13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN LORAIN CORP | 027297100 | COM | 131,100 | $1,014,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 110,890 | $1,011,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18,008 | $1,009,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 20,890 | $1,009,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 126,632 | $1,008,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 76,919 | $1,007,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 25,753 | $1,004,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 19,790 | $1,004,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 55,362 | $1,003,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 50,405 | $1,000,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 23,394 | $999,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 74,487 | $996,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 26,390 | $995,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 101,904 | $995,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 39,407 | $995,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 63,321 | $994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 57,586 | $992,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 85,904 | $992,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 45,890 | $991,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 146,125 | $989,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 45,062 | $987,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,190 | $986,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 26,041 | $985,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 21,127 | $984,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 130,007 | $984,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 773,000 | $983,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 19,585 | $982,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 71,912 | $981,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,222,000 | $978,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 56,982 | $978,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 65,264 | $977,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 19,863 | $977,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 41,681 | $977,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 500,000 | $969,000 | thousands by filing date | principal |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 60,027 | $968,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 100,375 | $964,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 27,186 | $964,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 46,354 | $963,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 19,020 | $962,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 133,589 | $962,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 64,827 | $956,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 27,100 | $956,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 955,000 | $953,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 29,725 | $952,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 456,960 | $950,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 66,516 | $949,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 43,181 | $949,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 39,986 | $946,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 27,792 | $946,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 685,000 | $944,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,181 | $943,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 265,328 | $942,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 30,271 | $941,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 69,191 | $941,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 381,400 | $939,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 89,175 | $939,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,421,000 | $939,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 66,500 | $938,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 12,395 | $935,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 31,045 | $934,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 37,267 | $930,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 28,178 | $929,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 53,940 | $927,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 50,537 | $923,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,902 | $921,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 48,612 | $921,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 56,453 | $921,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 1,000,000 | $921,000 | thousands by filing date | principal |
| TCW CONV SECS FD INC | 872340104 | COM | 170,713 | $920,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 63,833 | $919,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 33,393 | $918,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 113,514 | $916,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 127,523 | $916,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 91,334 | $913,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 63,629 | $913,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 29,408 | $911,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 891,000 | $907,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 35,329 | $906,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,784 | $905,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 46,768 | $905,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 55,630 | $905,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 81,783 | $902,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 218,100 | $900,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 31,809 | $899,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 76,274 | $898,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 25,588 | $897,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 64,947 | $897,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 45,705 | $897,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 43,533 | $896,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 19,969 | $895,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,028 | $894,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 66,388 | $894,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 900,000 | $888,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 122,635 | $888,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 50,424 | $887,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 49,274 | $887,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 120,089 | $887,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 42,519 | $887,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 45,555 | $882,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 27,833 | $882,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 57,947 | $882,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 20,188 | $881,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 39,460 | $877,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 55,053 | $873,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 29,240 | $872,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 28,306 | $870,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 36,116 | $869,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 21,325 | $866,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 131,853 | $864,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 98,680 | $863,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 250,000 | $863,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 48,644 | $861,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 43,474 | $861,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 50,784 | $852,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 42,191 | $852,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 31,442 | $852,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 51,459 | $849,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 62,002 | $848,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 48,810 | $846,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 53,552 | $844,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 27,164 | $843,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 15,906 | $842,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,097 | $838,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 113,300 | $838,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18,586 | $836,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 44,006 | $836,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 66,033 | $835,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 50,921 | $835,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 45,925 | $834,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,523 | $833,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 200,364 | $831,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 26,771 | $826,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,064 | $825,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 111,643 | $825,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 94,916 | $825,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 190,000 | $823,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 386,600 | $820,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 37,954 | $820,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 34,369 | $819,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 89,575 | $816,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 149,392 | $814,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 81,935 | $812,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,550 | $811,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 231,100 | $811,000 | thousands by filing date | put |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 29,604 | $809,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 14,689 | $807,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 10,140 | $807,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 17,026 | $805,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 56,752 | $805,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 17,035 | $804,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 34,530 | $799,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,874 | $797,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,215,000 | $796,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,244,700 | $796,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 56,205 | $796,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 69,672 | $795,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 36,043 | $794,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 25,957 | $794,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 26,720 | $794,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 39,089 | $793,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 26,998 | $791,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,829 | $789,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 67,138 | $789,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 20,565 | $789,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 80,929 | $788,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 30,751 | $785,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 48,371 | $784,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,332 | $783,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 306,877 | $783,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 18,284 | $783,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 26,069 | $780,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,185,600 | $779,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 26,661 | $778,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 264,370 | $777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 23,949 | $773,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 186,179 | $772,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 24,876 | $770,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 25,150 | $768,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 74,455 | $768,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 69,131 | $767,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 61,132 | $764,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,613 | $762,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 92,938 | $762,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 169,539 | $761,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 21,208 | $760,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 29,079 | $760,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 34,562 | $759,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 57,460 | $759,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 164,087 | $758,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,862 | $757,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 70,881 | $756,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 29,681 | $756,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,620,943 | $753,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 450,000 | $752,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 82,084 | $751,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 38,662 | $749,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,664 | $746,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 18,868 | $746,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 38,761 | $746,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 31,463 | $744,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 25,642 | $744,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,000 | $743,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 55,484 | $743,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 37,384 | $743,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 34,054 | $743,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 10,642 | $743,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 102,923 | $742,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 32,023 | $741,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 36,992 | $741,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 59,689 | $741,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 101,675 | $737,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 732,000 | $737,000 | thousands by filing date | principal |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 61,433 | $733,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 20,613 | $732,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 52,632 | $731,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,247 | $731,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 47,652 | $731,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 54,518 | $726,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 112,064 | $726,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 153,143 | $725,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 36,674 | $721,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 49,684 | $721,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 220,400 | $720,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 40,770 | $718,000 | thousands by filing date | |
| 38259p508 | COM | 20,000 | $718,000 | thousands by filing date | put | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 108,051 | $718,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 92,998 | $716,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,160 | $716,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 55,432 | $714,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,752 | $713,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,482 | $712,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50,817 | $711,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 61,324 | $711,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,686 | $711,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 13,684 | $709,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 44,705 | $709,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 28,990 | $708,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 67,374 | $707,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 20,545 | $707,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 8,265 | $707,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 16,338 | $699,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 46,248 | $699,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 50,655 | $699,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 33,620 | $697,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 132,172 | $695,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 47,510 | $694,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $693,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,451 | $693,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 19,146 | $691,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 11,334 | $690,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 74,235 | $687,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 66,968 | $686,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 164,093 | $685,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,427 | $682,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 476,500 | $682,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 580,000 | $681,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 348,100 | $679,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 8,828 | $679,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 66,125 | $679,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 107,617 | $679,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 50,000 | $679,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 39,592 | $678,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,463 | $677,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 19,840 | $677,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 63,099 | $676,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 736,000 | $675,000 | thousands by filing date | principal |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 16,905 | $674,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 33,202 | $671,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,076,000 | $668,000 | thousands by filing date | principal |
| K2M GROUP HLDGS INC | 48273J107 | COM | 32,010 | $668,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,209 | $667,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 27,866 | $667,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,428,000 | $663,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 36,841 | $663,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 80,866 | $662,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 202,952 | $661,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 51,680 | $660,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 13,612 | $659,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 14,417 | $658,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 32,135 | $658,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 54,334 | $656,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 34,359 | $655,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 38,032 | $655,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 663,000 | $655,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 42,357 | $654,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 142,100 | $654,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 57,829 | $653,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 45,132 | $649,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,560 | $648,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 60,614 | $648,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 53,412 | $647,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,727 | $646,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 66,705 | $644,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 52,689 | $644,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 25,471 | $644,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 9,600 | $643,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 23,555 | $642,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 12,373 | $641,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 228,670 | $640,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 33,586 | $640,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 21,057 | $638,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 17,806 | $638,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 46,989 | $635,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 24,990 | $635,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 30,291 | $634,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,615 | $632,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,116 | $631,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 605,000 | $631,000 | thousands by filing date | principal |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,568 | $629,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 42,004 | $628,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 87,809 | $628,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 251,000 | $627,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 47,545 | $627,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 32,292 | $626,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 40,000 | $626,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,192,250 | $625,000 | thousands by filing date | principal |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 13,739 | $625,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 102,435 | $622,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 17,688 | $622,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,826 | $619,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,235 | $618,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 27,115 | $617,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,166 | $616,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 10,746 | $615,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 25,404 | $614,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 219,724 | $613,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 23,871 | $613,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 58,267 | $613,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 73,593 | $613,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 25,693 | $613,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 65,735 | $612,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 79,408 | $611,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 43,647 | $610,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39,447 | $610,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 12,606 | $609,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 43,847 | $609,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 378,253 | $608,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 15,791 | $607,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,837 | $607,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 47,207 | $606,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 10,480 | $605,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 19,869 | $604,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 66,751 | $604,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 40,593 | $604,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 716,900 | $603,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,062 | $603,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,655 | $603,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 13,744 | $601,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 72,828 | $601,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 35,709 | $600,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,918 | $598,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 12,316 | $598,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 42,904 | $597,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 35,179 | $597,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 127,125 | $596,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 88,475 | $595,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,178 | $594,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 458,000 | $594,000 | thousands by filing date | principal |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 84,983 | $593,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,140 | $592,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 35,601 | $591,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 62,488 | $589,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 61,412 | $587,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 66,409 | $584,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 35,009 | $584,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 26,925 | $584,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 11,586 | $584,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,952 | $582,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 85,401 | $582,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 104,926 | $580,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 446,600 | $578,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 48,668 | $578,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,062 | $574,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 15,976 | $573,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 600,300 | $572,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 39,148 | $572,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 38,973 | $572,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 24,664 | $572,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100,000 | $569,000 | thousands by filing date | put |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 11,878 | $569,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,628 | $567,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,544 | $566,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 25,724 | $566,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,847 | $566,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 101,110 | $566,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,910 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 15,565 | $564,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 16,009 | $563,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 50,000 | $560,000 | thousands by filing date | call |
| BOWL AMER INC BWL | 102565108 | COMMON | 39,006 | $559,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,692 | $558,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,266,000 | $558,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 20,788 | $558,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 218,960 | $554,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 39,674 | $554,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 18,886 | $553,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 560,000 | $552,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 38,563 | $551,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,757 | $549,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 37,965 | $549,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 162,223 | $548,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 10,537 | $548,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 539,000 | $545,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 29,537 | $545,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 42,594 | $544,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 26,201 | $540,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100,000 | $539,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 21,894 | $539,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,530 | $537,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 15,093 | $536,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 48,674 | $534,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 17,420 | $534,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,858 | $534,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 22,014 | $534,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 177,100 | $533,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500,500 | $533,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 277,400 | $531,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 19,001 | $531,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 96,249 | $528,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 32,519 | $528,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 17,717 | $525,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 44,830 | $525,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $524,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 511,000 | $520,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 502,000 | $520,000 | thousands by filing date | principal |
| BON-TON STORES INC | 09776J101 | COM | 70,068 | $519,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 20,181 | $519,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 29,571 | $517,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 39,607 | $515,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 9,194 | $515,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 60,079 | $514,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 87,617 | $514,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,620 | $514,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 97,575 | $514,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,932 | $513,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 220,899 | $512,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 13,485 | $512,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,932 | $511,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 32,129 | $511,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23,249 | $507,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 61,003 | $507,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 311,051 | $506,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 28,916 | $504,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 65,298 | $503,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,194 | $502,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 37,010 | $502,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 46,945 | $501,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 17,341 | $501,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 36,557 | $501,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 8,669 | $500,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 402,000 | $499,000 | thousands by filing date | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 38,770 | $498,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 18,687 | $498,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 36,988 | $497,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 26,176 | $496,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,754 | $495,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 55,608 | $495,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 33,517 | $495,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 230,900 | $494,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 115,879 | $494,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 13,419 | $492,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 159,161 | $492,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 41,259 | $491,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 16,000 | $489,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 92,915 | $488,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 54,620 | $487,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,914 | $485,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,680 | $484,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 26,829 | $483,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 48,106 | $481,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 36,000 | $480,000 | thousands by filing date | put |
| LANDAUER INC | 51476K103 | COM | 14,042 | $480,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 3,778 | $479,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 10,622 | $478,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 23,925 | $478,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,800 | $476,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,307 | $476,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 83,904 | $475,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 23,136 | $474,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 23,795 | $474,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 104,812 | $474,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 34,605 | $473,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 77,800 | $470,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 58,000 | $469,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,158 | $468,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 16,827 | $467,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,974 | $467,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 33,913 | $467,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 35,031 | $466,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 23,554 | $466,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 34,828 | $466,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 13,329 | $466,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 36,358 | $466,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 23,988 | $465,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 38,228 | $465,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 49,211 | $465,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,251 | $463,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 30,800 | $463,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 410,000 | $463,000 | thousands by filing date | principal |
| ELIZABETH ARDEN INC | 28660G106 | COM | 21,627 | $462,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |