13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAC INTERACTIVECORP | 44919P508 | COM | 66,618 | $4,050,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 284,556 | $4,038,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 262,728 | $4,038,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 340,561 | $4,033,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 152,043 | $4,032,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 132,163 | $4,030,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 277,023 | $4,009,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 987,638 | $4,002,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 454,931 | $3,994,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 301,043 | $3,992,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 169,812 | $3,984,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 116,629 | $3,981,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 303,894 | $3,981,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,189,000 | $3,966,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,875,000 | $3,963,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 175,352 | $3,961,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 178,722 | $3,959,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 361,305 | $3,956,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 96,620 | $3,949,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 370,070 | $3,945,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 188,517 | $3,940,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 96,028 | $3,940,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 161,092 | $3,934,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 281,485 | $3,932,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 386,115 | $3,931,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 307,487 | $3,930,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 84,751 | $3,927,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 429,281 | $3,927,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 48,641 | $3,927,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 174,845 | $3,925,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 140,957 | $3,925,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 339,370 | $3,913,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 4,134,000 | $3,909,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 21,952 | $3,908,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 143,713 | $3,905,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 32,429 | $3,886,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 84,669 | $3,885,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 73,651 | $3,884,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $3,869,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,114,000 | $3,869,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 50,498 | $3,867,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 159,297 | $3,866,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 63,002 | $3,864,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 166,391 | $3,861,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 117,454 | $3,859,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 69,985 | $3,859,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 114,505 | $3,832,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 151,991 | $3,823,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 258,513 | $3,811,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 467,372 | $3,804,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 140,818 | $3,801,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 426,000 | $3,799,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 177,594 | $3,799,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 135,877 | $3,796,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 282,091 | $3,794,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 88,153 | $3,789,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,697,000 | $3,787,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 133,342 | $3,782,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 225,139 | $3,773,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 34,051 | $3,771,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 33,316 | $3,768,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 136,105 | $3,765,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 75,104 | $3,762,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,406,000 | $3,761,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 820,000 | $3,754,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 173,568 | $3,753,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 51,320 | $3,741,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,151,000 | $3,740,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,355,000 | $3,727,000 | thousands by filing date | principal |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 93,210 | $3,724,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 299,065 | $3,718,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 595,188 | $3,714,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 182,752 | $3,714,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 72,558 | $3,709,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 1,660,000 | $3,706,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 322,235 | $3,683,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 288,463 | $3,678,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 206,726 | $3,674,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 46,620 | $3,673,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 250,407 | $3,673,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 229,680 | $3,670,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 999,500 | $3,669,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 98,847 | $3,660,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 41,540 | $3,656,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 126,514 | $3,656,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 231,601 | $3,641,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,188,000 | $3,623,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 265,782 | $3,612,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 68,049 | $3,606,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 197,908 | $3,596,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 160,454 | $3,593,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 143,114 | $3,568,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 376,924 | $3,539,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 229,163 | $3,538,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 99,751 | $3,537,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 129,524 | $3,531,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 149,717 | $3,528,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 130,455 | $3,523,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 76,440 | $3,503,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 61,855 | $3,500,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 671,164 | $3,500,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 80,642 | $3,489,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 90,189 | $3,484,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 296,622 | $3,482,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 82,887 | $3,478,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 130,473 | $3,474,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 220,118 | $3,469,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 84,052 | $3,467,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 125,948 | $3,464,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 119,850 | $3,448,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 491,889 | $3,443,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 97,199 | $3,439,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 242,567 | $3,437,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 439,786 | $3,430,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 101,437 | $3,425,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 750,884 | $3,424,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 618,300 | $3,419,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 430,047 | $3,419,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 514,733 | $3,418,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44,476 | $3,408,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 433,245 | $3,407,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 159,664 | $3,402,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 156,782 | $3,402,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 769,000 | $3,398,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 89,953 | $3,393,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 76,995 | $3,389,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 245,631 | $3,388,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 103,159 | $3,383,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 27,356 | $3,380,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 36,349 | $3,376,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 199,562 | $3,376,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 27,521 | $3,372,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 192,960 | $3,371,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 34,769 | $3,367,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 59,523 | $3,361,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 28,462 | $3,359,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 31,787 | $3,358,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 203,929 | $3,355,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 67,720 | $3,354,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 345,155 | $3,352,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 256,495 | $3,337,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 138,168 | $3,335,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 263,921 | $3,331,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 36,001 | $3,326,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31,747 | $3,318,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 114,171 | $3,312,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 260,621 | $3,312,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 188,474 | $3,306,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 56,578 | $3,306,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,902,000 | $3,306,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 281,250 | $3,305,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 207,881 | $3,305,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 59,461 | $3,296,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 124,175 | $3,291,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 536,087 | $3,286,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 136,008 | $3,285,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 116,247 | $3,280,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 189,259 | $3,274,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 144,123 | $3,274,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 132,948 | $3,271,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 228,706 | $3,268,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 244,759 | $3,261,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 227,574 | $3,252,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 167,471 | $3,251,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 80,286 | $3,245,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 468,154 | $3,244,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 81,509 | $3,239,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 272,137 | $3,236,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 129,462 | $3,236,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 248,205 | $3,234,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 76,183 | $3,214,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 104,426 | $3,211,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 84,356 | $3,205,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,938 | $3,203,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 180,136 | $3,198,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,217,000 | $3,187,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 88,361 | $3,184,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 96,649 | $3,183,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 40,040 | $3,182,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 194,464 | $3,181,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 71,365 | $3,179,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 169,700 | $3,178,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 89,033 | $3,159,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 222,993 | $3,158,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 129,701 | $3,153,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 151,450 | $3,153,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 179,616 | $3,151,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 72,148 | $3,150,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 44,137 | $3,143,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 116,543 | $3,140,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 247,478 | $3,136,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 203,001 | $3,132,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 55,913 | $3,120,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,310,400 | $3,118,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 72,206 | $3,118,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 100,072 | $3,117,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 60,921 | $3,113,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 239,569 | $3,104,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 55,406 | $3,101,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 126,988 | $3,098,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 91,819 | $3,091,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 70,987 | $3,087,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 135,874 | $3,084,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 119,843 | $3,080,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,254,000 | $3,080,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,923,000 | $3,079,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 64,357 | $3,078,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 116,876 | $3,077,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 34,727 | $3,076,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 91,229 | $3,072,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 132,195 | $3,068,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 44,549 | $3,067,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 113,309 | $3,058,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 193,986 | $3,057,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 127,800 | $3,055,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 365,757 | $3,047,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,055,000 | $3,045,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 268,693 | $3,042,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 39,109 | $3,031,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 221,824 | $3,023,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 3,028,000 | $3,021,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 287,327 | $3,017,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 82,071 | $3,012,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 192,790 | $3,006,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 262,008 | $3,005,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 2,981,000 | $2,996,000 | thousands by filing date | principal |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 158,581 | $2,994,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 144,334 | $2,990,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 81,258 | $2,985,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,348,000 | $2,985,000 | thousands by filing date | principal |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 170,892 | $2,981,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,041,200 | $2,977,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35,622 | $2,971,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 42,118 | $2,970,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19,715 | $2,964,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 84,986 | $2,960,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 58,646 | $2,957,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,397,000 | $2,944,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 49,903 | $2,940,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,716,000 | $2,928,000 | thousands by filing date | principal |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 205,781 | $2,924,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 117,603 | $2,920,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 953,100 | $2,919,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,195,000 | $2,917,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40,806 | $2,916,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,620,000 | $2,908,000 | thousands by filing date | principal |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 112,720 | $2,904,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 111,891 | $2,901,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 3,000,000 | $2,901,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 232,998 | $2,898,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 776,014 | $2,886,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 92,599 | $2,885,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 261,931 | $2,879,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 45,057 | $2,874,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,207,400 | $2,870,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 276,619 | $2,869,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 39,382 | $2,868,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 57,201 | $2,867,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 152,169 | $2,866,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 41,852 | $2,862,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 3,016,000 | $2,855,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 97,242 | $2,854,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 172,092 | $2,850,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 224,203 | $2,845,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 42,213 | $2,837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 55,673 | $2,836,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 2,684,000 | $2,829,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 31,018 | $2,826,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 308,730 | $2,824,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 64,089 | $2,819,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 113,347 | $2,810,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 894,331 | $2,808,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 706,341 | $2,804,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 87,493 | $2,802,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 116,407 | $2,802,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,050,000 | $2,800,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,220,000 | $2,799,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 83,389 | $2,798,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 418,091 | $2,793,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 131,327 | $2,791,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 276,894 | $2,777,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 1,408,000 | $2,774,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 119,339 | $2,773,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 206,596 | $2,773,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 80,327 | $2,772,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 500,000 | $2,770,000 | thousands by filing date | call |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 143,887 | $2,770,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 172,345 | $2,764,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 188,762 | $2,761,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 192,505 | $2,753,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 158,759 | $2,752,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 98,512 | $2,747,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100,640 | $2,743,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 185,912 | $2,742,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 93,153 | $2,725,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 123,027 | $2,724,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,010,000 | $2,710,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 24,225 | $2,700,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,406,000 | $2,698,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,401,000 | $2,674,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 693,542 | $2,670,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 534,731 | $2,662,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 36,872 | $2,659,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 44,105 | $2,656,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 56,272 | $2,653,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 51,956 | $2,648,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 160,901 | $2,645,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 106,991 | $2,643,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 136,185 | $2,637,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 317,726 | $2,637,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 76,305 | $2,631,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 61,225 | $2,616,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 58,598 | $2,613,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 121,012 | $2,611,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 51,235 | $2,606,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 30,411 | $2,601,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 103,648 | $2,598,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 200,165 | $2,597,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 508,137 | $2,597,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 77,164 | $2,595,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 47,558 | $2,585,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 256,332 | $2,582,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 59,230 | $2,582,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 50,724 | $2,580,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 82,345 | $2,576,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 103,222 | $2,571,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 70,214 | $2,570,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 227,945 | $2,569,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 166,433 | $2,567,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 67,883 | $2,556,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 24,575 | $2,555,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 309,517 | $2,547,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 224,295 | $2,542,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 79,213 | $2,534,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 58,823 | $2,532,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 108,427 | $2,528,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 81,939 | $2,525,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 400,819 | $2,521,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 238,452 | $2,521,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 292,436 | $2,514,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 236,000 | $2,511,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 45,197 | $2,509,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 44,834 | $2,502,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 193,826 | $2,500,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 166,010 | $2,499,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 156,496 | $2,497,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 89,670 | $2,495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 59,952 | $2,494,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 69,430 | $2,494,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 70,575 | $2,487,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 212,933 | $2,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 41,442 | $2,484,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 98,377 | $2,483,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 36,649 | $2,479,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 122,627 | $2,475,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 142,549 | $2,466,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 55,105 | $2,463,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 231,642 | $2,460,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 292,083 | $2,452,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 70,030 | $2,450,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 132,860 | $2,450,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 177,501 | $2,449,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 120,930 | $2,446,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 128,129 | $2,442,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 61,958 | $2,440,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 168,739 | $2,439,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 43,493 | $2,438,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 143,216 | $2,438,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 113,964 | $2,436,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 133,705 | $2,431,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 139,989 | $2,430,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 302,100 | $2,428,000 | thousands by filing date | put |
| LACLEDE GROUP INC/THE | 505597104 | COM | 45,633 | $2,427,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 311,411 | $2,425,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 102,207 | $2,421,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 20,960 | $2,418,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 70,462 | $2,410,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 148,441 | $2,409,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 300,441 | $2,407,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 213,842 | $2,406,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 32,257 | $2,405,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 107,165 | $2,394,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 182,639 | $2,391,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 107,135 | $2,390,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 120,298 | $2,386,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 169,156 | $2,385,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 167,997 | $2,372,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 37,406 | $2,365,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 103,353 | $2,363,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 105,765 | $2,360,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 77,340 | $2,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 70,583 | $2,356,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 362,792 | $2,347,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,353,000 | $2,347,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 71,887 | $2,345,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 98,367 | $2,345,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 48,655 | $2,342,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 88,685 | $2,338,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 83,281 | $2,337,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 152,443 | $2,335,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 94,819 | $2,334,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 215,452 | $2,331,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 121,991 | $2,331,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 44,058 | $2,331,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 281,206 | $2,323,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,525,000 | $2,317,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 93,848 | $2,315,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 420,282 | $2,315,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 14,290 | $2,314,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 88,471 | $2,313,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 46,216 | $2,311,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 64,919 | $2,309,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 24,618 | $2,305,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 54,863 | $2,297,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110,335 | $2,294,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 326,814 | $2,284,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 60,463 | $2,282,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 42,616 | $2,280,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 116,314 | $2,278,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 124,217 | $2,275,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 181,909 | $2,272,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 60,958 | $2,269,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 45,405 | $2,265,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 218,012 | $2,258,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 95,415 | $2,253,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 35,847 | $2,252,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 122,703 | $2,249,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 69,952 | $2,249,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 810,890 | $2,246,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 28,150 | $2,245,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 94,048 | $2,245,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 90,204 | $2,244,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 37,240 | $2,243,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,257,388 | $2,238,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 166,058 | $2,237,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,000,000 | $2,237,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 60,158 | $2,235,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 52,827 | $2,227,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 78,920 | $2,226,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 887,000 | $2,225,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 61,822 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 25,953 | $2,210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 73,167 | $2,210,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 44,382 | $2,209,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,650 | $2,206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 79,409 | $2,203,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 166,493 | $2,202,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 166,714 | $2,201,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 275,297 | $2,191,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,538,781 | $2,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 37,371 | $2,179,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 181,150 | $2,171,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 43,341 | $2,165,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 26,570 | $2,164,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 31,954 | $2,162,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 206,292 | $2,162,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,829,000 | $2,160,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 69,227 | $2,153,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,499 | $2,151,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 62,665 | $2,150,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 223,717 | $2,148,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 232,030 | $2,146,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,828,000 | $2,146,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 26,444 | $2,142,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 153,145 | $2,142,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,570,000 | $2,136,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 43,852 | $2,133,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 382,200 | $2,132,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 77,361 | $2,131,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 57,490 | $2,128,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 292,244 | $2,124,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 85,352 | $2,121,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 143,547 | $2,116,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 453,815 | $2,115,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 109,776 | $2,115,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 47,867 | $2,110,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,074,000 | $2,110,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 23,089 | $2,106,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 48,324 | $2,101,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 33,624 | $2,096,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 44,110 | $2,095,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 58,182 | $2,094,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 149,742 | $2,092,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 53,165 | $2,090,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,183,000 | $2,089,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,107 | $2,086,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 75,472 | $2,086,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 58,971 | $2,085,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,852,000 | $2,082,000 | thousands by filing date | principal |
| TRI CONTL CORP | 895436103 | COM | 96,861 | $2,074,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 127,166 | $2,070,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 68,822 | $2,068,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 58,933 | $2,064,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 194,860 | $2,058,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 130,108 | $2,057,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 85,675 | $2,057,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 16,993 | $2,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 72,238 | $2,055,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 281,830 | $2,054,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 148,095 | $2,053,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |