13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,615 | $460,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 126,300 | $460,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,401 | $459,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 13,606 | $458,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 88,966 | $454,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 39,445 | $454,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 49,988 | $453,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,683 | $452,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,873 | $451,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 26,556 | $449,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 28,133 | $447,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,879 | $447,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 14,135 | $446,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 53,992 | $445,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 25,993 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,339 | $445,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 88,694 | $445,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 23,771 | $443,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 72,002 | $442,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,869 | $439,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 56,794 | $438,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,558 | $437,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,912 | $436,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,982 | $435,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 9,229 | $433,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 5,134 | $433,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 61,645 | $432,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 12,303 | $431,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $430,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 22,926 | $430,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 37,988 | $429,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 15,638 | $428,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,714 | $428,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 33,428 | $428,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 8,582 | $427,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 67,629 | $426,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 16,399 | $426,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 167,500 | $425,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 27,094 | $425,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 41,415 | $424,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 9,790 | $423,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 14,931 | $423,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 18,861 | $422,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 23,325 | $422,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 26,581 | $421,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 31,990 | $421,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 15,917 | $420,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 47,227 | $419,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 416,300 | $417,000 | thousands by filing date | call |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 31,562 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,903 | $414,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 142,337 | $414,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 26,253 | $411,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,645 | $411,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 85,783 | $411,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 338 | $410,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 15,997 | $408,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 16,482 | $406,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 26,683 | $406,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,891 | $405,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,300 | $403,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,600 | $401,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 149,808 | $400,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,561 | $400,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,354 | $400,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 7,672 | $399,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 745,300 | $397,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 45,382 | $397,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 27,293 | $396,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 153,915 | $396,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 24,332 | $395,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 11,041 | $395,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,940 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,504 | $394,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 40,107 | $393,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,307 | $393,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 15,369 | $393,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 27,204 | $391,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,451 | $391,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 50,256 | $390,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 18,458 | $390,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 31,002 | $389,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 54,993 | $389,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 29,720 | $388,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 105,716 | $388,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 247,000 | $387,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 350,000 | $387,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,753 | $386,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,199 | $384,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 32,225 | $384,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 97,958 | $384,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 410,000 | $383,000 | thousands by filing date | principal |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 29,805 | $383,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 40,373 | $383,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 404,800 | $382,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $381,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,992 | $380,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 51,807 | $379,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 42,000 | $379,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 23,028 | $378,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 12,302 | $378,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 13,253 | $377,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 31,675 | $377,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 67,965 | $377,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,977 | $376,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,060 | $376,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 84,644 | $376,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 53,421 | $374,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 7,959 | $374,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,136 | $373,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 24,115 | $371,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 27,816 | $370,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 23,994 | $370,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 42,040 | $369,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20,787 | $369,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 30,190 | $368,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 18,938 | $367,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 384,000 | $367,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 5,773 | $366,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,292 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 15,449 | $366,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 24,708 | $366,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 7,900 | $364,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 34,886 | $364,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 250,000 | $363,000 | thousands by filing date | principal |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 17,050 | $362,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 25,650 | $360,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,000 | $357,000 | thousands by filing date | put |
| EMULEX CORP | 292475AF7 | CNV | 391,000 | $357,000 | thousands by filing date | principal |
| SUPPORT COM INC | 86858W101 | COM | 168,565 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,834 | $354,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 24,632 | $353,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 14,935 | $353,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 19,010 | $352,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 33,490 | $352,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 15,478 | $351,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 290,653 | $349,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 14,715 | $348,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 35,676 | $348,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,276 | $346,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 190,142 | $346,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 260,400 | $345,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 359,000 | $344,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,885 | $344,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 168,900 | $343,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 13,719 | $343,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 25,256 | $343,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 12,021 | $342,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 44,454 | $341,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 11,452 | $341,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 617,500 | $340,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 23,847 | $340,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 21,267 | $339,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 22,029 | $339,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 36,643 | $339,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,689 | $338,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 939,079 | $338,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 29,066 | $337,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,282 | $337,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 590,600 | $336,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 20,000 | $335,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,052 | $334,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,800 | $334,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,284 | $333,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,900 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 21,883 | $332,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 28,207 | $332,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,917 | $331,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,121 | $331,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 20,548 | $329,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,209 | $329,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,183 | $329,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 22,701 | $329,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,282 | $328,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,221 | $327,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,838 | $327,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,641 | $327,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 265,000 | $327,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 9,379 | $324,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 36,288 | $324,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 23,150 | $323,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 94,572 | $321,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,000 | $321,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 22,300 | $321,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 29,890 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,120 | $320,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 21,511 | $319,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,138 | $319,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 21,869 | $319,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 173,857 | $319,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,951 | $318,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,489 | $316,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 6,346 | $316,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 285,042 | $316,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,133 | $315,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 12,875 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,155 | $314,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 12,516 | $314,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,027 | $313,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 16,947 | $312,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 30,997 | $311,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 49,979 | $311,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 34,615 | $311,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 19,331 | $310,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,348 | $310,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 32,690 | $309,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 82,114 | $307,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 22,607 | $306,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 26,560 | $306,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,819 | $306,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 21,018 | $306,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,203 | $305,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 218,211 | $305,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 83,600 | $304,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 8,153 | $304,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,045 | $303,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,029 | $303,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,913 | $303,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11,700 | $302,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 28,200 | $302,000 | thousands by filing date | put |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 15,456 | $302,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 265,000 | $301,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 194,600 | $300,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 12,768 | $300,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,629 | $299,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 11,544 | $299,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,084 | $299,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 15,565 | $298,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 70,000 | $298,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 14,850 | $297,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 30,543 | $296,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 14,520 | $295,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 23,714 | $295,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 30,744 | $295,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,407 | $293,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,139 | $292,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 20,761 | $292,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 328,800 | $290,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 25,246 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,028 | $290,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 133,839 | $290,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 514,800 | $290,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 70,202 | $289,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,203 | $288,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 11,025 | $288,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 15,428 | $287,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 214,700 | $287,000 | thousands by filing date | call |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 22,600 | $287,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,710 | $286,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,714 | $286,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,247 | $286,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 291,190 | $284,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 29,458 | $283,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 13,651 | $283,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 34,115 | $283,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,519 | $282,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,624 | $280,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 22,322 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 19,413 | $280,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,521 | $279,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,898 | $277,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 57,600 | $276,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 11,385 | $276,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,883 | $275,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 218,300 | $273,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 12,188 | $273,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 247,000 | $273,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 152,200 | $272,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 15,233 | $272,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 7,158 | $272,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 18,330 | $272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 23,823 | $272,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,792 | $270,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,643 | $270,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 91,075 | $270,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,623 | $270,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,339 | $270,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 14,448 | $270,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 10,905 | $270,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 20,083 | $269,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 10,658 | $269,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 80,000 | $266,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 30,200 | $266,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 23,308 | $266,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 258,000 | $266,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 229,000 | $266,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 90,000 | $265,000 | thousands by filing date | put |
| IRIDEX CORP | 462684101 | COM | 30,800 | $265,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,673 | $264,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 10,327 | $264,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 5,962 | $264,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 6,845 | $264,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,539 | $263,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 15,363 | $263,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 15,722 | $262,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,997 | $262,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 7,282 | $260,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 13,318 | $259,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 45,756 | $258,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 16,442 | $258,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 14,565 | $257,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,689 | $257,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,770 | $256,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,712 | $255,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,059 | $255,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,044 | $254,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 22,805 | $254,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,612 | $254,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 8,772 | $254,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 151,865 | $254,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 33,900 | $254,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 8,080 | $254,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 274,000 | $254,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 18,420 | $253,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,540 | $252,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 53,508 | $252,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 29,983 | $252,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 24,450 | $251,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,674 | $251,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 12,000 | $250,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 5,666 | $249,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 7,719 | $247,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,325 | $246,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,565 | $246,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 8,088 | $246,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 12,932 | $245,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 7,043 | $244,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,753 | $243,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 30,271 | $242,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 28,969 | $241,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,276 | $240,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 655,900 | $239,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 126,125 | $238,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,785 | $238,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 133,740 | $238,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 13,168 | $237,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 8,776 | $236,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 45,925 | $236,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,098 | $236,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,745 | $235,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,895 | $235,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 59,475 | $235,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,944 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 13,375 | $234,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 3,974 | $232,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 9,149 | $231,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 72,435 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 17,936 | $231,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 20,105 | $229,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 21,712 | $229,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 84,057 | $229,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,400 | $229,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,568 | $228,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 14,846 | $228,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,472 | $228,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 22,572 | $228,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 32,200 | $228,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 11,269 | $226,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 8,165 | $224,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,889 | $224,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 15,580 | $224,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,391 | $223,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 12,653 | $223,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 64,300 | $222,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 23,720 | $222,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 15,431 | $222,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,485 | $222,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 17,505 | $222,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,856 | $221,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 25,379 | $221,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,046 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 4,303 | $219,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 9,175 | $219,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 206,000 | $219,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 52,475 | $218,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,202 | $218,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 6,332 | $218,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,443 | $217,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,293 | $216,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,688 | $216,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 5,174 | $215,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 13,945 | $215,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 142,335 | $214,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,899 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 5,103 | $213,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 68,281 | $213,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 9,181 | $211,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 7,243 | $211,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 43,200 | $210,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,453 | $210,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 299,500 | $210,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,268 | $209,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,016 | $209,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 69,118 | $209,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,723 | $208,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,318 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,673 | $208,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 193,000 | $208,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 160,000 | $207,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 8,324 | $207,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 11,197 | $207,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,454 | $206,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22,719 | $206,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,929 | $205,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 157,659 | $205,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 65,313 | $205,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 14,190 | $205,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 6,639 | $205,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 10,211 | $204,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 93,454 | $204,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 80,800 | $203,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,747 | $203,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 112,900 | $203,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,449 | $203,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 35,587 | $202,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 125,000 | $201,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 39,944 | $201,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,413 | $200,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 26,182 | $200,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,501 | $200,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 253,000 | $200,000 | thousands by filing date | principal |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 4,179 | $200,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,172 | $199,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 16,131 | $199,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 12,025 | $199,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 35,000 | $199,000 | thousands by filing date | put |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,131 | $199,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,201 | $198,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 214,000 | $198,000 | thousands by filing date | principal |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 47,288 | $198,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,112 | $198,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,495 | $197,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 58,300 | $196,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,012 | $196,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 167,000 | $196,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 4,994 | $196,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,735 | $195,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 12,411 | $195,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 19,401 | $195,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 17,678 | $195,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,600 | $195,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 11,381 | $195,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,027 | $194,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 22,558 | $194,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 10,211 | $194,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 71,501 | $193,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,672 | $193,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 34,060 | $193,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 64,912 | $193,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 10,100 | $192,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 118,549 | $192,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,294 | $191,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,912 | $191,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 10,871 | $191,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 39,474 | $191,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,481 | $190,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 32,000 | $190,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,920 | $190,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,335 | $189,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,601 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,161 | $188,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,573 | $188,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,272 | $188,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 12,819 | $188,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,725,300 | $187,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 5,493 | $187,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 11,464 | $187,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 3,213 | $186,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,607 | $186,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,676 | $186,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 18,124 | $186,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,759 | $184,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 28,865 | $184,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 20,706 | $184,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 92,200 | $183,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,341 | $183,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,931 | $181,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,880 | $180,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 11,815 | $179,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 36,187 | $179,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,488 | $176,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 101,000 | $176,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 21,469 | $176,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 76,500 | $175,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $175,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 6,460 | $175,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,797 | $175,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 16,523 | $175,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 7,503 | $174,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 5,719 | $174,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 19,964 | $173,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,454 | $173,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 173,000 | $173,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,454 | $173,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 11,378 | $173,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 32,660 | $172,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 55,333 | $172,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,325 | $172,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,620 | $171,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,856 | $171,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |