13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 214,811 | $7,840,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 2,369,000 | $7,839,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 484,664 | $7,838,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 525,463 | $7,818,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 463,109 | $7,790,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 99,911 | $7,789,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 401,961 | $7,774,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 68,930 | $7,770,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 349,890 | $7,761,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 637,116 | $7,715,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 800,973 | $7,713,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 101,234 | $7,694,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 82,927 | $7,683,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,924,404 | $7,668,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 205,773 | $7,653,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 75,064 | $7,650,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 143,463 | $7,634,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 273,835 | $7,626,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 147,787 | $7,619,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 319,889 | $7,604,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 662,107 | $7,568,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100,857 | $7,556,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 198,715 | $7,548,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 116,599 | $7,545,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 193,323 | $7,544,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 575,794 | $7,532,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 264,513 | $7,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 262,202 | $7,499,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 314,635 | $7,496,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 540,583 | $7,476,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 185,325 | $7,476,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 124,479 | $7,474,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 173,349 | $7,458,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 310,592 | $7,454,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 169,707 | $7,444,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 312,825 | $7,439,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 199,913 | $7,435,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 195,905 | $7,428,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 207,689 | $7,422,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 246,705 | $7,421,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 979,806 | $7,398,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 285,524 | $7,392,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 486,747 | $7,388,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 401,964 | $7,380,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 174,953 | $7,377,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 441,499 | $7,372,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 144,158 | $7,343,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 275,631 | $7,335,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 251,508 | $7,322,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 148,973 | $7,303,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 776,678 | $7,293,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 573,207 | $7,280,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 271,536 | $7,275,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 81,981 | $7,274,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 793,280 | $7,274,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 193,864 | $7,273,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 358,118 | $7,266,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 147,871 | $7,256,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 105,036 | $7,240,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 205,680 | $7,224,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 206,332 | $7,211,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 121,401 | $7,206,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 174,554 | $7,203,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 288,386 | $7,201,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 276,640 | $7,193,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 141,866 | $7,185,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 434,560 | $7,183,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 110,340 | $7,179,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 188,414 | $7,145,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 328,635 | $7,122,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 372,980 | $7,116,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 195,798 | $7,111,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 167,875 | $7,111,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 644,424 | $7,101,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 110,442 | $7,096,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 335,873 | $7,083,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 258,774 | $7,083,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 136,544 | $7,077,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 358,433 | $7,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 228,149 | $7,068,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 66,505 | $7,041,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 160,647 | $7,032,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 158,323 | $7,028,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 5,284,000 | $7,025,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,800,000 | $7,013,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 136,044 | $7,002,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 512,312 | $6,993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 128,679 | $6,986,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 513,044 | $6,978,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 180,670 | $6,967,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 187,069 | $6,962,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 266,229 | $6,943,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 278,750 | $6,935,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 168,389 | $6,930,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 235,386 | $6,918,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 165,625 | $6,913,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 540,924 | $6,908,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 146,033 | $6,886,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 625,513 | $6,867,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 490,292 | $6,864,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 118,087 | $6,853,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 135,860 | $6,843,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 42,529 | $6,813,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 336,262 | $6,799,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 405,363 | $6,777,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 112,567 | $6,765,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 343,378 | $6,750,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 302,732 | $6,742,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 368,548 | $6,726,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,457,000 | $6,709,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 453,188 | $6,707,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 155,060 | $6,703,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 210,328 | $6,694,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 123,208 | $6,691,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 485,308 | $6,687,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 863,596 | $6,683,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 51,767 | $6,676,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 626,788 | $6,670,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 158,857 | $6,651,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 326,753 | $6,650,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 131,804 | $6,640,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 88,694 | $6,638,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 211,467 | $6,634,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 757,977 | $6,602,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,592,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 99,559 | $6,590,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 809,400 | $6,587,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575109 | COM | 748,544 | $6,587,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 5,578,000 | $6,583,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 48,206 | $6,579,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 226,800 | $6,577,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 124,169 | $6,561,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 556,376 | $6,560,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 290,384 | $6,556,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,640,000 | $6,546,000 | thousands by filing date | principal |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 461,509 | $6,526,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 110,944 | $6,512,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 99,147 | $6,504,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 197,647 | $6,490,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,015,000 | $6,486,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 140,273 | $6,485,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 256,811 | $6,479,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 292,832 | $6,479,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 197,189 | $6,478,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 86,289 | $6,475,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 246,979 | $6,451,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 392,519 | $6,449,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 133,971 | $6,437,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 129,964 | $6,434,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 470,568 | $6,419,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 134,054 | $6,412,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 189,497 | $6,407,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 336,922 | $6,404,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 346,611 | $6,404,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,333,646 | $6,402,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 800,222 | $6,402,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 540,015 | $6,399,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 68,773 | $6,382,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 93,738 | $6,378,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 227,511 | $6,367,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 4,499,000 | $6,361,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 302,554 | $6,353,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 382,236 | $6,345,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 115,541 | $6,324,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 5,964,000 | $6,321,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 337,357 | $6,319,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 142,376 | $6,313,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 108,336 | $6,312,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,355,000 | $6,295,000 | thousands by filing date | principal |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 80,708 | $6,283,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 52,969 | $6,278,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 428,653 | $6,263,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 411,545 | $6,248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 99,205 | $6,246,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 774,454 | $6,242,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 213,027 | $6,229,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,764,193 | $6,228,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 122,624 | $6,220,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 159,228 | $6,219,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 119,914 | $6,215,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 170,190 | $6,214,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 5,208,000 | $6,191,000 | thousands by filing date | principal |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 111,886 | $6,167,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 187,952 | $6,163,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 319,278 | $6,152,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,447,000 | $6,149,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 91,248 | $6,134,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 204,824 | $6,124,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 192,741 | $6,101,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 185,303 | $6,089,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,216,277 | $6,074,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 57,380 | $6,067,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 534,231 | $6,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 90,795 | $6,055,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 383,428 | $6,047,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 83,711 | $6,038,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 420,975 | $6,037,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 116,648 | $6,030,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 442,513 | $6,027,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 67,159 | $6,019,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 233,047 | $6,014,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 496,911 | $5,973,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 616,139 | $5,971,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 431,023 | $5,969,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $5,969,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 3,804,000 | $5,965,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 523,525 | $5,963,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,016,028 | $5,947,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,419,000 | $5,938,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 112,904 | $5,928,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 971,606 | $5,927,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 232,255 | $5,925,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 230,518 | $5,920,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 210,917 | $5,912,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 122,462 | $5,911,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 342,530 | $5,909,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 267,391 | $5,909,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 543,325 | $5,906,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 2,192,000 | $5,896,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 310,230 | $5,892,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 202,178 | $5,891,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 48,477 | $5,887,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 116,135 | $5,885,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 514,819 | $5,885,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 2,940,000 | $5,881,000 | thousands by filing date | principal |
| INC RESH HLDGS INC | 45329R109 | CL A | 228,952 | $5,880,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 191,788 | $5,876,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 367,168 | $5,875,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 131,642 | $5,857,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 110,608 | $5,855,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 346,857 | $5,834,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 518,517 | $5,833,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,491,854 | $5,831,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 256,376 | $5,822,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 93,048 | $5,819,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 352,628 | $5,804,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 166,768 | $5,793,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,755 | $5,776,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 44,267 | $5,773,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 42,298 | $5,770,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 280,433 | $5,766,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 167,728 | $5,764,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 361,495 | $5,755,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 80,399 | $5,742,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 3,923,000 | $5,732,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 435,443 | $5,726,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 252,844 | $5,706,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 4,759,000 | $5,687,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 302,760 | $5,686,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 175,292 | $5,681,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 199,211 | $5,680,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 109,757 | $5,679,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 145,909 | $5,664,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,289,289 | $5,660,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,242,000 | $5,659,000 | thousands by filing date | principal |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 381,822 | $5,639,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 54,919 | $5,634,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 79,690 | $5,626,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 344,081 | $5,626,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,426,000 | $5,613,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 155,390 | $5,603,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 254,961 | $5,596,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,554,000 | $5,589,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,239,000 | $5,570,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 68,812 | $5,556,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 338,519 | $5,549,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 213,250 | $5,543,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 260,096 | $5,540,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 283,187 | $5,535,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 384,236 | $5,532,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 92,940 | $5,528,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 275,060 | $5,527,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 214,066 | $5,516,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 175,400 | $5,515,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 675,158 | $5,515,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 171,223 | $5,501,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 120,840 | $5,494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 214,468 | $5,486,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 194,407 | $5,484,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 166,205 | $5,479,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 232,610 | $5,469,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 165,048 | $5,463,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 185,520 | $5,449,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 159,809 | $5,444,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 327,808 | $5,442,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 73,814 | $5,424,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 104,066 | $5,422,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 161,300 | $5,421,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 358,294 | $5,400,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 98,306 | $5,398,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 274,937 | $5,396,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 337,532 | $5,393,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 5,324,000 | $5,380,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 586,387 | $5,371,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 641,143 | $5,366,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 166,519 | $5,355,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 243,008 | $5,349,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 343,130 | $5,349,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 92,002 | $5,326,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 137,288 | $5,326,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 341,735 | $5,311,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,531,000 | $5,307,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 123,764 | $5,300,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 278,471 | $5,291,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 316,970 | $5,271,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 188,465 | $5,264,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 60,349 | $5,264,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 135,685 | $5,253,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 370,828 | $5,232,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 191,149 | $5,229,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 382,067 | $5,200,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 208,329 | $5,186,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 88,866 | $5,179,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 145,475 | $5,176,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 238,407 | $5,153,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 224,343 | $5,151,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 119,761 | $5,150,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 67,065 | $5,146,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 200,239 | $5,146,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 129,355 | $5,137,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 114,562 | $5,132,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 429,755 | $5,131,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 232,465 | $5,130,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 95,507 | $5,126,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 237,854 | $5,126,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,128,094 | $5,110,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 154,128 | $5,105,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 49,481 | $5,095,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 124,209 | $5,090,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 79,818 | $5,090,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 502,263 | $5,087,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 533,562 | $5,084,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 117,498 | $5,082,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 116,736 | $5,081,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 132,971 | $5,079,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 608,117 | $5,072,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 37,995 | $5,071,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 145,110 | $5,062,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 108,233 | $5,061,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 869,400 | $5,058,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 217,371 | $5,045,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 221,471 | $5,019,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 181,720 | $5,003,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 855,900 | $5,002,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 162,525 | $4,995,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 87,539 | $4,987,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 39,993 | $4,981,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 433,377 | $4,975,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 152,276 | $4,964,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 79,993 | $4,959,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 447,699 | $4,956,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 302,639 | $4,948,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 76,284 | $4,941,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 49,068 | $4,939,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 328,244 | $4,923,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 73,350 | $4,920,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 80,145 | $4,909,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71,021 | $4,907,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 61,592 | $4,906,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 346,134 | $4,897,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 214,469 | $4,896,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 58,236 | $4,893,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 66,982 | $4,893,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 181,019 | $4,890,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 135,827 | $4,886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 109,257 | $4,879,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 181,481 | $4,876,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 658,600 | $4,870,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 144,110 | $4,869,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 115,050 | $4,865,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 221,516 | $4,861,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 740,524 | $4,843,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 256,587 | $4,834,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 209,752 | $4,833,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 275,000 | $4,832,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 192,914 | $4,832,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 361,599 | $4,831,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 563,566 | $4,830,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400,000 | $4,827,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 41,922 | $4,819,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 62,456 | $4,805,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 739,266 | $4,791,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 796,286 | $4,786,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 286,830 | $4,784,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 72,087 | $4,780,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 381,887 | $4,774,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 90,622 | $4,758,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 54,021 | $4,756,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 78,079 | $4,754,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 84,388 | $4,749,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 164,082 | $4,747,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 67,832 | $4,746,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 81,583 | $4,739,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 117,162 | $4,732,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 59,881 | $4,719,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 68,117 | $4,704,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 3,500,000 | $4,698,000 | thousands by filing date | principal |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,607 | $4,680,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 170,576 | $4,674,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 45,995 | $4,671,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 39,606 | $4,664,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 171,690 | $4,658,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 241,717 | $4,653,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 406,170 | $4,643,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 166,956 | $4,636,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 105,911 | $4,635,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 116,062 | $4,620,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 200,393 | $4,618,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 389,720 | $4,618,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 74,511 | $4,606,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65,400 | $4,605,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 289,276 | $4,599,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,143,885 | $4,598,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 197,706 | $4,581,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 85,902 | $4,578,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 326,372 | $4,573,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 33,173 | $4,561,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 348,883 | $4,539,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 490,489 | $4,532,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 63,856 | $4,524,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 136,957 | $4,513,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 251,931 | $4,512,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 140,374 | $4,511,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 182,174 | $4,510,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 225,939 | $4,508,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 541,182 | $4,498,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 99,214 | $4,486,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 93,872 | $4,483,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 593,920 | $4,472,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 455,623 | $4,470,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 94,012 | $4,457,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 338,045 | $4,447,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 70,140 | $4,440,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 161,010 | $4,439,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 174,103 | $4,429,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 84,273 | $4,427,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 55,790 | $4,419,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 59,387 | $4,415,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 169,349 | $4,405,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 136,097 | $4,401,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 58,550 | $4,372,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 251,635 | $4,364,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 637,829 | $4,363,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 189,469 | $4,359,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 78,278 | $4,359,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 161,496 | $4,356,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 141,906 | $4,349,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,264 | $4,348,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 175,937 | $4,346,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 134,975 | $4,335,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 27,671 | $4,332,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 160,474 | $4,315,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 172,587 | $4,291,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 179,391 | $4,278,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 129,549 | $4,275,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 463,544 | $4,264,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 324,046 | $4,264,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 526,371 | $4,264,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 44,111 | $4,261,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 55,731 | $4,259,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 202,189 | $4,258,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 530,790 | $4,257,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 260,874 | $4,241,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 436,992 | $4,239,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 151,038 | $4,228,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 189,815 | $4,223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 299,704 | $4,213,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 41,263 | $4,201,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 103,138 | $4,192,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 55,665 | $4,187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 374,772 | $4,186,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 606,786 | $4,182,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 103,107 | $4,182,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 197,768 | $4,180,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 140,369 | $4,174,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 161,487 | $4,162,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 3,237,000 | $4,154,000 | thousands by filing date | principal |
| HEALTHCARE RLTY TR | 421946104 | COM | 151,946 | $4,151,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 111,701 | $4,149,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 111,443 | $4,147,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 241,338 | $4,143,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 281,634 | $4,142,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 115,675 | $4,136,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 77,945 | $4,135,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 113,721 | $4,130,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 985,525 | $4,120,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 161,085 | $4,115,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 123,474 | $4,097,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 29,552 | $4,097,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 552,780 | $4,095,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 334,144 | $4,093,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 275,460 | $4,090,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 572,590 | $4,088,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 146,830 | $4,086,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 166,538 | $4,085,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 110,441 | $4,081,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,439,100 | $4,080,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 216,963 | $4,079,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 516,568 | $4,060,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 119,028 | $4,059,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |