 404,376 | $11,537,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 293,845 | $11,527,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 205,263 | $11,525,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 589,784 | $11,496,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 355,520 | $11,477,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 8,812,000 | $11,434,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 729,731 | $11,434,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,001,185 | $11,414,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 106,545 | $11,401,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 987,867 | $11,380,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 171,790 | $11,337,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 109,072 | $11,323,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 680,723 | $11,321,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 596,736 | $11,261,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 377,698 | $11,255,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 314,355 | $11,250,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,226,300 | $11,233,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 354,861 | $11,228,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 675,901 | $11,226,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 296,283 | $11,223,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 201,493 | $11,219,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 546,183 | $11,208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 506,284 | $11,199,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 11,665,000 | $11,187,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 1,656,069 | $11,178,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 605,554 | $11,172,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 183,637 | $11,164,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 188,596 | $11,159,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,129,458 | $11,148,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,111,248 | $11,147,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 13,998,000 | $11,144,000 | thousands by filing date | principal |
| RPX CORP | 74972G103 | COM | 1,012,182 | $11,134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 277,350 | $11,133,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 369,072 | $11,076,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 356,720 | $11,072,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 348,475 | $11,067,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 305,637 | $11,067,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,179,410 | $11,063,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 587,229 | $11,039,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 760,794 | $11,039,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 668,822 | $11,036,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,526,600 | $11,016,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 566,037 | $11,015,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 708,515 | $10,982,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 669,294 | $10,956,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 423,087 | $10,945,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 817,037 | $10,940,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 162,222 | $10,940,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 171,878 | $10,938,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,722,200 | $10,935,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 96,535 | $10,928,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 259,550 | $10,922,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 209,190 | $10,920,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 252,672 | $10,905,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 331,459 | $10,905,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 302,796 | $10,894,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 804,981 | $10,883,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 327,851 | $10,881,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 117,915 | $10,880,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 383,491 | $10,875,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 6,377,000 | $10,849,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 50,670 | $10,845,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 366,210 | $10,836,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 317,838 | $10,826,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 217,893 | $10,823,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 269,683 | $10,817,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,393,000 | $10,775,000 | thousands by filing date | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 446,909 | $10,762,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 244,121 | $10,757,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 307,018 | $10,752,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 226,075 | $10,746,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 210,581 | $10,744,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 452,899 | $10,733,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 305,474 | $10,692,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 358,745 | $10,640,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 213,863 | $10,640,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 163,744 | $10,628,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 360,263 | $10,616,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 350,519 | $10,593,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 7,860,000 | $10,585,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 243,973 | $10,546,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 206,665 | $10,520,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 282,066 | $10,491,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 188,205 | $10,466,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 373,221 | $10,461,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 382,379 | $10,458,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 182,738 | $10,446,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 95,231 | $10,438,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 320,731 | $10,427,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 538,651 | $10,417,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,836,617 | $10,413,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 602,607 | $10,401,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 191,072 | $10,387,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 661,650 | $10,375,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 250,811 | $10,369,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 103,436 | $10,339,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 565,810 | $10,332,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 803,278 | $10,322,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 284,036 | $10,282,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 863,118 | $10,280,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 263,709 | $10,253,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 322,010 | $10,250,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 410,494 | $10,247,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 239,673 | $10,217,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 516,699 | $10,216,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 837,891 | $10,215,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 366,738 | $10,202,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 954,871 | $10,189,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 119,357 | $10,175,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 162,599 | $10,155,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 173,681 | $10,145,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 323,121 | $10,110,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 125,207 | $10,102,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,006,222 | $10,052,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,682,500 | $10,027,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 84,131 | $10,018,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 598,354 | $10,005,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 487,513 | $10,003,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 80,155 | $9,995,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,997,563 | $9,988,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 437,661 | $9,984,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 355,959 | $9,975,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 426,883 | $9,967,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 703,867 | $9,967,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 422,184 | $9,943,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 436,446 | $9,920,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 539,333 | $9,918,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 442,285 | $9,902,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 257,311 | $9,897,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 142,359 | $9,894,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 766,499 | $9,887,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 573,488 | $9,882,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 881,142 | $9,877,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 294,203 | $9,856,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 864,402 | $9,855,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 528,774 | $9,841,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,007,000 | $9,827,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 182,791 | $9,798,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 808,909 | $9,796,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 566,015 | $9,787,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,163,502 | $9,786,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 302,195 | $9,764,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,041,546 | $9,759,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 9,784,000 | $9,735,000 | thousands by filing date | principal |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 563,287 | $9,722,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,605,941 | $9,716,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,142,080 | $9,696,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 327,603 | $9,683,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 989,655 | $9,679,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 290,037 | $9,670,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 32,652,000 | $9,662,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 164,692 | $9,650,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 354,092 | $9,639,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 326,050 | $9,631,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 682,765 | $9,627,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 653,884 | $9,625,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 158,629 | $9,612,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 117,396 | $9,598,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 341,597 | $9,589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 482,391 | $9,581,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,880,440 | $9,572,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 6,170,000 | $9,567,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 307,113 | $9,561,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 284,378 | $9,538,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 157,632 | $9,478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 183,538 | $9,477,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 762,926 | $9,475,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 156,362 | $9,442,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 577,711 | $9,414,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 882,456 | $9,398,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 306,758 | $9,393,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 118,291 | $9,391,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 173,938 | $9,387,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 411,683 | $9,387,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 602,565 | $9,364,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,689,304 | $9,358,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 237,264 | $9,339,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 89,451 | $9,321,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 251,568 | $9,307,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 373,726 | $9,302,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,115,392 | $9,302,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,851,584 | $9,277,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,076,505 | $9,258,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 327,147 | $9,248,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 271,632 | $9,223,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 221,989 | $9,221,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 413,341 | $9,214,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 494,133 | $9,170,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 572,904 | $9,166,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,237,230 | $9,131,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,113,022 | $9,127,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 227,448 | $9,125,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,340,630 | $9,116,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,323,732 | $9,107,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 91,335 | $9,096,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 243,937 | $9,087,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 259,983 | $9,079,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 706,515 | $9,065,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 445,458 | $9,039,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 837,319 | $9,002,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 534,287 | $8,997,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,350,558 | $8,995,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 123,404 | $8,985,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 388,348 | $8,983,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 398,494 | $8,983,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 83,990 | $8,962,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,715,644 | $8,955,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 634,668 | $8,942,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 5,770,000 | $8,942,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 243,192 | $8,918,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 269,774 | $8,911,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 633,993 | $8,901,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 482,317 | $8,899,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 334,508 | $8,875,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 193,035 | $8,863,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 156,385 | $8,847,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 158,439 | $8,847,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 233,261 | $8,829,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 679,770 | $8,824,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 582,815 | $8,824,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 610,181 | $8,823,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 562,734 | $8,823,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 71,987 | $8,817,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,885,100 | $8,816,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 284,145 | $8,814,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 6,136,000 | $8,805,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 156,478 | $8,797,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 185,450 | $8,794,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 125,784 | $8,761,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 927,454 | $8,755,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 18,770,000 | $8,728,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 403,021 | $8,722,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 244,155 | $8,701,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 675,875 | $8,699,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 695,759 | $8,691,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,385,494 | $8,689,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 784,983 | $8,675,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,129,677 | $8,667,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 501,056 | $8,663,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 339,341 | $8,660,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 120,706 | $8,650,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 676,680 | $8,642,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 182,027 | $8,641,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 67,820 | $8,639,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 820,375 | $8,629,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 284,898 | $8,623,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 812,279 | $8,610,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 719,191 | $8,594,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 234,212 | $8,558,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 229,608 | $8,553,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,166,000 | $8,535,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,988,000 | $8,518,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 444,112 | $8,501,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 209,584 | $8,493,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 438,257 | $8,489,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 200,851 | $8,484,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 104,979 | $8,423,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 294,025 | $8,400,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 315,893 | $8,376,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 172,047 | $8,357,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 455,372 | $8,351,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,140,255 | $8,346,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 412,499 | $8,311,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,059,935 | $8,310,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 430,545 | $8,296,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,199,200 | $8,283,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 175,868 | $8,282,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 274,040 | $8,262,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,152,304 | $8,251,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 305,176 | $8,246,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 407,015 | $8,242,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,829,000 | $8,238,000 | thousands by filing date | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 388,128 | $8,225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 593,725 | $8,223,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 292,741 | $8,205,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 528,619 | $8,199,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 272,605 | $8,179,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 958,014 | $8,172,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 317,892 | $8,169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 920,562 | $8,147,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,571,131 | $8,138,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 161,228 | $8,133,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 72,779 | $8,097,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 249,750 | $8,092,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 465,492 | $8,058,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500,000 | $8,033,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 142,669 | $8,029,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |