13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 146,867 | $2,051,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 271,483 | $2,050,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 178,437 | $2,047,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 47,352 | $2,045,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 55,873 | $2,042,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 28,747 | $2,035,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 139,104 | $2,035,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 38,185 | $2,034,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 55,269 | $2,027,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 53,273 | $2,027,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 33,499 | $2,011,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 87,768 | $2,008,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 95,247 | $1,998,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,028,000 | $1,998,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 113,550 | $1,994,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 82,988 | $1,990,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 138,242 | $1,980,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 142,469 | $1,977,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 55,219 | $1,973,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 25,989 | $1,967,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 88,395 | $1,966,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 232,161 | $1,964,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 22,591 | $1,963,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 73,042 | $1,961,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 152,399 | $1,960,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 105,845 | $1,960,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 237,127 | $1,960,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 73,093 | $1,956,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 143,776 | $1,955,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 68,509 | $1,951,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 155,383 | $1,950,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 126,742 | $1,948,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 338,504 | $1,946,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 59,258 | $1,945,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,665,000 | $1,941,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 469,000 | $1,940,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 249,890 | $1,916,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 422,923 | $1,916,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 184,646 | $1,911,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 277,752 | $1,908,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 84,516 | $1,904,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 37,689 | $1,901,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 73,613 | $1,901,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,858,300 | $1,894,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 78,919 | $1,892,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 107,311 | $1,890,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 50,939 | $1,888,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 445,852 | $1,886,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 58,426 | $1,885,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 46,319 | $1,884,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 42,296 | $1,883,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 91,119 | $1,883,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,022,739 | $1,882,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 167,784 | $1,879,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 80,048 | $1,878,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 108,923 | $1,875,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 89,690 | $1,873,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 40,036 | $1,872,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 36,813 | $1,866,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 69,076 | $1,859,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 239,232 | $1,859,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 5,200,000 | $1,859,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 36,511 | $1,858,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 167,645 | $1,854,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 134,859 | $1,851,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 94,791 | $1,851,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 78,100 | $1,848,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 364,896 | $1,846,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 58,082 | $1,844,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 120,737 | $1,842,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 283,885 | $1,840,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 49,605 | $1,839,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 76,277 | $1,839,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,753,000 | $1,823,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 663,400 | $1,818,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 81,363 | $1,818,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 20,911 | $1,816,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 109,842 | $1,810,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 37,040 | $1,809,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 128,051 | $1,808,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 131,370 | $1,804,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,320,000 | $1,803,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 71,800 | $1,802,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 67,839 | $1,800,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,855,000 | $1,797,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 256,828 | $1,793,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 124,948 | $1,790,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 202,277 | $1,784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 46,617 | $1,783,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 125,299 | $1,783,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 228,488 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,551 | $1,781,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 19,857 | $1,779,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 52,247 | $1,776,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 65,947 | $1,774,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 38,175 | $1,770,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 182,161 | $1,768,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 101,230 | $1,768,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 35,867 | $1,765,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 43,758 | $1,765,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 41,237 | $1,762,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 413,600 | $1,761,000 | thousands by filing date | put |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 51,954 | $1,761,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 68,761 | $1,759,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 30,821 | $1,757,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300,000 | $1,753,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 36,271 | $1,749,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 328,021 | $1,742,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 155,246 | $1,739,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 68,855 | $1,737,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 28,944 | $1,737,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 37,999 | $1,728,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 84,785 | $1,725,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 22,333 | $1,725,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 244,783 | $1,724,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 43,414 | $1,723,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 125,767 | $1,722,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 78,577 | $1,721,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 39,982 | $1,720,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 113,844 | $1,717,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 44,208 | $1,716,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 70,900 | $1,715,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 60,632 | $1,710,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 120,622 | $1,708,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 126,981 | $1,707,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 124,722 | $1,704,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 26,687 | $1,703,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 34,585 | $1,703,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 183,796 | $1,702,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 81,797 | $1,701,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 151,442 | $1,699,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 155,013 | $1,697,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 104,843 | $1,696,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 322,442 | $1,693,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 40,932 | $1,687,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 41,233 | $1,686,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 681,000 | $1,683,000 | thousands by filing date | principal |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 63,911 | $1,683,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 677,900 | $1,681,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 110,545 | $1,680,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 180,041 | $1,678,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 238,840 | $1,675,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 125,765 | $1,673,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 84,605 | $1,673,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 34,826 | $1,672,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 22,494 | $1,670,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 101,120 | $1,669,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100,702 | $1,667,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 70,499 | $1,665,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 81,675 | $1,663,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 177,916 | $1,662,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,477,000 | $1,661,000 | thousands by filing date | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 35,289 | $1,660,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 68,914 | $1,659,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 166,924 | $1,658,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 71,729 | $1,657,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 106,103 | $1,648,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 29,124 | $1,646,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 19,082 | $1,644,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 27,078 | $1,643,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 43,289 | $1,636,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 229,336 | $1,629,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 97,835 | $1,629,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 83,497 | $1,625,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 50,820 | $1,625,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 65,050 | $1,624,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,791,000 | $1,619,000 | thousands by filing date | principal |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 93,342 | $1,618,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 62,964 | $1,614,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 51,175 | $1,613,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 239,406 | $1,607,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,071,600 | $1,597,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 32,337 | $1,596,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,059,781 | $1,590,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 10,374 | $1,588,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,052 | $1,584,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 37,180 | $1,583,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 181,466 | $1,583,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 128,931 | $1,583,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 52,540 | $1,582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 32,577 | $1,579,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 148,154 | $1,579,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 118,239 | $1,576,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 128,213 | $1,575,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 58,845 | $1,569,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 75,646 | $1,563,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,574,000 | $1,563,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 103,279 | $1,561,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 84,036 | $1,560,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 112,810 | $1,559,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 243,638 | $1,558,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,183,000 | $1,558,000 | thousands by filing date | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 149,401 | $1,557,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 99,335 | $1,555,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 78,315 | $1,554,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 96,240 | $1,554,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 199,469 | $1,552,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 35,041 | $1,550,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 213,737 | $1,549,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 73,991 | $1,546,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 109,699 | $1,544,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 44,563 | $1,543,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 60,843 | $1,543,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 69,900 | $1,542,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 82,725 | $1,538,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 109,487 | $1,536,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 57,112 | $1,535,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 103,028 | $1,535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 2,394,000 | $1,533,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 50,469 | $1,532,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 384,500 | $1,528,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 26,898 | $1,526,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 190,641 | $1,525,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 250,888 | $1,521,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300,000 | $1,518,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 65,180 | $1,517,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 31,880 | $1,511,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 36,238 | $1,509,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 85,981 | $1,505,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 98,606 | $1,504,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,002,000 | $1,501,000 | thousands by filing date | principal |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 124,564 | $1,500,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 30,289 | $1,498,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 63,414 | $1,497,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 65,243 | $1,492,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 22,743 | $1,484,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 32,473 | $1,482,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 30,700 | $1,481,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 12,789 | $1,481,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 113,324 | $1,479,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500,000 | $1,478,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 18,053 | $1,476,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 24,262 | $1,474,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,073,600 | $1,473,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 20,624 | $1,472,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 96,659 | $1,471,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 116,062 | $1,470,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 149,445 | $1,469,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,068 | $1,465,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 41,872 | $1,463,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 96,622 | $1,460,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 85,850 | $1,459,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 71,466 | $1,459,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 104,152 | $1,457,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,654 | $1,457,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 59,569 | $1,456,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 130,553 | $1,456,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 79,130 | $1,455,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 205,661 | $1,454,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 106,485 | $1,454,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 109,842 | $1,452,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 442,686 | $1,452,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,051,800 | $1,451,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 19,042 | $1,451,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 22,495 | $1,451,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,146 | $1,451,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 28,175 | $1,450,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 35,765 | $1,449,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,763,500 | $1,446,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 58,301 | $1,443,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 77,942 | $1,439,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 56,672 | $1,437,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 49,571 | $1,435,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 45,849 | $1,434,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 142,629 | $1,430,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 177,187 | $1,428,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 134,172 | $1,425,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 154,070 | $1,421,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 120,772 | $1,421,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 159,942 | $1,421,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 2,918,500 | $1,421,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 62,454 | $1,412,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 86,105 | $1,411,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 54,274 | $1,411,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 80,106 | $1,409,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 271,000 | $1,409,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 45,171 | $1,407,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 58,025 | $1,406,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 231,783 | $1,404,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 156,066 | $1,403,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 54,893 | $1,400,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 101,222 | $1,398,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 197,943 | $1,397,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 82,629 | $1,396,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,409,000 | $1,396,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 96,829 | $1,391,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 39,900 | $1,389,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 72,561 | $1,388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 136,377 | $1,387,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 86,090 | $1,386,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 106,261 | $1,383,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 96,840 | $1,380,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 74,152 | $1,380,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 90,642 | $1,379,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 14,041 | $1,378,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 19,982 | $1,376,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 30,770 | $1,376,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 50,847 | $1,373,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 103,803 | $1,372,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 30,573 | $1,372,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 58,102 | $1,369,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 73,601 | $1,369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 44,512 | $1,366,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 33,934 | $1,361,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 47,571 | $1,352,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 90,453 | $1,351,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 86,223 | $1,347,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 78,646 | $1,346,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 53,791 | $1,346,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 266,002 | $1,345,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 60,162 | $1,341,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 190,833 | $1,341,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 95,079 | $1,337,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 33,316 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 41,172 | $1,334,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 91,907 | $1,331,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 52,224 | $1,331,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 33,246 | $1,327,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 52,156 | $1,325,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 24,544 | $1,325,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 99,982 | $1,320,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 576,737 | $1,310,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 53,885 | $1,310,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 79,621 | $1,310,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 84,309 | $1,307,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,345,000 | $1,307,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 50,786 | $1,305,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 127,962 | $1,302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 29,574 | $1,300,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,556 | $1,300,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 41,688 | $1,299,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 111,492 | $1,299,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 71,854 | $1,298,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 41,038 | $1,293,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 110,000 | $1,288,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 63,654 | $1,288,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 81,037 | $1,288,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 84,844 | $1,286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 23,118 | $1,285,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,070,000 | $1,285,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 24,440 | $1,284,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 81,248 | $1,282,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 79,979 | $1,281,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,485 | $1,279,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 220,300 | $1,277,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 48,904 | $1,277,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 73,854 | $1,274,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,286 | $1,273,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 179,357 | $1,273,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 337,616 | $1,273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 45,160 | $1,271,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 158,218 | $1,271,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 59,029 | $1,269,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 51,043 | $1,268,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 88,074 | $1,266,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,764 | $1,265,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 50,327 | $1,265,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 32,093 | $1,264,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 49,409 | $1,263,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 87,296 | $1,263,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 75,747 | $1,260,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 29,045 | $1,256,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 59,728 | $1,254,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 54,029 | $1,251,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 55,417 | $1,251,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 127,649 | $1,247,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 375,000 | $1,246,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 36,354 | $1,244,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 77,138 | $1,244,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 143,918 | $1,241,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 26,463 | $1,238,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 471,500 | $1,237,000 | thousands by filing date | put |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 152,052 | $1,233,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 109,258 | $1,225,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 30,307 | $1,220,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 144,494 | $1,219,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 41,455 | $1,216,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 19,117 | $1,215,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 65,454 | $1,208,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 67,585 | $1,207,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 548,300 | $1,203,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 21,730 | $1,203,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 42,220 | $1,200,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 53,552 | $1,197,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 130,000 | $1,194,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 42,804 | $1,194,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 62,472 | $1,192,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 144,198 | $1,191,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 47,016 | $1,190,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 72,547 | $1,188,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 1,190,000 | $1,187,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 226,300 | $1,186,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 113,859 | $1,185,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 69,592 | $1,184,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 247,598 | $1,184,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,227,000 | $1,183,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 77,071 | $1,182,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 87,154 | $1,179,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 158,098 | $1,178,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 82,389 | $1,177,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 49,232 | $1,176,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 30,457 | $1,176,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 965,000 | $1,175,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 68,330 | $1,174,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 300,208 | $1,174,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 140,929 | $1,172,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 42,635 | $1,172,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 272,437 | $1,171,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 81,004 | $1,169,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 40,341 | $1,166,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 68,165 | $1,161,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 41,405 | $1,161,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 71,976 | $1,160,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 164,927 | $1,159,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 719,384 | $1,158,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 35,733 | $1,153,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 284,395 | $1,151,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 79,407 | $1,150,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 798,900 | $1,149,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 56,289 | $1,149,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,588 | $1,148,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 526,700 | $1,143,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 24,095 | $1,142,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,799 | $1,141,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,151,000 | $1,139,000 | thousands by filing date | principal |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,327,767 | $1,138,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,978 | $1,137,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 67,713 | $1,137,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 31,823 | $1,136,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 93,767 | $1,136,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 46,517 | $1,135,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,466 | $1,133,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 812,000 | $1,133,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 29,564 | $1,128,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 38,075 | $1,128,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 254,978 | $1,127,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 85,718 | $1,125,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25,386 | $1,124,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 45,581 | $1,120,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 50,513 | $1,111,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 23,920 | $1,105,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,939 | $1,103,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,135 | $1,100,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 136,981 | $1,096,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 83,855 | $1,093,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 48,393 | $1,091,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 31,494 | $1,091,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,664,400 | $1,089,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 69,260 | $1,089,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 91,638 | $1,089,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 22,119 | $1,089,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 58,165 | $1,085,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 28,421 | $1,085,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 81,147 | $1,085,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 66,842 | $1,079,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 51,917 | $1,078,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 64,139 | $1,074,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 199,993 | $1,074,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 32,489 | $1,072,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 63,287 | $1,072,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,239 | $1,071,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,214,000 | $1,069,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,170,000 | $1,069,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 31,837 | $1,068,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 300,205 | $1,068,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 82,625 | $1,063,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 65,346 | $1,062,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 77,347 | $1,059,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,423 | $1,057,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,523 | $1,056,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 124,723 | $1,055,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 62,693 | $1,054,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 29,680 | $1,053,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 87,478 | $1,051,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 107,031 | $1,050,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 176,796 | $1,050,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 77,798 | $1,047,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 43,405 | $1,047,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 40,869 | $1,044,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 539,000 | $1,043,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 172,868 | $1,042,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,108,000 | $1,042,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 26,615 | $1,040,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 527,000 | $1,039,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 25,819 | $1,039,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,056 | $1,038,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 25,818 | $1,036,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 148,023 | $1,036,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 64,954 | $1,033,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 366,024 | $1,032,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 983,000 | $1,032,000 | thousands by filing date | principal |
| Deutsche Global High Income | 25158V108 | 0 | 131,496 | $1,032,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 81,350 | $1,030,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 75,706 | $1,028,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21,702 | $1,027,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,609,000 | $1,022,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 32,192 | $1,020,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 111,638 | $1,019,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 75,295 | $1,015,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 57,775 | $1,014,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |